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GRUBER & MCBAINE CAPITAL MANAGEMENT LLC

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13F filer, CIK 909450, SAN FRANCISCO, CA

GRUBER & MCBAINE CAPITAL MANAGEMENT LLC reported $362,862,000 across 187 holdings for the quarter ended 2014-12-31, in a 13F-HR filed 2015-02-17. Its ten largest share positions make up 27.55% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000909450-15-000001

Period
2014-12-31
Reported value
$363M
Holdings
187
Top 10 weight
27.55%
New
23
Sold out
41

Largest buys vs the previous quarter

SecurityShares changeApprox. value
AARONS INCnew+170,000$5.2M
RDWRadded+210,000$4.62M
FIAT CHRYSLER AUTOMOBILES Nnew+325,000$3.76M
BARRACUDA NETWORKS INCnew+100,000$3.58M
FTNTnew+80,000$2.45M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
Move Incexited-247,400-$5.19M
HIMXexited-282,006-$2.86M
Barracuda Networks Incexited-90,000-$2.31M
Swift Transportationreduced-80,000-$2.29M
FORWARD AIR CORPexited-50,000-$2.24M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2014

Share positions as resolved from 13F-HR 0000909450-15-000001, largest first. % of portfolio is the value over $362,870,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
MDC PARTNERS INCMDC PARTNERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 1,045,257 shares; 2013Q4: 1,510,532 shares; 2014Q1: 1,510,532 shares; 2014Q2: 1,429,670 shares; 2014Q3: 1,428,545 shares; 2014Q4: 1,372,135 shares 1,372,135$31.2M8.59%-56,410
STKLSUNOPTA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 2,371,993 shares; 2013Q4: 2,417,093 shares; 2014Q1: 2,000,000 shares; 2014Q2: 1,308,791 shares; 2014Q3: 1,220,591 shares; 2014Q4: 1,164,350 shares 1,164,350$13.8M3.8%-56,241Timeline
IMAGEWARE SYSTEMS INC COMIMAGEWARE SYSTEMS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 6,626,723 shares; 2013Q4: 5,863,548 shares; 2014Q1: 5,863,548 shares; 2014Q2: 5,863,158 shares; 2014Q3: 6,192,553 shares; 2014Q4: 6,077,300 shares 6,077,300$13.1M3.62%-115,253
SPANSION INCSPANSION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 80,000 shares; 2013Q4: 80,000 shares; 2014Q1: 120,000 shares; 2014Q2: 120,000 shares; 2014Q3: 170,000 shares; 2014Q4: 210,000 shares 210,000$7.19M1.98%+40,000
SUPER MICRO COMPUTER INCSUPER MICRO COMPUTER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 105,000 shares; 2014Q3: 130,000 shares; 2014Q4: 190,000 shares 190,000$6.63M1.83%+60,000
FFIVF5 INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 30,000 shares; 2014Q1: 35,000 shares; 2014Q2: 45,000 shares; 2014Q3: 50,000 shares; 2014Q4: 50,000 shares 50,000$6.52M1.8%0Timeline
RDWRRADWARE LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 80,000 shares; 2014Q4: 290,000 shares 290,000$6.39M1.76%+210,000Timeline
ADMARCHER DANIELS MIDLAND COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 100,000 shares; 2014Q4: 100,000 shares 100,000$5.2M1.43%0Timeline
AARONS INCAARONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 170,000 shares 170,000$5.2M1.43%new
AAOIAPPLIED OPTOELECTRONICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 80,000 shares; 2014Q2: 296,200 shares; 2014Q3: 380,000 shares; 2014Q4: 425,000 shares 425,000$4.77M1.31%+45,000Timeline
LOGMEIN INCLOGMEIN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 80,000 shares; 2013Q4: 101,800 shares; 2014Q1: 101,750 shares; 2014Q2: 95,000 shares; 2014Q3: 94,368 shares; 2014Q4: 94,318 shares 94,318$4.65M1.28%-50
WDCWESTERN DIGITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 25,000 shares; 2014Q3: 40,000 shares; 2014Q4: 40,000 shares 40,000$4.43M1.22%0Timeline
DYDYCOM INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 99,930 shares; 2013Q4: 90,000 shares; 2014Q1: 110,000 shares; 2014Q2: 120,500 shares; 2014Q3: 116,474 shares; 2014Q4: 120,000 shares 120,000$4.21M1.16%+3,526Timeline
Liberty Global Series CLiberty Global Series CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 47,796 shares; 2013Q4: 47,796 shares; 2014Q1: 95,592 shares; 2014Q2: 85,912 shares; 2014Q3: 85,912 shares; 2014Q4: 85,912 shares 85,912$4.15M1.14%0
CALXCALIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 290,000 shares; 2013Q4: 354,900 shares; 2014Q1: 354,900 shares; 2014Q2: 354,900 shares; 2014Q3: 405,000 shares; 2014Q4: 405,000 shares 405,000$4.06M1.12%0Timeline
VMCVULCAN MATLS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 30,000 shares; 2014Q4: 60,000 shares 60,000$3.94M1.09%+30,000Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 8,000 shares; 2014Q2: not reported; 2014Q3: 35,000 shares; 2014Q4: 35,000 shares 35,000$3.86M1.06%0Timeline
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 38,000 shares; 2013Q4: 34,500 shares; 2014Q1: 34,500 shares; 2014Q2: 27,000 shares; 2014Q3: 25,490 shares; 2014Q4: 25,490 shares 25,490$3.79M1.05%0
FIAT CHRYSLER AUTOMOBILES NFIAT CHRYSLER AUTOMOBILES NQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 325,000 shares 325,000$3.76M1.04%new
RUCKUS WIRELESS INCRUCKUS WIRELESS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 37,300 shares; 2013Q4: 60,000 shares; 2014Q1: 140,000 shares; 2014Q2: 310,000 shares; 2014Q3: 310,000 shares; 2014Q4: 310,000 shares 310,000$3.73M1.03%0
NCI BUILDING SYSTEMS INCNCI BUILDING SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 172,000 shares; 2013Q4: 294,500 shares; 2014Q1: 289,500 shares; 2014Q2: 289,500 shares; 2014Q3: 289,500 shares; 2014Q4: 199,880 shares 199,880$3.7M1.02%-89,620
Broadcom IncBroadcom IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 55,000 shares; 2013Q4: 45,000 shares; 2014Q1: 45,000 shares; 2014Q2: 44,350 shares; 2014Q3: 36,000 shares; 2014Q4: 36,000 shares 36,000$3.62M1%0
POWERSECURE INTERNATIONAL INPOWERSECURE INTERNATIONAL INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 274,300 shares; 2013Q4: 274,300 shares; 2014Q1: 274,300 shares; 2014Q2: 310,428 shares; 2014Q3: 310,428 shares; 2014Q4: 310,428 shares 310,428$3.62M1%0
BARRACUDA NETWORKS INCBARRACUDA NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 100,000 shares 100,000$3.58M0.99%new
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 200,000 shares; 2014Q4: 200,000 shares 200,000$3.58M0.99%0Timeline
SIMOSILICON MOTION TECHNOLOGY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 56,500 shares; 2014Q1: 125,000 shares; 2014Q2: 140,000 shares; 2014Q3: 145,000 shares; 2014Q4: 150,000 shares 150,000$3.55M0.98%+5,000Timeline
SHORETEL INCSHORETEL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 376,000 shares; 2013Q4: 350,000 shares; 2014Q1: 375,000 shares; 2014Q2: 425,000 shares; 2014Q3: 446,162 shares; 2014Q4: 475,500 shares 475,500$3.5M0.96%+29,338
GENERAL MOTORS CORPGENERAL MOTORS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 100,000 shares; 2014Q4: 100,000 shares 100,000$3.49M0.96%0
NXPINXP SEMICONDUCTORS N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 29,800 shares; 2014Q3: 29,800 shares; 2014Q4: 45,000 shares 45,000$3.44M0.95%+15,200Timeline
HEADWATERS INCHEADWATERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 219,900 shares; 2013Q4: 219,900 shares; 2014Q1: 219,900 shares; 2014Q2: 219,900 shares; 2014Q3: 211,679 shares; 2014Q4: 211,679 shares 211,679$3.17M0.87%0
CaviumCaviumQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 65,000 shares; 2013Q4: not reported; 2014Q1: 65,000 shares; 2014Q2: 65,000 shares; 2014Q3: 65,000 shares; 2014Q4: 50,000 shares 50,000$3.09M0.85%-15,000
MATTSON TECHNOLOGY INCMATTSON TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 619,000 shares; 2013Q4: 721,300 shares; 2014Q1: 800,000 shares; 2014Q2: 850,000 shares; 2014Q3: 850,000 shares; 2014Q4: 900,000 shares 900,000$3.06M0.84%+50,000
CXCEMEX SAB DE CVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 125,000 shares; 2014Q2: 250,000 shares; 2014Q3: 300,000 shares; 2014Q4: 300,000 shares 300,000$3.06M0.84%0Timeline
DAKOTA PLAINSDAKOTA PLAINSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 1,075,000 shares; 2013Q4: 1,649,800 shares; 2014Q1: 1,674,800 shares; 2014Q2: 1,677,400 shares; 2014Q3: 1,677,400 shares; 2014Q4: 1,730,000 shares 1,730,000$3.04M0.84%+52,600
CCSCENTURY COMMUNITIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 125,000 shares; 2014Q3: 138,781 shares; 2014Q4: 175,000 shares 175,000$3.02M0.83%+36,219Timeline
TSNTYSON FOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 40,000 shares; 2014Q1: 40,000 shares; 2014Q2: 50,000 shares; 2014Q3: 75,000 shares; 2014Q4: 75,000 shares 75,000$3.01M0.83%0Timeline
Swift TransportationSwift TransportationQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 80,000 shares; 2014Q1: 140,000 shares; 2014Q2: 140,000 shares; 2014Q3: 185,000 shares; 2014Q4: 105,000 shares 105,000$3.01M0.83%-80,000
INFINERA CORPINFINERA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 130,000 shares; 2013Q4: 145,000 shares; 2014Q1: 60,000 shares; 2014Q2: 136,000 shares; 2014Q3: 190,000 shares; 2014Q4: 200,000 shares 200,000$2.94M0.81%+10,000
U S AIRWAYS GROUP INCU S AIRWAYS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 100,000 shares; 2013Q4: 100,000 shares; 2014Q1: 55,290 shares; 2014Q2: 54,290 shares; 2014Q3: 80,000 shares; 2014Q4: 52,850 shares 52,850$2.83M0.78%-27,150
ATIATI INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 30,000 shares; 2013Q4: 50,000 shares; 2014Q1: 50,000 shares; 2014Q2: 60,000 shares; 2014Q3: 80,000 shares; 2014Q4: 80,000 shares 80,000$2.78M0.77%0Timeline
MELLANOX TECHNOLOGIES LTDMELLANOX TECHNOLOGIES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 10,000 shares; 2014Q1: 10,000 shares; 2014Q2: 10,000 shares; 2014Q3: 20,000 shares; 2014Q4: 65,000 shares 65,000$2.78M0.77%+45,000
CUI GLOBAL INCCUI GLOBAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 197,500 shares; 2013Q4: 285,000 shares; 2014Q1: 210,000 shares; 2014Q2: 198,700 shares; 2014Q3: 290,000 shares; 2014Q4: 370,000 shares 370,000$2.76M0.76%+80,000
BROADSOFT INCBROADSOFT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 64,800 shares; 2014Q2: 64,800 shares; 2014Q3: 50,000 shares; 2014Q4: 90,000 shares 90,000$2.61M0.72%+40,000
PRIMPRIMORIS SVCS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 200,000 shares; 2013Q4: 200,000 shares; 2014Q1: 135,000 shares; 2014Q2: 103,900 shares; 2014Q3: 110,004 shares; 2014Q4: 110,004 shares 110,004$2.56M0.7%0Timeline
COFCAPITAL ONE FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 30,000 shares; 2014Q4: 30,000 shares 30,000$2.48M0.68%0Timeline
FTNTFORTINET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 60,000 shares; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 80,000 shares 80,000$2.45M0.68%newTimeline
TRAVELCENTERS OF AMERICA LLCTRAVELCENTERS OF AMERICA LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 115,000 shares; 2013Q4: 191,000 shares; 2014Q1: 191,000 shares; 2014Q2: 197,300 shares; 2014Q3: 193,182 shares; 2014Q4: 193,182 shares 193,182$2.44M0.67%0
EOGEOG RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 20,326 shares; 2013Q4: 20,326 shares; 2014Q1: 20,326 shares; 2014Q2: 32,000 shares; 2014Q3: 30,279 shares; 2014Q4: 25,000 shares 25,000$2.3M0.63%-5,279Timeline
VISNVISTANCE NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 41,500 shares; 2014Q2: 100,000 shares; 2014Q3: 100,000 shares; 2014Q4: 100,000 shares 100,000$2.28M0.63%0Timeline
MTZMASTEC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 50,000 shares; 2014Q1: 79,975 shares; 2014Q2: 79,975 shares; 2014Q3: 100,000 shares; 2014Q4: 100,000 shares 100,000$2.26M0.62%0Timeline
LXULSB INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 60,000 shares; 2013Q4: 80,000 shares; 2014Q1: 72,500 shares; 2014Q2: 72,500 shares; 2014Q3: 71,711 shares; 2014Q4: 71,711 shares 71,711$2.25M0.62%0Timeline
VRNSVARONIS SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 68,201 shares 68,201$2.24M0.62%newTimeline
IRDMIRIDIUM COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 508,188 shares; 2013Q4: 296,500 shares; 2014Q1: 230,000 shares; 2014Q2: 238,840 shares; 2014Q3: 226,826 shares; 2014Q4: 226,826 shares 226,826$2.21M0.61%0Timeline
B/E AEROSPACE INCB/E AEROSPACE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 49,925 shares; 2014Q2: not reported; 2014Q3: 37,975 shares; 2014Q4: 37,975 shares 37,975$2.2M0.61%0
DEL FRISCOS RESTAURANT GROUPDEL FRISCOS RESTAURANT GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 25,000 shares; 2014Q1: 60,000 shares; 2014Q2: 85,000 shares; 2014Q3: 90,000 shares; 2014Q4: 90,000 shares 90,000$2.14M0.59%0
CALLIDUS SOFTWARE INCCALLIDUS SOFTWARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 186,862 shares; 2013Q4: 160,000 shares; 2014Q1: 160,000 shares; 2014Q2: 160,000 shares; 2014Q3: 151,612 shares; 2014Q4: 130,000 shares 130,000$2.12M0.59%-21,612
UTI WORLDWIDE INCUTI WORLDWIDE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 175,000 shares 175,000$2.11M0.58%new
SCORPIO TANKERS INCSCORPIO TANKERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 75,000 shares; 2013Q4: 175,000 shares; 2014Q1: 200,000 shares; 2014Q2: 220,000 shares; 2014Q3: 220,000 shares; 2014Q4: 240,000 shares 240,000$2.09M0.57%+20,000
TEEKAY TANKERS LTDTEEKAY TANKERS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 233,071 shares; 2013Q4: 300,000 shares; 2014Q1: 300,000 shares; 2014Q2: 300,000 shares; 2014Q3: 287,471 shares; 2014Q4: 410,000 shares 410,000$2.08M0.57%+122,529
BROOKFIELD RESIDENTIAL PPTYSBROOKFIELD RESIDENTIAL PPTYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 79,982 shares; 2013Q4: 79,982 shares; 2014Q1: 79,982 shares; 2014Q2: 90,000 shares; 2014Q3: 85,846 shares; 2014Q4: 85,846 shares 85,846$2.06M0.57%0
TPCTUTOR PERINI CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 45,500 shares; 2014Q1: 60,000 shares; 2014Q2: 65,900 shares; 2014Q3: 65,900 shares; 2014Q4: 85,000 shares 85,000$2.05M0.56%+19,100Timeline
ADA ES INCADA ES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 118,362 shares; 2014Q2: not reported; 2014Q3: 89,634 shares; 2014Q4: 89,634 shares 89,634$2.04M0.56%0
VLOVALERO ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 40,000 shares; 2013Q4: 40,000 shares; 2014Q1: 40,000 shares; 2014Q2: 40,000 shares; 2014Q3: 40,000 shares; 2014Q4: 40,000 shares 40,000$1.98M0.55%0Timeline
UEICUNIVERSAL ELECTRS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 15,000 shares; 2013Q4: 30,000 shares; 2014Q1: 55,000 shares; 2014Q2: 35,000 shares; 2014Q3: 30,000 shares; 2014Q4: 30,000 shares 30,000$1.95M0.54%0Timeline
SONIC CORPSONIC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 100,000 shares; 2013Q4: 70,000 shares; 2014Q1: 70,000 shares; 2014Q2: 70,000 shares; 2014Q3: 70,000 shares; 2014Q4: 70,000 shares 70,000$1.91M0.53%0
LUVSOUTHWEST AIRLS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 75,000 shares; 2014Q2: 45,000 shares; 2014Q3: 45,000 shares; 2014Q4: 45,000 shares 45,000$1.9M0.52%0Timeline
INFOBLOX INCINFOBLOX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 60,000 shares; 2013Q4: 60,000 shares; 2014Q1: 50,000 shares; 2014Q2: 70,000 shares; 2014Q3: 70,000 shares; 2014Q4: 94,000 shares 94,000$1.9M0.52%+24,000
PERMA-FIX ENVIRONMENTAL SVCSPERMA-FIX ENVIRONMENTAL SVCSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 1,000,000 shares; 2013Q4: 159,860 shares; 2014Q1: 125,000 shares; 2014Q2: 127,029 shares; 2014Q3: 140,000 shares; 2014Q4: 410,000 shares 410,000$1.78M0.49%+270,000
UBIQUITI NETWORKS INCUBIQUITI NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 92,500 shares; 2013Q4: 120,000 shares; 2014Q1: 80,000 shares; 2014Q2: 75,000 shares; 2014Q3: 50,000 shares; 2014Q4: 60,000 shares 60,000$1.78M0.49%+10,000
Finisar CorpFinisar CorpQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 45,000 shares; 2014Q2: 90,000 shares; 2014Q3: 90,000 shares; 2014Q4: 90,000 shares 90,000$1.75M0.48%0
MPWRMONOLITHIC PWR SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 20,000 shares; 2014Q3: 20,000 shares; 2014Q4: 35,000 shares 35,000$1.74M0.48%+15,000Timeline
ARWARROW ELECTRS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 30,000 shares 30,000$1.74M0.48%newTimeline
MNROMONRO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 30,000 shares 30,000$1.73M0.48%newTimeline
TRNTRINITY INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 60,000 shares; 2014Q3: 60,000 shares; 2014Q4: 60,000 shares 60,000$1.68M0.46%0Timeline
ZAYO GROUP HLDGS INC COMZAYO GROUP HLDGS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 55,000 shares 55,000$1.68M0.46%new
FIVE STAR SENIOR LIVINGFIVE STAR SENIOR LIVINGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 490,000 shares; 2013Q4: 490,000 shares; 2014Q1: 481,500 shares; 2014Q2: 442,758 shares; 2014Q3: 417,769 shares; 2014Q4: 400,000 shares 400,000$1.66M0.46%-17,769
AXCELIS TECHNOLOGIES INCAXCELIS TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 406,300 shares; 2014Q2: not reported; 2014Q3: 370,000 shares; 2014Q4: 645,000 shares 645,000$1.65M0.45%+275,000
SOUTHWESTERN ENERGY COSOUTHWESTERN ENERGY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 60,000 shares; 2014Q1: 70,000 shares; 2014Q2: 70,000 shares; 2014Q3: 70,000 shares; 2014Q4: 60,000 shares 60,000$1.64M0.45%-10,000
JA SOLAR HOLDINGS CO LTDJA SOLAR HOLDINGS CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 200,000 shares; 2014Q2: 200,000 shares; 2014Q3: 200,000 shares; 2014Q4: 200,000 shares 200,000$1.64M0.45%0
EZCHIP SEMICONDUCTOR LIMITEDEZCHIP SEMICONDUCTOR LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 49,000 shares; 2014Q3: 85,000 shares; 2014Q4: 85,000 shares 85,000$1.63M0.45%0
GPREGREEN PLAINS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 111,660 shares; 2013Q4: 111,660 shares; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 55,000 shares; 2014Q4: 65,000 shares 65,000$1.61M0.44%+10,000Timeline
ARUBA NETWORKS INCARUBA NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 73,300 shares; 2014Q2: not reported; 2014Q3: 88,508 shares; 2014Q4: 88,428 shares 88,428$1.61M0.44%-80
OMNIVISION TECHNOLOGIES INCOMNIVISION TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 40,000 shares; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 60,000 shares 60,000$1.56M0.43%new
NORTHERN TIER ENERGY LPNORTHERN TIER ENERGY LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 70,000 shares; 2013Q4: 70,000 shares; 2014Q1: 70,000 shares; 2014Q2: 70,000 shares; 2014Q3: 70,000 shares; 2014Q4: 70,000 shares 70,000$1.55M0.43%0
Just Energy Income FundJust Energy Income FundQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 319,000 shares; 2013Q4: 314,000 shares; 2014Q1: 314,000 shares; 2014Q2: 290,950 shares; 2014Q3: 290,950 shares; 2014Q4: 290,950 shares 290,950$1.52M0.42%0
LTX-CREDENCE CORPLTX-CREDENCE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 130,000 shares; 2013Q4: 130,000 shares; 2014Q1: 130,000 shares; 2014Q2: 150,000 shares; 2014Q3: 300,000 shares; 2014Q4: 165,000 shares 165,000$1.51M0.42%-135,000
DARDARLING INGREDIENTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 83,000 shares; 2014Q1: 83,000 shares; 2014Q2: 83,000 shares; 2014Q3: 83,000 shares; 2014Q4: 83,000 shares 83,000$1.51M0.42%0Timeline
MYRGMYR GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 20,000 shares; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 60,000 shares; 2014Q3: 70,000 shares; 2014Q4: 55,000 shares 55,000$1.51M0.42%-15,000Timeline
SUNPOWER CORP ASUNPOWER CORP AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 25,000 shares; 2013Q4: not reported; 2014Q1: 25,000 shares; 2014Q2: 57,200 shares; 2014Q3: 57,200 shares; 2014Q4: 57,200 shares 57,200$1.48M0.41%0
PLABPHOTRONICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 186,777 shares; 2013Q4: 186,777 shares; 2014Q1: 186,777 shares; 2014Q2: 186,777 shares; 2014Q3: 177,144 shares; 2014Q4: 177,144 shares 177,144$1.47M0.41%0Timeline
MANDALAY DIGITAL GROUP INCMANDALAY DIGITAL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 400,000 shares; 2013Q4: 452,000 shares; 2014Q1: 500,000 shares; 2014Q2: 500,000 shares; 2014Q3: 452,000 shares; 2014Q4: 442,000 shares 442,000$1.47M0.41%-10,000
ARCBARCBEST CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 60,000 shares; 2014Q4: 30,000 shares 30,000$1.39M0.38%-30,000Timeline
ORNORION GROUP HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 99,800 shares; 2013Q4: 45,000 shares; 2014Q1: 105,000 shares; 2014Q2: 125,000 shares; 2014Q3: 125,000 shares; 2014Q4: 125,000 shares 125,000$1.38M0.38%0Timeline
YELPYELP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 25,000 shares 25,000$1.37M0.38%newTimeline
KNIGHT TRANSN INCKNIGHT TRANSN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 40,000 shares; 2014Q2: 40,000 shares; 2014Q3: 40,000 shares; 2014Q4: 40,000 shares 40,000$1.35M0.37%0
ARC GROUP WORLDWIDE INCARC GROUP WORLDWIDE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 128,500 shares; 2014Q4: 128,500 shares 128,500$1.3M0.36%0
PINNACLE FOODS INC DELPINNACLE FOODS INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 20,000 shares; 2014Q2: 20,000 shares; 2014Q3: 35,000 shares; 2014Q4: 35,000 shares 35,000$1.24M0.34%0
JDS UNIPHASE CORPJDS UNIPHASE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 90,000 shares; 2014Q2: 90,000 shares; 2014Q3: 90,000 shares; 2014Q4: 90,000 shares 90,000$1.24M0.34%0
GPRKGEOPARK LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 75,000 shares; 2014Q2: 127,000 shares; 2014Q3: 181,000 shares; 2014Q4: 237,600 shares 237,600$1.22M0.34%+56,600Timeline
ATMEL CORPATMEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 145,000 shares 145,000$1.22M0.34%new
POLYPORE INTL INCPOLYPORE INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 15,000 shares; 2014Q4: 25,000 shares 25,000$1.18M0.32%+10,000
CIENCIENA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 25,000 shares; 2014Q1: 55,000 shares; 2014Q2: 60,000 shares; 2014Q3: 60,000 shares; 2014Q4: 60,000 shares 60,000$1.17M0.32%0Timeline
ODYSSEY MARINE EXPLORATION IODYSSEY MARINE EXPLORATION IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 1,540,526 shares; 2013Q4: 1,340,526 shares; 2014Q1: 1,340,526 shares; 2014Q2: 1,244,066 shares; 2014Q3: 1,244,066 shares; 2014Q4: 1,244,066 shares 1,244,066$1.16M0.32%0
CARROLS RESTAURANT GROUP INCCARROLS RESTAURANT GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 100,000 shares; 2014Q3: 150,000 shares; 2014Q4: 150,000 shares 150,000$1.15M0.32%0
XOOM CORPXOOM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 65,000 shares 65,000$1.14M0.31%new
FRONTLINE LTDFRONTLINE LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 100,000 shares; 2014Q2: 100,000 shares; 2014Q3: 100,000 shares; 2014Q4: 450,000 shares 450,000$1.13M0.31%+350,000
PETROQUEST ENERGY INCPETROQUEST ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 250,000 shares; 2014Q2: 300,000 shares; 2014Q3: 300,000 shares; 2014Q4: 300,000 shares 300,000$1.12M0.31%0
DIGITALGLOBE INCDIGITALGLOBE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 20,000 shares; 2014Q3: 20,000 shares; 2014Q4: 36,000 shares 36,000$1.11M0.31%+16,000
Invesco Mortgage CapitalInvesco Mortgage CapitalQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 60,000 shares; 2014Q3: 70,000 shares; 2014Q4: 70,000 shares 70,000$1.08M0.3%0The CUSIP as filed is malformed.
CYHCOMMUNITY HEALTH SYS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 20,000 shares 20,000$1.08M0.3%newTimeline
CCOICOGENT COMM HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 10,000 shares; 2014Q3: 10,000 shares; 2014Q4: 30,000 shares 30,000$1.06M0.29%+20,000Timeline
PHARMATHENE INCPHARMATHENE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 600,000 shares; 2013Q4: 600,000 shares; 2014Q1: 600,000 shares; 2014Q2: 572,950 shares; 2014Q3: 572,950 shares; 2014Q4: 572,950 shares 572,950$1.04M0.29%0
IRMDIRADIMED CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 74,600 shares; 2014Q4: 80,200 shares 80,200$1.03M0.29%+5,600Timeline
CRNTCERAGON NETWORKS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 1,000,000 shares; 2014Q4: 1,000,000 shares 1,000,000$1.01M0.28%0Timeline
STLDSTEEL DYNAMICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 60,000 shares; 2013Q4: 50,000 shares; 2014Q1: 50,000 shares; 2014Q2: 50,000 shares; 2014Q3: 50,000 shares; 2014Q4: 50,000 shares 50,000$987K0.27%0Timeline
JKSJINKOSOLAR HLDG CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 50,000 shares; 2014Q4: 50,000 shares 50,000$986K0.27%0Timeline
CYRUSONE INCCYRUSONE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 35,000 shares; 2014Q4: 35,000 shares 35,000$964K0.27%0
CVLGCOVENANT LOGISTICS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 14,900 shares; 2014Q2: 14,900 shares; 2014Q3: 14,900 shares; 2014Q4: 35,000 shares 35,000$949K0.26%+20,100Timeline
MANITEX INTL INCMANITEX INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 55,000 shares; 2014Q4: 70,000 shares 70,000$890K0.25%+15,000
nannanQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 725,000 shares; 2014Q3: 725,000 shares; 2014Q4: 725,000 shares 725,000$870K0.24%0
ORITANI FINANCIAL CORPORITANI FINANCIAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 53,900 shares; 2014Q2: 53,900 shares; 2014Q3: 53,900 shares; 2014Q4: 53,900 shares 53,900$830K0.23%0
AVAVAEROVIRONMENT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 30,000 shares 30,000$818K0.23%newTimeline
SILICON GRAPHICS INCSILICON GRAPHICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 45,000 shares; 2014Q2: 45,000 shares; 2014Q3: 70,000 shares; 2014Q4: 70,000 shares 70,000$797K0.22%0
KLX INCKLX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 18,986 shares 18,986$783K0.22%new
FIXCOMFORT SYS USA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 45,000 shares; 2014Q4: 45,000 shares 45,000$770K0.21%0Timeline
Bfc Financial Corp. Cl ABfc Financial Corp. Cl AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 650,000 shares; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 230,000 shares 230,000$736K0.2%new
Points IntlPoints IntlQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 60,000 shares; 2013Q4: 60,000 shares; 2014Q1: 60,000 shares; 2014Q2: 60,000 shares; 2014Q3: 56,925 shares; 2014Q4: 56,925 shares 56,925$728K0.2%0
GIGAMON INCGIGAMON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 20,000 shares; 2014Q3: not reported; 2014Q4: 40,000 shares 40,000$709K0.2%new
OECORION S.A.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 40,000 shares; 2014Q4: 40,000 shares 40,000$680K0.19%0Timeline
Cachet Financial SolCachet Financial SolQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 500,000 shares; 2014Q4: 500,000 shares 500,000$675K0.19%0
EMMIS COMMUNICATIONS CORPEMMIS COMMUNICATIONS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 300,000 shares; 2013Q4: 350,000 shares; 2014Q1: 350,000 shares; 2014Q2: 350,000 shares; 2014Q3: 350,000 shares; 2014Q4: 350,000 shares 350,000$655K0.18%0
SEACHANGE INTL INCSEACHANGE INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 80,000 shares; 2014Q1: 135,000 shares; 2014Q2: 135,000 shares; 2014Q3: 135,000 shares; 2014Q4: 100,000 shares 100,000$638K0.18%-35,000
QUICKLOGIC CORPQUICKLOGIC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 45,000 shares; 2013Q4: 400,000 shares; 2014Q1: 310,000 shares; 2014Q2: 190,000 shares; 2014Q3: 190,000 shares; 2014Q4: 190,000 shares 190,000$597K0.16%0
RADISYS CORPRADISYS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 325,000 shares; 2014Q2: 400,000 shares; 2014Q3: 248,200 shares; 2014Q4: 248,200 shares 248,200$581K0.16%0
NEOPHOTONICS CORPNEOPHOTONICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 65,000 shares; 2013Q4: 67,400 shares; 2014Q1: 100,000 shares; 2014Q2: 170,000 shares; 2014Q3: 170,000 shares; 2014Q4: 170,000 shares 170,000$575K0.16%0
PEGAPEGASYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 20,000 shares; 2013Q4: 11,000 shares; 2014Q1: 11,000 shares; 2014Q2: 27,500 shares; 2014Q3: 27,500 shares; 2014Q4: 27,500 shares 27,500$571K0.16%0Timeline
HASIHA SUSTAINABLE INFRA CAP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 40,000 shares; 2014Q4: 40,000 shares 40,000$569K0.16%0Timeline
CANCER GENETICS INC.CANCER GENETICS INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 83,900 shares; 2014Q1: 83,900 shares; 2014Q2: 83,900 shares; 2014Q3: 83,900 shares; 2014Q4: 83,900 shares 83,900$560K0.15%0
EXTREXTREME NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 509,536 shares; 2013Q4: 455,000 shares; 2014Q1: 440,000 shares; 2014Q2: 440,000 shares; 2014Q3: 400,000 shares; 2014Q4: 150,000 shares 150,000$530K0.15%-250,000Timeline
FORMFORMFACTOR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 60,000 shares 60,000$516K0.14%newTimeline
Oclaro IncOclaro IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 481,000 shares; 2014Q2: 518,248 shares; 2014Q3: 353,697 shares; 2014Q4: 290,000 shares 290,000$516K0.14%-63,697
BLDRBUILDERS FIRSTSOURCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 50,000 shares; 2014Q2: 50,000 shares; 2014Q3: 75,000 shares; 2014Q4: 75,000 shares 75,000$515K0.14%0Timeline
TBBKBANCORP INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 107,452 shares; 2013Q4: 97,000 shares; 2014Q1: 86,000 shares; 2014Q2: 40,000 shares; 2014Q3: 30,136 shares; 2014Q4: 45,000 shares 45,000$490K0.14%+14,864Timeline
NBISNEBIUS GROUP N.V.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 27,861 shares; 2013Q4: 27,861 shares; 2014Q1: 27,861 shares; 2014Q2: 27,861 shares; 2014Q3: 27,017 shares; 2014Q4: 27,017 shares 27,017$485K0.13%0Timeline
NMIHNMI HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 50,000 shares; 2014Q2: 50,000 shares; 2014Q3: 50,000 shares; 2014Q4: 50,000 shares 50,000$457K0.13%0Timeline
RALLY SOFTWARE DEV CORP COMRALLY SOFTWARE DEV CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 40,000 shares; 2014Q2: 40,000 shares; 2014Q3: 40,000 shares; 2014Q4: 40,000 shares 40,000$455K0.13%0
LIGHTBRIDGE CORPLIGHTBRIDGE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 82,514 shares; 2013Q4: 339,514 shares; 2014Q1: 289,100 shares; 2014Q2: 289,100 shares; 2014Q3: 285,337 shares; 2014Q4: 285,337 shares 285,337$442K0.12%0
NTCTNETSCOUT SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 12,000 shares; 2014Q4: 12,000 shares 12,000$438K0.12%0Timeline
GLYECO INC COMGLYECO INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 1,210,000 shares; 2014Q3: 1,210,000 shares; 2014Q4: 1,210,000 shares 1,210,000$436K0.12%0
CHINACACHE INTL HLDG LTDCHINACACHE INTL HLDG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 10,000 shares; 2014Q4: 45,000 shares 45,000$414K0.11%+35,000
MXLMAXLINEAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 50,000 shares; 2014Q1: 50,000 shares; 2014Q2: 50,000 shares; 2014Q3: 50,000 shares; 2014Q4: 50,000 shares 50,000$371K0.1%0Timeline
BIOPHARMX CORPBIOPHARMX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 117,568 shares 117,568$353K0.1%new
CVATCAVITATION TECHNOLOGIES, INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 5,000,000 shares; 2014Q4: 5,000,000 shares 5,000,000$350K0.1%0Timeline
NORCRAFT COS INCNORCRAFT COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 18,000 shares; 2014Q4: 18,000 shares 18,000$347K0.1%0
CSIQCANADIAN SOLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 10,000 shares; 2014Q2: 10,000 shares; 2014Q3: 10,000 shares; 2014Q4: 14,000 shares 14,000$339K0.09%+4,000Timeline
PENNEY J C INCPENNEY J C INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 150,000 shares; 2014Q4: 50,000 shares 50,000$324K0.09%-100,000
Rentech Nitrogen Partners, …Rentech Nitrogen Partners, LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 15,000 shares; 2013Q4: 15,000 shares; 2014Q1: 15,000 shares; 2014Q2: 30,000 shares; 2014Q3: 30,000 shares; 2014Q4: 30,000 shares 30,000$315K0.09%0
MPAAMOTORCAR PTS AMER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 10,000 shares; 2014Q4: 10,000 shares 10,000$311K0.09%0Timeline
ACCURIDE CORP NEWACCURIDE CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 115,000 shares; 2013Q4: 50,000 shares; 2014Q1: 50,000 shares; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 70,000 shares 70,000$304K0.08%new
HEALTH INS INNOVATIONS INCHEALTH INS INNOVATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 40,000 shares 40,000$286K0.08%new
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 1,733 shares; 2013Q4: 1,733 shares; 2014Q1: 1,733 shares; 2014Q2: 1,733 shares; 2014Q3: 1,733 shares; 2014Q4: 1,733 shares 1,733$278K0.08%0Timeline
ASPEN GROUP INCASPEN GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 975,000 shares; 2014Q2: 975,000 shares; 2014Q3: 1,620,162 shares; 2014Q4: 1,620,162 shares 1,620,162$276K0.08%0
TEARLAB CORPTEARLAB CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 60,000 shares; 2013Q4: 80,000 shares; 2014Q1: 80,000 shares; 2014Q2: 80,000 shares; 2014Q3: 100,000 shares; 2014Q4: 100,000 shares 100,000$265K0.07%0
RENTECH INC COMRENTECH INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 100,000 shares; 2013Q4: 100,000 shares; 2014Q1: 100,000 shares; 2014Q2: 200,000 shares; 2014Q3: 200,000 shares; 2014Q4: 200,000 shares 200,000$252K0.07%0
RUBICON TECHNOLOGY INCRUBICON TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 50,000 shares; 2014Q3: 50,000 shares; 2014Q4: 50,000 shares 50,000$229K0.06%0
NEW HOME CO INC COMNEW HOME CO INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 14,000 shares; 2014Q4: 14,000 shares 14,000$203K0.06%0
OVERSEAS SHIPHOLDING GROUP IOVERSEAS SHIPHOLDING GROUP IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 350,400 shares; 2014Q4: 350,400 shares 350,400$200K0.06%0
Saexploration Holdings Inc.Saexploration Holdings Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: 60,000 shares; 2014Q1: 67,100 shares; 2014Q2: 67,100 shares; 2014Q3: 67,100 shares; 2014Q4: 48,075 shares 48,075$191K0.05%-19,025
SANCHEZ ENERGY CORPSANCHEZ ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 25,000 shares; 2013Q4: 20,000 shares; 2014Q1: 23,800 shares; 2014Q2: 20,000 shares; 2014Q3: 19,687 shares; 2014Q4: 19,687 shares 19,687$183K0.05%0
HERITAGE OAKS BANCORPHERITAGE OAKS BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 77,500 shares; 2014Q2: 77,500 shares; 2014Q3: 77,500 shares; 2014Q4: 19,800 shares 19,800$166K0.05%-57,700
Omnitek EngineeringOmnitek EngineeringQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 125,000 shares; 2013Q4: 125,000 shares; 2014Q1: 125,000 shares; 2014Q2: 125,000 shares; 2014Q3: 140,000 shares; 2014Q4: 140,000 shares 140,000$165K0.05%0
SIGASIGA TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 1,174,954 shares; 2013Q4: 1,174,954 shares; 2014Q1: 1,174,954 shares; 2014Q2: 1,098,777 shares; 2014Q3: 1,098,777 shares; 2014Q4: 113,645 shares 113,645$164K0.05%-985,132Timeline
NAVIOS MARITIME HOLDINGS INCNAVIOS MARITIME HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 40,000 shares 40,000$164K0.05%new
ABRAXAS PETROLEUM CORPABRAXAS PETROLEUM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 50,000 shares; 2014Q4: 50,000 shares 50,000$147K0.04%0
OPOWER INCOPOWER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 10,000 shares; 2014Q4: 10,000 shares 10,000$142K0.04%0
ALCATEL-LUCENTALCATEL-LUCENTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 1,000,000 shares; 2014Q2: not reported; 2014Q3: 500,000 shares; 2014Q4: 38,124 shares 38,124$135K0.04%-461,876
WAVE SYSTEMS CORPWAVE SYSTEMS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 318,444 shares; 2013Q4: 232,411 shares; 2014Q1: 232,411 shares; 2014Q2: 160,000 shares; 2014Q3: 160,000 shares; 2014Q4: 160,000 shares 160,000$128K0.04%0
RVPRETRACTABLE TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 30,000 shares; 2014Q2: 30,000 shares; 2014Q3: 30,000 shares; 2014Q4: 25,000 shares 25,000$125K0.03%-5,000Timeline
DiaDexus IncDiaDexus IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 225,000 shares; 2013Q4: 205,000 shares; 2014Q1: 225,000 shares; 2014Q2: 245,000 shares; 2014Q3: 245,000 shares; 2014Q4: 245,000 shares 245,000$123K0.03%0
SYSOREX GLOBAL COM NEWSYSOREX GLOBAL COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 55,580 shares; 2014Q3: 55,580 shares; 2014Q4: 54,380 shares 54,380$111K0.03%-1,200
North Atlantic Drilling LtdNorth Atlantic Drilling LtdQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 100,000 shares; 2013Q4: 100,000 shares; 2014Q1: 100,000 shares; 2014Q2: 100,000 shares; 2014Q3: 60,000 shares; 2014Q4: 60,000 shares 60,000$98K0.03%0
ENVIVIO INCENVIVIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 150,000 shares; 2014Q3: 150,000 shares; 2014Q4: 65,700 shares 65,700$88K0.02%-84,300
KNIGHTSBRIDGE TANKERS LTDKNIGHTSBRIDGE TANKERS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 15,000 shares; 2014Q2: 15,000 shares; 2014Q3: 15,000 shares; 2014Q4: 15,000 shares 15,000$68K0.02%0
GOODRICH PETE CORPGOODRICH PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 20,000 shares; 2014Q3: 35,000 shares; 2014Q4: 15,000 shares 15,000$67K0.02%-20,000
HIPCRICKET INC NEW COMHIPCRICKET INC NEW COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 885,000 shares; 2013Q4: 2,635,000 shares; 2014Q1: 1,990,000 shares; 2014Q2: 2,030,000 shares; 2014Q3: 2,030,000 shares; 2014Q4: 2,030,000 shares 2,030,000$67K0.02%0
Socket CommunicationsSocket CommunicationsQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 35,000 shares; 2014Q2: 27,500 shares; 2014Q3: 25,000 shares; 2014Q4: 22,700 shares 22,700$54K0.01%-2,300
Lihua International Inc.Lihua International Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: 1,581,570 shares; 2013Q4: 1,581,570 shares; 2014Q1: 1,571,570 shares; 2014Q2: 1,303,305 shares; 2014Q3: 1,303,305 shares; 2014Q4: 68,175 shares 68,175$2K<0.01%-1,235,130

Sold out in Q4 2014

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
Move IncMove Inc247,400$5.19Mshares
HIMXHIMAX TECHNOLOGIES INC282,006$2.86Mshares
Barracuda Networks IncBarracuda Networks Inc90,000$2.31Mshares
FORWARD AIR CORPFORWARD AIR CORP50,000$2.24Mshares
Delta Air Lines IncDelta Air Lines Inc55,000$1.99Mshares
ANDEANDERSONS INC31,200$1.96Mshares
Willbros GroupWillbros Group214,500$1.79Mshares
CONNQCONNS INC58,258$1.76Mshares
MONTAGE TECHNOLOGY GROUP LTDMONTAGE TECHNOLOGY GROUP LTD83,100$1.74Mshares
MUMICRON TECHNOLOGY INC50,000$1.71Mshares
EEFTEURONET WORLDWIDE INC30,000$1.43Mshares
FMCFMC CORP25,000$1.43Mshares
XILINX INCXILINX INC30,000$1.27Mshares
Emcore CorpEmcore Corp220,000$1.25Mshares
WFCWELLS FARGO & CO23,736$1.23Mshares
SYNASYNAPTICS INC15,000$1.1Mshares
TwitterTwitter20,000$1.03Mshares
BFC FinancialBFC Financial230,000$906Kshares
AUDIENCE INCAUDIENCE INC120,000$888Kshares
CABELAS INCCABELAS INC15,000$884Kshares
RED HAT INCRED HAT INC15,000$842Kshares
Kofax LTDKofax LTD100,000$774Kshares
PAGPENSKE AUTOMOTIVE GRP INC18,900$767Kshares
VASCO DATA SEC INTL INCVASCO DATA SEC INTL INC40,000$751Kshares
FLRFLUOR CORP10,000$668Kshares
NORTH VALLEY BANCORPNORTH VALLEY BANCORP28,000$604Kshares
MRC GLOBAL INCMRC GLOBAL INC20,000$466Kshares
BNOUNITED STS BRENT OIL FD LP10,000$378Kshares
LSCCLATTICE SEMICONDUCTOR CORP49,448$371Kshares
SAIASAIA INC7,100$352Kshares
SKY-MOBI LTDSKY-MOBI LTD40,000$325Kshares
BBVABANCO BILBAO VIZCAYA ARGENTA20,000$240Kshares
GEOSGEOSPACE TECHNOLOGIES CORP6,000$211Kshares
GENERAL ELEC COGENERAL ELEC CO5,742$147Kshares
INTERNAP NETWORK SVCS CORPINTERNAP NETWORK SVCS CORP20,000$138Kshares
BOX SHIPS INCBOX SHIPS INC110,000$133Kshares
BURLINGTON NORTHERN SANTA FEBURLINGTON NORTHERN SANTA FE396$40Kshares
NUVNUVEEN MUN VALUE FD INC3,509$33Kshares
NEUSTAR INCNEUSTAR INC300$7Kshares
AMATAPPLIED MATLS INC300$6Kshares
EMAK Holdings incEMAK Holdings inc644,554$6Kshares

How Q4 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000909450-15-000001 base2015-02-17acceptance time not in the bulk data set