Gary Goldberg Planning Services Inc

13F filer, CIK 1569517, Suffern, NY

Gary Goldberg Planning Services Inc reported $171,919,000 across 339 holdings for the quarter ended 2013-12-31, in a 13F-HR filed 2014-02-05. Its ten largest share positions make up 39.39% of the portfolio.

Filed 2014-02-05 (acceptance time not in the bulk data set), ingested 2026-10-07 19:53:46 UTC13F-HR 0001019687-14-000395

Period: 2013-12-31
Reported value: $172M
Holdings: 339
Top 10 weight: 39.39%
New: 15
Sold out: 39

Largest buys vs the previous quarter

Security	Shares change	Approx. value
SOadded	+25,365	$1.04M
ROYAL DUTCH SHELL PLC SPN A…added	+14,554	$1.04M
BCEadded	+23,830	$1.03M
VODAFONE GP PLCadded	+26,235	$1.03M
INTCadded	+39,530	$1.03M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
LMTreduced	-10,097	-$1.5M
COPreduced	-16,697	-$1.18M
AGL RES INCreduced	-23,994	-$1.13M
SNYreduced	-20,649	-$1.1M
LEGreduced	-35,012	-$1.08M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2013

Share positions as resolved from 13F-HR 0001019687-14-000395, largest first. % of portfolio is the value over $171,919,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADR	128,921	$7.9M	4.59%	-435
CMECME GROUP INC	100,000	$7.85M	4.56%	0		Timeline
VZVERIZON COMMUNICATIONS INC	153,509	$7.54M	4.39%	-1,844		Timeline
TAT&T INC	208,018	$7.31M	4.25%	+5,173		Timeline
LMTLOCKHEED MARTIN CORP	47,475	$7.06M	4.11%	-10,097		Timeline
LORILLARD INCLORILLARD INC	136,246	$6.91M	4.02%	-1,469
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	125,781	$6.71M	3.91%	+695
DUKDUKE ENERGY CORP NEW	88,526	$6.11M	3.55%	+14,448		Timeline
COPCONOCOPHILLIPS	84,386	$5.96M	3.47%	-16,697		Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	58,245	$4.38M	2.54%	-11,735
BCEBCE INC	97,696	$4.23M	2.46%	+23,830		Timeline
AAPLAPPLE INC	7,480	$4.2M	2.44%	-1,145		Timeline
PPLPPL CORP	125,628	$3.78M	2.2%	+33,202		Timeline
INTCINTEL CORP	144,697	$3.76M	2.18%	+39,530		Timeline
IBMINTERNATIONAL BUSINESS MACHS	19,877	$3.73M	2.17%	-666		Timeline
VODAFONE GP PLCVODAFONE GP PLC	94,611	$3.72M	2.16%	+26,235
AGL RES INCAGL RES INC	70,567	$3.33M	1.94%	-23,994
DRIDARDEN RESTAURANTS INC	56,566	$3.08M	1.79%	-613		Timeline
SOSOUTHERN CO	70,104	$2.88M	1.68%	+25,365		Timeline
PEGPUBLIC SVC ENTERPRISE GROUP	85,148	$2.73M	1.59%	-26,434		Timeline
MRKMERCK & CO INC	52,841	$2.65M	1.54%	-15,933		Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	32,031	$2.28M	1.33%	+14,554
AZNASTRAZENECA PLC-SPONS ADR	35,862	$2.13M	1.24%	-1,982		Timeline
NUVEEN EQTY PRM OPPORTUNITYFNUVEEN EQTY PRM OPPORTUNITYF	156,413	$1.98M	1.15%	-18,399
EDCONSOLIDATED EDISON INC	35,767	$1.98M	1.15%	+879		Timeline
WMTWALMART INC	23,308	$1.83M	1.07%	+377		Timeline
TJXTJX COS INC NEW	27,179	$1.73M	1.01%	-3,029		Timeline
INTEGRYS ENERGY GROUP INCINTEGRYS ENERGY GROUP INC	31,776	$1.73M	1.01%	+743
SDYSPDR SERIES TRUST	23,527	$1.71M	0.99%	-1,370		Timeline
LLYELI LILLY & CO	32,930	$1.68M	0.98%	-667		Timeline
PEPPEPSICO INC	20,106	$1.67M	0.97%	-1,134		Timeline
MCDMCDONALDS CORP	16,715	$1.62M	0.94%	-2,044		Timeline
Guggenheim S&P 500 Equal We…Guggenheim S&P 500 Equal Weighted…	18,950	$1.35M	0.79%	-765
GISGENERAL MILLS INC	26,202	$1.31M	0.76%	-3,269		Timeline
IWMISHARES TR	11,291	$1.3M	0.76%	-525		Timeline
DVYISHARES TR	17,957	$1.28M	0.75%	-795		Timeline
MSFTMICROSOFT CORP	33,542	$1.25M	0.73%	-2,430		Timeline
MOALTRIA GROUP INC	31,816	$1.22M	0.71%	-3,930		Timeline
PMPHILIP MORRIS INTL INC	12,995	$1.13M	0.66%	+10,652		Timeline
KMIKINDER MORGAN INC DEL	28,647	$1.03M	0.6%	+27,947		Timeline
CVSCVS HEALTH CORP	13,144	$941K	0.55%	+255		Timeline
WMWASTE MGMT INC DEL	20,953	$940K	0.55%	-1,208		Timeline
RYDEX ETF TRUST HEALTH CARERYDEX ETF TRUST HEALTH CARE	8,220	$908K	0.53%	-440
LEGLEGGETT & PLATT INC	28,638	$886K	0.52%	-35,012		Timeline
XOMEXXON MOBIL CORP	8,228	$833K	0.48%	-375		Timeline
EFAISHARES TR	12,210	$819K	0.48%	-560		Timeline
BED BATH & BEYOND INCBED BATH & BEYOND INC	10,020	$805K	0.47%	+315
CTSHCOGNIZANT TECHNOLOGY SOLUTIO	7,035	$710K	0.41%	+960		Timeline
XLBSELECT SECTOR SPDR TR	14,605	$675K	0.39%	-680		Timeline
GoogleGoogle	561	$629K	0.37%	-81
SBRSABINE RTY TR	10,821	$547K	0.32%	-2,477		Timeline
XLPSELECT SECTOR SPDR TR	12,575	$540K	0.31%	-390		Timeline
NKENIKE INC	6,006	$472K	0.27%	+238		Timeline
SLBSLB LIMITED	5,149	$464K	0.27%	-864		Timeline
NUVEENNUVEEN	56,439	$459K	0.27%	-11,876
CVXCHEVRON CORPORATION	3,589	$448K	0.26%	-197		Timeline
CSCOCISCO SYS INC	19,937	$447K	0.26%	-306		Timeline
UNILEVER PLCUNILEVER PLC	10,748	$443K	0.26%	-34
JRSNUVEEN REAL ESTATE INCOME FD	46,436	$442K	0.26%	-8,795		Timeline
VVISA INC	1,927	$429K	0.25%	+337		Timeline
BDXBECTON DICKINSON & CO	3,848	$425K	0.25%	-804		Timeline
KSSKOHLS CORP	7,321	$415K	0.24%	-70		Timeline
NVONOVO-NORDISK A S	2,207	$408K	0.24%	+485		Timeline
TGTTARGET CORP	6,380	$404K	0.23%	+171		Timeline
PFEPFIZER INC	12,490	$383K	0.22%	+1		Timeline
KOCOCA COLA CO	8,823	$364K	0.21%	-2,520		Timeline
NUSTAR ENERGY LPNUSTAR ENERGY LP	7,121	$363K	0.21%	-1,128
DEDEERE & CO	3,757	$343K	0.2%	-685		Timeline
GWWWW GRAINGER INC	1,336	$341K	0.2%	+175		Timeline
SBUXSTARBUCKS CORP	4,218	$331K	0.19%	+9		Timeline
GENERAL ELEC COGENERAL ELEC CO	11,825	$331K	0.19%	-25
LOWLOWES COS INC	6,620	$328K	0.19%	+707		Timeline
SPYSTATE STR SPDR S&P 500 ETF T	1,747	$323K	0.19%	-116		Timeline
AMGNAMGEN INC	2,806	$320K	0.19%	-477		Timeline
MDLZMONDELEZ INTL INC	9,008	$318K	0.18%	+3		Timeline
JNJJOHNSON & JOHNSON	3,446	$316K	0.18%	-792		Timeline
ETNEATON CORP PLC	4,067	$310K	0.18%	+199		Timeline
BMYBRISTOL-MYERS SQUIBB CO	5,799	$308K	0.18%	-1,079		Timeline
PGPROCTER & GAMBLE CO	3,458	$282K	0.16%	-3		Timeline
CORCENCORA INC	4,002	$281K	0.16%	+1,090		Timeline
LQDISHARES TR	2,415	$276K	0.16%	-90		Timeline
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE	8,615	$271K	0.16%	+300
EMREMERSON ELEC CO	3,838	$269K	0.16%	-1,019		Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	2,158	$256K	0.15%	0		Timeline
PSXPHILLIPS 66	3,322	$256K	0.15%	-553		Timeline
WALGREEN COWALGREEN CO	4,325	$248K	0.14%	-49
DLTRDOLLAR TREE INC	4,395	$248K	0.14%	+1,245		Timeline
ABBVABBVIE INC	4,533	$239K	0.14%	-1,555		Timeline
NUVEEN PREFERRED & INCO…NUVEEN PREFERRED & INCOME	10,380	$229K	0.13%	+1,310
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP	1,959	$223K	0.13%	-13
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO	3,279	$213K	0.12%	-136
SPHSUBURBAN PROPANE PARTNERS L	4,491	$211K	0.12%	+115		Timeline
HIHILLENBRAND INC	7,100	$209K	0.12%	+61		Timeline
KMBKIMBERLY-CLARK CORP	1,908	$199K	0.12%	+1		Timeline
PHPARKER-HANNIFIN CORP	1,513	$195K	0.11%	-715		Timeline
ABTABBOTT LABORATORIES	5,037	$193K	0.11%	-1,476		Timeline
CWCURTISS WRIGHT CORP	2,968	$185K	0.11%	0		Timeline
WDFCWD 40 CO	2,414	$180K	0.1%	+543		Timeline
BAXBAXTER INTL INC	2,553	$178K	0.1%	+15		Timeline
TRTOOTSIE ROLL INDS INC	5,433	$177K	0.1%	+1,075		Timeline
DKSDICKS SPORTING GOODS INC	3,000	$174K	0.1%	0		Timeline
IDUISHARES TR	1,795	$172K	0.1%	-120		Timeline
ECLECOLAB INC	1,636	$171K	0.1%	+117		Timeline
XBGYXBLACKROCK ENHANCED INTL DIV	19,496	$159K	0.09%	0		Timeline
TBRGTRUBRIDGE INC	2,557	$158K	0.09%	+525		Timeline
XLUSELECT SECTOR SPDR TR	3,943	$150K	0.09%	+23		Timeline
KRAFT FOODS GROUP INCKRAFT FOODS GROUP INC	2,787	$150K	0.09%	+1
CLCOLGATE PALMOLIVE CO	2,270	$148K	0.09%	+9		Timeline
MONSANTO CO NEWMONSANTO CO NEW	1,207	$141K	0.08%	0
DEODIAGEO PLC	1,042	$138K	0.08%	+166		Timeline
WMKWEIS MKTS INC	2,622	$138K	0.08%	+253		Timeline
Pimco Income Oppty FundPimco Income Oppty Fund	4,800	$136K	0.08%	+75
CATCATERPILLAR INC	1,472	$134K	0.08%	+111		Timeline
AVAAVISTA CORP	4,707	$133K	0.08%	+1,076		Timeline
LIFE TECHNOLOGIES CORPLIFE TECHNOLOGIES CORP	1,752	$133K	0.08%	-348
EXCHANGE TRADED CONCEPTS TREXCHANGE TRADED CONCEPTS TR	7,100	$131K	0.08%	-2,100
PRAXAIR INCPRAXAIR INC	1,000	$130K	0.08%	0
Dow Chemical CompanyDow Chemical Company	2,734	$121K	0.07%	0
DOVDOVER CORP	1,244	$120K	0.07%	+72		Timeline
PTYPIMCO CORPORATE & INCOME OPP	6,953	$120K	0.07%	+532		Timeline
RAYTHEON CORAYTHEON CO	1,300	$118K	0.07%	0
ITWILLINOIS TOOL WKS INC	1,391	$117K	0.07%	+184		Timeline
NOCNORTHROP GRUMMAN CORP	1,000	$115K	0.07%	0		Timeline
SYKSTRYKER CORPORATION	1,522	$114K	0.07%	+1		Timeline
HDHOME DEPOT INC	1,373	$113K	0.07%	+1,257		Timeline
SEADRILL ORDSEADRILL ORD	2,660	$109K	0.06%	0
WPCWP CAREY INC	1,744	$107K	0.06%	0		Timeline
KINDER MORGAN ENERGY PARTNERKINDER MORGAN ENERGY PARTNER	1,310	$106K	0.06%	0
IGSBISHARES TR	1,000	$105K	0.06%	0		Timeline
YUMYUM BRANDS INC	1,393	$105K	0.06%	0		Timeline
SYYSYSCO CORP	2,890	$104K	0.06%	new		Timeline
CSXCSX CORP	3,539	$102K	0.06%	+6		Timeline
XETYXEATON VANCE TAX-MANAGED DIVE	9,163	$100K	0.06%	0		Timeline
PHKPIMCO HIGH INCOME FD	8,600	$100K	0.06%	+600		Timeline
CAKECHEESECAKE FACTORY INC	2,051	$99K	0.06%	+142		Timeline
QCOMQUALCOMM INC	1,290	$96K	0.06%	+1,070		Timeline
BSVVANGUARD BD INDEX FDS	1,200	$96K	0.06%	0		Timeline
HOSPITALITY PROPERTIES TRUSTHOSPITALITY PROPERTIES TRUST	3,500	$95K	0.06%	+300
CEC ENTERTAINMENT INCCEC ENTERTAINMENT INC	2,149	$95K	0.06%	+964
ACHACCENDRA HEALTH INC	2,579	$94K	0.05%	+1,195		Timeline
GUGGENHEIM ENHANCED EQUITY SGUGGENHEIM ENHANCED EQUITY S	5,100	$94K	0.05%	0
GABGABELLI EQUITY TR INC	12,000	$93K	0.05%	0		Timeline
TORTOISE MIDSTRM ENERGY FD ITORTOISE MIDSTRM ENERGY FD I	3,390	$93K	0.05%	0
ENERGY TRANSFER PRTNRS L PENERGY TRANSFER PRTNRS L P	1,600	$92K	0.05%	+300
MMM3M CO	639	$90K	0.05%	-60		Timeline
JRINUVEEN REAL ASSET INCOME & G	5,400	$90K	0.05%	+500		Timeline
BOARDWALK PIPELINE PARTNERSBOARDWALK PIPELINE PARTNERS	3,500	$89K	0.05%	+400
HALHALLIBURTON CO	1,739	$88K	0.05%	0		Timeline
NUVEEN DIVER CURRENCY OPPORNUVEEN DIVER CURRENCY OPPOR	8,555	$86K	0.05%	-1,600
BABOEING CO	620	$85K	0.05%	+360		Timeline
MAMASTERCARD INCORPORATED	100	$84K	0.05%	-200		Timeline
MASIMASIMO CORP	2,875	$84K	0.05%	+795		Timeline
NUVEEN GLOBAL INCOME OPPTYNUVEEN GLOBAL INCOME OPPTY	7,300	$83K	0.05%	0
ST JUDE MED INCST JUDE MED INC	1,295	$80K	0.05%	new
ADMARCHER DANIELS MIDLAND CO	1,817	$79K	0.05%	-467		Timeline
WARREN RESOURCES INCWARREN RESOURCES INC	25,201	$79K	0.05%	0
UNMUNUM GROUP	2,200	$77K	0.04%	0		Timeline
TECHNE CORPTECHNE CORP	809	$77K	0.04%	+1
IMOIMPERIAL OIL LTD	1,695	$75K	0.04%	new		Timeline
MANHMANHATTAN ASSOCIATES INC	640	$75K	0.04%	-10		Timeline
KINDER MORGAN MANAGEMENT LLCKINDER MORGAN MANAGEMENT LLC	987	$75K	0.04%	+15
MTS SYSTEMS CORPMTS SYSTEMS CORP	1,053	$75K	0.04%	+28
GSGOLDMAN SACHS GROUP INC	420	$74K	0.04%	0		Timeline
THGHANOVER INS GROUP INC	1,198	$72K	0.04%	+308		Timeline
WWWWOLVERINE WORLD WIDE INC	2,119	$72K	0.04%	+1,153		Timeline
RGPRESOURCES CONNECTION INC	4,994	$72K	0.04%	+706		Timeline
FFORD MTR CO	4,595	$71K	0.04%	+21		Timeline
ESLTELBIT SYS LTD	1,172	$71K	0.04%	+107		Timeline
JJSFJ & J SNACK FOODS CORP	806	$71K	0.04%	+31		Timeline
MCYMERCURY GENL CORP NEW	1,401	$70K	0.04%	+7		Timeline
DREW INDS INCDREW INDS INC	1,375	$70K	0.04%	+30
SCHLSCHOLASTIC CORP	1,987	$68K	0.04%	+5		Timeline
HWCHANCOCK WHITNEY CORPORATION	1,855	$68K	0.04%	+321		Timeline
MLIMUELLER INDS INC	1,068	$67K	0.04%	+42		Timeline
FORWARD AIR CORPFORWARD AIR CORP	1,534	$67K	0.04%	+62
FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORP	14,314	$67K	0.04%	0
UNITED STATIONERS INCUNITED STATIONERS INC	1,423	$65K	0.04%	+203
FIRST CASH FINL SVCS INCFIRST CASH FINL SVCS INC	1,055	$65K	0.04%	+260
Crestwood Mid Lp NewCrestwood Mid Lp New	2,592	$65K	0.04%	new
CACICACI INTL INC	880	$64K	0.04%	+115		Timeline
NSPINSPERITY INC	1,774	$64K	0.04%	+265		Timeline
JPMJPMORGAN CHASE & CO	1,075	$63K	0.04%	-300		Timeline
ENBRIDGE ENERGY MANAGEMENT LENBRIDGE ENERGY MANAGEMENT L	2,182	$63K	0.04%	+39
DMCDEL MONTE CORP	2,203	$62K	0.04%	+5		Timeline
VNQVANGUARD INDEX FDS	945	$61K	0.04%	new		Timeline
HUBGHUB GROUP INC	1,520	$61K	0.04%	+155		Timeline
ASTORIA FINANCIAL CORPASTORIA FINANCIAL CORP	4,405	$61K	0.04%	+123
PLANTRONICS INC NEWPLANTRONICS INC NEW	1,303	$61K	0.04%	+76
TECH DATA CORPTECH DATA CORP	1,175	$61K	0.04%	0
FCNFTI CONSULTING INC	1,470	$60K	0.03%	+55		Timeline
WELLTOWER INCWELLTOWER INC	1,115	$60K	0.03%	0
ETRENTERGY CORP NEW	940	$59K	0.03%	-13,395		Timeline
MZTIMARZETTI COMPANY	655	$58K	0.03%	+192		Timeline
ALEALLETE INC	1,118	$56K	0.03%	+215		Timeline
UPSUNITED PARCEL SVCS INC	517	$54K	0.03%	+2		Timeline
BEAM INCBEAM INC	800	$54K	0.03%	0
NORTHWEST NATURAL GAS CONORTHWEST NATURAL GAS CO	1,265	$54K	0.03%	+257
EL PASO PIPELINE PARTNERSEL PASO PIPELINE PARTNERS	1,453	$52K	0.03%	+5
FHIFEDERATED HERMES INC	1,780	$51K	0.03%	0		Timeline
WILLIAMS PARTNERS L PWILLIAMS PARTNERS L P	1,000	$51K	0.03%	0
CAGCONAGRA BRANDS INC	1,477	$50K	0.03%	+27		Timeline
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	1,000	$50K	0.03%	0
EEMISHARES TR	1,175	$49K	0.03%	0		Timeline
SCANA CORP NEWSCANA CORP NEW	1,054	$49K	0.03%	-751
AETNA INC NEWAETNA INC NEW	700	$48K	0.03%	0
XEVGXEATON VANCE SHORT DURATION D	3,000	$46K	0.03%	0		Timeline
VMWARE, INC.VMWARE, INC.	500	$45K	0.03%	-500
COSTCOSTCO WHOLESALE CORPORATION	370	$44K	0.03%	-250		Timeline
APACHE CORPAPACHE CORP	500	$43K	0.03%	0
GILDGILEAD SCIENCES INC	554	$42K	0.02%	0		Timeline
SJMSMUCKER J M CO	404	$42K	0.02%	+2		Timeline
CMCSACOMCAST CORP NEW	774	$40K	0.02%	0		Timeline
IJRISHARES TR	360	$39K	0.02%	0		Timeline
WRBBERKLEY W R CORP	900	$39K	0.02%	0		Timeline
FBINFORTUNE BRANDS INNOVATIONS I	800	$37K	0.02%	0		Timeline
IGEISHARES TR	850	$37K	0.02%	0		Timeline
DHSWISDOMTREE TR	660	$36K	0.02%	0		Timeline
UAAUNDER ARMOUR INC	415	$36K	0.02%	0		Timeline
HASHASBRO INC	626	$34K	0.02%	0		Timeline
HEWLETT PACKARD COHEWLETT PACKARD CO	1,200	$34K	0.02%	-300
PCNPIMCO CORPORATE & INCM STRG	2,130	$34K	0.02%	-2,000		Timeline
NEUNEWMARKET CORP	100	$33K	0.02%	0		Timeline
SNYSANOFI SA	622	$33K	0.02%	-20,649		Timeline
XFFCXFLAHERTY & CRUMRIN PFD & INM	1,900	$33K	0.02%	-1,000		Timeline
NORTHEAST UTILSNORTHEAST UTILS	787	$33K	0.02%	0
BLACKROCK INCBLACKROCK INC	100	$32K	0.02%	-100
ORCLORACLE CORP	800	$31K	0.02%	-1,920		Timeline
L BRANDS INCL BRANDS INC	500	$31K	0.02%	0
AMZNAMAZON COM INC	75	$30K	0.02%	0		Timeline
UNHUNITEDHEALTH GROUP INC	400	$30K	0.02%	0		Timeline
GLDSPDR GOLD TR	250	$29K	0.02%	-260		Timeline
ONEOK PARTNERS LP LTD PARTNONEOK PARTNERS LP LTD PARTN	560	$29K	0.02%	-40
HIIHUNTINGTON INGALLS INDS INC	316	$28K	0.02%	0		Timeline
TAPMOLSON COORS BEVERAGE CO	500	$28K	0.02%	0		Timeline
BGSB & G FOODS INC	825	$28K	0.02%	0		Timeline
COACH INCCOACH INC	500	$28K	0.02%	0
PVHPVH CORPORATION	200	$27K	0.02%	0		Timeline
TRVTRAVELERS COMPANIES INC	300	$27K	0.02%	0		Timeline
ETENERGY TRANSFER L P	330	$27K	0.02%	0		Timeline
ABALLIANCEBERNSTEIN HLDG L P	1,200	$26K	0.02%	-300		Timeline
PZZAPAPA JOHNS INTL INC	571	$26K	0.02%	+486		Timeline
DISDISNEY WALT CO	325	$25K	0.01%	-60		Timeline
HESS CORPHESS CORP	300	$25K	0.01%	0
E M C CORP MASSE M C CORP MASS	1,000	$25K	0.01%	0
SAMBOSTON BEER INC	100	$24K	0.01%	0		Timeline
CMPCOMPASS MINERALS INTL INC	300	$24K	0.01%	0		Timeline
MEDTRONIC INCMEDTRONIC INC	420	$24K	0.01%	0
USBUS BANCORP	575	$23K	0.01%	0		Timeline
PLCECHILDRENS PL INC NEW	370	$21K	0.01%	+265		Timeline
KYNKAYNE ANDERSON ENERGY INFRST	500	$20K	0.01%	0		Timeline
HSYHERSHEY CO	206	$20K	0.01%	0		Timeline
BPBP PLC	399	$19K	0.01%	0		Timeline
XEXGXEATON VANCE TAX-MANAGED GLOB	1,900	$19K	0.01%	-1,000		Timeline
DWXSPDR INDEX SHS FDS	400	$19K	0.01%	0		Timeline
BACBANK OF AMER CORP	1,127	$18K	0.01%	-1,803		Timeline
BHKBLACKROCK CORE BD TR	1,365	$18K	0.01%	0		Timeline
REYNOLDS AMERICAN INCREYNOLDS AMERICAN INC	363	$18K	0.01%	0
XLVSELECT SECTOR SPDR TR	310	$17K	0.01%	0		Timeline
MPTMEDICAL PROPERTIES TRUST INC	1,400	$17K	0.01%	0		Timeline
MMLPMARTIN MIDSTREAM PRTNRS L P	400	$17K	0.01%	0		Timeline
ADPAUTOMATIC DATA PROCESSING IN	200	$16K	0.01%	0		Timeline
CINFCINCINNATI FINL CORP	300	$16K	0.01%	-170		Timeline
COURIER CORPCOURIER CORP	900	$16K	0.01%	0
YAHOO INCYAHOO INC	400	$16K	0.01%	0
PNWPINNACLE WEST CAP CORP	275	$15K	0.01%	0		Timeline
CHICOS FAS INCCHICOS FAS INC	780	$15K	0.01%	0
COMMONWEALTH REITCOMMONWEALTH REIT	625	$15K	0.01%	0
REGNREGENERON PHARMACEUTICALS	50	$14K	0.01%	0		Timeline
MURMURPHY OIL CORP	220	$14K	0.01%	0		Timeline
BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL)	200	$14K	0.01%	0
CCITIGROUP INC	255	$13K	0.01%	-170		Timeline
EPDENTERPRISE PRODS PARTNERS L	200	$13K	0.01%	0		Timeline
United Parcel Service, IncUnited Parcel Service, Inc	800	$13K	0.01%	0
AMERICAN INTL GROUP INCAMERICAN INTL GROUP INC	623	$13K	0.01%	0
AMERIGAS PARTNERS MLPAMERIGAS PARTNERS MLP	300	$13K	0.01%	-500
AMTAMERICAN TOWER CORP	148	$12K	0.01%	0		Timeline
DVNDEVON ENERGY CORP NEW	200	$12K	0.01%	-50		Timeline
PCGPG&E CORP	300	$12K	0.01%	-150		Timeline
XLISELECT SECTOR SPDR TR	225	$12K	0.01%	0		Timeline
SCCOSOUTHERN COPPER CORP	404	$12K	0.01%	0		Timeline
CENTURYLINK INCCENTURYLINK INC	385	$12K	0.01%	+140
XLKSELECT SECTOR SPDR TR	320	$11K	0.01%	0		Timeline
PRUPRUDENTIAL FINL INC	122	$11K	0.01%	+1		Timeline
WELLS FARGO & COWELLS FARGO & CO	10	$11K	0.01%	0
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP	400	$11K	0.01%	0
IVVISHARES TR	55	$10K	0.01%	0		Timeline
SWKSTANLEY BLACK & DECKER INC	127	$10K	0.01%	0		Timeline
PAAPLAINS ALL AMERN PIPELINE L	200	$10K	0.01%	0		Timeline
GRXGABELLI HEALTHCARE & WELLNES	1,000	$10K	0.01%	0		Timeline
MARPSMARINE PETE TR	693	$10K	0.01%	0		Timeline
ENSCO PLCENSCO PLC	170	$10K	0.01%	0
FAMILY DLR STORES INCFAMILY DLR STORES INC	152	$10K	0.01%	+1
NEWCASTLE INVT CORPNEWCASTLE INVT CORP	1,750	$10K	0.01%	0
WFCWELLS FARGO & CO	200	$9K	0.01%	0		Timeline
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME F	1,590	$9K	0.01%	-310
PIONEER HIGH INCOME FUND INCPIONEER HIGH INCOME FUND INC	500	$9K	0.01%	0
LAYNE CHRISTENSEN COLAYNE CHRISTENSEN CO	545	$9K	0.01%	-2,235
RBCRBC BEARINGS INC	120	$8K	<0.01%	new		Timeline
FULFULLER H B CO	145	$8K	<0.01%	0		Timeline
HAEHAEMONETICS CORP MASS	190	$8K	<0.01%	new		Timeline
AVAVAEROVIRONMENT INC	260	$8K	<0.01%	0		Timeline
WAFDWAFD INC	340	$8K	<0.01%	new		Timeline
CRLCHARLES RIV LABS INTL INC	150	$8K	<0.01%	new		Timeline
HCSGHEALTHCARE SVCS GROUP INC	280	$8K	<0.01%	new		Timeline
VECTREN CORPVECTREN CORP	230	$8K	<0.01%	new
DIEBOLD NXDF INCDIEBOLD NXDF INC	235	$8K	<0.01%	new
IRON MTN INC NEW REITIRON MTN INC NEW REIT	249	$8K	<0.01%	0
MARKWEST ENERGY PARTNERS L PMARKWEST ENERGY PARTNERS L P	125	$8K	<0.01%	-100
NFLXNETFLIX INC.	20	$7K	<0.01%	0		Timeline
WENWENDYS CO	850	$7K	<0.01%	0		Timeline
HOGHARLEY DAVIDSON INC	102	$7K	<0.01%	0		Timeline
RIGTRANSOCEAN LTD	135	$7K	<0.01%	0		Timeline
PLOWDOUGLAS DYNAMICS INC	411	$7K	<0.01%	+5		Timeline
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO	102	$7K	<0.01%	0
TNCTENNANT CO	105	$7K	<0.01%	0		Timeline
MERIDIAN BIOSCIENCE INCMERIDIAN BIOSCIENCE INC	247	$7K	<0.01%	+2
HIBBETT INCHIBBETT INC	110	$7K	<0.01%	0
BOB EVANS FARMSBOB EVANS FARMS	116	$6K	<0.01%	+1
Empire District Electric Co…Empire District Electric Co/Th	273	$6K	<0.01%	+3
HCAHCA HEALTHCARE INC	99	$5K	<0.01%	-23		Timeline
MIDDMIDDLEBY CORP	20	$5K	<0.01%	0		Timeline
PBTPERMIAN BASIN RTY TR	400	$5K	<0.01%	0		Timeline
DDD3D SYS CORP DEL	50	$5K	<0.01%	new		Timeline
CWISPDR INDEX SHS FDS	100	$4K	<0.01%	0		Timeline
WMBWILLIAMS COS INC	100	$4K	<0.01%	0		Timeline
CCLCARNIVAL CORP	100	$4K	<0.01%	0		Timeline
DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING IN	50	$3K	<0.01%	-25
QIHOO 360 TECHNOLOGY CO LTDQIHOO 360 TECHNOLOGY CO LTD	42	$3K	<0.01%	new
ING U S INCING U S INC	90	$3K	<0.01%	0
TEVATEVA PHARMACEUTICAL INDS LTD	62	$2K	<0.01%	0		Timeline
SXCSUNCOKE ENERGY INC	106	$2K	<0.01%	0		Timeline
FAIRWAY GROUP HLDGS CORPFAIRWAY GROUP HLDGS CORP	100	$2K	<0.01%	0
RICK'S CABARET INTL INCRICK'S CABARET INTL INC	200	$2K	<0.01%	0
AIGAMERICAN INTL GROUP INC	17	$1K	<0.01%	0		Timeline
BLACKROCK DEBT STRAT FD INCBLACKROCK DEBT STRAT FD INC	194	$1K	<0.01%	new
AVALON RARE METALS INCAVALON RARE METALS INC	1,700	$1K	<0.01%	0
TIME WARNER INCTIME WARNER INC	4	$0	0%	0	Value filed as zero, left out of ratios.
INVESCO FINANCIAL PREFERRED…INVESCO FINANCIAL PREFERRED ETF	3	$0	0%	0	Value filed as zero, left out of ratios.
TIME WARNER CABLE INCTIME WARNER CABLE INC	1	$0	0%	0	Value filed as zero, left out of ratios.

Sold out in Q4 2013

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
GGNGAMCO GLOBAL GOLD NAT RES &	41,730	$441K	shares
ATIATI INC	5,500	$168K	shares
NUVEEN NJ INVT QUALITY MUN FNUVEEN NJ INVT QUALITY MUN F	8,453	$109K	shares
NUVEEN NJ PREM INCOME MUN FDNUVEEN NJ PREM INCOME MUN FD	7,499	$101K	shares
NRTNORTH EUROPEAN OIL RTY TR	2,991	$65K	shares
BLACKROCK HIGH YIELD TRBLACKROCK HIGH YIELD TR	2,000	$14K	shares
ENERPLUS CORPENERPLUS CORP	700	$12K	shares
CPFL ENERGIA SA SPONS ADRCPFL ENERGIA SA SPONS ADR	700	$12K	shares
BLACKROCK SR HIGH INCOME FDBLACKROCK SR HIGH INCOME FD	2,800	$11K	shares
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORP	1,000	$9K	shares
U S G CORPU S G CORP	300	$9K	shares
DIREXION SHS ETF TRDIREXION SHS ETF TR	400	$9K	shares
APOLLO INVT CORPAPOLLO INVT CORP	950	$8K	shares
DELL INCDELL INC	545	$7K	shares
PENGROWTH ENERGY CORPPENGROWTH ENERGY CORP	1,120	$7K	shares
OXYOCCIDENTAL PETE CORP	62	$6K	shares
USALIBERTY ALL STAR EQUITY FD	1,099	$6K	shares
PENN WEST PETE LTD NEWPENN WEST PETE LTD NEW	500	$6K	shares
Lineage, Inc.Lineage, Inc.	200	$5K	shares
ECTMECA MARCELLUS TRUST I COM UNIT	500	$5K	shares
SLRCSLR INVESTMENT CORP	200	$4K	shares
DENBURY RES INCDENBURY RES INC	200	$4K	shares
GMEGAMESTOP CORP	65	$3K	shares
IAIISHARES TR	100	$3K	shares
VANGUARDVANGUARD	100	$3K	shares
HI-CRUSH PARTNERS LPHI-CRUSH PARTNERS LP	100	$3K	shares
PSECPROSPECT CAP CORP	200	$2K	shares
SINA CORPSINA CORP	20	$2K	shares
ORNORION GROUP HLDGS INC	150	$2K	shares
MANITOWOC COMPANY INCMANITOWOC COMPANY INC	100	$2K	shares
GMGENERAL MTRS CO	40	$1K	shares
DSXDIANA SHIPPING INC	75	$1K	shares
ANNALY CAPITAL MANAGEMENTANNALY CAPITAL MANAGEMENT	125	$1K	shares
GENERAL MTRS COGENERAL MTRS CO	35	$1K	shares
GENERAL MTRS COGENERAL MTRS CO	35	$1K	shares
ASIAINFO-LINKAGE INCASIAINFO-LINKAGE INC	100	$1K	shares
SANBANCO SANTANDER SA	5	$0	shares
JOHNSON CONTROLS INT FJOHNSON CONTROLS INT F	3	$0	shares
HUDSON CITY BANCORPHUDSON CITY BANCORP	7	$0	shares

How Q4 2013 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001019687-14-000395	base		2014-02-05	acceptance time not in the bulk data set	2026-10-07 19:53:46 UTC