GUGGENHEIM CAPITAL LLC

13F filer, CIK 1283072, CHICAGO, IL

GUGGENHEIM CAPITAL LLC reported $14,290,402,949 across 1,856 holdings for the quarter ended 2024-09-30, in a 13F-HR filed 2024-11-13. Its ten largest share positions make up 20.5% of the portfolio.

Filed 2024-11-13 (acceptance time not in the bulk data set), ingested 2026-10-07 18:26:56 UTC13F-HR 0001283072-24-000007

Period: 2024-09-30
Reported value: $14.3B
Holdings: 1,856
Top 10 weight: 20.5%
New: 122
Sold out: 123

Part of the filer group GUGGENHEIM CAPITAL LLC

Guggenheim Funds Distributors, LLC Guggenheim Funds Investment Advisors, LLC +2 others

How groups are built

Largest buys vs the previous quarter

Security	Shares change	Approx. value
AVGOadded	+1,504,230	$259M
VCITadded	+2,225,845	$186M
CTASadded	+107,392	$22.1M
ESSadded	+30,613	$9.04M
STAGadded	+211,604	$8.27M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
NVDAreduced	-466,540	-$56.7M
AAPLreduced	-191,522	-$44.6M
MSFTreduced	-95,286	-$41M
METAreduced	-38,222	-$21.9M
AMZNreduced	-99,746	-$18.6M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2024

Share positions as resolved from 13F-HR 0001283072-24-000007, largest first. % of portfolio is the value over $14,126,536,949, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
PEOADAM NAT RES FD INC	16,580	$385K	<0.01%	-12,148	Timeline
ATRAPTARGROUP INC	2,397	$384K	<0.01%	-304	Timeline
BANRBANNER CORP	6,425	$383K	<0.01%	-1,213	Timeline
MGMMGM RESORTS INTERNATIONAL	9,788	$383K	<0.01%	-794	Timeline
ASCARDMORE SHIPPING CORP	21,125	$382K	<0.01%	+2,732	Timeline
HCCWARRIOR MET COAL INC	5,980	$382K	<0.01%	-750	Timeline
MTARCELORMITTAL SA LUXEMBOURG	14,528	$382K	<0.01%	-661	Timeline
CNXNPC CONNECTION INC	5,038	$380K	<0.01%	new	Timeline
BERRY GLOBAL GROUP INCBERRY GLOBAL GROUP INC	5,582	$379K	<0.01%	-7,271
ENVESTNET INCENVESTNET INC	6,042	$378K	<0.01%	new
GUESS? INCGUESS? INC	18,775	$378K	<0.01%	new
CCJCAMECO CORP	7,910	$378K	<0.01%	-1,719	Timeline
FDSFACTSET RESH SYS INC	820	$377K	<0.01%	-45	Timeline
NWSANEWS CORP NEW	14,119	$376K	<0.01%	-987	Timeline
BITBLACKROCK MULTI SECTOR INC T	24,551	$373K	<0.01%	-15,473	Timeline
TRINTRINITY CAP INC	27,486	$373K	<0.01%	+9,211	Timeline
NXSTNEXSTAR MEDIA GROUP INC	2,253	$373K	<0.01%	new	Timeline
ENVAENOVA INTL INC	4,441	$372K	<0.01%	-4,249	Timeline
ERCALLSPRING MULTI SECTOR INCOM	38,765	$371K	<0.01%	-27,354	Timeline
FCFSFIRSTCASH HOLDINGS INC	3,222	$370K	<0.01%	-274	Timeline
EFCELLINGTON FINANCIAL INC	28,629	$369K	<0.01%	+197	Timeline
WRBBERKLEY W R CORP	6,489	$368K	<0.01%	+817	Timeline
SNXTD SYNNEX CORPORATION	3,060	$367K	<0.01%	-29,096	Timeline
NXDRNEXTDOOR HOLDINGS INC	148,123	$367K	<0.01%	-22,293	Timeline
DLXDELUXE CORP MEDIUM TERM NTS	18,827	$367K	<0.01%	new	Timeline
TMHCTAYLOR MORRISON HOME CORP	5,214	$366K	<0.01%	-678	Timeline
EVERI HLDGS INCEVERI HLDGS INC	27,802	$365K	<0.01%	new
SUSUNCOR ENERGY INC NEW	9,881	$365K	<0.01%	-38,003	Timeline
DPGDUFF & PHELPS UTLITY AND INF	30,975	$364K	<0.01%	+17,794	Timeline
NXGNXG NEXTGEN INFRASTR INCM FD	8,706	$363K	<0.01%	new	Timeline
ZTOZTO EXPRESS CAYMAN INC	14,672	$363K	<0.01%	new	Timeline
JBLUJETBLUE AIRWAYS CORP	55,158	$362K	<0.01%	+650	Timeline
ATLANTICA YIELD PLCATLANTICA YIELD PLC	16,454	$362K	<0.01%	0
ZZILLOW GROUP INC	5,591	$357K	<0.01%	+1,082	Timeline
STERLING CHECK CORPSTERLING CHECK CORP	21,279	$356K	<0.01%	0
CXCEMEX SAB DE CV	58,270	$355K	<0.01%	+1,283	Timeline
PTGXPROTAGONIST THERAPEUTICS INC	7,898	$355K	<0.01%	new	Timeline
RQICOHEN & STEERS QUALITY INCOM	25,039	$355K	<0.01%	+14,214	Timeline
BKEBUCKLE INC	8,057	$354K	<0.01%	-16,591	Timeline
VLYVALLEY NATL BANCORP	39,039	$354K	<0.01%	-22,937	Timeline
SIGSIGNET JEWELERS LTD	3,425	$353K	<0.01%	-150	Timeline
MLKNMILLERKNOLL INC	14,238	$353K	<0.01%	-17,284	Timeline
SAGE THERAPEUTICS INCSAGE THERAPEUTICS INC	48,764	$352K	<0.01%	+12,548
YUMCYUM CHINA HLDGS INC	7,820	$352K	<0.01%	+5	Timeline
SPBSPECTRUM BRANDS HOLDINGS INC	3,698	$352K	<0.01%	-87	Timeline
AALAMERICAN AIRLINES GROUP INC	31,282	$352K	<0.01%	-20,124	Timeline
OLPONE LIBERTY PPTYS INC	12,717	$350K	<0.01%	new	Timeline
GABGABELLI EQUITY TR INC	63,775	$350K	<0.01%	new	Timeline
HOSHORNBECK OFFSHORE SERVICES I	31,531	$350K	<0.01%	-5,766	Timeline
BRBROADRIDGE FINL SOLUTIONS IN	1,625	$349K	<0.01%	-315	Timeline
BNSBANK NOVA SCOTIA B C	6,382	$348K	<0.01%	-6,471	Timeline
AHRTAH RLTY TR INC	31,875	$345K	<0.01%	-1,011	Timeline
EVHEVOLENT HEALTH INC	12,170	$344K	<0.01%	+64	Timeline
ERIEERIE INDTY CO	633	$342K	<0.01%	-368	Timeline
TDOCTELADOC HEALTH INC	37,208	$342K	<0.01%	+1,246	Timeline
NOKNOKIA CORP	78,105	$341K	<0.01%	+41,888	Timeline
ARCH RESOURCES INCARCH RESOURCES INC	2,470	$341K	<0.01%	+343
SCCOSOUTHERN COPPER CORP	2,945	$341K	<0.01%	-10,351	Timeline
MTZMASTEC INC	2,759	$340K	<0.01%	-470	Timeline
LNCLINCOLN NATL CORP IND	10,750	$339K	<0.01%	+142	Timeline
PDMPIEDMONT REALTY TRUST INC	33,527	$339K	<0.01%	-19,097	Timeline
INGING GROEP N.V.	18,634	$338K	<0.01%	+1,638	Timeline
BTXBLACKROCK TECH AND PRIVATE E	44,738	$338K	<0.01%	+64	Timeline
FLCFLAHERTY & CRUMRINE TOTAL RE	19,431	$336K	<0.01%	new	Timeline
CVECENOVUS ENERGY INC	20,066	$336K	<0.01%	-7,767	Timeline
FHBFIRST HAWAIIAN INC	14,491	$335K	<0.01%	-8,294	Timeline
XIFRXPLR INFRASTRUCTURE LP	12,131	$335K	<0.01%	+3,323	Timeline
PGFINVESCO EXCHANGE TRADED FD T	21,377	$335K	<0.01%	-48,513	Timeline
HIXWESTERN ASSET HIGH INCOM FD	74,166	$334K	<0.01%	+107	Timeline
PETIQ INCPETIQ INC	10,867	$334K	<0.01%	new
AXTAAXALTA COATING SYS LTD	9,161	$332K	<0.01%	-905	Timeline
SPRSPIRIT AEROSYSTEMS HLDGS INC	10,192	$331K	<0.01%	new	Timeline
ARMKARAMARK	8,533	$330K	<0.01%	-1,221	Timeline
GTGOODYEAR TIRE & RUBR CO	37,156	$329K	<0.01%	-2,975	Timeline
JAAAJANUS DETROIT STR TR	6,381	$325K	<0.01%	new	Timeline
NORDSTROM INCNORDSTROM INC	14,399	$324K	<0.01%	-2,631
SOURCE CAPITAL COM SHS OF B…SOURCE CAPITAL COM SHS OF BEN I	7,265	$324K	<0.01%	-240
CUSHMAN & WAKEFIELD UK HOLDCCUSHMAN & WAKEFIELD UK HOLDC	23,721	$323K	<0.01%	+2,841
TMDXTRANSMEDICS GROUP INC	2,048	$322K	<0.01%	new	Timeline
JXNJACKSON FINANCIAL INC	3,523	$321K	<0.01%	-8,201	Timeline
WKCWORLD KINECT CORPORATION	10,393	$321K	<0.01%	+644	Timeline
BBVABANCO BILBAO VIZCAYA ARGENTA	29,633	$321K	<0.01%	+4,783	Timeline
ICLRICON PUB LTD CO	1,117	$321K	<0.01%	-18	Timeline
ARWARROW ELECTRS INC	2,413	$321K	<0.01%	-428	Timeline
POWERSCHOOL HOLDINGS INCPOWERSCHOOL HOLDINGS INC	14,045	$320K	<0.01%	0
BBNBLACKROCK TAX MUNICPAL BD TR	17,922	$319K	<0.01%	new	Timeline
SDRLSEADRILL LTD	8,024	$319K	<0.01%	-769	Timeline
PMTPENNYMAC MTG INVT TR	22,305	$318K	<0.01%	+37	Timeline
PACIFIC PREMIER BANCORP INCPACIFIC PREMIER BANCORP INC	12,588	$317K	<0.01%	-7,029
FLEXFLEX LTD	9,468	$317K	<0.01%	-1,294	Timeline
CIGCIA ENERGETICA DE MINAS GERA	153,400	$316K	<0.01%	+39,248	Timeline
PLABPHOTRONICS INC	12,702	$315K	<0.01%	-3,074	Timeline
ZIONZIONS BANCORPORATION NATL AS	6,610	$312K	<0.01%	-5,077	Timeline
WDSWOODSIDE ENERGY GROUP LTD	18,002	$310K	<0.01%	+803	Timeline
GFFGRIFFON CORP	4,418	$309K	<0.01%	-6,231	Timeline
MBCMASTERBRAND INC	16,673	$309K	<0.01%	-6,896	Timeline
NGVTINGEVITY CORP	7,896	$308K	<0.01%	-1,826	Timeline
BTEBAYTEX ENERGY CORP	103,569	$308K	<0.01%	-16,013	Timeline
OMABGRUPO AEROPORTUARIO DEL CENT	4,527	$307K	<0.01%	+20	Timeline
ASGLIBERTY ALL-STAR GROWTH FD I	54,682	$307K	<0.01%	+32,082	Timeline
GPREGREEN PLAINS INC	22,625	$306K	<0.01%	-4,965	Timeline
IBPINSTALLED BLDG PRODS INC	1,243	$306K	<0.01%	+38	Timeline
SPHSUBURBAN PROPANE PARTNERS L	17,058	$306K	<0.01%	-231	Timeline
MATMATTEL INC	16,055	$306K	<0.01%	-19,338	Timeline
REVANCE THERAPEUTICS INCREVANCE THERAPEUTICS INC	58,872	$306K	<0.01%	new
TDTORONTO DOMINION BK ONT	4,805	$304K	<0.01%	-5,504	Timeline
ASNDASCENDIS PHARMA A/S	2,031	$303K	<0.01%	+217	Timeline
UNITI GROUP INCUNITI GROUP INC	53,595	$302K	<0.01%	+1,073
HOGHARLEY DAVIDSON INC	7,842	$302K	<0.01%	-1,181	Timeline
SDHYPGIM SHORT DUR HIG YLD OPP F	18,016	$301K	<0.01%	-51,842	Timeline
VACMARRIOTT VACATIONS WORLDWIDE	4,093	$301K	<0.01%	-221	Timeline
ALLYALLY FINL INC	8,435	$300K	<0.01%	-15,785	Timeline
GLNGGOLAR LNG LTD	8,165	$300K	<0.01%	-4,401	Timeline
XRAYDENTSPLY SIRONA INC	11,040	$299K	<0.01%	-348	Timeline
CNKCINEMARK HLDGS INC	10,728	$299K	<0.01%	+65	Timeline
ARIAPOLLO COML REAL ESTATE FIN	32,397	$298K	<0.01%	+1,316	Timeline
NYTNEW YORK TIMES CO MTN BE	5,345	$298K	<0.01%	-299	Timeline
FLRFLUOR CORP	6,212	$296K	<0.01%	-645	Timeline
VIPER ENERGY INC-CL AVIPER ENERGY INC-CL A	6,540	$295K	<0.01%	new
KTKT CORP	19,154	$295K	<0.01%	-10,079	Timeline
AEHRAEHR TEST SYS	22,907	$294K	<0.01%	-1,792	Timeline
ALGTALLEGIANT TRAVEL CO	5,290	$291K	<0.01%	+286	Timeline
IRTINDEPENDENCE RLTY TR INC	14,179	$291K	<0.01%	+494	Timeline
ITUBITAU UNIBANCO HLDG S A	43,180	$287K	<0.01%	-26,881	Timeline
ASTSAST SPACEMOBILE INC	10,945	$286K	<0.01%	new	Timeline
ENSTAR GROUP LIMITEDENSTAR GROUP LIMITED	888	$286K	<0.01%	new
WDFCWD 40 CO	1,107	$285K	<0.01%	-139	Timeline
AEOAMERICAN EAGLE OUTFITTERS IN	12,736	$285K	<0.01%	+1,814	Timeline
GLGLOBE LIFE INC	2,689	$285K	<0.01%	-12,720	Timeline
MTHMERITAGE HOMES CORP	1,381	$283K	<0.01%	-8,244	Timeline
CARAVIS BUDGET GROUP INC	3,228	$283K	<0.01%	-144	Timeline
TTECTTEC HLDGS INC	47,884	$281K	<0.01%	-5,178	Timeline
CARGCARGURUS INC	9,324	$280K	<0.01%	+490	Timeline
DMCDEL MONTE CORP	9,467	$280K	<0.01%	new	Timeline
IHDVOYA EMERGING MKTS HIGH DIVI	48,855	$279K	<0.01%	+645	Timeline
MWAMUELLER WTR PRODS INC	12,825	$278K	<0.01%	new	Timeline
IOSPINNOSPEC INC	2,448	$277K	<0.01%	new	Timeline
ADNTADIENT PLC	12,220	$276K	<0.01%	-755	Timeline
BBDCBARINGS BDC INC	28,093	$275K	<0.01%	-11,122	Timeline
GDOTGREEN DOT CORP	23,498	$275K	<0.01%	+1,553	Timeline
BALLYS CORPORATIONBALLYS CORPORATION	15,932	$275K	<0.01%	new
TUTELUS CORPORATION	16,352	$274K	<0.01%	new	Timeline
BFHBREAD FINANCIAL HOLDINGS INC	5,766	$274K	<0.01%	+332	Timeline
THGHANOVER INS GROUP INC	1,848	$274K	<0.01%	-5,525	Timeline
PRGPROG HOLDINGS INC	5,643	$274K	<0.01%	-722	Timeline
SPOKSPOK HLDGS INC	18,158	$273K	<0.01%	-28,450	Timeline
TRNOTERRENO RLTY CORP	4,087	$273K	<0.01%	-19,821	Timeline
BCXBLACKROCK RES & COMMODITIES	28,446	$273K	<0.01%	-558	Timeline
GOGROCERY OUTLET HLDG CORP	15,547	$273K	<0.01%	+1,483	Timeline
OIO-I GLASS INC	20,733	$272K	<0.01%	-1,223	Timeline
THOTHOR INDS INC	2,465	$271K	<0.01%	-395	Timeline
BOKFBOK FINL CORP	2,586	$271K	<0.01%	-1,683	Timeline
GHCGRAHAM HLDGS CO	328	$270K	<0.01%	-53	Timeline
QDELQUIDELORTHO CORP	5,886	$268K	<0.01%	new	Timeline
GMS INCGMS INC	2,962	$268K	<0.01%	-14,599
MTLSMATERIALISE NV	48,779	$267K	<0.01%	-2,780	Timeline
BCPCBALCHEM CORP	1,517	$267K	<0.01%	-464	Timeline
FCNFTI CONSULTING INC	1,171	$266K	<0.01%	-121	Timeline
RYROYAL BK CDA	2,121	$265K	<0.01%	-1,975	Timeline
ASBASSOCIATED BANC-CORP	12,246	$264K	<0.01%	-8,158	Timeline
TLNTALEN ENERGY CORP	1,473	$263K	<0.01%	new	Timeline
SRTASTRATA CRITICAL MEDICAL INC	89,092	$262K	<0.01%	-3,503	Timeline
AMRALPHA METALLURGICAL RESOUR I	1,108	$262K	<0.01%	-75	Timeline
ADPTADAPTIVE BIOTECHNOLOGIES COR	50,938	$261K	<0.01%	-2,390	Timeline
GOGOGOGO INC	35,649	$256K	<0.01%	-31,774	Timeline
AGNCAGNC INVT CORP	24,452	$256K	<0.01%	+11,125	Timeline
PNFPPINNACLE FINANCIAL PARTNERS	2,610	$256K	<0.01%	-2,735	Timeline
MOVMOVADO GROUP INC	13,747	$256K	<0.01%	-13,643	Timeline
SLVMSYLVAMO CORP	2,954	$254K	<0.01%	-3,643	Timeline
HSBCHSBC HLDGS PLC	5,600	$253K	<0.01%	-10,505	Timeline
CMCANADIAN IMPERIAL BANK OF CO	4,123	$253K	<0.01%	-5,721	Timeline
FIVEFIVE BELOW INC	2,850	$252K	<0.01%	-336	Timeline
XPROEXPRO GROUP HOLDINGS NV	14,662	$252K	<0.01%	-3,118	Timeline
DKLDELEK LOGISTICS PARTNERS LP	5,749	$251K	<0.01%	-75	Timeline
SLGSL GREEN RLTY CORP	3,609	$251K	<0.01%	new	Timeline
INMDINMODE LTD	14,804	$251K	<0.01%	-2,870	Timeline
RGENREPLIGEN CORP	1,686	$251K	<0.01%	-245	Timeline
BORRBORR DRILLING LTD	45,439	$249K	<0.01%	-10,995	Timeline
BPOPPOPULAR INC	2,485	$249K	<0.01%	-2,339	Timeline
CSWCSW INDUSTRIALS INC	680	$249K	<0.01%	new	Timeline
LAURLAUREATE ED INC	14,978	$249K	<0.01%	new	Timeline
FLGFLAGSTAR BANK NATIONAL ASSOC	21,991	$247K	<0.01%	new	Timeline
DNOWDNOW INC	18,932	$245K	<0.01%	new	Timeline
ICLICL GROUP LTD	57,395	$244K	<0.01%	-4,938	Timeline
LILI AUTO INC	9,502	$244K	<0.01%	-836	Timeline
WSCWILLSCOT HLDGS CORP	6,479	$244K	<0.01%	new	Timeline
CHWYCHEWY INC	8,314	$244K	<0.01%	-1,692	Timeline
WWDWOODWARD INC	1,417	$243K	<0.01%	new	Timeline
GPIGROUP 1 AUTOMOTIVE INC	634	$243K	<0.01%	-276	Timeline
NGGNATIONAL GRID PLC	3,485	$243K	<0.01%	-3,322	Timeline
UNFIUNITED NAT FOODS INC	14,422	$243K	<0.01%	+939	Timeline
AMTMAMENTUM HOLDINGS INC	7,521	$243K	<0.01%	new	Timeline
GTYGETTY RLTY CORP NEW	7,625	$243K	<0.01%	new	Timeline
MTXMINERALS TECHNOLOGIES INC	3,139	$242K	<0.01%	new	Timeline
TBBKBANCORP INC DEL	4,530	$242K	<0.01%	-3,727	Timeline
NVRIENVIRI CORP	23,406	$242K	<0.01%	+1,505	Timeline
GRBKGREEN BRICK PARTNERS INC	2,897	$242K	<0.01%	new	Timeline
LBTYKLIBERTY GLOBAL LTD	11,177	$242K	<0.01%	new	Timeline
UFPTUFP TECHNOLOGIES INC	757	$240K	<0.01%	new	Timeline
FIRST BANCSHARES INC MISSFIRST BANCSHARES INC MISS	7,454	$239K	<0.01%	new
GNWGENWORTH FINL INC	34,900	$239K	<0.01%	+1,866	Timeline
UUNITY SOFTWARE INC	10,549	$239K	<0.01%	-2,017	Timeline
NATLNCR ATLEOS CORPORATION	8,353	$238K	<0.01%	+502	Timeline
NOVAQSUNNOVA ENERGY INTERNATIONAL I	24,389	$238K	<0.01%	+260	Timeline
CMACOMERICA INC	3,950	$237K	<0.01%	-3,927	Timeline
FCNCAFIRST CTZNS BANCSHARES INC D	128	$236K	<0.01%	-138	Timeline
BTUPEABODY ENGR CORP	8,871	$235K	<0.01%	-2,476	Timeline
SPXCSPX TECHNOLOGIES INC	1,475	$235K	<0.01%	new	Timeline
THOUGHTWORKS HOLDING INCTHOUGHTWORKS HOLDING INC	53,127	$235K	<0.01%	new
MPTMEDICAL PROPERTIES TRUST INC	39,876	$233K	<0.01%	-200,744	Timeline
AZZAZZ INC	2,818	$233K	<0.01%	-6,058	Timeline
AESIATLAS ENERGY SOLUTIONS INC	10,669	$233K	<0.01%	-3,345	Timeline
PNRPENTAIR PLC	2,374	$232K	<0.01%	-436	Timeline
SLGNSILGAN HLDGS INC	4,421	$232K	<0.01%	-796	Timeline
SHAKSHAKE SHACK INC	2,245	$232K	<0.01%	new	Timeline
IEXIDEX CORP	1,080	$232K	<0.01%	-186	Timeline
QSRRESTAURANT BRANDS INTL INC	3,212	$232K	<0.01%	+42	Timeline
ATEXANTERIX INC	6,150	$232K	<0.01%	-1,052	Timeline
FBPFIRST BANCORP CORPORATION	10,771	$228K	<0.01%	-1,786	Timeline
CVBFCVB FINL CORP	12,773	$228K	<0.01%	-9,301	Timeline
HSTMHEALTHSTREAM INC	7,888	$227K	<0.01%	new	Timeline
WALWESTERN ALLIANCE BANCORP	2,630	$227K	<0.01%	-2,844	Timeline
HWKNHAWKINS INC	1,784	$227K	<0.01%	new	Timeline
STNESTONECO LTD	20,081	$226K	<0.01%	+4,806	Timeline
BMIBADGER METER INC	1,033	$226K	<0.01%	new	Timeline
BURLBURLINGTON STORES INC	854	$225K	<0.01%	-248	Timeline
SPSCSPS COMM INC	1,158	$225K	<0.01%	-77	Timeline
PREMIER FINANCIAL CORPPREMIER FINANCIAL CORP	9,524	$224K	<0.01%	new
NICENICE LTD	1,285	$223K	<0.01%	new	Timeline
VIAVVIAVI SOLUTIONS INC	24,672	$223K	<0.01%	+11,228	Timeline
AVAVAEROVIRONMENT INC	1,103	$221K	<0.01%	new	Timeline
GKOSGLAUKOS CORP	1,680	$219K	<0.01%	new	Timeline
KELYAKELLY SVCS INC	10,186	$218K	<0.01%	+675	Timeline
FSSFEDERAL SIGNAL CORP	2,330	$218K	<0.01%	new	Timeline
URBNURBAN OUTFITTERS INC	5,679	$218K	<0.01%	new	Timeline
NWNNORTHWEST NAT HLDG CO	5,322	$217K	<0.01%	new	Timeline
NIONIO INC	32,493	$217K	<0.01%	-10,068	Timeline
COTYCOTY INC	22,990	$216K	<0.01%	-2,328	Timeline
VSHVISHAY INTERTECHNOLOGY INC	11,413	$216K	<0.01%	-50,908	Timeline
CENXCENTURY ALUM CO	13,289	$216K	<0.01%	+34	Timeline
ADMAADMA BIOLOGICS INC	10,778	$215K	<0.01%	new	Timeline
MODMODINE MFG CO	1,621	$215K	<0.01%	new	Timeline
BCSBARCLAYS PLC	17,715	$215K	<0.01%	-10,015	Timeline
QSIQUANTUM SI INC	242,454	$213K	<0.01%	-10,820	Timeline
TCBITEXAS CAP BANCSHARES INC	2,985	$213K	<0.01%	-2,611	Timeline
HEHAWAIIAN ELEC INDS INC MTN B	21,943	$212K	<0.01%	+4,296	Timeline
HTZHERTZ GLOBAL HLDGS INC	64,290	$212K	<0.01%	+3,486	Timeline
FFINFIRST FINL BANKSHARES INC	5,686	$210K	<0.01%	-5,459	Timeline
XPOXPO INC	1,953	$210K	<0.01%	-294	Timeline
EXTREXTREME NETWORKS INC	13,966	$210K	<0.01%	+3,225	Timeline
EPRTESSENTIAL PPTYS RLTY TR INC	6,120	$209K	<0.01%	new	Timeline
SSYSSTRATASYS LTD	25,062	$208K	<0.01%	-1,395	Timeline
MBLYMOBILEYE GLOBAL INC	15,144	$207K	<0.01%	new	Timeline
RESRPC INC	32,588	$207K	<0.01%	-5,973	Timeline
CBLCBL & ASSOC PPTYS INC	8,206	$207K	<0.01%	new	Timeline
WTTRSELECT WATER SOLUTIONS INC	18,538	$206K	<0.01%	new	Timeline
NDSNNORDSON CORP	785	$206K	<0.01%	-135	Timeline
XNCRXENCOR INC	10,218	$205K	<0.01%	-10,353	Timeline
ARESARES MANAGEMENT CORPORATION	1,314	$205K	<0.01%	new	Timeline
ARCBARCBEST CORP	1,888	$205K	<0.01%	new	Timeline
ARCADIUM LITHIUM PLCARCADIUM LITHIUM PLC	71,838	$205K	<0.01%	-52,045
POWLPOWELL INDS INC	922	$205K	<0.01%	new	Timeline
MACMACERICH CO	11,218	$205K	<0.01%	new	Timeline
ROLROLLINS INC	4,045	$205K	<0.01%	-700	Timeline
RCIROGERS COMMUNICATIONS INC	5,086	$205K	<0.01%	new	Timeline
CVNACARVANA CO	1,169	$204K	<0.01%	new	Timeline
COINCOINBASE GLOBAL INC	1,140	$203K	<0.01%	new	Timeline
XPXP INC	11,320	$203K	<0.01%	new	Timeline
MFCMANULIFE FINL CORP	6,862	$203K	<0.01%	-4,109	Timeline
MATXMATSON INC	1,421	$203K	<0.01%	new	Timeline
BNBROOKFIELD CORP	3,769	$200K	<0.01%	new	Timeline
GBXGREENBRIER COS INC	3,935	$200K	<0.01%	new	Timeline
UECURANIUM ENERGY CORP	31,705	$197K	<0.01%	-7,629	Timeline
VSATVIASAT INC	16,485	$197K	<0.01%	+6,017	Timeline
CALYCALLAWAY GOLF CO	17,773	$195K	<0.01%	+1,530	Timeline
EZPWEZCORP INC	17,374	$195K	<0.01%	+1,203	Timeline
SMFGSUMITOMO MITSUI FIN GRP INC	15,344	$194K	<0.01%	-25,014	Timeline
LYFTLYFT INC	15,053	$192K	<0.01%	+1,684	Timeline
MCFTMASTERCRAFT BOAT HLDGS INC	10,531	$192K	<0.01%	-16,419	Timeline
SPNTSIRIUSPOINT LTD	13,275	$190K	<0.01%	-31,991	Timeline
PLAYAGS INCPLAYAGS INC	16,710	$190K	<0.01%	-13
SONOSONOS INC	15,265	$188K	<0.01%	-11,400	Timeline
ELPCCOMPANHIA PARANAENSE DE ENER	29,686	$186K	<0.01%	+23	Timeline
VVRINVESCO SR INCOME TR	45,046	$183K	<0.01%	-108,765	Timeline
MDPEDIATRIX MEDICAL GROUP INC	15,801	$183K	<0.01%	+1,003	Timeline
ADEAADEIA INC	15,207	$181K	<0.01%	-19,034	Timeline
ENLINK MIDSTREAM LLCENLINK MIDSTREAM LLC	12,477	$181K	<0.01%	-56
SBHSALLY BEAUTY HLDGS INC	13,128	$178K	<0.01%	+685	Timeline
GRABGRAB HOLDINGS LIMITED	46,591	$177K	<0.01%	-1,979	Timeline
VACASA INCVACASA INC	61,854	$174K	<0.01%	0
AHCOADAPTHEALTH CORP	15,088	$169K	<0.01%	+935	Timeline
PEBPEBBLEBROOK HOTEL TR	12,788	$169K	<0.01%	-34,000	Timeline
DRHDIAMONDROCK HOSPITALITY CO	19,197	$168K	<0.01%	+3,035	Timeline
AGNTAGNT INC	11,585	$163K	<0.01%	+1,535	Timeline
RIOTRIOT PLATFORMS INC	21,570	$160K	<0.01%	+1,103	Timeline
CLSKCLEANSPARK INC	16,585	$155K	<0.01%	+2,378	Timeline
GORES HOLDINGS IX INCGORES HOLDINGS IX INC	1,999,998	$151K	<0.01%	0
MRC GLOBAL INCMRC GLOBAL INC	11,791	$150K	<0.01%	new
KOSKOSMOS ENERGY LTD	37,213	$150K	<0.01%	-7,851	Timeline
VYXNCR VOYIX CORPORATION	10,702	$145K	<0.01%	+585	Timeline
ARRYARRAY TECHNOLOGIES INC	21,155	$140K	<0.01%	+1,251	Timeline
RWAYRUNWAY GROWTH FINANCE CORP	13,555	$139K	<0.01%	new	Timeline
RWTREDWOOD TRUST INC	17,996	$139K	<0.01%	+1,069	Timeline
PCTPURECYCLE TECHNOLOGIES INC	14,631	$139K	<0.01%	-4,830	Timeline
GTNGRAY MEDIA INC	25,896	$139K	<0.01%	-4,030	Timeline
GEOGEO GROUP INC	10,710	$138K	<0.01%	+607	Timeline
LILAKLIBERTY LATIN AMERICA LTD	14,316	$136K	<0.01%	new	Timeline
UAUNDER ARMOUR INC	15,954	$133K	<0.01%	-1,470	Timeline
AXIAYAXIA ENERGIA SA	18,360	$133K	<0.01%	-16,403	Timeline
UAAUNDER ARMOUR INC	14,884	$133K	<0.01%	-1,151	Timeline
DANDANA INC	12,467	$132K	<0.01%	-14,590	Timeline
PLUGPLUG PWR INC	57,813	$131K	<0.01%	-19,813	Timeline
ADTADT INC DEL	17,856	$129K	<0.01%	new	Timeline
PACBPACIFIC BIOSCIENCES CALIF IN	72,163	$123K	<0.01%	-117,661	Timeline
BGSB & G FOODS INC	13,803	$123K	<0.01%	+847	Timeline
RIVNRIVIAN AUTOMOTIVE INC	10,840	$122K	<0.01%	-2,126	Timeline
NWGNATWEST GROUP PLC	12,400	$116K	<0.01%	new	Timeline
HANESBRANDS INCHANESBRANDS INC	15,677	$115K	<0.01%	+695
BDNBRANDYWINE RLTY TR	21,085	$115K	<0.01%	+1,137	Timeline
VISNVISTANCE NETWORKS INC	18,510	$113K	<0.01%	new	Timeline
BCRXBIOCRYST PHARMACEUTICALS INC	14,790	$112K	<0.01%	-1,065	Timeline
HPPHUDSON PAC PPTYS INC	23,313	$111K	<0.01%	-38,510	Timeline
FIGSFIGS INC	16,098	$110K	<0.01%	-9	Timeline
DCHDAUCH CORP	17,023	$105K	<0.01%	+1,054	Timeline
AEGAEGON LTD	16,355	$105K	<0.01%	-27	Timeline
VUZIVUZIX CORP	86,207	$101K	<0.01%	-4,198	Timeline
MRVIMARAVAI LIFESCIENCES HLDGS I	11,729	$97.5K	<0.01%	-908	Timeline
EXSCIENTIA PLCEXSCIENTIA PLC	19,942	$97.3K	<0.01%	new
SXCSUNCOKE ENERGY INC	10,787	$93.6K	<0.01%	+657	Timeline
MFGMIZUHO FINANCIAL GROUP INC	22,108	$92.4K	<0.01%	+9,443	Timeline
NUSNU SKIN ENTERPRISES INC	12,371	$91.2K	<0.01%	-4,188	Timeline
SSLSASOL LTD	13,365	$90.3K	<0.01%	new	Timeline
SOFISOFI TECHNOLOGIES INC	10,843	$85.2K	<0.01%	new	Timeline
BSBRBANCO SANTANDER BRASIL S A	15,241	$80.2K	<0.01%	-25	Timeline
AURAURORA INNOVATION INC	13,527	$80.1K	<0.01%	+1,209	Timeline
LUCID GROUP INCLUCID GROUP INC	20,945	$73.9K	<0.01%	-5,969
QSQUANTUMSCAPE CORP	11,344	$65.2K	<0.01%	-1,609	Timeline
EODALLSPRING GLOBAL DIVIDEND OP	12,886	$64.6K	<0.01%	-1,484	Timeline
ADTNADTRAN HOLDINGS INC	10,745	$63.7K	<0.01%	-22,737	Timeline
AMCAMC ENTMT HLDGS INC	13,718	$62.4K	<0.01%	+1,959	Timeline
PTONPELOTON INTERACTIVE INC	13,218	$61.9K	<0.01%	+506	Timeline
BLNKBLINK CHARGING CO	34,992	$60.2K	<0.01%	-9,122	Timeline
BBDBANCO BRADESCO S A	21,538	$57.3K	<0.01%	-38,858	Timeline
AMLXAMYLYX PHARMACEUTICALS INC	15,398	$49.9K	<0.01%	-50	Timeline
NIUNIU TECHNOLOGIES	20,390	$46.9K	<0.01%	-4,161	Timeline
SVCSERVICE PPTYS TR	10,073	$45.9K	<0.01%	new	Timeline
SABRSABRE CORP	12,236	$44.9K	<0.01%	-284	Timeline
OPENOPENDOOR TECHNOLOGIES INC	20,494	$41K	<0.01%	+3,190	Timeline
LUMINAR TECHNOLOGIES INCLUMINAR TECHNOLOGIES INC	38,477	$34.6K	<0.01%	+20,240
Leslie's IncLeslie's Inc	10,498	$33.2K	<0.01%	-528
ABCLABCELLERA BIOLOGICS INC	10,362	$26.9K	<0.01%	-922	Timeline
GLOBALSTAR INCGLOBALSTAR INC	10,619	$13.2K	<0.01%	-68

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
SPYSTATE STR SPDR S&P 500 ETF T SHS	put	142,800	$81.9M	+31,000
SPYSTATE STR SPDR S&P 500 ETF T SHS	call	142,800	$81.9M	+31,000

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
BLOCK INCBLOCK INC NOTE 5/0	principal	27,121,000	$25M	0
CABLE ONE INCCABLE ONE INC NOTE 3/1	principal	8,000,000	$7.32M	0

Sold out in Q3 2024

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 123. All 123

Security	Shares before	Value before	Type
SCHZSCHWAB STRATEGIC TR	113,005	$5.15M	shares
RETAIL OPPORTUNITY INVESTME…RETAIL OPPORTUNITY INVESTMENTS	390,231	$4.85M	shares
APOLLO SENIOR FLOATING RATE…APOLLO SENIOR FLOATING RATE FU	331,759	$4.82M	shares
APOLLO TACTICAL INCOME FD I…APOLLO TACTICAL INCOME FD INC	240,525	$3.52M	shares
FERGUSON PLCFERGUSON PLC	16,301	$3.16M	shares
IEFISHARES TR	29,604	$2.77M	shares
ADCAGREE RLTY CORP	38,782	$2.4M	shares
IJHISHARES TR	37,669	$2.2M	shares
WESTROCK COWESTROCK CO	41,582	$2.09M	shares
CEREVEL THERAPEUTICS HLDNG ICEREVEL THERAPEUTICS HLDNG I	44,847	$1.83M	shares
CLEARBRIDGE ENERGY MLP FUND…CLEARBRIDGE ENERGY MLP FUND, I	34,765	$1.65M	shares
TE CONNECTIVITY LTDTE CONNECTIVITY LTD	10,513	$1.58M	shares
NVECNVE CORP	19,787	$1.48M	shares
FOXFOX CORP	45,428	$1.45M	shares
TEXTEREX CORP NEW	25,628	$1.41M	shares
EQCEQUITY COMMONWEALTH	69,969	$1.36M	shares
FBINFORTUNE BRANDS INNOVATIONS I	20,404	$1.33M	shares
EQUITRANS MIDSTREAM CORP NPVEQUITRANS MIDSTREAM CORP NPV	99,994	$1.3M	shares
COLLCOLLEGIUM PHARMACEUTICAL INC	32,038	$1.03M	shares
OLINK HLDG ABOLINK HLDG AB	39,817	$1.01M	shares
FIRST TR HIGH INCOME L/S FDFIRST TR HIGH INCOME L/S FD	79,206	$977K	shares
PRTAPROTHENA CORP PLC	43,248	$893K	shares
HTHHILLTOP HLDGS INC	25,700	$804K	shares
NATIONAL WESTN LIFE GROUP INNATIONAL WESTN LIFE GROUP IN	1,492	$741K	shares
ENCORE WIRE CORPENCORE WIRE CORP	2,536	$735K	shares
HIBBETT INCHIBBETT INC	8,068	$704K	shares
SXTSENSIENT TECHNOLOGIES CORP	9,212	$683K	shares
ATKRATKORE INC	5,035	$679K	shares
IMMRIMMERSION CORP	71,991	$677K	shares
OOMAOOMA INC	64,698	$642K	shares
UPBDUPBOUND GROUP INC	20,587	$632K	shares
SDSANDRIDGE ENERGY INC	47,194	$610K	shares
CPFCENTRAL PAC FINL CORP	27,625	$586K	shares
YOUCLEAR SECURE INC	31,080	$582K	shares
SYBTSTOCK YDS BANCORP INC	11,609	$577K	shares
SHOOMADDEN STEVEN LTD	13,600	$575K	shares
DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING IN	35,828	$555K	shares
CAMBRIDGE BANCORPCAMBRIDGE BANCORP	7,743	$534K	shares
LNNLINDSAY CORP	4,299	$528K	shares
WNCWABASH NATL CORP	24,061	$525K	shares
AKRACADIA RLTY TR	27,751	$497K	shares
SAPSAP SE	2,451	$494K	shares
AGCOAGCO CORP	5,016	$491K	shares
PCRXPACIRA BIOSCIENCES INC	16,855	$482K	shares
U S SILICA HLDGS INCU S SILICA HLDGS INC	31,186	$482K	shares
USNAUSANA HEALTH SCIENCES INC	10,533	$477K	shares
DDSDILLARDS INC	1,061	$467K	shares
KMTKENNAMETAL INC	19,792	$466K	shares
UBSUBS GROUP AG	15,577	$460K	shares
EVERBRIDGE INCEVERBRIDGE INC	12,886	$451K	shares
LGNDLIGAND PHARMACEUTICALS INC	5,283	$445K	shares
PARRPAR PAC HOLDINGS INC	16,654	$421K	shares
MGRCMCGRATH RENTCORP	3,887	$414K	shares
GDENGOLDEN ENTMT INC	12,934	$402K	shares
ESRTEMPIRE ST RLTY TR INC	42,036	$394K	shares
HQLABRDN LIFE SCIENCES INVESTOR	27,505	$390K	shares
ETDETHAN ALLEN INTERIORS INC	13,829	$386K	shares
OVERSEAS SHIPHOLDING GROUP IOVERSEAS SHIPHOLDING GROUP I	45,272	$384K	shares
PGNYPROGYNY INC	12,992	$372K	shares
SNYSANOFI SA	7,652	$371K	shares
BBWBUILD-A-BEAR WORKSHOP INC	14,450	$365K	shares
SILK ROAD MEDICAL INCSILK ROAD MEDICAL INC	13,494	$365K	shares
IIPRINNOVATIVE INDL PPTYS INC	3,326	$363K	shares
MATVMATIV HOLDINGS INC	21,174	$359K	shares
ZIPZIPRECRUITER INC	39,340	$358K	shares
CADECADENCE BANK	12,445	$352K	shares
NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP	108,877	$351K	shares
CBSHCOMMERCE BANCSHARES INC	6,168	$344K	shares
OZKBANK OZK LITTLE ROCK ARK	8,152	$334K	shares
XBMEXBLACKROCK HEALTH SCIENCES TR	8,024	$328K	shares
HOMBHOME BANCSHARES INC	13,537	$324K	shares
PTACOHEN & STEERS TAX ADVAN PFD	16,228	$322K	shares
NUVEEN PREFERRED & INCO…NUVEEN PREFERRED & INCOME	16,445	$320K	shares
PLTKPLAYTIKA HLDG CORP	40,508	$319K	shares
XRNPXCOHEN & STEERS REIT & PFD &	15,556	$317K	shares
WABCWESTAMERICA BANCORPORATION	6,433	$312K	shares
DLYDOUBLELINE YIELD OPPORTUNITI	19,687	$311K	shares
CGCARLYLE GROUP INC	7,486	$301K	shares
SUNSUNOCO LP/SUNOCO FIN CORP	5,272	$298K	shares
SGMLSIGMA LITHIUM CORPORATION	24,612	$296K	shares
FROFRONTLINE PLC	11,410	$294K	shares
ICUIICU MED INC	2,448	$291K	shares
MKLMARKEL GROUP INC	182	$287K	shares
VIVTELEFONICA BRASIL SA	34,824	$286K	shares
CFLTCONFLUENT INC-CLASS A	9,648	$285K	shares
AGOASSURED GUARANTY LTD	3,591	$277K	shares
KDKYNDRYL HLDGS INC	10,157	$267K	shares
WSFSWSFS FINL CORP	5,676	$267K	shares
OSURORASURE TECHNOLOGIES INC	62,207	$265K	shares
ASSETMARK FINL HLDGS INCASSETMARK FINL HLDGS INC	7,376	$255K	shares
AMPHAMPHASTAR PHARMACEUTICALS IN	6,184	$247K	shares
HSIIHEIDRICK & STRUGGLES INTL IN	7,819	$247K	shares
ATRION CORPORATIONATRION CORPORATION	537	$243K	shares
FULTFULTON FINL CORP PA	14,078	$239K	shares
CLBCORE LABORATORIES INC	11,577	$235K	shares
BILLBILL HOLDINGS INC	4,428	$233K	shares
BMOBANK OF MONTREAL	2,748	$230K	shares
YETIYETI HLDGS INC	5,853	$223K	shares
WORWORTHINGTON ENTERPRISES INC	4,662	$221K	shares
ABCBAMERIS BANCORP	4,376	$220K	shares

How Q3 2024 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001283072-24-000007	base		2024-11-13	acceptance time not in the bulk data set	2026-10-07 18:26:56 UTC