Gary Goldberg Planning Services Inc

13F filer, CIK 1569517, Suffern, NY

Gary Goldberg Planning Services Inc reported $164,791,000 across 363 holdings for the quarter ended 2013-09-30, in a 13F-HR filed 2013-11-05. Its ten largest share positions make up 39.79% of the portfolio.

Filed 2013-11-05 (acceptance time not in the bulk data set), ingested 2026-10-07 20:02:22 UTC13F-HR 0001019687-13-004098

Period: 2013-09-30
Reported value: $165M
Holdings: 363
Top 10 weight: 39.79%
New: 24
Sold out: 28

Largest buys vs the previous quarter

Security	Shares change	Approx. value
VODAFONE GP PLCadded	+66,790	$2.35M
BCEadded	+47,835	$2.04M
COPadded	+28,803	$2M
DRIadded	+38,108	$1.76M
SOadded	+42,729	$1.76M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
LEGreduced	-65,531	-$1.98M
SNYreduced	-38,043	-$1.93M
LLYreduced	-36,005	-$1.81M
AGL RES INCreduced	-33,853	-$1.56M
PEGreduced	-45,347	-$1.49M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2013

Share positions as resolved from 13F-HR 0001019687-13-004098, largest first. % of portfolio is the value over $164,791,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADR	129,356	$7.49M	4.55%	+7,057
CMECME GROUP INC	100,000	$7.39M	4.48%	0		Timeline
LMTLOCKHEED MARTIN CORP	57,572	$7.34M	4.46%	+93		Timeline
VZVERIZON COMMUNICATIONS INC	155,353	$7.25M	4.4%	+16		Timeline
COPCONOCOPHILLIPS	101,083	$7.03M	4.26%	+28,803		Timeline
TAT&T INC	202,845	$6.86M	4.16%	+9,964		Timeline
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	125,086	$6.28M	3.81%	+9,086
LORILLARD INCLORILLARD INC	137,715	$6.17M	3.74%	+9,395
DUKDUKE ENERGY CORP NEW	74,078	$4.95M	3%	+5,726		Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	69,980	$4.82M	2.92%	+7,795
AGL RES INCAGL RES INC	94,561	$4.35M	2.64%	-33,853
AAPLAPPLE INC	8,625	$4.11M	2.5%	-751		Timeline
IBMINTERNATIONAL BUSINESS MACHS	20,543	$3.8M	2.31%	-235		Timeline
PEGPUBLIC SVC ENTERPRISE GROUP	111,582	$3.67M	2.23%	-45,347		Timeline
MRKMERCK & CO INC	68,774	$3.27M	1.99%	-29,306		Timeline
BCEBCE INC	73,866	$3.15M	1.91%	+47,835		Timeline
PPLPPL CORP	92,426	$2.81M	1.7%	+3,242		Timeline
DRIDARDEN RESTAURANTS INC	57,179	$2.65M	1.61%	+38,108		Timeline
INTCINTEL CORP	105,167	$2.41M	1.46%	+4,183		Timeline
VODAFONE GP PLCVODAFONE GP PLC	68,376	$2.4M	1.46%	+66,790
NUVEEN EQTY PRM OPPORTUNITYFNUVEEN EQTY PRM OPPORTUNITYF	174,812	$2.11M	1.28%	-18,914
AZNASTRAZENECA PLC-SPONS ADR	37,844	$1.97M	1.19%	+3,844		Timeline
EDCONSOLIDATED EDISON INC	34,888	$1.92M	1.17%	+30,530		Timeline
LEGLEGGETT & PLATT INC	63,650	$1.92M	1.16%	-65,531		Timeline
SOSOUTHERN CO	44,739	$1.84M	1.12%	+42,729		Timeline
MCDMCDONALDS CORP	18,759	$1.8M	1.1%	-3,265		Timeline
INTEGRYS ENERGY GROUP INCINTEGRYS ENERGY GROUP INC	31,033	$1.73M	1.05%	+30,773
SDYSPDR SERIES TRUST	24,897	$1.72M	1.04%	-590		Timeline
TJXTJX COS INC NEW	30,208	$1.7M	1.03%	-4,084		Timeline
WMTWALMART INC	22,931	$1.7M	1.03%	+642		Timeline
LLYELI LILLY & CO	33,597	$1.69M	1.03%	-36,005		Timeline
PEPPEPSICO INC	21,240	$1.69M	1.02%	-791		Timeline
GISGENERAL MILLS INC	29,471	$1.41M	0.86%	-1,800		Timeline
Guggenheim S&P 500 Equal We…Guggenheim S&P 500 Equal Weighted…	19,715	$1.28M	0.78%	+19,475
IWMISHARES TR	11,816	$1.26M	0.76%	+470		Timeline
DVYISHARES TR	18,752	$1.24M	0.75%	+1,300		Timeline
MOALTRIA GROUP INC	35,746	$1.23M	0.75%	+2,176		Timeline
MSFTMICROSOFT CORP	35,972	$1.2M	0.73%	+183		Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	17,477	$1.15M	0.7%	+2,417
SNYSANOFI SA	21,271	$1.08M	0.65%	-38,043		Timeline
WMWASTE MGMT INC DEL	22,161	$914K	0.55%	-1,135		Timeline
ETRENTERGY CORP NEW	14,335	$906K	0.55%	-22,655		Timeline
RYDEX ETF TRUST HEALTH CARERYDEX ETF TRUST HEALTH CARE	8,660	$870K	0.53%	+2,535
EFAISHARES TR	12,770	$815K	0.49%	-195		Timeline
BED BATH & BEYOND INCBED BATH & BEYOND INC	9,705	$751K	0.46%	+1,760
XOMEXXON MOBIL CORP	8,603	$740K	0.45%	+6		Timeline
CVSCVS HEALTH CORP	12,889	$731K	0.44%	-446		Timeline
SBRSABINE RTY TR	13,298	$676K	0.41%	-2,544		Timeline
XLBSELECT SECTOR SPDR TR	15,285	$642K	0.39%	new		Timeline
JRSNUVEEN REAL ESTATE INCOME FD	55,231	$583K	0.35%	-3,782		Timeline
GoogleGoogle	642	$562K	0.34%	-182
NUVEENNUVEEN	68,315	$557K	0.34%	-9,410
SLBSLB LIMITED	6,013	$531K	0.32%	+26		Timeline
XLPSELECT SECTOR SPDR TR	12,965	$516K	0.31%	-35,744		Timeline
CTSHCOGNIZANT TECHNOLOGY SOLUTIO	6,075	$499K	0.3%	+2,305		Timeline
CSCOCISCO SYS INC	20,243	$474K	0.29%	-5,260		Timeline
BDXBECTON DICKINSON & CO	4,652	$465K	0.28%	+76		Timeline
CVXCHEVRON CORPORATION	3,786	$460K	0.28%	+28		Timeline
GGNGAMCO GLOBAL GOLD NAT RES &	41,730	$441K	0.27%	-4,007		Timeline
KOCOCA COLA CO	11,343	$430K	0.26%	+594		Timeline
NKENIKE INC	5,768	$419K	0.25%	+590		Timeline
UNILEVER PLCUNILEVER PLC	10,782	$416K	0.25%	+294
TGTTARGET CORP	6,209	$397K	0.24%	+155		Timeline
KSSKOHLS CORP	7,391	$382K	0.23%	+3,226		Timeline
AMGNAMGEN INC	3,283	$367K	0.22%	+1,734		Timeline
JNJJOHNSON & JOHNSON	4,238	$367K	0.22%	-169		Timeline
DEDEERE & CO	4,442	$362K	0.22%	+6		Timeline
PFEPFIZER INC	12,489	$359K	0.22%	+1,000		Timeline
NUSTAR ENERGY LPNUSTAR ENERGY LP	8,249	$331K	0.2%	-3,988
SBUXSTARBUCKS CORP	4,209	$324K	0.2%	-2,307		Timeline
BMYBRISTOL-MYERS SQUIBB CO	6,878	$318K	0.19%	+26		Timeline
EMREMERSON ELEC CO	4,857	$314K	0.19%	+24		Timeline
SPYSTATE STR SPDR S&P 500 ETF T	1,863	$313K	0.19%	0		Timeline
VVISA INC	1,590	$304K	0.18%	+897		Timeline
GWWWW GRAINGER INC	1,161	$304K	0.18%	+728		Timeline
NVONOVO-NORDISK A S	1,722	$291K	0.18%	+985		Timeline
LQDISHARES TR	2,505	$284K	0.17%	-2,837		Timeline
MDLZMONDELEZ INTL INC	9,005	$283K	0.17%	+3		Timeline
GENERAL ELEC COGENERAL ELEC CO	11,850	$283K	0.17%	-735
LOWLOWES COS INC	5,913	$282K	0.17%	+3,942		Timeline
ABBVABBVIE INC	6,088	$272K	0.17%	+22		Timeline
ETNEATON CORP PLC	3,868	$266K	0.16%	+2,595		Timeline
PGPROCTER & GAMBLE CO	3,461	$262K	0.16%	-118		Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	2,158	$245K	0.15%	0		Timeline
PHPARKER-HANNIFIN CORP	2,228	$242K	0.15%	-2,161		Timeline
WALGREEN COWALGREEN CO	4,374	$235K	0.14%	+552
PSXPHILLIPS 66	3,875	$224K	0.14%	-397		Timeline
ABTABBOTT LABORATORIES	6,513	$216K	0.13%	+12		Timeline
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP	1,972	$213K	0.13%	-1,585
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE	8,315	$207K	0.13%	+5,015
NUVEEN PREFERRED & INCO…NUVEEN PREFERRED & INCOME	9,070	$206K	0.13%	+1,000
SPHSUBURBAN PROPANE PARTNERS L	4,376	$205K	0.12%	+2,615		Timeline
PMPHILIP MORRIS INTL INC	2,343	$203K	0.12%	+10		Timeline
MAMASTERCARD INCORPORATED	300	$202K	0.12%	+200		Timeline
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO	3,415	$200K	0.12%	+2,640
HIHILLENBRAND INC	7,039	$193K	0.12%	+1,719		Timeline
KMBKIMBERLY-CLARK CORP	1,907	$180K	0.11%	+1		Timeline
DLTRDOLLAR TREE INC	3,150	$180K	0.11%	new		Timeline
IDUISHARES TR	1,915	$180K	0.11%	0		Timeline
CORCENCORA INC	2,912	$178K	0.11%	new		Timeline
ATIATI INC	5,500	$168K	0.1%	0		Timeline
EXCHANGE TRADED CONCEPTS TREXCHANGE TRADED CONCEPTS TR	9,200	$168K	0.1%	+2,900
BAXBAXTER INTL INC	2,538	$167K	0.1%	+128		Timeline
DKSDICKS SPORTING GOODS INC	3,000	$160K	0.1%	0		Timeline
LIFE TECHNOLOGIES CORPLIFE TECHNOLOGIES CORP	2,100	$157K	0.1%	0
ECLECOLAB INC	1,519	$150K	0.09%	+203		Timeline
XBGYXBLACKROCK ENHANCED INTL DIV	19,496	$150K	0.09%	0		Timeline
XLUSELECT SECTOR SPDR TR	3,920	$146K	0.09%	-208		Timeline
KRAFT FOODS GROUP INCKRAFT FOODS GROUP INC	2,786	$146K	0.09%	+1
CWCURTISS WRIGHT CORP	2,968	$139K	0.08%	0		Timeline
CLCOLGATE PALMOLIVE CO	2,261	$134K	0.08%	+11		Timeline
TRTOOTSIE ROLL INDS INC	4,358	$134K	0.08%	+2,528		Timeline
Pimco Income Oppty FundPimco Income Oppty Fund	4,725	$130K	0.08%	-1,740
MONSANTO CO NEWMONSANTO CO NEW	1,207	$126K	0.08%	0
WDFCWD 40 CO	1,871	$121K	0.07%	+1,506		Timeline
PRAXAIR INCPRAXAIR INC	1,000	$120K	0.07%	0
SEADRILL ORDSEADRILL ORD	2,660	$120K	0.07%	+360
TBRGTRUBRIDGE INC	2,032	$119K	0.07%	+652		Timeline
WMKWEIS MKTS INC	2,369	$116K	0.07%	+850		Timeline
PTYPIMCO CORPORATE & INCOME OPP	6,421	$116K	0.07%	+1,432		Timeline
CATCATERPILLAR INC	1,361	$114K	0.07%	-179		Timeline
WPCWP CAREY INC	1,744	$113K	0.07%	0		Timeline
DEODIAGEO PLC	876	$111K	0.07%	0		Timeline
NUVEEN NJ INVT QUALITY MUN FNUVEEN NJ INVT QUALITY MUN F	8,453	$109K	0.07%	+130
NUVEEN DIVER CURRENCY OPPORNUVEEN DIVER CURRENCY OPPOR	10,155	$106K	0.06%	+4,655
IGSBISHARES TR	1,000	$105K	0.06%	0		Timeline
DOVDOVER CORP	1,172	$105K	0.06%	+3		Timeline
Dow Chemical CompanyDow Chemical Company	2,734	$105K	0.06%	-100
KINDER MORGAN ENERGY PARTNERKINDER MORGAN ENERGY PARTNER	1,310	$105K	0.06%	0
SYKSTRYKER CORPORATION	1,521	$103K	0.06%	+1		Timeline
NUVEEN NJ PREM INCOME MUN FDNUVEEN NJ PREM INCOME MUN FD	7,499	$101K	0.06%	+116
RAYTHEON CORAYTHEON CO	1,300	$100K	0.06%	0
YUMYUM BRANDS INC	1,393	$99K	0.06%	0		Timeline
BSVVANGUARD BD INDEX FDS	1,200	$96K	0.06%	0		Timeline
AVAAVISTA CORP	3,631	$96K	0.06%	+1,306		Timeline
PHKPIMCO HIGH INCOME FD	8,000	$96K	0.06%	+2,000		Timeline
NOCNORTHROP GRUMMAN CORP	1,000	$95K	0.06%	0		Timeline
BOARDWALK PIPELINE PARTNERSBOARDWALK PIPELINE PARTNERS	3,100	$94K	0.06%	+400
ITWILLINOIS TOOL WKS INC	1,207	$92K	0.06%	+69		Timeline
XETYXEATON VANCE TAX-MANAGED DIVE	9,163	$92K	0.06%	0		Timeline
JRINUVEEN REAL ASSET INCOME & G	4,900	$92K	0.06%	+1,300		Timeline
TORTOISE MIDSTRM ENERGY FD ITORTOISE MIDSTRM ENERGY FD I	3,390	$92K	0.06%	0
CSXCSX CORP	3,533	$91K	0.06%	+7		Timeline
HOSPITALITY PROPERTIES TRUSTHOSPITALITY PROPERTIES TRUST	3,200	$91K	0.06%	+800
GUGGENHEIM ENHANCED EQUITY SGUGGENHEIM ENHANCED EQUITY S	5,100	$91K	0.06%	+1,300
ORCLORACLE CORP	2,720	$90K	0.05%	+7		Timeline
NUVEEN GLOBAL INCOME OPPTYNUVEEN GLOBAL INCOME OPPTY	7,300	$86K	0.05%	+2,300
ADMARCHER DANIELS MIDLAND CO	2,284	$84K	0.05%	+12		Timeline
HALHALLIBURTON CO	1,739	$84K	0.05%	+1		Timeline
CAKECHEESECAKE FACTORY INC	1,909	$84K	0.05%	+2		Timeline
MMM3M CO	699	$83K	0.05%	0		Timeline
SCANA CORP NEWSCANA CORP NEW	1,805	$83K	0.05%	+8
GABGABELLI EQUITY TR INC	12,000	$81K	0.05%	0		Timeline
VMWARE, INC.VMWARE, INC.	1,000	$81K	0.05%	-400
FFORD MTR CO	4,574	$77K	0.05%	+23		Timeline
KINDER MORGAN MANAGEMENT LLCKINDER MORGAN MANAGEMENT LLC	972	$73K	0.04%	+13
WARREN RESOURCES INCWARREN RESOURCES INC	25,201	$73K	0.04%	0
COSTCOSTCO WHOLESALE CORPORATION	620	$71K	0.04%	0		Timeline
JPMJPMORGAN CHASE & CO	1,375	$71K	0.04%	0		Timeline
WELLTOWER INCWELLTOWER INC	1,115	$70K	0.04%	0
PCNPIMCO CORPORATE & INCM STRG	4,130	$69K	0.04%	0		Timeline
ENERGY TRANSFER PRTNRS L PENERGY TRANSFER PRTNRS L P	1,300	$68K	0.04%	new
UNMUNUM GROUP	2,200	$67K	0.04%	0		Timeline
MCYMERCURY GENL CORP NEW	1,394	$67K	0.04%	+210		Timeline
GSGOLDMAN SACHS GROUP INC	420	$66K	0.04%	0		Timeline
MTS SYSTEMS CORPMTS SYSTEMS CORP	1,025	$66K	0.04%	+685
GLDSPDR GOLD TR	510	$65K	0.04%	0		Timeline
DMCDEL MONTE CORP	2,198	$65K	0.04%	+199		Timeline
NRTNORTH EUROPEAN OIL RTY TR	2,991	$65K	0.04%	-545		Timeline
TECHNE CORPTECHNE CORP	808	$65K	0.04%	+2
JJSFJ & J SNACK FOODS CORP	775	$63K	0.04%	+525		Timeline
MANHMANHATTAN ASSOCIATES INC	650	$62K	0.04%	+470		Timeline
ENBRIDGE ENERGY MANAGEMENT LENBRIDGE ENERGY MANAGEMENT L	2,143	$62K	0.04%	+35
EL PASO PIPELINE PARTNERSEL PASO PIPELINE PARTNERS	1,448	$61K	0.04%	-535
DREW INDS INCDREW INDS INC	1,345	$61K	0.04%	+970
FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORP	14,314	$60K	0.04%	-164
FORWARD AIR CORPFORWARD AIR CORP	1,472	$59K	0.04%	+977
TECH DATA CORPTECH DATA CORP	1,175	$59K	0.04%	+95
RGPRESOURCES CONNECTION INC	4,288	$58K	0.04%	+3,033		Timeline
ESLTELBIT SYS LTD	1,065	$57K	0.03%	-13		Timeline
SCHLSCHOLASTIC CORP	1,982	$57K	0.03%	+4		Timeline
MLIMUELLER INDS INC	1,026	$57K	0.03%	+656		Timeline
NSPINSPERITY INC	1,509	$57K	0.03%	+1,039		Timeline
WWWWOLVERINE WORLD WIDE INC	966	$56K	0.03%	-14		Timeline
PLANTRONICS INC NEWPLANTRONICS INC NEW	1,227	$56K	0.03%	+922
MASIMASIMO CORP	2,080	$55K	0.03%	+1,645		Timeline
LAYNE CHRISTENSEN COLAYNE CHRISTENSEN CO	2,780	$55K	0.03%	+35
HUBGHUB GROUP INC	1,365	$54K	0.03%	+165		Timeline
BLACKROCK INCBLACKROCK INC	200	$54K	0.03%	0
CEC ENTERTAINMENT INCCEC ENTERTAINMENT INC	1,185	$54K	0.03%	+950
CACICACI INTL INC	765	$53K	0.03%	+620		Timeline
FCNFTI CONSULTING INC	1,415	$53K	0.03%	+1,010		Timeline
ASTORIA FINANCIAL CORPASTORIA FINANCIAL CORP	4,282	$53K	0.03%	+2,937
UNITED STATIONERS INCUNITED STATIONERS INC	1,220	$53K	0.03%	+940
WILLIAMS PARTNERS L PWILLIAMS PARTNERS L P	1,000	$53K	0.03%	0
XFFCXFLAHERTY & CRUMRIN PFD & INM	2,900	$52K	0.03%	0		Timeline
BEAM INCBEAM INC	800	$52K	0.03%	0
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	1,000	$50K	0.03%	0
THGHANOVER INS GROUP INC	890	$49K	0.03%	+87		Timeline
EEMISHARES TR	1,175	$48K	0.03%	0		Timeline
FHIFEDERATED HERMES INC	1,780	$48K	0.03%	0		Timeline
ACHACCENDRA HEALTH INC	1,384	$48K	0.03%	+143		Timeline
HWCHANCOCK WHITNEY CORPORATION	1,534	$48K	0.03%	+7		Timeline
UPSUNITED PARCEL SVCS INC	515	$47K	0.03%	+1		Timeline
XEVGXEATON VANCE SHORT DURATION D	3,000	$46K	0.03%	0		Timeline
FIRST CASH FINL SVCS INCFIRST CASH FINL SVCS INC	795	$46K	0.03%	+110
AETNA INC NEWAETNA INC NEW	700	$45K	0.03%	0
CAGCONAGRA BRANDS INC	1,450	$44K	0.03%	+415		Timeline
ALEALLETE INC	903	$44K	0.03%	+8		Timeline
APACHE CORPAPACHE CORP	500	$43K	0.03%	0
SJMSMUCKER J M CO	402	$42K	0.03%	+1		Timeline
NORTHWEST NATURAL GAS CONORTHWEST NATURAL GAS CO	1,008	$42K	0.03%	+128
BACBANK OF AMER CORP	2,930	$40K	0.02%	+2		Timeline
WRBBERKLEY W R CORP	900	$39K	0.02%	0		Timeline
IJRISHARES TR	360	$36K	0.02%	0		Timeline
MZTIMARZETTI COMPANY	463	$36K	0.02%	+1		Timeline
CMCSACOMCAST CORP NEW	774	$35K	0.02%	-500		Timeline
GILDGILEAD SCIENCES INC	554	$35K	0.02%	0		Timeline
IGEISHARES TR	850	$35K	0.02%	0		Timeline
DHSWISDOMTREE TR	660	$34K	0.02%	0		Timeline
AMERIGAS PARTNERS MLPAMERIGAS PARTNERS MLP	800	$34K	0.02%	0
FBINFORTUNE BRANDS INNOVATIONS I	800	$33K	0.02%	0		Timeline
UAAUNDER ARMOUR INC	415	$33K	0.02%	new		Timeline
ONEOK PARTNERS LP LTD PARTNONEOK PARTNERS LP LTD PARTN	600	$32K	0.02%	0
NORTHEAST UTILSNORTHEAST UTILS	787	$32K	0.02%	0
BABOEING CO	260	$31K	0.02%	-90		Timeline
L BRANDS INCL BRANDS INC	500	$31K	0.02%	0
HEWLETT PACKARD COHEWLETT PACKARD CO	1,500	$31K	0.02%	0
HASHASBRO INC	626	$30K	0.02%	0		Timeline
ABALLIANCEBERNSTEIN HLDG L P	1,500	$30K	0.02%	0		Timeline
UNHUNITEDHEALTH GROUP INC	400	$29K	0.02%	new		Timeline
NEUNEWMARKET CORP	100	$29K	0.02%	0		Timeline
BGSB & G FOODS INC	825	$29K	0.02%	0		Timeline
XEXGXEATON VANCE TAX-MANAGED GLOB	2,900	$27K	0.02%	0		Timeline
COACH INCCOACH INC	500	$27K	0.02%	0
E M C CORP MASSE M C CORP MASS	1,000	$26K	0.02%	0
DISDISNEY WALT CO	385	$25K	0.02%	-2,794		Timeline
KMIKINDER MORGAN INC DEL	700	$25K	0.02%	0		Timeline
TRVTRAVELERS COMPANIES INC	300	$25K	0.02%	new		Timeline
TAPMOLSON COORS BEVERAGE CO	500	$25K	0.02%	0		Timeline
PVHPVH CORPORATION	200	$24K	0.01%	0		Timeline
SAMBOSTON BEER INC	100	$24K	0.01%	0		Timeline
AMZNAMAZON COM INC	75	$23K	0.01%	0		Timeline
CMPCOMPASS MINERALS INTL INC	300	$23K	0.01%	0		Timeline
HESS CORPHESS CORP	300	$23K	0.01%	0
CINFCINCINNATI FINL CORP	470	$22K	0.01%	0		Timeline
ETENERGY TRANSFER L P	330	$22K	0.01%	0		Timeline
MEDTRONIC INCMEDTRONIC INC	420	$22K	0.01%	0
CCITIGROUP INC	425	$21K	0.01%	0		Timeline
USBUS BANCORP	575	$21K	0.01%	0		Timeline
HIIHUNTINGTON INGALLS INDS INC	316	$21K	0.01%	0		Timeline
HSYHERSHEY CO	206	$19K	0.01%	0		Timeline
DWXSPDR INDEX SHS FDS	400	$19K	0.01%	0		Timeline
MMLPMARTIN MIDSTREAM PRTNRS L P	400	$19K	0.01%	0		Timeline
KYNKAYNE ANDERSON ENERGY INFRST	500	$18K	0.01%	0		Timeline
PCGPG&E CORP	450	$18K	0.01%	0		Timeline
BHKBLACKROCK CORE BD TR	1,365	$18K	0.01%	0		Timeline
REYNOLDS AMERICAN INCREYNOLDS AMERICAN INC	363	$18K	0.01%	0
BPBP PLC	399	$17K	0.01%	0		Timeline
MPTMEDICAL PROPERTIES TRUST INC	1,400	$17K	0.01%	0		Timeline
XLVSELECT SECTOR SPDR TR	310	$16K	0.01%	new		Timeline
REGNREGENERON PHARMACEUTICALS	50	$16K	0.01%	0		Timeline
MARKWEST ENERGY PARTNERS L PMARKWEST ENERGY PARTNERS L P	225	$16K	0.01%	0
QCOMQUALCOMM INC	220	$15K	0.01%	0		Timeline
PNWPINNACLE WEST CAP CORP	275	$15K	0.01%	0		Timeline
ADPAUTOMATIC DATA PROCESSING IN	200	$14K	0.01%	0		Timeline
DVNDEVON ENERGY CORP NEW	250	$14K	0.01%	0		Timeline
United Parcel Service, IncUnited Parcel Service, Inc	800	$14K	0.01%	0
COURIER CORPCOURIER CORP	900	$14K	0.01%	0
COMMONWEALTH REITCOMMONWEALTH REIT	625	$14K	0.01%	0
BLACKROCK HIGH YIELD TRBLACKROCK HIGH YIELD TR	2,000	$14K	0.01%	0
MURMURPHY OIL CORP	220	$13K	0.01%	-2,812		Timeline
BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL)	200	$13K	0.01%	0
CHICOS FAS INCCHICOS FAS INC	780	$13K	0.01%	0
YAHOO INCYAHOO INC	400	$13K	0.01%	new
SWKSTANLEY BLACK & DECKER INC	127	$12K	0.01%	0		Timeline
EPDENTERPRISE PRODS PARTNERS L	200	$12K	0.01%	0		Timeline
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME F	1,900	$12K	0.01%	-1,000
MARPSMARINE PETE TR	693	$12K	0.01%	0		Timeline
AMERICAN INTL GROUP INCAMERICAN INTL GROUP INC	623	$12K	0.01%	0
ENERPLUS CORPENERPLUS CORP	700	$12K	0.01%	0
CPFL ENERGIA SA SPONS ADRCPFL ENERGIA SA SPONS ADR	700	$12K	0.01%	0
AMTAMERICAN TOWER CORP	148	$11K	0.01%	0		Timeline
PAAPLAINS ALL AMERN PIPELINE L	200	$11K	0.01%	0		Timeline
SCCOSOUTHERN COPPER CORP	404	$11K	0.01%	0		Timeline
WELLS FARGO & COWELLS FARGO & CO	10	$11K	0.01%	0
FAMILY DLR STORES INCFAMILY DLR STORES INC	151	$11K	0.01%	0
BLACKROCK SR HIGH INCOME FDBLACKROCK SR HIGH INCOME FD	2,800	$11K	0.01%	-700
XLKSELECT SECTOR SPDR TR	320	$10K	0.01%	new		Timeline
XLISELECT SECTOR SPDR TR	225	$10K	0.01%	0		Timeline
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP	400	$10K	0.01%	0
GRXGABELLI HEALTHCARE & WELLNES	1,000	$10K	0.01%	0		Timeline
NEWCASTLE INVT CORPNEWCASTLE INVT CORP	1,750	$10K	0.01%	0
HDHOME DEPOT INC	116	$9K	0.01%	-57		Timeline
IVVISHARES TR	55	$9K	0.01%	0		Timeline
PRUPRUDENTIAL FINL INC	121	$9K	0.01%	0		Timeline
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORP	1,000	$9K	0.01%	+700
ENSCO PLCENSCO PLC	170	$9K	0.01%	-2,874
U S G CORPU S G CORP	300	$9K	0.01%	0
DIREXION SHS ETF TRDIREXION SHS ETF TR	400	$9K	0.01%	0
WFCWELLS FARGO & CO	200	$8K	<0.01%	0		Timeline
PIONEER HIGH INCOME FUND INCPIONEER HIGH INCOME FUND INC	500	$8K	<0.01%	0
CENTURYLINK INCCENTURYLINK INC	245	$8K	<0.01%	0
APOLLO INVT CORPAPOLLO INVT CORP	950	$8K	<0.01%	0
WENWENDYS CO	850	$7K	<0.01%	0		Timeline
HOGHARLEY DAVIDSON INC	102	$7K	<0.01%	0		Timeline
FULFULLER H B CO	145	$7K	<0.01%	new		Timeline
TNCTENNANT CO	105	$7K	<0.01%	new		Timeline
DELL INCDELL INC	545	$7K	<0.01%	0
PENGROWTH ENERGY CORPPENGROWTH ENERGY CORP	1,120	$7K	<0.01%	0
IRON MTN INC NEW REITIRON MTN INC NEW REIT	249	$7K	<0.01%	0
BOB EVANS FARMSBOB EVANS FARMS	115	$7K	<0.01%	new
NFLXNETFLIX INC.	20	$6K	<0.01%	+1		Timeline
PLCECHILDRENS PL INC NEW	105	$6K	<0.01%	new		Timeline
OXYOCCIDENTAL PETE CORP	62	$6K	<0.01%	+1		Timeline
RIGTRANSOCEAN LTD	135	$6K	<0.01%	0		Timeline
AVAVAEROVIRONMENT INC	260	$6K	<0.01%	new		Timeline
PZZAPAPA JOHNS INTL INC	85	$6K	<0.01%	new		Timeline
PLOWDOUGLAS DYNAMICS INC	406	$6K	<0.01%	new		Timeline
PBTPERMIAN BASIN RTY TR	400	$6K	<0.01%	0		Timeline
USALIBERTY ALL STAR EQUITY FD	1,099	$6K	<0.01%	-5,516		Timeline
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO	102	$6K	<0.01%	new
MERIDIAN BIOSCIENCE INCMERIDIAN BIOSCIENCE INC	245	$6K	<0.01%	new
HIBBETT INCHIBBETT INC	110	$6K	<0.01%	new
PENN WEST PETE LTD NEWPENN WEST PETE LTD NEW	500	$6K	<0.01%	0
Empire District Electric Co…Empire District Electric Co/Th	270	$6K	<0.01%	new
HCAHCA HEALTHCARE INC	122	$5K	<0.01%	0		Timeline
DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING IN	75	$5K	<0.01%	0
Lineage, Inc.Lineage, Inc.	200	$5K	<0.01%	0
ECTMECA MARCELLUS TRUST I COM UNIT	500	$5K	<0.01%	0		Timeline
MIDDMIDDLEBY CORP	20	$4K	<0.01%	0		Timeline
WMBWILLIAMS COS INC	100	$4K	<0.01%	0		Timeline
SLRCSLR INVESTMENT CORP	200	$4K	<0.01%	0		Timeline
DENBURY RES INCDENBURY RES INC	200	$4K	<0.01%	0
CWISPDR INDEX SHS FDS	100	$3K	<0.01%	0		Timeline
CCLCARNIVAL CORP	100	$3K	<0.01%	0		Timeline
GMEGAMESTOP CORP	65	$3K	<0.01%	new		Timeline
IAIISHARES TR	100	$3K	<0.01%	0		Timeline
ING U S INCING U S INC	90	$3K	<0.01%	0
FAIRWAY GROUP HLDGS CORPFAIRWAY GROUP HLDGS CORP	100	$3K	<0.01%	0
VANGUARDVANGUARD	100	$3K	<0.01%	0
HI-CRUSH PARTNERS LPHI-CRUSH PARTNERS LP	100	$3K	<0.01%	0
TEVATEVA PHARMACEUTICAL INDS LTD	62	$2K	<0.01%	0		Timeline
PSECPROSPECT CAP CORP	200	$2K	<0.01%	0		Timeline
SINA CORPSINA CORP	20	$2K	<0.01%	new
SXCSUNCOKE ENERGY INC	106	$2K	<0.01%	0		Timeline
ORNORION GROUP HLDGS INC	150	$2K	<0.01%	0		Timeline
MANITOWOC COMPANY INCMANITOWOC COMPANY INC	100	$2K	<0.01%	0
RICK'S CABARET INTL INCRICK'S CABARET INTL INC	200	$2K	<0.01%	0
AVALON RARE METALS INCAVALON RARE METALS INC	1,700	$2K	<0.01%	0
GMGENERAL MTRS CO	40	$1K	<0.01%	0		Timeline
AIGAMERICAN INTL GROUP INC	17	$1K	<0.01%	0		Timeline
DSXDIANA SHIPPING INC	75	$1K	<0.01%	new		Timeline
ANNALY CAPITAL MANAGEMENTANNALY CAPITAL MANAGEMENT	125	$1K	<0.01%	0
GENERAL MTRS COGENERAL MTRS CO	35	$1K	<0.01%	0
GENERAL MTRS COGENERAL MTRS CO	35	$1K	<0.01%	0
ASIAINFO-LINKAGE INCASIAINFO-LINKAGE INC	100	$1K	<0.01%	0
SANBANCO SANTANDER SA	5	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
TIME WARNER INCTIME WARNER INC	4	$0	0%	0	Value filed as zero, left out of ratios.
INVESCO FINANCIAL PREFERRED…INVESCO FINANCIAL PREFERRED ETF	3	$0	0%	0	Value filed as zero, left out of ratios.
JOHNSON CONTROLS INT FJOHNSON CONTROLS INT F	3	$0	0%	-500	Value filed as zero, left out of ratios.
TIME WARNER CABLE INCTIME WARNER CABLE INC	1	$0	0%	-40	Value filed as zero, left out of ratios.
HUDSON CITY BANCORPHUDSON CITY BANCORP	7	$0	0%	-2,000	Value filed as zero, left out of ratios.

Sold out in Q3 2013

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
XLYSELECT SECTOR SPDR TR	16,110	$909K	shares
FASTFASTENAL CO	3,173	$145K	shares
PFFISHARES TR	3,550	$139K	shares
TIPISHARES TR	1,200	$134K	shares
BLACKROCK INCOME TR INCBLACKROCK INCOME TR INC	14,000	$96K	shares
NRKNUVEEN NY AMT FREE	6,207	$82K	shares
SHIP FINANCE INTL LTDSHIP FINANCE INTL LTD	4,709	$70K	shares
KCAP FINANCIAL INCKCAP FINANCIAL INC	6,100	$69K	shares
ANWORTH MORTGAGE ASSET CPANWORTH MORTGAGE ASSET CP	11,300	$63K	shares
NUVEEN DIVERSIFIED DIVID & INUVEEN DIVERSIFIED DIVID & I	4,800	$58K	shares
INERGY MIDSTREAM LPINERGY MIDSTREAM LP	2,592	$58K	shares
INVESCO MORTGAGE CAPITAL INCINVESCO MORTGAGE CAPITAL INC	3,400	$56K	shares
AMERICAN CAPITAL AGENCY CORPAMERICAN CAPITAL AGENCY CORP	2,300	$53K	shares
ASGLIBERTY ALL-STAR GROWTH FD I	5,518	$25K	shares
NUVEEN PREM INCOME MUN FD 4NUVEEN PREM INCOME MUN FD 4	2,000	$25K	shares
UNILEVER N VUNILEVER N V	358	$14K	shares
WYWEYERHAEUSER CO	450	$13K	shares
BCPCBALCHEM CORP	300	$13K	shares
IPINTERNATIONAL PAPER CO	250	$11K	shares
IYKISHARES TR	100	$9K	shares
TBTPROSHARES TR	93	$7K	shares
VIACOM INCVIACOM INC	94	$6K	shares
CECELANESE CORP DEL	105	$5K	shares
PRICELINE GRP INCPRICELINE GRP INC	6	$5K	shares
CITRIX SYSTEMS INCCITRIX SYSTEMS INC	69	$4K	shares
CXCEMEX SAB DE CV	249	$3K	shares
MEAD JOHNSON NUTRITION COMEAD JOHNSON NUTRITION CO	40	$3K	shares
HARMAN INTL INDS INCHARMAN INTL INDS INC	50	$3K	shares

How Q3 2013 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001019687-13-004098	base		2013-11-05	acceptance time not in the bulk data set	2026-10-07 20:02:22 UTC