Skip to content

GRUBER & MCBAINE CAPITAL MANAGEMENT LLC

Follow

13F filer, CIK 909450, SAN FRANCISCO, CA

GRUBER & MCBAINE CAPITAL MANAGEMENT LLC reported $355,171,000 across 205 holdings for the quarter ended 2014-09-30, in a 13F-HR/A filed 2014-11-14. Its ten largest share positions make up 25.72% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR/A 0000909450-14-000009

Period
2014-09-30
Reported value
$355M
Holdings
205
Top 10 weight
25.72%
New
43
Sold out
40

Largest buys vs the previous quarter

SecurityShares changeApprox. value
ADMnew+100,000$5.11M
AAPLnew+35,000$3.53M
BACnew+200,000$3.41M
GENERAL MOTORS CORPnew+100,000$3.19M
B/E AEROSPACE INCnew+37,975$3.19M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
ARCHER-DANIELS-MIDLANDexited-100,000-$4.41M
Move Increduced-177,100-$3.71M
APPLE INCexited-39,900-$3.71M
Be Aerospace Incexited-40,000-$3.7M
VYXexited-90,000-$3.16M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2014

Share positions as resolved from 13F-HR/A 0000909450-14-000009, largest first. % of portfolio is the value over $355,185,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
MDC PARTNERS INCMDC PARTNERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 1,045,257 shares; 2013Q4: 1,510,532 shares; 2014Q1: 1,510,532 shares; 2014Q2: 1,429,670 shares; 2014Q3: 1,428,545 shares 1,428,545$27.4M7.72%-1,125
STKLSUNOPTA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 2,371,993 shares; 2013Q4: 2,417,093 shares; 2014Q1: 2,000,000 shares; 2014Q2: 1,308,791 shares; 2014Q3: 1,220,591 shares 1,220,591$14.7M4.15%-88,200Timeline
IMAGEWARE SYSTEMS INC COMIMAGEWARE SYSTEMS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 6,626,723 shares; 2013Q4: 5,863,548 shares; 2014Q1: 5,863,548 shares; 2014Q2: 5,863,158 shares; 2014Q3: 6,192,553 shares 6,192,553$11.9M3.34%+329,395
AAOIAPPLIED OPTOELECTRONICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 80,000 shares; 2014Q2: 296,200 shares; 2014Q3: 380,000 shares 380,000$6.12M1.72%+83,800Timeline
FFIVF5 INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 30,000 shares; 2014Q1: 35,000 shares; 2014Q2: 45,000 shares; 2014Q3: 50,000 shares 50,000$5.94M1.67%+5,000Timeline
NCI BUILDING SYSTEMS INCNCI BUILDING SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 172,000 shares; 2013Q4: 294,500 shares; 2014Q1: 289,500 shares; 2014Q2: 289,500 shares; 2014Q3: 289,500 shares 289,500$5.62M1.58%0
Move IncMove IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 414,025 shares; 2013Q4: 414,000 shares; 2014Q1: 414,000 shares; 2014Q2: 424,500 shares; 2014Q3: 247,400 shares 247,400$5.19M1.46%-177,100
ADMARCHER DANIELS MIDLAND COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 100,000 shares 100,000$5.11M1.44%newTimeline
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 38,000 shares; 2013Q4: 34,500 shares; 2014Q1: 34,500 shares; 2014Q2: 27,000 shares; 2014Q3: 25,490 shares 25,490$5.02M1.41%-1,510
LOGMEIN INCLOGMEIN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 80,000 shares; 2013Q4: 101,800 shares; 2014Q1: 101,750 shares; 2014Q2: 95,000 shares; 2014Q3: 94,368 shares 94,368$4.35M1.22%-632
RUCKUS WIRELESS INCRUCKUS WIRELESS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 37,300 shares; 2013Q4: 60,000 shares; 2014Q1: 140,000 shares; 2014Q2: 310,000 shares; 2014Q3: 310,000 shares 310,000$4.14M1.17%0
DAKOTA PLAINSDAKOTA PLAINSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 1,075,000 shares; 2013Q4: 1,649,800 shares; 2014Q1: 1,674,800 shares; 2014Q2: 1,677,400 shares; 2014Q3: 1,677,400 shares 1,677,400$4.03M1.13%0
CXCEMEX SAB DE CVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 125,000 shares; 2014Q2: 250,000 shares; 2014Q3: 300,000 shares 300,000$3.91M1.1%+50,000Timeline
SIMOSILICON MOTION TECHNOLOGY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 56,500 shares; 2014Q1: 125,000 shares; 2014Q2: 140,000 shares; 2014Q3: 145,000 shares 145,000$3.91M1.1%+5,000Timeline
WDCWESTERN DIGITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 25,000 shares; 2014Q3: 40,000 shares 40,000$3.89M1.1%+15,000Timeline
Swift TransportationSwift TransportationQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 80,000 shares; 2014Q1: 140,000 shares; 2014Q2: 140,000 shares; 2014Q3: 185,000 shares 185,000$3.88M1.09%+45,000
CALXCALIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 290,000 shares; 2013Q4: 354,900 shares; 2014Q1: 354,900 shares; 2014Q2: 354,900 shares; 2014Q3: 405,000 shares 405,000$3.88M1.09%+50,100Timeline
SPANSION INCSPANSION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 80,000 shares; 2013Q4: 80,000 shares; 2014Q1: 120,000 shares; 2014Q2: 120,000 shares; 2014Q3: 170,000 shares 170,000$3.87M1.09%+50,000
SUPER MICRO COMPUTER INCSUPER MICRO COMPUTER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 105,000 shares; 2014Q3: 130,000 shares 130,000$3.83M1.08%+25,000
DYDYCOM INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 99,930 shares; 2013Q4: 90,000 shares; 2014Q1: 110,000 shares; 2014Q2: 120,500 shares; 2014Q3: 116,474 shares 116,474$3.58M1.01%-4,026Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 8,000 shares; 2014Q2: not reported; 2014Q3: 35,000 shares 35,000$3.53M0.99%newTimeline
Liberty Global Series CLiberty Global Series CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 47,796 shares; 2013Q4: 47,796 shares; 2014Q1: 95,592 shares; 2014Q2: 85,912 shares; 2014Q3: 85,912 shares 85,912$3.52M0.99%0
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 200,000 shares 200,000$3.41M0.96%newTimeline
CaviumCaviumQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 65,000 shares; 2013Q4: not reported; 2014Q1: 65,000 shares; 2014Q2: 65,000 shares; 2014Q3: 65,000 shares 65,000$3.23M0.91%0
GENERAL MOTORS CORPGENERAL MOTORS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 100,000 shares 100,000$3.19M0.9%new
B/E AEROSPACE INCB/E AEROSPACE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 49,925 shares; 2014Q2: not reported; 2014Q3: 37,975 shares 37,975$3.19M0.9%new
Broadcom IncBroadcom IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 55,000 shares; 2013Q4: 45,000 shares; 2014Q1: 45,000 shares; 2014Q2: 44,350 shares; 2014Q3: 36,000 shares 36,000$3.13M0.88%-8,350
MTZMASTEC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 50,000 shares; 2014Q1: 79,975 shares; 2014Q2: 79,975 shares; 2014Q3: 100,000 shares 100,000$3.06M0.86%+20,025Timeline
EOGEOG RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 20,326 shares; 2013Q4: 20,326 shares; 2014Q1: 20,326 shares; 2014Q2: 32,000 shares; 2014Q3: 30,279 shares 30,279$3M0.84%-1,721Timeline
POWERSECURE INTERNATIONAL INPOWERSECURE INTERNATIONAL INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 274,300 shares; 2013Q4: 274,300 shares; 2014Q1: 274,300 shares; 2014Q2: 310,428 shares; 2014Q3: 310,428 shares 310,428$2.97M0.84%0
ATIATI INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 30,000 shares; 2013Q4: 50,000 shares; 2014Q1: 50,000 shares; 2014Q2: 60,000 shares; 2014Q3: 80,000 shares 80,000$2.97M0.84%+20,000Timeline
SHORETEL INCSHORETEL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 376,000 shares; 2013Q4: 350,000 shares; 2014Q1: 375,000 shares; 2014Q2: 425,000 shares; 2014Q3: 446,162 shares 446,162$2.97M0.84%+21,162
PRIMPRIMORIS SVCS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 200,000 shares; 2013Q4: 200,000 shares; 2014Q1: 135,000 shares; 2014Q2: 103,900 shares; 2014Q3: 110,004 shares 110,004$2.95M0.83%+6,104Timeline
TSNTYSON FOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 40,000 shares; 2014Q1: 40,000 shares; 2014Q2: 50,000 shares; 2014Q3: 75,000 shares 75,000$2.95M0.83%+25,000Timeline
LTX-CREDENCE CORPLTX-CREDENCE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 130,000 shares; 2013Q4: 130,000 shares; 2014Q1: 130,000 shares; 2014Q2: 150,000 shares; 2014Q3: 300,000 shares 300,000$2.94M0.83%+150,000
HIMXHIMAX TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 1,350,000 shares; 2013Q4: 1,150,000 shares; 2014Q1: 730,000 shares; 2014Q2: 291,800 shares; 2014Q3: 282,006 shares 282,006$2.86M0.81%-9,794Timeline
U S AIRWAYS GROUP INCU S AIRWAYS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 100,000 shares; 2013Q4: 100,000 shares; 2014Q1: 55,290 shares; 2014Q2: 54,290 shares; 2014Q3: 80,000 shares 80,000$2.84M0.8%+25,710
TRNTRINITY INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 60,000 shares; 2014Q3: 60,000 shares 60,000$2.8M0.79%0Timeline
HEADWATERS INCHEADWATERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 219,900 shares; 2013Q4: 219,900 shares; 2014Q1: 219,900 shares; 2014Q2: 219,900 shares; 2014Q3: 211,679 shares 211,679$2.65M0.75%-8,221
LXULSB INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 60,000 shares; 2013Q4: 80,000 shares; 2014Q1: 72,500 shares; 2014Q2: 72,500 shares; 2014Q3: 71,711 shares 71,711$2.56M0.72%-789Timeline
COFCAPITAL ONE FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 30,000 shares 30,000$2.45M0.69%newTimeline
SOUTHWESTERN ENERGY COSOUTHWESTERN ENERGY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 60,000 shares; 2014Q1: 70,000 shares; 2014Q2: 70,000 shares; 2014Q3: 70,000 shares 70,000$2.45M0.69%0
CCSCENTURY COMMUNITIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 125,000 shares; 2014Q3: 138,781 shares 138,781$2.41M0.68%+13,781Timeline
VISNVISTANCE NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 41,500 shares; 2014Q2: 100,000 shares; 2014Q3: 100,000 shares 100,000$2.39M0.67%0Timeline
CRNTCERAGON NETWORKS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 1,000,000 shares 1,000,000$2.38M0.67%newTimeline
Barracuda Networks IncBarracuda Networks IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 55,000 shares; 2014Q3: 90,000 shares 90,000$2.31M0.65%+35,000The CUSIP as filed is malformed.
FORWARD AIR CORPFORWARD AIR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 37,000 shares; 2014Q3: 50,000 shares 50,000$2.24M0.63%+13,000
ARCBARCBEST CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 60,000 shares 60,000$2.24M0.63%newTimeline
CUI GLOBAL INCCUI GLOBAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 197,500 shares; 2013Q4: 285,000 shares; 2014Q1: 210,000 shares; 2014Q2: 198,700 shares; 2014Q3: 290,000 shares 290,000$2.1M0.59%+91,300
MATTSON TECHNOLOGY INCMATTSON TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 619,000 shares; 2013Q4: 721,300 shares; 2014Q1: 800,000 shares; 2014Q2: 850,000 shares; 2014Q3: 850,000 shares 850,000$2.1M0.59%0
MANDALAY DIGITAL GROUP INCMANDALAY DIGITAL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 400,000 shares; 2013Q4: 452,000 shares; 2014Q1: 500,000 shares; 2014Q2: 500,000 shares; 2014Q3: 452,000 shares 452,000$2.07M0.58%-48,000
GPREGREEN PLAINS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 111,660 shares; 2013Q4: 111,660 shares; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 55,000 shares 55,000$2.06M0.58%newTimeline
EZCHIP SEMICONDUCTOR LIMITEDEZCHIP SEMICONDUCTOR LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 49,000 shares; 2014Q3: 85,000 shares 85,000$2.05M0.58%+36,000
NXPINXP SEMICONDUCTORS N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 29,800 shares; 2014Q3: 29,800 shares 29,800$2.04M0.57%0Timeline
INFINERA CORPINFINERA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 130,000 shares; 2013Q4: 145,000 shares; 2014Q1: 60,000 shares; 2014Q2: 136,000 shares; 2014Q3: 190,000 shares 190,000$2.03M0.57%+54,000
IRDMIRIDIUM COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 508,188 shares; 2013Q4: 296,500 shares; 2014Q1: 230,000 shares; 2014Q2: 238,840 shares; 2014Q3: 226,826 shares 226,826$2.01M0.57%-12,014Timeline
ARC GROUP WORLDWIDE INCARC GROUP WORLDWIDE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 128,500 shares 128,500$2.01M0.57%new
Delta Air Lines IncDelta Air Lines IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 55,000 shares 55,000$1.99M0.56%new
ANDEANDERSONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 24,450 shares; 2014Q2: not reported; 2014Q3: 31,200 shares 31,200$1.96M0.55%newTimeline
SUNPOWER CORP ASUNPOWER CORP AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 25,000 shares; 2013Q4: not reported; 2014Q1: 25,000 shares; 2014Q2: 57,200 shares; 2014Q3: 57,200 shares 57,200$1.94M0.55%0
EXTREXTREME NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 509,536 shares; 2013Q4: 455,000 shares; 2014Q1: 440,000 shares; 2014Q2: 440,000 shares; 2014Q3: 400,000 shares 400,000$1.92M0.54%-40,000Timeline
ARUBA NETWORKS INCARUBA NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 73,300 shares; 2014Q2: not reported; 2014Q3: 88,508 shares 88,508$1.91M0.54%new
TRAVELCENTERS OF AMERICA LLCTRAVELCENTERS OF AMERICA LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 115,000 shares; 2013Q4: 191,000 shares; 2014Q1: 191,000 shares; 2014Q2: 197,300 shares; 2014Q3: 193,182 shares 193,182$1.91M0.54%-4,118
ADA ES INCADA ES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 118,362 shares; 2014Q2: not reported; 2014Q3: 89,634 shares 89,634$1.91M0.54%new
UBIQUITI NETWORKS INCUBIQUITI NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 92,500 shares; 2013Q4: 120,000 shares; 2014Q1: 80,000 shares; 2014Q2: 75,000 shares; 2014Q3: 50,000 shares 50,000$1.88M0.53%-25,000
VLOVALERO ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 40,000 shares; 2013Q4: 40,000 shares; 2014Q1: 40,000 shares; 2014Q2: 40,000 shares; 2014Q3: 40,000 shares 40,000$1.85M0.52%0Timeline
JA SOLAR HOLDINGS CO LTDJA SOLAR HOLDINGS CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 200,000 shares; 2014Q2: 200,000 shares; 2014Q3: 200,000 shares 200,000$1.85M0.52%0
SCORPIO TANKERS INCSCORPIO TANKERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 75,000 shares; 2013Q4: 175,000 shares; 2014Q1: 200,000 shares; 2014Q2: 220,000 shares; 2014Q3: 220,000 shares 220,000$1.83M0.51%0
CALLIDUS SOFTWARE INCCALLIDUS SOFTWARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 186,862 shares; 2013Q4: 160,000 shares; 2014Q1: 160,000 shares; 2014Q2: 160,000 shares; 2014Q3: 151,612 shares 151,612$1.82M0.51%-8,388
VMCVULCAN MATLS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 30,000 shares 30,000$1.81M0.51%newTimeline
Willbros GroupWillbros GroupQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 386,000 shares; 2013Q4: 406,000 shares; 2014Q1: 406,000 shares; 2014Q2: 350,000 shares; 2014Q3: 214,500 shares 214,500$1.79M0.5%-135,500
CONNQCONNS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 80,000 shares; 2013Q4: 80,000 shares; 2014Q1: 55,000 shares; 2014Q2: 60,000 shares; 2014Q3: 58,258 shares 58,258$1.76M0.5%-1,742Timeline
GPRKGEOPARK LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 75,000 shares; 2014Q2: 127,000 shares; 2014Q3: 181,000 shares 181,000$1.75M0.49%+54,000Timeline
TPCTUTOR PERINI CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 45,500 shares; 2014Q1: 60,000 shares; 2014Q2: 65,900 shares; 2014Q3: 65,900 shares 65,900$1.74M0.49%0Timeline
MONTAGE TECHNOLOGY GROUP LTDMONTAGE TECHNOLOGY GROUP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 50,000 shares; 2014Q1: 95,000 shares; 2014Q2: 85,000 shares; 2014Q3: 83,100 shares 83,100$1.74M0.49%-1,900
DEL FRISCOS RESTAURANT GROUPDEL FRISCOS RESTAURANT GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 25,000 shares; 2014Q1: 60,000 shares; 2014Q2: 85,000 shares; 2014Q3: 90,000 shares 90,000$1.72M0.49%+5,000
MUMICRON TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 50,000 shares; 2014Q3: 50,000 shares 50,000$1.71M0.48%0Timeline
MYRGMYR GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 20,000 shares; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 60,000 shares; 2014Q3: 70,000 shares 70,000$1.69M0.47%+10,000Timeline
PETROQUEST ENERGY INCPETROQUEST ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 250,000 shares; 2014Q2: 300,000 shares; 2014Q3: 300,000 shares 300,000$1.69M0.47%0
NORTHERN TIER ENERGY LPNORTHERN TIER ENERGY LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 70,000 shares; 2013Q4: 70,000 shares; 2014Q1: 70,000 shares; 2014Q2: 70,000 shares; 2014Q3: 70,000 shares 70,000$1.64M0.46%0
BROOKFIELD RESIDENTIAL PPTYSBROOKFIELD RESIDENTIAL PPTYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 79,982 shares; 2013Q4: 79,982 shares; 2014Q1: 79,982 shares; 2014Q2: 90,000 shares; 2014Q3: 85,846 shares 85,846$1.62M0.46%-4,154
SIGASIGA TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 1,174,954 shares; 2013Q4: 1,174,954 shares; 2014Q1: 1,174,954 shares; 2014Q2: 1,098,777 shares; 2014Q3: 1,098,777 shares 1,098,777$1.59M0.45%0Timeline
FIVE STAR SENIOR LIVINGFIVE STAR SENIOR LIVINGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 490,000 shares; 2013Q4: 490,000 shares; 2014Q1: 481,500 shares; 2014Q2: 442,758 shares; 2014Q3: 417,769 shares 417,769$1.57M0.44%-24,989
SONIC CORPSONIC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 100,000 shares; 2013Q4: 70,000 shares; 2014Q1: 70,000 shares; 2014Q2: 70,000 shares; 2014Q3: 70,000 shares 70,000$1.56M0.44%0
DARDARLING INGREDIENTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 83,000 shares; 2014Q1: 83,000 shares; 2014Q2: 83,000 shares; 2014Q3: 83,000 shares 83,000$1.52M0.43%0Timeline
LUVSOUTHWEST AIRLS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 75,000 shares; 2014Q2: 45,000 shares; 2014Q3: 45,000 shares 45,000$1.52M0.43%0Timeline
ALCATEL-LUCENTALCATEL-LUCENTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 1,000,000 shares; 2014Q2: not reported; 2014Q3: 500,000 shares 500,000$1.51M0.43%new
PENNEY J C INCPENNEY J C INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 150,000 shares 150,000$1.51M0.42%new
Finisar CorpFinisar CorpQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 45,000 shares; 2014Q2: 90,000 shares; 2014Q3: 90,000 shares 90,000$1.5M0.42%0
UEICUNIVERSAL ELECTRS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 15,000 shares; 2013Q4: 30,000 shares; 2014Q1: 55,000 shares; 2014Q2: 35,000 shares; 2014Q3: 30,000 shares 30,000$1.48M0.42%-5,000Timeline
EEFTEURONET WORLDWIDE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 30,000 shares; 2014Q3: 30,000 shares 30,000$1.43M0.4%0Timeline
FMCFMC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 25,000 shares; 2014Q2: 25,000 shares; 2014Q3: 25,000 shares 25,000$1.43M0.4%0Timeline
PLABPHOTRONICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 186,777 shares; 2013Q4: 186,777 shares; 2014Q1: 186,777 shares; 2014Q2: 186,777 shares; 2014Q3: 177,144 shares 177,144$1.43M0.4%-9,633Timeline
RDWRRADWARE LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 80,000 shares 80,000$1.41M0.4%newTimeline
JKSJINKOSOLAR HLDG CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 50,000 shares 50,000$1.38M0.39%newTimeline
Just Energy Income FundJust Energy Income FundQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 319,000 shares; 2013Q4: 314,000 shares; 2014Q1: 314,000 shares; 2014Q2: 290,950 shares; 2014Q3: 290,950 shares 290,950$1.35M0.38%0
XILINX INCXILINX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 65,000 shares; 2013Q4: 100,000 shares; 2014Q1: 100,000 shares; 2014Q2: 50,000 shares; 2014Q3: 30,000 shares 30,000$1.27M0.36%-20,000
Emcore CorpEmcore CorpQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 300,000 shares; 2013Q4: 325,000 shares; 2014Q1: 315,000 shares; 2014Q2: 250,000 shares; 2014Q3: 220,000 shares 220,000$1.25M0.35%-30,000
ORNORION GROUP HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 99,800 shares; 2013Q4: 45,000 shares; 2014Q1: 105,000 shares; 2014Q2: 125,000 shares; 2014Q3: 125,000 shares 125,000$1.25M0.35%0Timeline
WFCWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 40,000 shares; 2013Q4: 25,000 shares; 2014Q1: 25,000 shares; 2014Q2: 25,000 shares; 2014Q3: 23,736 shares 23,736$1.23M0.35%-1,264Timeline
JDS UNIPHASE CORPJDS UNIPHASE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 90,000 shares; 2014Q2: 90,000 shares; 2014Q3: 90,000 shares 90,000$1.15M0.32%0
PINNACLE FOODS INC DELPINNACLE FOODS INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 20,000 shares; 2014Q2: 20,000 shares; 2014Q3: 35,000 shares 35,000$1.14M0.32%+15,000
ODYSSEY MARINE EXPLORATION IODYSSEY MARINE EXPLORATION IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 1,540,526 shares; 2013Q4: 1,340,526 shares; 2014Q1: 1,340,526 shares; 2014Q2: 1,244,066 shares; 2014Q3: 1,244,066 shares 1,244,066$1.13M0.32%0
STLDSTEEL DYNAMICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 60,000 shares; 2013Q4: 50,000 shares; 2014Q1: 50,000 shares; 2014Q2: 50,000 shares; 2014Q3: 50,000 shares 50,000$1.13M0.32%0Timeline
Invesco Mortgage CapitalInvesco Mortgage CapitalQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 60,000 shares; 2014Q3: 70,000 shares 70,000$1.1M0.31%+10,000The CUSIP as filed is malformed.
SYNASYNAPTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 20,000 shares; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 15,000 shares 15,000$1.1M0.31%newTimeline
KNIGHT TRANSN INCKNIGHT TRANSN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 40,000 shares; 2014Q2: 40,000 shares; 2014Q3: 40,000 shares 40,000$1.1M0.31%0
TEEKAY TANKERS LTDTEEKAY TANKERS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 233,071 shares; 2013Q4: 300,000 shares; 2014Q1: 300,000 shares; 2014Q2: 300,000 shares; 2014Q3: 287,471 shares 287,471$1.07M0.3%-12,529
CARROLS RESTAURANT GROUP INCCARROLS RESTAURANT GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 100,000 shares; 2014Q3: 150,000 shares 150,000$1.07M0.3%+50,000
BROADSOFT INCBROADSOFT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 64,800 shares; 2014Q2: 64,800 shares; 2014Q3: 50,000 shares 50,000$1.05M0.3%-14,800
INFOBLOX INCINFOBLOX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 60,000 shares; 2013Q4: 60,000 shares; 2014Q1: 50,000 shares; 2014Q2: 70,000 shares; 2014Q3: 70,000 shares 70,000$1.03M0.29%0
TwitterTwitterQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 35,000 shares; 2014Q3: 20,000 shares 20,000$1.03M0.29%-15,000
PHARMATHENE INCPHARMATHENE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 600,000 shares; 2013Q4: 600,000 shares; 2014Q1: 600,000 shares; 2014Q2: 572,950 shares; 2014Q3: 572,950 shares 572,950$1.02M0.29%0
CIENCIENA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 25,000 shares; 2014Q1: 55,000 shares; 2014Q2: 60,000 shares; 2014Q3: 60,000 shares 60,000$1M0.28%0Timeline
Points IntlPoints IntlQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 60,000 shares; 2013Q4: 60,000 shares; 2014Q1: 60,000 shares; 2014Q2: 60,000 shares; 2014Q3: 56,925 shares 56,925$992K0.28%-3,075
SEACHANGE INTL INCSEACHANGE INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 80,000 shares; 2014Q1: 135,000 shares; 2014Q2: 135,000 shares; 2014Q3: 135,000 shares 135,000$940K0.26%0
nannanQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 725,000 shares; 2014Q3: 725,000 shares 725,000$906K0.26%0
BFC FinancialBFC FinancialQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 70,000 shares; 2013Q4: 650,000 shares; 2014Q1: not reported; 2014Q2: 500,000 shares; 2014Q3: 230,000 shares 230,000$906K0.26%-270,000The CUSIP as filed is malformed.
MELLANOX TECHNOLOGIES LTDMELLANOX TECHNOLOGIES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 10,000 shares; 2014Q1: 10,000 shares; 2014Q2: 10,000 shares; 2014Q3: 20,000 shares 20,000$897K0.25%+10,000
AUDIENCE INCAUDIENCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 80,000 shares; 2014Q1: 110,000 shares; 2014Q2: 125,000 shares; 2014Q3: 120,000 shares 120,000$888K0.25%-5,000
CABELAS INCCABELAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 15,000 shares 15,000$884K0.25%new
MPWRMONOLITHIC PWR SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 20,000 shares; 2014Q3: 20,000 shares 20,000$881K0.25%0Timeline
RED HAT INCRED HAT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 40,000 shares; 2014Q2: 40,000 shares; 2014Q3: 15,000 shares 15,000$842K0.24%-25,000
CYRUSONE INCCYRUSONE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 35,000 shares 35,000$841K0.24%new
GLYECO INC COMGLYECO INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 1,210,000 shares; 2014Q3: 1,210,000 shares 1,210,000$799K0.22%0
Kofax LTDKofax LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 100,000 shares; 2014Q2: 100,000 shares; 2014Q3: 100,000 shares 100,000$774K0.22%0
PAGPENSKE AUTOMOTIVE GRP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 25,000 shares; 2014Q1: 25,000 shares; 2014Q2: 25,000 shares; 2014Q3: 18,900 shares 18,900$767K0.22%-6,100Timeline
ORITANI FINANCIAL CORPORITANI FINANCIAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 53,900 shares; 2014Q2: 53,900 shares; 2014Q3: 53,900 shares 53,900$759K0.21%0
CANCER GENETICS INC.CANCER GENETICS INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 83,900 shares; 2014Q1: 83,900 shares; 2014Q2: 83,900 shares; 2014Q3: 83,900 shares 83,900$755K0.21%0
NBISNEBIUS GROUP N.V.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 27,861 shares; 2013Q4: 27,861 shares; 2014Q1: 27,861 shares; 2014Q2: 27,861 shares; 2014Q3: 27,017 shares 27,017$751K0.21%-844Timeline
VASCO DATA SEC INTL INCVASCO DATA SEC INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 40,000 shares 40,000$751K0.21%new
Cachet Financial SolCachet Financial SolQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 500,000 shares 500,000$745K0.21%new
EMMIS COMMUNICATIONS CORPEMMIS COMMUNICATIONS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 300,000 shares; 2013Q4: 350,000 shares; 2014Q1: 350,000 shares; 2014Q2: 350,000 shares; 2014Q3: 350,000 shares 350,000$739K0.21%0
AXCELIS TECHNOLOGIES INCAXCELIS TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 406,300 shares; 2014Q2: not reported; 2014Q3: 370,000 shares 370,000$736K0.21%new
OECORION S.A.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 40,000 shares 40,000$705K0.2%newTimeline
FLRFLUOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 45,000 shares; 2014Q1: 45,000 shares; 2014Q2: 45,000 shares; 2014Q3: 10,000 shares 10,000$668K0.19%-35,000Timeline
RADISYS CORPRADISYS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 325,000 shares; 2014Q2: 400,000 shares; 2014Q3: 248,200 shares 248,200$663K0.19%-151,800
LIGHTBRIDGE CORPLIGHTBRIDGE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 82,514 shares; 2013Q4: 339,514 shares; 2014Q1: 289,100 shares; 2014Q2: 289,100 shares; 2014Q3: 285,337 shares 285,337$656K0.18%-3,763
SILICON GRAPHICS INCSILICON GRAPHICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 45,000 shares; 2014Q2: 45,000 shares; 2014Q3: 70,000 shares 70,000$646K0.18%+25,000
MANITEX INTL INCMANITEX INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 55,000 shares 55,000$621K0.17%new
FIXCOMFORT SYS USA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 45,000 shares 45,000$610K0.17%newTimeline
NORTH VALLEY BANCORPNORTH VALLEY BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 28,000 shares; 2014Q2: 28,000 shares; 2014Q3: 28,000 shares 28,000$604K0.17%0
POLYPORE INTL INCPOLYPORE INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 15,000 shares 15,000$584K0.16%new
DIGITALGLOBE INCDIGITALGLOBE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 20,000 shares; 2014Q3: 20,000 shares 20,000$570K0.16%0
NEOPHOTONICS CORPNEOPHOTONICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 65,000 shares; 2013Q4: 67,400 shares; 2014Q1: 100,000 shares; 2014Q2: 170,000 shares; 2014Q3: 170,000 shares 170,000$570K0.16%0
QUICKLOGIC CORPQUICKLOGIC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 45,000 shares; 2013Q4: 400,000 shares; 2014Q1: 310,000 shares; 2014Q2: 190,000 shares; 2014Q3: 190,000 shares 190,000$568K0.16%0
Saexploration Holdings Inc.Saexploration Holdings Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 60,000 shares; 2014Q1: 67,100 shares; 2014Q2: 67,100 shares; 2014Q3: 67,100 shares 67,100$558K0.16%0
HASIHA SUSTAINABLE INFRA CAP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 40,000 shares 40,000$553K0.16%newTimeline
NTCTNETSCOUT SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 12,000 shares 12,000$550K0.15%newTimeline
HERITAGE OAKS BANCORPHERITAGE OAKS BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 77,500 shares; 2014Q2: 77,500 shares; 2014Q3: 77,500 shares 77,500$543K0.15%0
PERMA-FIX ENVIRONMENTAL SVCSPERMA-FIX ENVIRONMENTAL SVCSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 1,000,000 shares; 2013Q4: 159,860 shares; 2014Q1: 125,000 shares; 2014Q2: 127,029 shares; 2014Q3: 140,000 shares 140,000$535K0.15%+12,971
PEGAPEGASYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 20,000 shares; 2013Q4: 11,000 shares; 2014Q1: 11,000 shares; 2014Q2: 27,500 shares; 2014Q3: 27,500 shares 27,500$526K0.15%0Timeline
IRMDIRADIMED CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 74,600 shares 74,600$523K0.15%newTimeline
GOODRICH PETE CORPGOODRICH PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 20,000 shares; 2014Q3: 35,000 shares 35,000$519K0.15%+15,000
SANCHEZ ENERGY CORPSANCHEZ ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 25,000 shares; 2013Q4: 20,000 shares; 2014Q1: 23,800 shares; 2014Q2: 20,000 shares; 2014Q3: 19,687 shares 19,687$517K0.15%-313
Oclaro IncOclaro IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 481,000 shares; 2014Q2: 518,248 shares; 2014Q3: 353,697 shares 353,697$506K0.14%-164,551
RALLY SOFTWARE DEV CORP COMRALLY SOFTWARE DEV CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 40,000 shares; 2014Q2: 40,000 shares; 2014Q3: 40,000 shares 40,000$480K0.14%0
MRC GLOBAL INCMRC GLOBAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 20,000 shares; 2014Q1: 20,000 shares; 2014Q2: 20,000 shares; 2014Q3: 20,000 shares 20,000$466K0.13%0
NMIHNMI HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 50,000 shares; 2014Q2: 50,000 shares; 2014Q3: 50,000 shares 50,000$433K0.12%0Timeline
BLDRBUILDERS FIRSTSOURCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 50,000 shares; 2014Q2: 50,000 shares; 2014Q3: 75,000 shares 75,000$409K0.12%+25,000Timeline
North Atlantic Drilling LtdNorth Atlantic Drilling LtdQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 100,000 shares; 2013Q4: 100,000 shares; 2014Q1: 100,000 shares; 2014Q2: 100,000 shares; 2014Q3: 60,000 shares 60,000$400K0.11%-40,000
CVATCAVITATION TECHNOLOGIES, INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 5,000,000 shares 5,000,000$400K0.11%newTimeline
BNOUNITED STS BRENT OIL FD LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 80,000 shares; 2013Q4: 26,500 shares; 2014Q1: 26,500 shares; 2014Q2: 26,500 shares; 2014Q3: 10,000 shares 10,000$378K0.11%-16,500Timeline
Rentech Nitrogen Partners, …Rentech Nitrogen Partners, LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 15,000 shares; 2013Q4: 15,000 shares; 2014Q1: 15,000 shares; 2014Q2: 30,000 shares; 2014Q3: 30,000 shares 30,000$373K0.11%0
LSCCLATTICE SEMICONDUCTOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 175,000 shares; 2013Q4: 175,000 shares; 2014Q1: 175,000 shares; 2014Q2: 175,000 shares; 2014Q3: 49,448 shares 49,448$371K0.1%-125,552Timeline
CSIQCANADIAN SOLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 10,000 shares; 2014Q2: 10,000 shares; 2014Q3: 10,000 shares 10,000$358K0.1%0Timeline
SAIASAIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 40,000 shares; 2013Q4: 40,000 shares; 2014Q1: 40,000 shares; 2014Q2: 30,000 shares; 2014Q3: 7,100 shares 7,100$352K0.1%-22,900Timeline
MXLMAXLINEAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 50,000 shares; 2014Q1: 50,000 shares; 2014Q2: 50,000 shares; 2014Q3: 50,000 shares 50,000$344K0.1%0Timeline
RENTECH INC COMRENTECH INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 100,000 shares; 2013Q4: 100,000 shares; 2014Q1: 100,000 shares; 2014Q2: 200,000 shares; 2014Q3: 200,000 shares 200,000$342K0.1%0
TEARLAB CORPTEARLAB CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 60,000 shares; 2013Q4: 80,000 shares; 2014Q1: 80,000 shares; 2014Q2: 80,000 shares; 2014Q3: 100,000 shares 100,000$340K0.1%+20,000
CCOICOGENT COMM HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 10,000 shares; 2014Q3: 10,000 shares 10,000$336K0.09%0Timeline
ASPEN GROUP INCASPEN GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 975,000 shares; 2014Q2: 975,000 shares; 2014Q3: 1,620,162 shares 1,620,162$334K0.09%+645,162
Omnitek EngineeringOmnitek EngineeringQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 125,000 shares; 2013Q4: 125,000 shares; 2014Q1: 125,000 shares; 2014Q2: 125,000 shares; 2014Q3: 140,000 shares 140,000$333K0.09%+15,000
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 1,733 shares; 2013Q4: 1,733 shares; 2014Q1: 1,733 shares; 2014Q2: 1,733 shares; 2014Q3: 1,733 shares 1,733$329K0.09%0Timeline
SKY-MOBI LTDSKY-MOBI LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 40,000 shares 40,000$325K0.09%new
NORCRAFT COS INCNORCRAFT COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 18,000 shares 18,000$287K0.08%new
CVLGCOVENANT LOGISTICS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 14,900 shares; 2014Q2: 14,900 shares; 2014Q3: 14,900 shares 14,900$277K0.08%0Timeline
ENVIVIO INCENVIVIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 150,000 shares; 2014Q3: 150,000 shares 150,000$276K0.08%0
MPAAMOTORCAR PTS AMER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 10,000 shares 10,000$272K0.08%newTimeline
ABRAXAS PETROLEUM CORPABRAXAS PETROLEUM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 50,000 shares 50,000$264K0.07%new
TBBKBANCORP INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 107,452 shares; 2013Q4: 97,000 shares; 2014Q1: 86,000 shares; 2014Q2: 40,000 shares; 2014Q3: 30,136 shares 30,136$259K0.07%-9,864Timeline
BBVABANCO BILBAO VIZCAYA ARGENTAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 20,000 shares; 2014Q2: 20,000 shares; 2014Q3: 20,000 shares 20,000$240K0.07%0Timeline
SYSOREX GLOBAL COM NEWSYSOREX GLOBAL COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 55,580 shares; 2014Q3: 55,580 shares 55,580$227K0.06%0
RUBICON TECHNOLOGY INCRUBICON TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 50,000 shares; 2014Q3: 50,000 shares 50,000$213K0.06%0
GEOSGEOSPACE TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 6,000 shares; 2014Q1: 6,000 shares; 2014Q2: 6,000 shares; 2014Q3: 6,000 shares 6,000$211K0.06%0Timeline
OVERSEAS SHIPHOLDING GROUP IOVERSEAS SHIPHOLDING GROUP IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 350,400 shares 350,400$200K0.06%new
NEW HOME CO INC COMNEW HOME CO INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 14,000 shares 14,000$189K0.05%new
OPOWER INCOPOWER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 10,000 shares 10,000$189K0.05%new
WAVE SYSTEMS CORPWAVE SYSTEMS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 318,444 shares; 2013Q4: 232,411 shares; 2014Q1: 232,411 shares; 2014Q2: 160,000 shares; 2014Q3: 160,000 shares 160,000$171K0.05%0
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 5,742 shares; 2014Q3: 5,742 shares 5,742$147K0.04%0
INTERNAP NETWORK SVCS CORPINTERNAP NETWORK SVCS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 20,000 shares 20,000$138K0.04%new
CHINACACHE INTL HLDG LTDCHINACACHE INTL HLDG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 10,000 shares 10,000$138K0.04%new
DiaDexus IncDiaDexus IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 225,000 shares; 2013Q4: 205,000 shares; 2014Q1: 225,000 shares; 2014Q2: 245,000 shares; 2014Q3: 245,000 shares 245,000$135K0.04%0
KNIGHTSBRIDGE TANKERS LTDKNIGHTSBRIDGE TANKERS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 15,000 shares; 2014Q2: 15,000 shares; 2014Q3: 15,000 shares 15,000$133K0.04%0
BOX SHIPS INCBOX SHIPS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 110,000 shares; 2014Q1: 110,000 shares; 2014Q2: 110,000 shares; 2014Q3: 110,000 shares 110,000$133K0.04%0
HIPCRICKET INC NEW COMHIPCRICKET INC NEW COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 885,000 shares; 2013Q4: 2,635,000 shares; 2014Q1: 1,990,000 shares; 2014Q2: 2,030,000 shares; 2014Q3: 2,030,000 shares 2,030,000$130K0.04%0
FRONTLINE LTDFRONTLINE LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 100,000 shares; 2014Q2: 100,000 shares; 2014Q3: 100,000 shares 100,000$126K0.04%0
RVPRETRACTABLE TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 30,000 shares; 2014Q2: 30,000 shares; 2014Q3: 30,000 shares 30,000$87K0.02%0Timeline
Socket CommunicationsSocket CommunicationsQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 35,000 shares; 2014Q2: 27,500 shares; 2014Q3: 25,000 shares 25,000$68K0.02%-2,500
Lihua International Inc.Lihua International Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 1,581,570 shares; 2013Q4: 1,581,570 shares; 2014Q1: 1,571,570 shares; 2014Q2: 1,303,305 shares; 2014Q3: 1,303,305 shares 1,303,305$65K0.02%0
BURLINGTON NORTHERN SANTA FEBURLINGTON NORTHERN SANTA FEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 396 shares; 2014Q3: 396 shares 396$40K0.01%0
NUVNUVEEN MUN VALUE FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 3,509 shares; 2014Q3: 3,509 shares 3,509$33K0.01%0Timeline
NEUSTAR INCNEUSTAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 300 shares; 2014Q3: 300 shares 300$7K<0.01%0
AMATAPPLIED MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 300 shares 300$6K<0.01%newTimeline
EMAK Holdings incEMAK Holdings incQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 830,686 shares; 2013Q4: 681,036 shares; 2014Q1: 681,036 shares; 2014Q2: 644,554 shares; 2014Q3: 644,554 shares 644,554$6K<0.01%0

Sold out in Q3 2014

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
ARCHER-DANIELS-MIDLANDARCHER-DANIELS-MIDLAND100,000$4.41Mshares
APPLE INCAPPLE INC39,900$3.71Mshares
Be Aerospace IncBe Aerospace Inc40,000$3.7Mshares
VYXNCR VOYIX CORPORATION90,000$3.16Mshares
INTERNATIONAL RECTIFIER CORPINTERNATIONAL RECTIFIER CORP100,000$2.79Mshares
ALCATEL-LUCENT - SPONSORED …ALCATEL-LUCENT - SPONSORED ADR750,000$2.67Mshares
Advanced Emissions Solution…Advanced Emissions Solutions Inc110,762$2.54Mshares
INVENSENSE INCINVENSENSE INC80,000$1.81Mshares
WEB.COM GROUP INCWEB.COM GROUP INC55,945$1.61Mshares
Polo Ralph Lauren Cl APolo Ralph Lauren Cl A10,000$1.61Mshares
GNWGENWORTH FINL INC87,200$1.52Mshares
STRATASYS INCSTRATASYS INC13,000$1.48Mshares
GOL LINHAS AEREAS INTLG S AGOL LINHAS AEREAS INTLG S A250,000$1.37Mshares
CHKPCHECK POINT SOFTWARE TECH LT20,000$1.34Mshares
OSISOSI SYSTEMS INC20,000$1.33Mshares
Andersons Inc/TheAndersons Inc/The25,000$1.29Mshares
Aruba NetworksAruba Networks73,300$1.28Mshares
FLOFLOWERS FOODS INC60,000$1.26Mshares
Procera Networks direct regProcera Networks direct reg100,000$1.01Mshares
NATIONAL GEN HLDGS CORPNATIONAL GEN HLDGS CORP55,000$957Kshares
ARCTIC CAT INC COMARCTIC CAT INC COM23,000$907Kshares
VSATVIASAT INC15,000$869Kshares
Axcelis Technologies IncAxcelis Technologies Inc370,000$740Kshares
TERTERADYNE INC30,000$588Kshares
KODIAK OIL & GAS CORPKODIAK OIL & GAS CORP40,000$582Kshares
EMULEX CORPEMULEX CORP100,000$570Kshares
APPROACH RESOURCES INCAPPROACH RESOURCES INC23,500$534Kshares
Streamline Health SolutionsStreamline Health Solutions100,000$480Kshares
FIESTA RESTAURANT GROUP INCFIESTA RESTAURANT GROUP INC10,000$464Kshares
GIGAMON INCGIGAMON INC20,000$383Kshares
Zagg, Inc.Zagg, Inc.67,345$366Kshares
BIOSCRIP INCBIOSCRIP INC43,520$363Kshares
ABRAXAS PETE CORP NEVADAABRAXAS PETE CORP NEVADA50,000$313Kshares
REALNETWORKS INCREALNETWORKS INC38,953$297Kshares
Ampio PharmaceuticalsAmpio Pharmaceuticals30,000$251Kshares
MTSIMACOM TECH SOLUTIONS HLDGS I10,000$225Kshares
Solar PowerSolar Power846,900$208Kshares
OVERSEAS SHIPHOLDING GROUPOVERSEAS SHIPHOLDING GROUP30,000$206Kshares
DEMAND MEDIA INCDEMAND MEDIA INC27,563$133Kshares
Applied MaterialsApplied Materials300$7Kshares

How Q3 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000909450-14-000008 superseded2014-11-14acceptance time not in the bulk data set
13F-HR/A 0000909450-14-000009 baserestatement2014-11-14acceptance time not in the bulk data set