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GOFEN & GLOSSBERG LLC /IL/

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13F filer, CIK 315498, CHICAGO, IL

GOFEN & GLOSSBERG LLC /IL/ reported $3,539,919,000 across 578 holdings for the quarter ended 2022-09-30, in a 13F-HR filed 2022-10-13. Its ten largest share positions make up 29.98% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000315498-22-000004

Period
2022-09-30
Reported value
$3.54B
Holdings
578
Top 10 weight
29.98%
New
29
Sold out
30

Largest buys vs the previous quarter

SecurityShares changeApprox. value
GOOGadded+833,146$80.1M
GOOGLadded+305,208$29.2M
PANWadded+49,998$8.19M
VTMGXadded+356,007$4.16M
BRK-Aadded+10$4.06M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
Vanguard Developed Mkts Indxexited-356,062-$4.66M
MMMreduced-38,676-$4.27M
TAILexited-189,729-$3.33M
AMERICAN CAMPUS COMMUNITIESexited-28,211-$1.82M
Stone Ridge H/Y Reinsur Ris…reduced-181,666-$1.41M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2022

Share positions as resolved from 13F-HR 0000315498-22-000004, largest first. % of portfolio is the value over $3,539,919,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
IQDGWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 8,025 shares; 2021Q2: 8,025 shares; 2021Q3: 8,025 shares; 2021Q4: 8,025 shares; 2022Q1: 8,025 shares; 2022Q2: 7,875 shares; 2022Q3: 7,725 shares 7,725$203K0.01%-150Timeline
VANGUARD INFLATION-PROTECTE…VANGUARD INFLATION-PROTECTED SECS…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 18,003 shares; 2021Q2: 18,003 shares; 2021Q3: 18,003 shares; 2021Q4: 18,003 shares; 2022Q1: 18,003 shares; 2022Q2: 17,103 shares; 2022Q3: 17,103 shares 17,103$203K0.01%0
AB Wealth Appreciation Stra…AB Wealth Appreciation StrategQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 12,042 shares; 2021Q2: 12,042 shares; 2021Q3: 12,042 shares; 2021Q4: 13,150 shares; 2022Q1: 13,150 shares; 2022Q2: 13,150 shares; 2022Q3: 13,150 shares 13,150$202K0.01%0
PHGKONINKLIJKE PHILIPS N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 34,521 shares; 2021Q2: 33,521 shares; 2021Q3: 32,472 shares; 2021Q4: 27,472 shares; 2022Q1: 22,722 shares; 2022Q2: 17,867 shares; 2022Q3: 12,500 shares 12,500$192K0.01%-5,367Timeline
FMAGXFIDELITY MAGELLAN FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 20,433 shares; 2021Q3: 18,467 shares; 2021Q4: 18,467 shares; 2022Q1: 18,467 shares; 2022Q2: 18,467 shares; 2022Q3: 18,467 shares 18,467$189K0.01%0Timeline
T ROWE PRICE TAX FREE INCOM…T ROWE PRICE TAX FREE INCOME FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 20,945 shares; 2021Q2: 20,945 shares; 2021Q3: 20,945 shares; 2021Q4: 20,945 shares; 2022Q1: 20,945 shares; 2022Q2: 20,945 shares; 2022Q3: 20,945 shares 20,945$186K0.01%0
BNLBROADSTONE NET LEASE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 13,516 shares; 2021Q2: 13,516 shares; 2021Q3: 11,516 shares; 2021Q4: 11,516 shares; 2022Q1: 11,516 shares; 2022Q2: 11,516 shares; 2022Q3: 11,516 shares 11,516$183K0.01%0Timeline
DFIEXINTERNATIONAL CORE EQUITY 2Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 14,856 shares; 2021Q2: 15,002 shares; 2021Q3: 15,096 shares; 2021Q4: 15,283 shares; 2022Q1: 15,306 shares; 2022Q2: 15,508 shares; 2022Q3: 15,695 shares 15,695$181K0.01%+187Timeline
SCHWAB INTERNATIONAL INDEXSCHWAB INTERNATIONAL INDEXQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 10,217 shares; 2021Q2: 11,022 shares; 2021Q3: 11,022 shares; 2021Q4: 10,568 shares; 2022Q1: 10,568 shares; 2022Q2: 10,568 shares; 2022Q3: 10,568 shares 10,568$181K0.01%0
WCMIXWCM FOCUSED INTL GROWTH-INSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 9,672 shares; 2021Q2: 9,672 shares; 2021Q3: 9,672 shares; 2021Q4: 10,121 shares; 2022Q1: 10,121 shares; 2022Q2: 10,121 shares; 2022Q3: 10,121 shares 10,121$176K<0.01%0Timeline
NHFIXNorthern High Yield Fixed IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 29,120 shares; 2021Q2: 29,503 shares; 2021Q3: 29,823 shares; 2021Q4: 30,209 shares; 2022Q1: 30,647 shares; 2022Q2: 31,085 shares; 2022Q3: 31,557 shares 31,557$174K<0.01%+472Timeline
NEOGNEOGEN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 11,435 shares 11,435$160K<0.01%newTimeline
ETWEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 21,000 shares; 2022Q2: 21,000 shares; 2022Q3: 21,000 shares 21,000$160K<0.01%0Timeline
DNPDNP SELECT INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 10,073 shares; 2021Q2: 19,049 shares; 2021Q3: 15,049 shares; 2021Q4: 15,049 shares; 2022Q1: 15,049 shares; 2022Q2: 15,049 shares; 2022Q3: 15,049 shares 15,049$156K<0.01%0Timeline
ESBAEMPIRE ST RLTY OP L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 22,903 shares; 2021Q2: 22,903 shares; 2021Q3: 22,903 shares; 2021Q4: 22,903 shares; 2022Q1: 22,903 shares; 2022Q2: 22,903 shares; 2022Q3: 22,903 shares 22,903$147K<0.01%0Timeline
Spyglass Growth FundSpyglass Growth FundQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 15,432 shares; 2022Q2: 15,432 shares; 2022Q3: 15,432 shares 15,432$147K<0.01%0
HANESBRANDS INCHANESBRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 28,568 shares; 2021Q2: 28,568 shares; 2021Q3: 28,568 shares; 2021Q4: 28,568 shares; 2022Q1: 28,568 shares; 2022Q2: 20,568 shares; 2022Q3: 20,568 shares 20,568$143K<0.01%0
Catalyst Enhanced Inc Strat…Catalyst Enhanced Inc Strat FdQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 16,841 shares; 2021Q2: 16,841 shares; 2021Q3: 16,841 shares; 2021Q4: 16,841 shares; 2022Q1: 29,567 shares; 2022Q2: 12,929 shares; 2022Q3: 13,137 shares 13,137$130K<0.01%+208
ETENERGY TRANSFER L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 10,051 shares; 2022Q2: 10,051 shares; 2022Q3: 11,251 shares 11,251$124K<0.01%+1,200Timeline
COLUMBIA DISCIPLINED CORE ACOLUMBIA DISCIPLINED CORE AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: 11,194 shares; 2022Q1: 11,194 shares; 2022Q2: 11,194 shares; 2022Q3: 11,194 shares 11,194$123K<0.01%0
TRLVTRULIEVE CANNABIS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 12,400 shares; 2021Q2: 12,400 shares; 2021Q3: 12,400 shares; 2021Q4: 18,942 shares; 2022Q1: 18,942 shares; 2022Q2: 13,417 shares; 2022Q3: 13,417 shares 13,417$114K<0.01%0Timeline
SNAPSNAP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 16,817 shares; 2021Q2: 16,532 shares; 2021Q3: 12,335 shares; 2021Q4: 11,194 shares; 2022Q1: 11,165 shares; 2022Q2: 11,165 shares; 2022Q3: 11,165 shares 11,165$110K<0.01%0Timeline
NEOVNEOVOLTA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 19,000 shares; 2021Q2: 19,000 shares; 2021Q3: 19,000 shares; 2021Q4: 19,000 shares; 2022Q1: 19,000 shares; 2022Q2: 15,000 shares; 2022Q3: 20,000 shares 20,000$101K<0.01%+5,000Timeline
JPMORGAN INCOME BUILDER FUN…JPMORGAN INCOME BUILDER FUND CLAS…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 11,428 shares; 2021Q4: 11,517 shares; 2022Q1: 11,517 shares; 2022Q2: 11,517 shares; 2022Q3: 11,517 shares 11,517$101K<0.01%0
VERANO HOLDINGS CORPVERANO HOLDINGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 21,800 shares; 2021Q4: 29,700 shares; 2022Q1: 29,700 shares; 2022Q2: 34,000 shares; 2022Q3: 21,500 shares 21,500$100K<0.01%-12,500
AllianceBernstein Sm/Mdcap …AllianceBernstein Sm/Mdcap GrQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 10,183 shares; 2021Q2: 10,183 shares; 2021Q3: 10,183 shares; 2021Q4: 11,960 shares; 2022Q1: 11,960 shares; 2022Q2: 11,960 shares; 2022Q3: 11,960 shares 11,960$98K<0.01%0
VFIDXVANGUARD I/T INVEST GRD-ADMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 10,716 shares 10,716$87K<0.01%newTimeline
Goodness Growth Holdings IncGoodness Growth Holdings IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 65,000 shares; 2021Q3: 65,000 shares; 2021Q4: 65,000 shares; 2022Q1: 65,000 shares; 2022Q2: 40,000 shares; 2022Q3: 80,000 shares 80,000$75K<0.01%+40,000
POTBELLY CORPPOTBELLY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 20,000 shares; 2021Q2: 20,000 shares; 2021Q3: 20,000 shares; 2021Q4: 20,000 shares; 2022Q1: 20,000 shares; 2022Q2: 15,000 shares; 2022Q3: 15,000 shares 15,000$68K<0.01%0
SOFISOFI TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 13,075 shares; 2021Q4: 13,000 shares; 2022Q1: 13,000 shares; 2022Q2: 13,000 shares; 2022Q3: 13,000 shares 13,000$63K<0.01%0Timeline
VWEAXVANGUARD HIGH YIELD CORPORATE BON…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 11,719 shares; 2021Q4: 11,719 shares; 2022Q1: 11,719 shares; 2022Q2: 11,719 shares; 2022Q3: 11,719 shares 11,719$58K<0.01%0Timeline
Cannabist Company Holdings …Cannabist Company Holdings IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 15,600 shares; 2021Q2: 20,000 shares; 2021Q3: 20,000 shares; 2021Q4: 40,000 shares; 2022Q1: 20,000 shares; 2022Q2: 42,510 shares; 2022Q3: 42,510 shares 42,510$53K<0.01%0
ADVISORSHARES TRADVISORSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: 12,000 shares; 2022Q1: 12,000 shares; 2022Q2: 12,000 shares; 2022Q3: 17,000 shares 17,000$48K<0.01%+5,000
FRANKLIN INCOME FUND CLFRANKLIN INCOME FUND CLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: 20,507 shares; 2022Q1: 20,742 shares; 2022Q2: 20,996 shares; 2022Q3: 21,272 shares 21,272$46K<0.01%+276
22ND CENTY GROUP INC22ND CENTY GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 50,000 shares 50,000$46K<0.01%new
VXRTVAXART INC COM NEW (DE)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 18,578 shares; 2022Q3: 18,325 shares 18,325$40K<0.01%-253Timeline
ATRECA INCATRECA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 15,000 shares; 2022Q2: 25,000 shares; 2022Q3: 25,000 shares 25,000$39K<0.01%0
North Energy ASANorth Energy ASAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 17,350 shares; 2021Q4: 17,350 shares; 2022Q1: 17,350 shares; 2022Q2: 17,350 shares; 2022Q3: 17,350 shares 17,350$37K<0.01%0
AAWHASCEND WELLNESS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: 10,000 shares; 2022Q1: 15,000 shares; 2022Q2: 20,000 shares; 2022Q3: 20,000 shares 20,000$36K<0.01%0Timeline
Tudor GoldTudor GoldQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 40,000 shares; 2021Q2: 56,000 shares; 2021Q3: 56,000 shares; 2021Q4: 56,000 shares; 2022Q1: 56,000 shares; 2022Q2: 56,000 shares; 2022Q3: 56,000 shares 56,000$36K<0.01%0
SPROSPERO THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 17,500 shares; 2021Q2: 17,500 shares; 2021Q3: 17,500 shares; 2021Q4: 17,500 shares; 2022Q1: 17,500 shares; 2022Q2: 17,500 shares; 2022Q3: 17,500 shares 17,500$35K<0.01%0Timeline
TSNDFTERRASCEND CORP (CANADA)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 17,000 shares; 2021Q2: 17,000 shares; 2021Q3: 17,000 shares; 2021Q4: 17,000 shares; 2022Q1: 24,505 shares; 2022Q2: 24,505 shares; 2022Q3: 27,505 shares 27,505$35K<0.01%+3,000Timeline
Verici Dx PLCVerici Dx PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 222,700 shares; 2022Q2: 222,700 shares; 2022Q3: 222,700 shares 222,700$35K<0.01%0
LFMDLIFEMD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 12,250 shares; 2021Q4: 15,000 shares; 2022Q1: 15,000 shares; 2022Q2: 15,000 shares; 2022Q3: 15,000 shares 15,000$30K<0.01%0Timeline
FFNTF4FRONT VENTURES CORP COM SUB VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 70,000 shares; 2021Q2: 70,000 shares; 2021Q3: 70,000 shares; 2021Q4: 50,000 shares; 2022Q1: 50,000 shares; 2022Q2: 50,000 shares; 2022Q3: 88,500 shares 88,500$29K<0.01%+38,500Timeline
QURATE RETAIL INCQURATE RETAIL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 13,915 shares; 2021Q2: 13,915 shares; 2021Q3: 18,915 shares; 2021Q4: 18,915 shares; 2022Q1: 18,915 shares; 2022Q2: 18,915 shares; 2022Q3: 13,645 shares 13,645$27K<0.01%-5,270
DNNDENISON MINES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 20,000 shares; 2021Q2: 20,000 shares; 2021Q3: 20,000 shares; 2021Q4: 20,000 shares; 2022Q1: 20,000 shares; 2022Q2: 20,000 shares; 2022Q3: 20,000 shares 20,000$24K<0.01%0Timeline
TELLURIAN INC NEWTELLURIAN INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 10,000 shares; 2022Q2: 10,000 shares; 2022Q3: 10,000 shares 10,000$24K<0.01%0
MRMDMARIMED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: 50,000 shares; 2022Q1: 50,000 shares; 2022Q2: 50,000 shares; 2022Q3: 50,000 shares 50,000$22K<0.01%0Timeline
NYMXFNYMOX PHARMACEUTICAL CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 25,000 shares; 2021Q2: 25,000 shares; 2021Q3: 25,000 shares; 2021Q4: 25,000 shares; 2022Q1: 25,000 shares; 2022Q2: 25,000 shares; 2022Q3: 50,000 shares 50,000$21K<0.01%+25,000Timeline
ADVISORSHARES POSEIDON DYNA…ADVISORSHARES POSEIDON DYNAMIC CA…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 10,000 shares 10,000$21K<0.01%new
VEXTFVEXT SCIENCE INC COM (CAN)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 50,000 shares; 2021Q2: 50,000 shares; 2021Q3: 100,000 shares; 2021Q4: 100,000 shares; 2022Q1: 100,000 shares; 2022Q2: 100,000 shares; 2022Q3: 100,000 shares 100,000$20K<0.01%0Timeline
RVVTFREVIVE THERAPEUTICS LTD COM (CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 150,000 shares; 2021Q2: 150,000 shares; 2021Q3: 150,000 shares; 2021Q4: 150,000 shares; 2022Q1: 100,000 shares; 2022Q2: 99,500 shares; 2022Q3: 109,500 shares 109,500$19K<0.01%+10,000Timeline
EARGO INCEARGO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 7,262 shares; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 17,262 shares 17,262$18K<0.01%new
RIV CapitalRIV CapitalQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 100,000 shares; 2021Q4: 100,000 shares; 2022Q1: 100,000 shares; 2022Q2: 50,000 shares; 2022Q3: 50,000 shares 50,000$18K<0.01%0
REALTHE REALREAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 10,000 shares; 2022Q3: 10,000 shares 10,000$15K<0.01%0Timeline
ARCIMOTO INCARCIMOTO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 11,000 shares; 2021Q2: 11,000 shares; 2021Q3: 11,000 shares; 2021Q4: 11,000 shares; 2022Q1: 11,000 shares; 2022Q2: 11,000 shares; 2022Q3: 11,000 shares 11,000$15K<0.01%0
TIOGTINGO GROUP INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 20,000 shares; 2022Q2: 20,000 shares; 2022Q3: 20,000 shares 20,000$14K<0.01%0Timeline
Lowells FarmsLowells FarmsQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 49,908 shares; 2022Q3: 68,408 shares 68,408$10K<0.01%+18,500
NWBONORTHWEST BIOTHERAPEUTICS INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 12,740 shares; 2021Q2: 12,740 shares; 2021Q3: 12,740 shares; 2021Q4: 12,740 shares; 2022Q1: 12,740 shares; 2022Q2: 12,740 shares; 2022Q3: 12,740 shares 12,740$9K<0.01%0Timeline
STATEHOUSE HOLDINGS INC COMSTATEHOUSE HOLDINGS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 75,000 shares 75,000$9K<0.01%new
IM CANNABIS CORPIM CANNABIS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 10,000 shares; 2021Q4: 10,000 shares; 2022Q1: 20,000 shares; 2022Q2: 20,000 shares; 2022Q3: 20,000 shares 20,000$8K<0.01%0
LEAFLY HOLDINGS INCLEAFLY HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 10,000 shares 10,000$7K<0.01%new
V S B L T Y GROUPE TEC FV S B L T Y GROUPE TEC FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: 10,000 shares; 2022Q1: 10,000 shares; 2022Q2: 10,000 shares; 2022Q3: 40,000 shares 40,000$6K<0.01%+30,000
YOURWAY CANNABIS BRANDS INC…YOURWAY CANNABIS BRANDS INC COM N…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 100,000 shares; 2022Q2: 100,000 shares; 2022Q3: 100,000 shares 100,000$5K<0.01%0
Meyer Burger Technology AGMeyer Burger Technology AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: 13,500 shares; 2022Q1: 13,500 shares; 2022Q2: 13,500 shares; 2022Q3: 13,500 shares 13,500$5K<0.01%0
TLSSTRANSPORTATION & LOGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 540,000 shares; 2021Q4: 560,000 shares; 2022Q1: 560,000 shares; 2022Q2: 560,000 shares; 2022Q3: 560,000 shares 560,000$3K<0.01%0Timeline
WTS-LEAFLY HLDGS 4FEB27WTS-LEAFLY HLDGS 4FEB27Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 19,700 shares; 2022Q2: not reported; 2022Q3: 10,000 shares 10,000$2K<0.01%new
BRAXIA SCIENTIFIC CORP COM …BRAXIA SCIENTIFIC CORP COM NPVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 40,000 shares; 2021Q3: 40,000 shares; 2021Q4: 40,000 shares; 2022Q1: 40,000 shares; 2022Q2: 40,000 shares; 2022Q3: 40,000 shares 40,000$2K<0.01%0
HYSRSUNHYDROGEN INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 27,000 shares 27,000$1K<0.01%newTimeline
SLANG WORLDWIDE INC FSLANG WORLDWIDE INC FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 33,333 shares; 2022Q2: 33,333 shares; 2022Q3: 21,333 shares 21,333$1K<0.01%-12,000
CANNABIS SCIENCE INC XXXCANNABIS SCIENCE INC XXXQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 10,000 shares; 2021Q2: 10,000 shares; 2021Q3: 10,000 shares; 2021Q4: 10,000 shares; 2022Q1: 10,000 shares; 2022Q2: 10,000 shares; 2022Q3: 10,000 shares 10,000$00%0Value filed as zero, left out of ratios.
DFTCDEFENTECT GROUP INC COM STK (DQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 23,000 shares; 2021Q2: 23,000 shares; 2021Q3: 23,000 shares; 2021Q4: 23,000 shares; 2022Q1: 23,000 shares; 2022Q2: 23,000 shares; 2022Q3: 23,000 shares 23,000$00%0Value filed as zero, left out of ratios.Timeline
Options Media GroupOptions Media GroupQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 234,993 shares; 2021Q2: 234,993 shares; 2021Q3: 234,993 shares; 2021Q4: 234,993 shares; 2022Q1: 234,993 shares; 2022Q2: 234,993 shares; 2022Q3: 234,993 shares 234,993$00%0Value filed as zero, left out of ratios.
VIASPACE INCVIASPACE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 100,000 shares; 2021Q2: 100,000 shares; 2021Q3: 100,000 shares; 2021Q4: 100,000 shares; 2022Q1: 100,000 shares; 2022Q2: 100,000 shares; 2022Q3: 100,000 shares 100,000$00%0Value filed as zero, left out of ratios.
NPHCNUTRA PHARMA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 500,000 shares; 2021Q3: 500,000 shares; 2021Q4: 500,000 shares; 2022Q1: 500,000 shares; 2022Q2: 500,000 shares; 2022Q3: 500,000 shares 500,000$00%0Value filed as zero, left out of ratios.Timeline
VITRO TECHVITRO TECHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 15,000 shares; 2021Q2: 15,000 shares; 2021Q3: 15,000 shares; 2021Q4: 15,000 shares; 2022Q1: 15,000 shares; 2022Q2: 15,000 shares; 2022Q3: 15,000 shares 15,000$00%0Value filed as zero, left out of ratios.
BellRock BrandsBellRock BrandsQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: 185,000 shares; 2021Q2: 185,000 shares; 2021Q3: 185,000 shares; 2021Q4: 287,012 shares; 2022Q1: 287,012 shares; 2022Q2: 287,012 shares; 2022Q3: 287,012 shares 287,012$00%0Value filed as zero, left out of ratios.

Sold out in Q3 2022

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
Vanguard Developed Mkts IndxVanguard Developed Mkts Indx356,062$4.66Mshares
TAILCAMBRIA ETF TR189,729$3.33Mshares
AMERICAN CAMPUS COMMUNITIESAMERICAN CAMPUS COMMUNITIES28,211$1.82Mshares
JACOBS ENGINEERING GROUP INCJACOBS ENGINEERING GROUP INC2,550$324Kshares
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR7,205$314Kshares
ISHARES TRISHARES TR12,125$314Kshares
CTSHCOGNIZANT TECHNOLOGY SOLUTIO3,958$267Kshares
JANUS HENDERSON RESEARCH FU…JANUS HENDERSON RESEARCH FUND CLA…5,632$266Kshares
VCITVANGUARD SCOTTSDALE FDS3,129$250Kshares
OREALTY INCOME CORP3,523$240Kshares
LUVSOUTHWEST AIRLS CO6,314$228Kshares
FDXFEDEX CORP985$223Kshares
DISCOVER FINANCIAL SERVICESDISCOVER FINANCIAL SERVICES2,349$222Kshares
EFVISHARES TR4,995$217Kshares
FNDFSCHWAB STRATEGIC TR7,579$215Kshares
ABMABM INDS INC4,800$208Kshares
DFCEXEMERGING MARKETS CORE EQUITY9,813$207Kshares
BCEBCE INC4,188$206Kshares
AEEAMEREN CORP2,280$206Kshares
COLLEGE RETIREMENT EQU STK …COLLEGE RETIREMENT EQU STK ACC325$205Kshares
VGKVANGUARD INTL EQUITY INDEX F3,844$203Kshares
XARSPDR SERIES TRUST2,004$202Kshares
MSOSADVISORSHARES TR12,200$126Kshares
T ROWE PRICE HIGH YIELD FUNDT ROWE PRICE HIGH YIELD FUND17,807$98Kshares
INVESCO GLOBAL REAL ESTAINVESCO GLOBAL REAL ESTA10,997$91Kshares
JMSIXJPMORGAN INCOME FUND-I10,478$89Kshares
MIND MEDICINE (MINDMED) INCMIND MEDICINE (MINDMED) INC72,500$46Kshares
Harborside IncHarborside Inc75,000$23Kshares
FIELD TRIP HEALTH LTDFIELD TRIP HEALTH LTD10,000$8Kshares
GREENLANE HLDGS INCGREENLANE HLDGS INC15,080$3Kshares

How Q3 2022 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000315498-22-000004 base2022-10-13acceptance time not in the bulk data set