13F-HR/A filed by GRUBER & MCBAINE CAPITAL MANAGEMENT LLC
GRUBER & MCBAINE CAPITAL MANAGEMENT LLC filed this 13F-HR/A for the quarter ended 2014-09-30, filed 2014-11-14, with 205 holding rows worth $355,171,000.
- Accession
- 0000909450-14-000009
- Filer
- CIK 909450
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, amendment of type restatement, 205 entries on the cover page, a total value of $355,171,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $355,185,000 with VALUE read as thousands by filing date, 13F file number 028-04761. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 1,428,545 | $27,414,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 1,220,591 | $14,733,000 | thousands by filing date | |
| IMAGEWARE SYSTEMS INC COM | 45245S108 | COM | 6,192,553 | $11,873,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 380,000 | $6,118,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 50,000 | $5,937,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 289,500 | $5,616,000 | thousands by filing date | |
| Move Inc | 437852106 | COM | 247,400 | $5,186,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 100,000 | $5,110,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 25,490 | $5,021,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 94,368 | $4,348,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 310,000 | $4,142,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 1,677,400 | $4,026,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 300,000 | $3,912,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 145,000 | $3,906,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 40,000 | $3,893,000 | thousands by filing date | |
| Swift Transportation | 870756103 | COM | 185,000 | $3,881,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 405,000 | $3,876,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 170,000 | $3,874,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 130,000 | $3,825,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 116,474 | $3,577,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 35,000 | $3,526,000 | thousands by filing date | |
| Liberty Global Series C | 530555309 | COM | 85,912 | $3,524,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 200,000 | $3,410,000 | thousands by filing date | |
| Cavium | 14965A101 | COM | 65,000 | $3,232,000 | thousands by filing date | |
| GENERAL MOTORS CORP | 370442105 | COMMON STOCK | 100,000 | $3,194,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 37,975 | $3,188,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 36,000 | $3,132,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 100,000 | $3,062,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 30,279 | $2,998,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 310,428 | $2,974,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 80,000 | $2,968,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 446,162 | $2,967,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 110,004 | $2,953,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 75,000 | $2,953,000 | thousands by filing date | |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 300,000 | $2,937,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 282,006 | $2,862,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 80,000 | $2,838,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 60,000 | $2,803,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 211,679 | $2,654,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 71,711 | $2,561,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 30,000 | $2,449,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 70,000 | $2,447,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 138,781 | $2,408,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 100,000 | $2,391,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 1,000,000 | $2,380,000 | thousands by filing date | |
| Barracuda Networks Inc | 68323104 | COM | 90,000 | $2,309,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FORWARD AIR CORP | 349853101 | COM | 50,000 | $2,242,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 60,000 | $2,238,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 290,000 | $2,100,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 850,000 | $2,100,000 | thousands by filing date | |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 452,000 | $2,070,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 55,000 | $2,056,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 85,000 | $2,050,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 29,800 | $2,039,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 190,000 | $2,027,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 226,826 | $2,007,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 128,500 | $2,007,000 | thousands by filing date | |
| Delta Air Lines Inc | 247361108 | COM | 55,000 | $1,988,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 31,200 | $1,962,000 | thousands by filing date | |
| SUNPOWER CORP A | 867652109 | COM | 57,200 | $1,938,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 400,000 | $1,916,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 88,508 | $1,910,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 193,182 | $1,909,000 | thousands by filing date | |
| ADA ES INC | 005208103 | COM | 89,634 | $1,907,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 50,000 | $1,877,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 40,000 | $1,851,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090107 | SPON ADR | 200,000 | $1,850,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 220,000 | $1,828,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 151,612 | $1,822,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 30,000 | $1,807,000 | thousands by filing date | |
| Willbros Group | 969199108 | COM | 214,500 | $1,787,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 58,258 | $1,763,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 181,000 | $1,754,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 65,900 | $1,740,000 | thousands by filing date | |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T105 | SHS | 83,100 | $1,736,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 90,000 | $1,723,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 50,000 | $1,713,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 70,000 | $1,686,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 300,000 | $1,686,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 70,000 | $1,635,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 85,846 | $1,622,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 1,098,777 | $1,588,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 417,769 | $1,575,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 70,000 | $1,565,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 83,000 | $1,521,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 45,000 | $1,520,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 500,000 | $1,515,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 150,000 | $1,506,000 | thousands by filing date | |
| Finisar Corp | 31787A101 | COM | 90,000 | $1,497,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 30,000 | $1,481,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 30,000 | $1,434,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 25,000 | $1,430,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 177,144 | $1,426,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 80,000 | $1,413,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 50,000 | $1,375,000 | thousands by filing date | |
| Just Energy Income Fund | 48213T108 | COM | 290,950 | $1,354,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 30,000 | $1,271,000 | thousands by filing date | |
| Emcore Corp | 290846104 | COM | 220,000 | $1,252,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 125,000 | $1,248,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 23,736 | $1,231,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J101 | COMMON STOCK | 90,000 | $1,152,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 35,000 | $1,143,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 1,244,066 | $1,132,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 50,000 | $1,131,000 | thousands by filing date | |
| Invesco Mortgage Capital | B5ZW0F0 | COM | 70,000 | $1,100,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SYNAPTICS INC COM | 87157D109 | Stock | 15,000 | $1,098,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 40,000 | $1,096,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 287,471 | $1,072,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 150,000 | $1,067,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 50,000 | $1,052,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 70,000 | $1,033,000 | thousands by filing date | |
| 901167106 | COM | 20,000 | $1,032,000 | thousands by filing date | ||
| PHARMATHENE INC | 71714G102 | COM | 572,950 | $1,020,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 60,000 | $1,003,000 | thousands by filing date | |
| Points Intl | 693262107 | COM | 56,925 | $992,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 135,000 | $940,000 | thousands by filing date | |
| nan | 60743E204 | nan | 725,000 | $906,000 | thousands by filing date | |
| BFC Financial | 55384200 | COM | 230,000 | $906,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 20,000 | $897,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 120,000 | $888,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 15,000 | $884,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 20,000 | $881,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 15,000 | $842,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 35,000 | $841,000 | thousands by filing date | |
| GLYECO INC COM | 38000P104 | COM | 1,210,000 | $799,000 | thousands by filing date | |
| Kofax LTD | 48245L107 | COM | 100,000 | $774,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 18,900 | $767,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 53,900 | $759,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 83,900 | $755,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 27,017 | $751,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 40,000 | $751,000 | thousands by filing date | |
| Cachet Financial Sol | 12718M109 | COM | 500,000 | $745,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 350,000 | $739,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 370,000 | $736,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 40,000 | $705,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 10,000 | $668,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 248,200 | $663,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 285,337 | $656,000 | thousands by filing date | |
| SILICON GRAPHICS INC | 827056102 | COMMON STOCK | 70,000 | $646,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 55,000 | $621,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 45,000 | $610,000 | thousands by filing date | |
| NORTH VALLEY BANCORP | 66304M204 | COM NEW | 28,000 | $604,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 15,000 | $584,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 20,000 | $570,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 170,000 | $570,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 190,000 | $568,000 | thousands by filing date | |
| Saexploration Holdings Inc. | 78636X105 | COM | 67,100 | $558,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 40,000 | $553,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 12,000 | $550,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 77,500 | $543,000 | thousands by filing date | |
| PERMA-FIX ENVIRONMENTAL SVCS | 714157104 | COM | 140,000 | $535,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 27,500 | $526,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 74,600 | $523,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 35,000 | $519,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 19,687 | $517,000 | thousands by filing date | |
| Oclaro Inc | 09856E105 | COM | 353,697 | $506,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 40,000 | $480,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 20,000 | $466,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 50,000 | $433,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 75,000 | $409,000 | thousands by filing date | |
| North Atlantic Drilling Ltd | G6613P111 | COM | 60,000 | $400,000 | thousands by filing date | |
| CAVITATION TECHNOLOGIES INC COM | 14964W104 | COM | 5,000,000 | $400,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 10,000 | $378,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 30,000 | $373,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 49,448 | $371,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 10,000 | $358,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 7,100 | $352,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 50,000 | $344,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 200,000 | $342,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 100,000 | $340,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 10,000 | $336,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L104 | COM | 1,620,162 | $334,000 | thousands by filing date | |
| Omnitek Engineering | 68215w107 | COM | 140,000 | $333,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,733 | $329,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 40,000 | $325,000 | thousands by filing date | |
| NORCRAFT COS INC | 65557Y105 | COM | 18,000 | $287,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 14,900 | $277,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 150,000 | $276,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 10,000 | $272,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 50,000 | $264,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 30,136 | $259,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 20,000 | $240,000 | thousands by filing date | |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 55,580 | $227,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 50,000 | $213,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 6,000 | $211,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R301 | Cmn | 350,400 | $200,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 14,000 | $189,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 10,000 | $189,000 | thousands by filing date | |
| WAVE SYSTEMS CORP | 943526301 | COM NEW | 160,000 | $171,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 5,742 | $147,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 20,000 | $138,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 10,000 | $138,000 | thousands by filing date | |
| DiaDexus Inc | 922390208 | COM | 245,000 | $135,000 | thousands by filing date | |
| KNIGHTSBRIDGE TANKERS LTD | G5299G106 | COMMON | 15,000 | $133,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 110,000 | $133,000 | thousands by filing date | |
| HIPCRICKET INC NEW COM | 433507100 | COM | 2,030,000 | $130,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 100,000 | $126,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 30,000 | $87,000 | thousands by filing date | |
| Socket Communications | 833672108 | COM | 25,000 | $68,000 | thousands by filing date | |
| Lihua International Inc. | 532352101 | COM | 1,303,305 | $65,000 | thousands by filing date | |
| BURLINGTON NORTHERN SANTA FE | 12189T104 | COMMON STOCK | 396 | $40,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 3,509 | $33,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 300 | $7,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 300 | $6,000 | thousands by filing date | |
| EMAK Holdings inc | 26861V104 | COM | 644,554 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000909450-14-000008 | superseded | 2014-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000909450-14-000009 | this filing | 2014-11-14 | acceptance time not in the bulk data set |