Flow State Investments, L.P.

13F filer, CIK 1850755, CHICAGO, IL

Flow State Investments, L.P. reported $318,339,281 across 221 holdings for the quarter ended 2023-12-31, in a 13F-HR filed 2024-02-14. Its ten largest share positions make up 38.79% of the portfolio.

Filed 2024-02-14 (acceptance time not in the bulk data set), ingested 2026-10-07 18:29:43 UTC13F-HR 0000919574-24-001162

Period: 2023-12-31
Reported value: $318M
Holdings: 221
Top 10 weight: 38.79%
New: 74
Sold out: 78

Largest buys vs the previous quarter

Security	Shares change	Approx. value
AMEDISYS INCadded	+78,000	$7.41M
L CATTERTON ASIA ACQUISITIONnew	+650,000	$7.01M
SPIRIT RLTY CAP INC NEW NPVnew	+135,673	$5.93M
RPT REALTYadded	+280,000	$3.59M
HENNESSY CAPITAL INVST CORPnew	+300,071	$3.14M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
ACTVISION BLIZZARD INCexited	-274,207	-$25.7M
HORIZON THERAPEUTICS PLCexited	-119,935	-$13.9M
ARES ACQUISITION CORPORATIONexited	-751,140	-$8.08M
SEAGEN INCexited	-32,554	-$6.91M
ACIreduced	-208,269	-$4.79M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2023

Share positions as resolved from 13F-HR 0000919574-24-001162, largest first. % of portfolio is the value over $294,766,815, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
AMEDISYS INCAMEDISYS INC	86,000	$8.18M	2.77%	+78,000
RPT REALTYRPT REALTY	630,000	$8.08M	2.74%	+280,000
L CATTERTON ASIA ACQUISITIONL CATTERTON ASIA ACQUISITION	650,000	$7.01M	2.38%	new
CHURCHILL CAPITAL CORP VIICHURCHILL CAPITAL CORP VII	581,000	$6.1M	2.07%	+283,228
SPIRIT RLTY CAP INC NEW NPVSPIRIT RLTY CAP INC NEW NPV	135,673	$5.93M	2.01%	new
TORTOISEECOFIN ACQUISITION CTORTOISEECOFIN ACQUISITION C	491,006	$5.21M	1.77%	-104
RIGEL RESOURCE ACQ CORPRIGEL RESOURCE ACQ CORP	430,000	$4.71M	1.6%	+155,000
SCREAMING EAGLE ACQUISITN COSCREAMING EAGLE ACQUISITN CO	433,200	$4.59M	1.56%	+177,300
ENPHYS ACQUISITION CORPENPHYS ACQUISITION CORP	382,464	$4.08M	1.38%	-25,000
CPRICAPRI HOLDINGS LIMITED	73,486	$3.69M	1.25%	+48,486	Timeline
ANDRETTI ACQUISITION CORPANDRETTI ACQUISITION CORP	315,000	$3.42M	1.16%	+215,000
LEARN CW INVESTMENT CORLEARN CW INVESTMENT COR	300,000	$3.24M	1.1%	+139,892
HENNESSY CAPITAL INVST CORPHENNESSY CAPITAL INVST CORP	300,071	$3.14M	1.06%	new
KVACFKEEN VISION ACQUISITION CORP	285,000	$2.95M	1%	new	Timeline
INFLECTION PT ACQUISITN CRPINFLECTION PT ACQUISITN CRP	275,000	$2.84M	0.96%	-25,000
DIRECT SELLING ACQUISITIN CODIRECT SELLING ACQUISITIN CO	250,000	$2.72M	0.92%	new
AP ACQUISITION CORPAP ACQUISITION CORP	241,939	$2.69M	0.91%	+21,079
GORES HOLDINGS IX INCGORES HOLDINGS IX INC	250,000	$2.62M	0.89%	+175,000
SRLNSSGA ACTIVE ETF TR	60,000	$2.52M	0.85%	-19,000	Timeline
ARES ACQUISITION CORP IIARES ACQUISITION CORP II	205,000	$2.14M	0.73%	+4,202
XEVTXEATON VANCE TAX ADVT DIV INC	92,942	$2.07M	0.7%	new	Timeline
SLAMFSLAM CORP CL A (CYM)	190,000	$2.06M	0.7%	+83,500	Timeline
ANSCUAGRICULTURE & NAT SOL ACQ CO	200,000	$2.03M	0.69%	new	Timeline
NULLNULL	175,000	$1.95M	0.66%	new
XEXGXEATON VANCE TAX-MANAGED GLOB	211,291	$1.63M	0.55%	+191,758	Timeline
SDCL EDGE ACQUISITION CORPSDCL EDGE ACQUISITION CORP	150,000	$1.62M	0.55%	new
HTDHANCOCK JOHN TAX-ADVANTAGED	83,125	$1.58M	0.53%	+68,880	Timeline
SPLUNK INCSPLUNK INC	10,158	$1.55M	0.53%	new
HYACHAYMAKER ACQUISITION CORP IV	150,000	$1.54M	0.52%	+125,000	Timeline
OLINK HLDG ABOLINK HLDG AB	60,000	$1.51M	0.51%	new
ISRLFISRAEL ACQUISITIONS CORP CL A	130,000	$1.4M	0.47%	+70,000	Timeline
CONCORD ACQUISITION CORP IICONCORD ACQUISITION CORP II	130,000	$1.35M	0.46%	-95,000
SOVOS BRANDS INCSOVOS BRANDS INC	61,122	$1.35M	0.46%	+36,122
XETYXEATON VANCE TAX-MANAGED DIVE	107,447	$1.31M	0.44%	+94,801	Timeline
IGRCBRE GBL REAL ESTATE INC FD	239,243	$1.3M	0.44%	new	Timeline
ZTRVIRTUS TOTAL RETURN FD INC	232,684	$1.28M	0.43%	+179,355	Timeline
BSTZBLACKROCK SCIENCE & TECHNOLO	75,875	$1.27M	0.43%	+44,594	Timeline
SPKLFSPARK I ACQUISITION CORP	125,000	$1.27M	0.43%	new	Timeline
COLOMBIER ACQUISITION CORP ICOLOMBIER ACQUISITION CORP I	115,000	$1.16M	0.39%	new
EAGLE NUCLEAR ENERGY CORP C…EAGLE NUCLEAR ENERGY CORP COM	105,000	$1.14M	0.39%	-3,978
INVESTCORP AI ACQUISITION COINVESTCORP AI ACQUISITION CO	100,100	$1.1M	0.37%	+100
CCICROWN CASTLE INC	8,452	$974K	0.33%	new	Timeline
THWABRDN WORLD HEALTHCARE FUND	82,449	$962K	0.33%	new	Timeline
ETGEATON VANCE TX ADV GLBL DIV	55,951	$957K	0.32%	new	Timeline
INTEGRATED RAIL AND RES ACQINTEGRATED RAIL AND RES ACQ	86,465	$947K	0.32%	-275
XRNPXCOHEN & STEERS REIT & PFD &	43,430	$876K	0.3%	new	Timeline
HESS CORPHESS CORP	6,000	$865K	0.29%	new
SILVERBOX CORP IIISILVERBOX CORP III	79,904	$826K	0.28%	-94
ACIALBERTSONS COMPANIES INC	35,231	$810K	0.27%	-208,269	Timeline
OKLOOKLO INC	75,000	$792K	0.27%	-298,300	Timeline
AVKADVENT CONV & INCOME FD	67,380	$767K	0.26%	+53,214	Timeline
USALIBERTY ALL STAR EQUITY FD	112,260	$716K	0.24%	new	Timeline
IWMISHARES TR	3,500	$702K	0.24%	new	Timeline
PDTHANCOCK JOHN PREM DIVID FD	65,164	$694K	0.24%	+49,913	Timeline
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES CO	3,000	$675K	0.23%	new
PONO CAP THREE INCPONO CAP THREE INC	63,170	$671K	0.23%	-53,870
ASGLIBERTY ALL-STAR GROWTH FD I	121,308	$641K	0.22%	+107,651	Timeline
BDJBLACKROCK ENHANCED EQUITY DI	77,816	$598K	0.2%	-35,344	Timeline
XFFCXFLAHERTY & CRUMRIN PFD & INM	40,646	$565K	0.19%	+24,566	Timeline
VALUENCE MERGER CORP IVALUENCE MERGER CORP I	50,045	$560K	0.19%	+45
UTFCOHEN & STEERS INFRASTRUCTUR	25,909	$550K	0.19%	+3,228	Timeline
BTZBLACKROCK CR ALLOCATION	53,275	$550K	0.19%	new	Timeline
CHWCALAMOS GBL DYN INCOME FUND	92,431	$533K	0.18%	+79,505	Timeline
XEVVXEATON VANCE LIMITED DURATION	54,159	$519K	0.18%	new	Timeline
BARCLAYS BK PLCBARCLAYS BK PLC	46,389	$518K	0.18%	new
ESHAESH ACQUISITION CORP	50,000	$512K	0.17%	-25,000	Timeline
TEMPLETON GLOBAL INCOME FDTEMPLETON GLOBAL INCOME FD	133,656	$507K	0.17%	new
SDHYPGIM SHORT DUR HIG YLD OPP F	33,226	$498K	0.17%	new	Timeline
DFPFLAHERTY & CRUMRINE DYNAMIC	26,259	$466K	0.16%	new	Timeline
EOIEATON VANCE ENHANCED EQUITY	23,068	$382K	0.13%	new	Timeline
ETBEATON VANCE TAX MNGED BUY WR	26,310	$342K	0.12%	new	Timeline
XAWFXALLIANCEBERNSTEIN GLOBAL HIG	30,892	$313K	0.11%	new	Timeline
NABORS ENERGY TRANSITION CORNABORS ENERGY TRANSITION COR	30,000	$312K	0.11%	new
PEOADAM NAT RES FD INC	14,741	$304K	0.1%	new	Timeline
GLOCLOUGH GLOBAL OPPORTUNITIES	62,062	$292K	0.1%	+45,614	Timeline
FLAME ACQUISITION CORPFLAME ACQUISITION CORP	24,116	$275K	0.09%	new
NATIONAL WESTN LIFE GROUP INNATIONAL WESTN LIFE GROUP IN	545	$263K	0.09%	new
FTHYFIRST TR HIGH YIELD OPPRT 20	18,531	$258K	0.09%	new	Timeline
HQHABRDN HEALTHCARE INVESTORS	15,319	$254K	0.09%	+51	Timeline
CSQCALAMOS STRATEGIC TOTAL RETU	16,845	$250K	0.08%	new	Timeline
CRBGCOREBRIDGE FINL INC	10,462	$227K	0.08%	new	Timeline
JEPIJ P MORGAN EXCHANGE TRADED F	3,786	$208K	0.07%	new	Timeline
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOME	20,954	$181K	0.06%	new
JRSNUVEEN REAL ESTATE INCOME FD	22,865	$179K	0.06%	new	Timeline
XNXJXNUVEEN NEW JERSEY	14,628	$172K	0.06%	new	Timeline
AFBALLIANCEBERNSTEIN NATL MUN I	15,819	$171K	0.06%	new	Timeline
LAKELAND BANCORP INCLAKELAND BANCORP INC	10,994	$163K	0.06%	new
KTFDWS MUN INCOME TR	18,130	$161K	0.05%	new	Timeline
NHSNEUBERGER HIGH YIELD ST FD I	17,300	$134K	0.05%	new	Timeline
VNQVANGUARD INDEX FDS	1,500	$133K	0.04%	new	Timeline
ISDPGIM HIGH YIELD BOND FUND IN	10,620	$131K	0.04%	new	Timeline
LIVEWIRE GROUP INCLIVEWIRE GROUP INC	309,942	$126K	0.04%	+109,942
HTZWWHERTZ GLOBAL HLDGS INC	19,640	$108K	0.04%	new	Timeline
L CATTERTON ASIA ACQUISITIONL CATTERTON ASIA ACQUISITION	150,000	$100K	0.03%	+103,100
SCREAMING EAGLE ACQUISITN COSCREAMING EAGLE ACQUISITN CO	198,196	$89.2K	0.03%	+88,196
CONX CorpCONX Corp	216,180	$66.2K	0.02%	+73,877
FLAME ACQUISITION CORPFLAME ACQUISITION CORP	30,000	$57.9K	0.02%	new
Rigel Resource Acquisition …Rigel Resource Acquisition Corp	321,454	$38.6K	0.01%	+307,678
ANDRETTI ACQUISITION CORPANDRETTI ACQUISITION CORP	140,000	$38.5K	0.01%	-4,800
SLAM CORPSLAM CORP	198,029	$37.6K	0.01%	+140,011
KENSINGTON CAPITAL ACQUISITIKENSINGTON CAPITAL ACQUISITI	350,000	$35K	0.01%	0
ARES ACQUISITION CORP II-28ARES ACQUISITION CORP II-28	220,000	$33.5K	0.01%	+115,001
CHURCHILL CAPITAL CORP VIICHURCHILL CAPITAL CORP VII	255,000	$33.2K	0.01%	+68,258
HAYMAKER ACQUISITION CORP IVHAYMAKER ACQUISITION CORP IV	200,000	$31.3K	0.01%	+187,500
NABORS ENERGY TRANSITION CORNABORS ENERGY TRANSITION COR	210,800	$27.4K	0.01%	new
BATTERY FUTURE ACQUISITION CBATTERY FUTURE ACQUISITION C	260,000	$26K	0.01%	-5,600
CONCORD ACQUISITION CORP IIICONCORD ACQUISITION CORP III	254,900	$25.5K	0.01%	+99,900
Invest Acquisition CorpInvest Acquisition Corp	90,000	$20.6K	0.01%	-2,376
RCF ACQUISITION CORPRCF ACQUISITION CORP	407,315	$20.4K	0.01%	-254
PINSTRIPES HOLDINGS INCPINSTRIPES HOLDINGS INC	50,222	$18.5K	0.01%	-1,000
SPKLWSPARK I ACQUISITION CORP	143,788	$17.3K	0.01%	new	Timeline
ENPHYS ACQUISITION CORPENPHYS ACQUISITION CORP	320,000	$16K	0.01%	+125,000
RMG ACQUISITION CORP IIIRMG ACQUISITION CORP III	245,154	$15.9K	0.01%	+3,273
PLUM ACQUISITION CORP IPLUM ACQUISITION CORP I	110,000	$15.4K	0.01%	+54,006
BURTECH ACQUISITION CORPBURTECH ACQUISITION CORP	165,000	$14.8K	0.01%	+5,000
GORES HOLDINGS IX INCGORES HOLDINGS IX INC	120,000	$14.2K	<0.01%	+56,357
INTUITIVE MACHINES INCINTUITIVE MACHINES INC	72,076	$14.1K	<0.01%	0
INFLECTION PT ACQUISITN CRPINFLECTION PT ACQUISITN CRP	150,000	$13.5K	<0.01%	0
GOLDEN ARROW MERGER CORPGOLDEN ARROW MERGER CORP	96,095	$13.4K	<0.01%	0
HENNESSY CAPITAL INVST CORPHENNESSY CAPITAL INVST CORP	217,234	$13.3K	<0.01%	+45,197
BLEUACACIA LTDBLEUACACIA LTD	222,000	$11.1K	<0.01%	+4,500
VAST RENEWABLES LIMITEDVAST RENEWABLES LIMITED	110,000	$11K	<0.01%	new
Spring Valley Acquisition C…Spring Valley Acquisition Corp II	89,479	$10.8K	<0.01%	+3,079
SILVERBOX CORP IIISILVERBOX CORP III	130,000	$10.4K	<0.01%	+103,334
ESHARESH ACQUISITION CORP	80,000	$10K	<0.01%	+5,000	Timeline
JWSWFJAWS MUSTANG ACQUISITION CORP	250,000	$9.93K	<0.01%	+8,093	Timeline
TORTOISEECOFIN ACQUISITION CTORTOISEECOFIN ACQUISITION C	87,500	$7.78K	<0.01%	+2,564
ARROWROOT ACQUISITION CORPARROWROOT ACQUISITION CORP	95,000	$7.71K	<0.01%	-1,095
Spring Valley Acquisition C…Spring Valley Acquisition Corp II	100,000	$7.64K	<0.01%	0
PEGASUS DIGITAL MOBILITY ACQPEGASUS DIGITAL MOBILITY ACQ	90,000	$7.21K	<0.01%	+3,400
PONO CAP THREE INCPONO CAP THREE INC	102,500	$7.17K	<0.01%	+2,500
ISLWFISRAEL ACQUISITIONS CORP WT EX	111,400	$7.13K	<0.01%	-3,606	Timeline
TERRAN ORBITAL CORPORATIONTERRAN ORBITAL CORPORATION	104,185	$6.78K	<0.01%	new
ATHENA TECHNOLOGY ACQUISITI…ATHENA TECHNOLOGY ACQUISITION	250,000	$6.25K	<0.01%	+19,083
POWERUP ACQUISITION CORPPOWERUP ACQUISITION CORP	100,000	$6K	<0.01%	+3,832
CSLM ACQUISITION CORPCSLM ACQUISITION CORP	130,000	$5.8K	<0.01%	+2,000
FLDDWFOLD HLDGS INC	95,000	$5.42K	<0.01%	0	Timeline
KVACWKEEN VISION ACQUISITION CORP	135,000	$5.4K	<0.01%	new	Timeline
INTEGRATED RAIL AND RE -CW23INTEGRATED RAIL AND RE -CW23	50,908	$5.09K	<0.01%	+14,089
COMPASS DIGITAL ACQUISITION…COMPASS DIGITAL ACQUISITION CO	101,330	$5.01K	<0.01%	new
PARAWBANZAI INTERNATIONAL INC	107,500	$4.93K	<0.01%	new	Timeline
10X CAPITAL VENTURE ACQ III10X CAPITAL VENTURE ACQ III	85,000	$4.79K	<0.01%	-5,700
AISPWAIRSHIP AI HLDGS INC	115,000	$4.73K	<0.01%	new	Timeline
CORNER GROWTH ACQUISITION COCORNER GROWTH ACQUISITION CO	75,863	$4.7K	<0.01%	0
CSLM Acquisition CorpCSLM Acquisition Corp	72,200	$4.33K	<0.01%	+2,200
Zalatoris II Acquisition Co…Zalatoris II Acquisition Corp	76,856	$3.94K	<0.01%	0
FLYEXCLUSIVE INCFLYEXCLUSIVE INC	17,500	$3.85K	<0.01%	new
Roth CH Acquisition CoRoth CH Acquisition Co	150,000	$3.75K	<0.01%	+45,456
XCF Global IncXCF Global Inc	60,000	$3.6K	<0.01%	+5,486
ALTENERGY ACQUISITION CORPALTENERGY ACQUISITION CORP	96,763	$3.58K	<0.01%	0
MNYWWMONEYHERO LIMITED	50,749	$3.56K	<0.01%	new	Timeline
ATLANTIC COASTAL AQSTN CORPATLANTIC COASTAL AQSTN CORP	140,000	$2.81K	<0.01%	+5,000
EVE MOBILITY ACQUISITION COREVE MOBILITY ACQUISITION COR	65,000	$2.6K	<0.01%	+2,338
TWELVE SEAS INVESTMENT CO IITWELVE SEAS INVESTMENT CO II	60,000	$2.42K	<0.01%	+4,957
COCHWENVOY MEDICAL INC	120,000	$2.4K	<0.01%	new	Timeline
KERNEL GROUP HOLDINGS INCKERNEL GROUP HOLDINGS INC	110,000	$2.33K	<0.01%	+4,973
ONYX ACQUISITION CO IONYX ACQUISITION CO I	115,000	$2.3K	<0.01%	+3,000
ESGEN ACQUISITION CORPESGEN ACQUISITION CORP	57,500	$2.3K	<0.01%	+2,500
INCEPTION GROWTH ACQUISITIO…INCEPTION GROWTH ACQUISITION RTS	17,467	$2.29K	<0.01%	0
BLOCKCHAIN COINVSTRS ACQ CRPBLOCKCHAIN COINVSTRS ACQ CRP	45,000	$2.25K	<0.01%	+5,500
CANNA-GLOBAL ACQUISITION CO…CANNA-GLOBAL ACQUISITION CORP	117,500	$2.21K	<0.01%	+2,500
ATLANTIC COASTAL ACQUISTN COATLANTIC COASTAL ACQUISTN CO	85,000	$2.12K	<0.01%	+5,000
PATRIA LATIN AMERICAN-CW27PATRIA LATIN AMERICAN-CW27	70,000	$2.1K	<0.01%	+1,846
BITE ACQUISITION CORPBITE ACQUISITION CORP	70,000	$2.1K	<0.01%	+10,000
LibityLibity	62,496	$1.88K	<0.01%	+51,096
CPTWFCAPTIVISION INC	21,000	$1.68K	<0.01%	new	Timeline
IX ACQUISITION CORPIX ACQUISITION CORP	82,500	$1.65K	<0.01%	+2,200
TLGY ACQUISITION CORPORATIO…TLGY ACQUISITION CORPORATION W	105,000	$1.63K	<0.01%	+4,000
ALTITUDE ACQUISITION CORPALTITUDE ACQUISITION CORP	70,000	$1.61K	<0.01%	+1,719
TNL MediageneTNL Mediagene	78,452	$1.57K	<0.01%	0
XBP GLOBAL HOLDINGS INCXBP GLOBAL HOLDINGS INC	29,804	$1.49K	<0.01%	new
COLISEUM ACQUISITION CORPCOLISEUM ACQUISITION CORP	36,000	$1.44K	<0.01%	+14,000
FRONTIER INVESTMENT CORPFRONTIER INVESTMENT CORP	25,000	$1.35K	<0.01%	+4,001
Papaya Growth Opportunity C…Papaya Growth Opportunity Corp I	65,000	$1.3K	<0.01%	+1,141
POWER & DIGITAL INFRASTRUCTUPOWER & DIGITAL INFRASTRUCTU	40,000	$1.2K	<0.01%	+2,610
TRISTAR ACQUISITION I CORPTRISTAR ACQUISITION I CORP	40,000	$944	<0.01%	+5,000
MOUNTAIN & CO I ACQUISITN COMOUNTAIN & CO I ACQUISITN CO	25,000	$778	<0.01%	+4,900
LEARN CW INVESTMENT CORLEARN CW INVESTMENT COR	37,500	$750	<0.01%	+2,486
NEWCOURT ACQUISITION CORPNEWCOURT ACQUISITION CORP	45,000	$720	<0.01%	-9,900
PRIVETERRA ACQUISITION CORPPRIVETERRA ACQUISITION CORP	40,000	$700	<0.01%	+20,000
MARBLEGATE ACQUISITION CORPMARBLEGATE ACQUISITION CORP	20,146	$604	<0.01%	+1,546
Constellation Acquisition C…Constellation Acquisition Corp I	30,000	$570	<0.01%	+2,372
INSIGHT ACQUISITION CORPINSIGHT ACQUISITION CORP	14,247	$570	<0.01%	0
ROSS ACQUISITION II CORPROSS ACQUISITION II CORP	10,000	$560	<0.01%	new
HGASWGLOBAL GAS CORP DEL	17,100	$547	<0.01%	new	Timeline
SPREE ACQUISITION 1 CORP LTDSPREE ACQUISITION 1 CORP LTD	17,500	$525	<0.01%	+2,500
DHC ACQUISITION CORPDHC ACQUISITION CORP	25,000	$500	<0.01%	+4,700
SPECTAIRE HOLDINGS INCSPECTAIRE HOLDINGS INC	52,500	$315	<0.01%	new
Goal Acquisitions CorpGoal Acquisitions Corp	77,500	$287	<0.01%	+2,500
EXCELFIN ACQUISITION CORPEXCELFIN ACQUISITION CORP	12,500	$254	<0.01%	-2,500
WTS/CIIG CAPITAL PARTNERS I…WTS/CIIG CAPITAL PARTNERS II INC …	10,000	$74	<0.01%	0

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
SPYSTATE STR SPDR S&P 500 ETF T SHS	call	22,500	$10.7M	-27,500
SPYSTATE STR SPDR S&P 500 ETF T SHS	put	15,000	$7.13M	-10,000
UNITED STATES STL CORP NEWUNITED STATES STL CORP NEW COM	call	41,000	$1.99M	new
ACIALBERTSONS COMPANIES INC Stock	call	40,000	$920K	new
VNQVANGUARD INDEX FDS SHS	call	10,000	$884K	new
BMRNBIOMARIN PHARMACEUTICAL INC COM	call	7,500	$723K	new
SPLUNK INCSPLUNK INC COM	call	4,200	$640K	-56,600
TSEMTOWER SEMICONDUCTOR LTD Stock	call	9,800	$299K	-200
CCICROWN CASTLE INC REIT	call	2,500	$288K	new

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
ROYAL CARIBBEAN GROUPROYAL CARIBBEAN GROUP NOTE 6.000% 8/1	principal	8,000,000	$21.3M	+2,000,000
BOOKING HOLDINGS INCBOOKING HOLDINGS INC NOTE 0.750% 5/0	principal	9,000,000	$17M	+4,000,000
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 5/0	principal	8,800,000	$14.4M	+2,400,000
BOX INCBOX INC NOTE 1/1	principal	11,025,000	$12.4M	+2,950,000
INSULET CORPINSULET CORP NOTE 0.375% 9/0	principal	7,500,000	$8.65M	+2,500,000
JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD NOTE 2.000% 6/1	principal	8,150,000	$8.26M	new
INTERDIGITAL INCINTERDIGITAL INC NOTE 3.500% 6/0	principal	5,500,000	$8.08M	0
MIDDLEBY CORPMIDDLEBY CORP NOTE 1.000% 9/0	principal	6,500,000	$7.95M	+1,500,000
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0	principal	6,150,000	$7.84M	+3,150,000
ZSCALER INCZSCALER INC NOTE 0.125% 7/0	principal	4,250,000	$6.46M	-750,000
REPLIGEN CORPREPLIGEN CORP BOND	principal	5,500,000	$6.17M	new
INTEGRA LIFESCIENCES HLDGS CINTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1	principal	6,000,000	$5.66M	+2,000,000
ETSY INCETSY INC NOTE 0.125%10/0	principal	4,500,000	$5.2M	new
POST HLDGS INCPOST HLDGS INC NOTE 2.500% 8/1	principal	4,500,000	$4.57M	+450,000
AIRBNB INC CLASS AAIRBNB INC CLASS A CLASS A	principal	3,500,000	$3.15M	+1,500,000
BLACKLINE INCBLACKLINE INC NOTE 3/1	principal	3,500,000	$3.1M	+500,000
WAYFAIR INCWAYFAIR INC NOTE 3.250% 9/1	principal	2,500,000	$3.09M	-1,500,000
AMERICAN AIRLINES GROUP INCAMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0	principal	2,500,000	$2.78M	-2,500,000
NCL CORP LTDNCL CORP LTD NOTE 5.375% 8/0	principal	2,000,000	$2.58M	-1,500,000
SNAP INCSNAP INC NOTE 0.75% 08/01/2026	principal	1,500,000	$1.6M	-500,000
Dropbox IncDropbox Inc Convertible bond	principal	1,500,000	$1.48M	0

Sold out in Q4 2023

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
ACTVISION BLIZZARD INCACTVISION BLIZZARD INC	274,207	$25.7M	shares
HORIZON THERAPEUTICS PLCHORIZON THERAPEUTICS PLC	119,935	$13.9M	shares
ARES ACQUISITION CORPORATIONARES ACQUISITION CORPORATION	751,140	$8.08M	shares
SAREPTA THERAPEUTICS INCSAREPTA THERAPEUTICS INC	6,675,000	$7.49M	principal
SEAGEN INCSEAGEN INC	32,554	$6.91M	shares
ACIALBERTSONS COMPANIES INC	240,000	$5.46M	put
NATIONAL INSTRS CORPNATIONAL INSTRS CORP	64,000	$3.82M	shares
UNITED STATES STL CORPUNITED STATES STL CORP	1,500,000	$3.7M	principal
DENBURY INCDENBURY INC	34,000	$3.33M	shares
CIRCOR INTL INCCIRCOR INTL INC	58,000	$3.23M	shares
JAGUAR GLOBAL GROWTH CORP IJAGUAR GLOBAL GROWTH CORP I	290,795	$3.12M	shares
HYGISHARES TR	40,000	$2.95M	put
CYBERARK SOFTWARE LTDCYBERARK SOFTWARE LTD	2,500,000	$2.89M	principal
NEW RELIC INCNEW RELIC INC	31,000	$2.65M	shares
APOLLO STRATEGIC GRWT CPTL IAPOLLO STRATEGIC GRWT CPTL I	250,000	$2.63M	shares
CHURCHILL CAPITAL CORP VCHURCHILL CAPITAL CORP V	231,000	$2.4M	shares
BATTERY FUTURE ACQUISITION CBATTERY FUTURE ACQUISITION C	200,000	$2.18M	shares
SPIRIT AIRLS INCSPIRIT AIRLS INC	2,500,000	$2.09M	principal
CHURCHILL CAPITAL CORP VICHURCHILL CAPITAL CORP VI	170,000	$1.78M	shares
BENTLEY SYS INCBENTLEY SYS INC	2,000,000	$1.74M	principal
HOSTESS BRANDS INCHOSTESS BRANDS INC	50,000	$1.67M	call
SEAGEN INCSEAGEN INC	7,800	$1.65M	put
KEEN VISION ACQUISITION CORPKEEN VISION ACQUISITION CORP	132,500	$1.36M	shares
RAPID7 INCRAPID7 INC	1,500,000	$1.29M	principal
ABCAM PLCABCAM PLC	45,000	$1.02M	shares
IVCBFINVEST ACQUISITION CORP	90,000	$980K	shares
LIVE OAK CRESTVIEW CLIMATE ALIVE OAK CRESTVIEW CLIMATE A	78,428	$810K	shares
ACTVISION BLIZZARD INCACTVISION BLIZZARD INC	8,500	$796K	put
AVGOBROADCOM INC	900	$748K	call
JEPIJ P MORGAN EXCHANGE TRADED F	12,700	$680K	call
AVGOBROADCOM INC	756	$628K	shares
COTYCOTY INC	49,937	$548K	shares
BSTBLACKROCK SCIENCE & TECHNOLO	13,532	$425K	shares
SCIPLAY CORPORATIONSCIPLAY CORPORATION	16,097	$367K	shares
NABORS ENERGY TRANSITION CORNABORS ENERGY TRANSITION COR	25,000	$257K	shares
KVUEKENVUE INC	10,000	$201K	shares
KVUEKENVUE INC	10,000	$201K	put
MAC Copper LtdMAC Copper Ltd	14,578	$175K	shares
SPIRIT AIRLS INCSPIRIT AIRLS INC	10,000	$165K	put
ETJEATON VANCE RISK-MANAGED DIV	21,245	$163K	shares
NPWRNET POWER INC	10,636	$161K	shares
FIRST TR HIGH INCOME L/S FDFIRST TR HIGH INCOME L/S FD	14,975	$161K	shares
VIRTUS ALLIANZGI CONVERTIBL…VIRTUS ALLIANZGI CONVERTIBLE &	49,327	$153K	shares
XEADXALLSPRING INCOME OPPORTUNIT	18,798	$115K	shares
JFRNUVEEN FLOATING RATE INCOME	12,285	$101K	shares
JPCNUVEEN PFD & INCOME OPPORTUN	12,800	$81K	shares
ARES ACQUISITION CORPORATIONARES ACQUISITION CORPORATION	70,000	$46.3K	shares
DHFBNY MELLON HIGH YIELD STRATE	20,020	$42.8K	shares
BYTE ACQUISITION CORPBYTE ACQUISITION CORP	110,000	$25.3K	shares
CHURCHILL CAPITAL CORP VCHURCHILL CAPITAL CORP V	125,903	$23.3K	shares
CC NEUBERGER PRINCIPAL HOLDNCC NEUBERGER PRINCIPAL HOLDN	118,914	$22K	shares
BRIDGETOWN HOLDINGS LTDBRIDGETOWN HOLDINGS LTD	55,749	$19K	shares
CHURCHILL CAPITAL CORP VICHURCHILL CAPITAL CORP VI	115,300	$18.4K	shares
NABORS ENERGY TRANSITION CORNABORS ENERGY TRANSITION COR	94,900	$18K	shares
ATHENA CONSUMER ACQ CORPATHENA CONSUMER ACQ CORP	34,400	$12.4K	shares
ANZU SPECIAL ACQUISITIN CORPANZU SPECIAL ACQUISITIN CORP	120,000	$10.7K	shares
7GC & CO HOLDINGS INC7GC & CO HOLDINGS INC	101,400	$8.69K	shares
BLACK MOUNTAIN ACQ CORPBLACK MOUNTAIN ACQ CORP	174,195	$8.19K	shares
APOLLO STRATEGIC GRWT CPTL IAPOLLO STRATEGIC GRWT CPTL I	95,000	$7.46K	shares
CF ACQUISITION CORP VIIICF ACQUISITION CORP VIII	29,804	$7.45K	shares
ACROPOLIS INFRASTRUCTURE ACQACROPOLIS INFRASTRUCTURE ACQ	95,000	$5.7K	shares
PERCEPTION CAPITAL CORP IIPERCEPTION CAPITAL CORP II	52,500	$4.99K	shares
Alternus Clean Energy IncAlternus Clean Energy Inc	80,000	$4K	shares
CF ACQUISITION CORP IVCF ACQUISITION CORP IV	75,000	$3.75K	shares
BEARD ENERGY TRANSITION ACQBEARD ENERGY TRANSITION ACQ	111,200	$3.34K	shares
KNIGHTSWAN ACQUISITION CORPKNIGHTSWAN ACQUISITION CORP	85,000	$3.08K	shares
SEAPORT GLOBAL ACQUISITION ISEAPORT GLOBAL ACQUISITION I	50,000	$2.75K	shares
ACCRETION ACQUISITION CORPACCRETION ACQUISITION CORP	120,000	$2.71K	shares
EG ACQUISITION CORPEG ACQUISITION CORP	13,041	$2.23K	shares
JAGUAR GLOBAL GROWTH CORP IJAGUAR GLOBAL GROWTH CORP I	21,000	$1.85K	shares
LIVE OAK CRESTVIEW CLIMATE ALIVE OAK CRESTVIEW CLIMATE A	20,702	$1.58K	shares
ELECTRIQ POWER HOLDINGS INCELECTRIQ POWER HOLDINGS INC	51,605	$1.47K	shares
IMAQRINTERNATIONAL MEDIA ACQ CORP R	14,935	$1.3K	shares
DUNE ACQUISITION CORPDUNE ACQUISITION CORP	15,000	$1.05K	shares
AURORA TECHNOLOGY ACQUISITIOAURORA TECHNOLOGY ACQUISITIO	60,000	$990	shares
BLUESCAPE OPPORTUNITIES ACQUBLUESCAPE OPPORTUNITIES ACQU	105,000	$914	shares
International Media Acquisi…International Media Acquisition C…	20,411	$408	shares
LF CAPITAL ACQUISITION CORPLF CAPITAL ACQUISITION CORP	56,000	$207	shares

How Q4 2023 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0000919574-24-001162	base		2024-02-14	acceptance time not in the bulk data set	2026-10-07 18:29:43 UTC