GUGGENHEIM CAPITAL LLC
Follow13F filer, CIK 1283072, CHICAGO, IL
GUGGENHEIM CAPITAL LLC reported $14,290,402,949 across 1,856 holdings for the quarter ended 2024-09-30, in a 13F-HR filed 2024-11-13. Its ten largest share positions make up 20.5% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001283072-24-000007
- Period
- 2024-09-30
- Reported value
- $14.3B
- Holdings
- 1,856
- Top 10 weight
- 20.5%
- New
- 122
- Sold out
- 123
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| AVGOadded | +1,504,230 | $259M |
| VCITadded | +2,225,845 | $186M |
| CTASadded | +107,392 | $22.1M |
| ESSadded | +30,613 | $9.04M |
| STAGadded | +211,604 | $8.27M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| NVDAreduced | -466,540 | -$56.7M |
| AAPLreduced | -191,522 | -$44.6M |
| MSFTreduced | -95,286 | -$41M |
| METAreduced | -38,222 | -$21.9M |
| AMZNreduced | -99,746 | -$18.6M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 1,852 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| BLOCK INCBLOCK INC NOTE 5/0 | principal | 27,121,000 | $25M | 0 |
| CABLE ONE INCCABLE ONE INC NOTE 3/1 | principal | 8,000,000 | $7.32M | 0 |
Sold out in Q3 2024
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| SCHZSCHWAB STRATEGIC TR | 113,005 | $5.15M | shares |
| RETAIL OPPORTUNITY INVESTME…RETAIL OPPORTUNITY INVESTMENTS | 390,231 | $4.85M | shares |
| APOLLO SENIOR FLOATING RATE…APOLLO SENIOR FLOATING RATE FU | 331,759 | $4.82M | shares |
| APOLLO TACTICAL INCOME FD I…APOLLO TACTICAL INCOME FD INC | 240,525 | $3.52M | shares |
| FERGUSON PLCFERGUSON PLC | 16,301 | $3.16M | shares |
| IEFISHARES TR | 29,604 | $2.77M | shares |
| ADCAGREE RLTY CORP | 38,782 | $2.4M | shares |
| IJHISHARES TR | 37,669 | $2.2M | shares |
| WESTROCK COWESTROCK CO | 41,582 | $2.09M | shares |
| CEREVEL THERAPEUTICS HLDNG ICEREVEL THERAPEUTICS HLDNG I | 44,847 | $1.83M | shares |
| CLEARBRIDGE ENERGY MLP FUND…CLEARBRIDGE ENERGY MLP FUND, I | 34,765 | $1.65M | shares |
| TE CONNECTIVITY LTDTE CONNECTIVITY LTD | 10,513 | $1.58M | shares |
| NVECNVE CORP | 19,787 | $1.48M | shares |
| FOXFOX CORP | 45,428 | $1.45M | shares |
| TEXTEREX CORP NEW | 25,628 | $1.41M | shares |
| EQCEQUITY COMMONWEALTH | 69,969 | $1.36M | shares |
| FBINFORTUNE BRANDS INNOVATIONS I | 20,404 | $1.33M | shares |
| EQUITRANS MIDSTREAM CORP NPVEQUITRANS MIDSTREAM CORP NPV | 99,994 | $1.3M | shares |
| COLLCOLLEGIUM PHARMACEUTICAL INC | 32,038 | $1.03M | shares |
| OLINK HLDG ABOLINK HLDG AB | 39,817 | $1.01M | shares |
| FIRST TR HIGH INCOME L/S FDFIRST TR HIGH INCOME L/S FD | 79,206 | $977K | shares |
| PRTAPROTHENA CORP PLC | 43,248 | $893K | shares |
| HTHHILLTOP HLDGS INC | 25,700 | $804K | shares |
| NATIONAL WESTN LIFE GROUP INNATIONAL WESTN LIFE GROUP IN | 1,492 | $741K | shares |
| ENCORE WIRE CORPENCORE WIRE CORP | 2,536 | $735K | shares |
| HIBBETT INCHIBBETT INC | 8,068 | $704K | shares |
| SXTSENSIENT TECHNOLOGIES CORP | 9,212 | $683K | shares |
| ATKRATKORE INC | 5,035 | $679K | shares |
| IMMRIMMERSION CORP | 71,991 | $677K | shares |
| OOMAOOMA INC | 64,698 | $642K | shares |
| UPBDUPBOUND GROUP INC | 20,587 | $632K | shares |
| SDSANDRIDGE ENERGY INC | 47,194 | $610K | shares |
| CPFCENTRAL PAC FINL CORP | 27,625 | $586K | shares |
| YOUCLEAR SECURE INC | 31,080 | $582K | shares |
| SYBTSTOCK YDS BANCORP INC | 11,609 | $577K | shares |
| SHOOMADDEN STEVEN LTD | 13,600 | $575K | shares |
| DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING IN | 35,828 | $555K | shares |
| CAMBRIDGE BANCORPCAMBRIDGE BANCORP | 7,743 | $534K | shares |
| LNNLINDSAY CORP | 4,299 | $528K | shares |
| WNCWABASH NATL CORP | 24,061 | $525K | shares |
| AKRACADIA RLTY TR | 27,751 | $497K | shares |
| SAPSAP SE | 2,451 | $494K | shares |
| AGCOAGCO CORP | 5,016 | $491K | shares |
| PCRXPACIRA BIOSCIENCES INC | 16,855 | $482K | shares |
| U S SILICA HLDGS INCU S SILICA HLDGS INC | 31,186 | $482K | shares |
| USNAUSANA HEALTH SCIENCES INC | 10,533 | $477K | shares |
| DDSDILLARDS INC | 1,061 | $467K | shares |
| KMTKENNAMETAL INC | 19,792 | $466K | shares |
| UBSUBS GROUP AG | 15,577 | $460K | shares |
| EVERBRIDGE INCEVERBRIDGE INC | 12,886 | $451K | shares |
| LGNDLIGAND PHARMACEUTICALS INC | 5,283 | $445K | shares |
| PARRPAR PAC HOLDINGS INC | 16,654 | $421K | shares |
| MGRCMCGRATH RENTCORP | 3,887 | $414K | shares |
| GDENGOLDEN ENTMT INC | 12,934 | $402K | shares |
| ESRTEMPIRE ST RLTY TR INC | 42,036 | $394K | shares |
| HQLABRDN LIFE SCIENCES INVESTOR | 27,505 | $390K | shares |
| ETDETHAN ALLEN INTERIORS INC | 13,829 | $386K | shares |
| OVERSEAS SHIPHOLDING GROUP IOVERSEAS SHIPHOLDING GROUP I | 45,272 | $384K | shares |
| PGNYPROGYNY INC | 12,992 | $372K | shares |
| SNYSANOFI SA | 7,652 | $371K | shares |
| BBWBUILD-A-BEAR WORKSHOP INC | 14,450 | $365K | shares |
| SILK ROAD MEDICAL INCSILK ROAD MEDICAL INC | 13,494 | $365K | shares |
| IIPRINNOVATIVE INDL PPTYS INC | 3,326 | $363K | shares |
| MATVMATIV HOLDINGS INC | 21,174 | $359K | shares |
| ZIPZIPRECRUITER INC | 39,340 | $358K | shares |
| CADECADENCE BANK | 12,445 | $352K | shares |
| NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP | 108,877 | $351K | shares |
| CBSHCOMMERCE BANCSHARES INC | 6,168 | $344K | shares |
| OZKBANK OZK LITTLE ROCK ARK | 8,152 | $334K | shares |
| XBMEXBLACKROCK HEALTH SCIENCES TR | 8,024 | $328K | shares |
| HOMBHOME BANCSHARES INC | 13,537 | $324K | shares |
| PTACOHEN & STEERS TAX ADVAN PFD | 16,228 | $322K | shares |
| NUVEEN PREFERRED & INCO…NUVEEN PREFERRED & INCOME | 16,445 | $320K | shares |
| PLTKPLAYTIKA HLDG CORP | 40,508 | $319K | shares |
| XRNPXCOHEN & STEERS REIT & PFD & | 15,556 | $317K | shares |
| WABCWESTAMERICA BANCORPORATION | 6,433 | $312K | shares |
| DLYDOUBLELINE YIELD OPPORTUNITI | 19,687 | $311K | shares |
| CGCARLYLE GROUP INC | 7,486 | $301K | shares |
| SUNSUNOCO LP/SUNOCO FIN CORP | 5,272 | $298K | shares |
| SGMLSIGMA LITHIUM CORPORATION | 24,612 | $296K | shares |
| FROFRONTLINE PLC | 11,410 | $294K | shares |
| ICUIICU MED INC | 2,448 | $291K | shares |
| MKLMARKEL GROUP INC | 182 | $287K | shares |
| VIVTELEFONICA BRASIL SA | 34,824 | $286K | shares |
| CFLTCONFLUENT INC-CLASS A | 9,648 | $285K | shares |
| AGOASSURED GUARANTY LTD | 3,591 | $277K | shares |
| KDKYNDRYL HLDGS INC | 10,157 | $267K | shares |
| WSFSWSFS FINL CORP | 5,676 | $267K | shares |
| OSURORASURE TECHNOLOGIES INC | 62,207 | $265K | shares |
| ASSETMARK FINL HLDGS INCASSETMARK FINL HLDGS INC | 7,376 | $255K | shares |
| AMPHAMPHASTAR PHARMACEUTICALS IN | 6,184 | $247K | shares |
| HSIIHEIDRICK & STRUGGLES INTL IN | 7,819 | $247K | shares |
| ATRION CORPORATIONATRION CORPORATION | 537 | $243K | shares |
| FULTFULTON FINL CORP PA | 14,078 | $239K | shares |
| CLBCORE LABORATORIES INC | 11,577 | $235K | shares |
| BILLBILL HOLDINGS INC | 4,428 | $233K | shares |
| BMOBANK OF MONTREAL | 2,748 | $230K | shares |
| YETIYETI HLDGS INC | 5,853 | $223K | shares |
| WORWORTHINGTON ENTERPRISES INC | 4,662 | $221K | shares |
| ABCBAMERIS BANCORP | 4,376 | $220K | shares |
| CPNGCOUPANG INC | 10,413 | $218K | shares |
| KGSKODIAK GAS SVCS INC | 7,553 | $206K | shares |
| FIBKFIRST INTST BANCSYSTEM INC | 7,413 | $206K | shares |
| AIC3 AI INC | 7,007 | $203K | shares |
| SIX FLAGS ENTERTAINMENT CORPSIX FLAGS ENTERTAINMENT CORP | 6,084 | $202K | shares |
| CLWCLEARWATER PAPER CORP | 4,159 | $202K | shares |
| EBCEASTERN BANKSHARES INC | 14,264 | $199K | shares |
| SANBANCO SANTANDER SA | 38,253 | $177K | shares |
| GRALGRAIL INC | 11,494 | $177K | shares |
| GOODGLADSTONE COMMERCIAL CORP | 10,698 | $153K | shares |
| ECECOPETROL S A | 13,047 | $146K | shares |
| HAWAIIAN HOLDINGS INCHAWAIIAN HOLDINGS INC | 11,375 | $141K | shares |
| CRKCOMSTOCK RES INC | 12,990 | $135K | shares |
| CIONCION INVT CORP | 10,234 | $124K | shares |
| WHOLE EARTH BRANDS INCWHOLE EARTH BRANDS INC | 25,484 | $124K | shares |
| MERCMERCER INTL INC | 12,594 | $108K | shares |
| AMCXAMC GLOBAL MEDIA INC | 10,741 | $104K | shares |
| OABIOMNIAB INC | 26,028 | $97.6K | shares |
| DBIDESIGNER BRANDS INC | 14,020 | $95.8K | shares |
| ACDCPROFRAC HLDG CORP | 10,916 | $80.9K | shares |
| AEFABRDN EMERGING MARKETS EX CH | 11,574 | $61.1K | shares |
| GINKGO BIOWORKS HOLDINGS INCGINKGO BIOWORKS HOLDINGS INC | 150,465 | $49.7K | shares |
| DNABWGINKGO BIOWORKS HLDGS INC WT E | 399,600 | $11.3K | shares |
How Q3 2024 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001283072-24-000007 | base | 2024-11-13 | acceptance time not in the bulk data set |