Flow State Investments, L.P.

13F filer, CIK 1850755, CHICAGO, IL

Flow State Investments, L.P. reported $322,809,434 across 225 holdings for the quarter ended 2023-09-30, in a 13F-HR filed 2023-11-14. Its ten largest share positions make up 40.8% of the portfolio.

Filed 2023-11-14 (acceptance time not in the bulk data set), ingested 2026-10-07 18:30:40 UTC13F-HR 0000919574-23-006259

Period: 2023-09-30
Reported value: $323M
Holdings: 225
Top 10 weight: 40.8%
New: 75
Sold out: 69

Largest buys vs the previous quarter

Security	Shares change	Approx. value
ACTVISION BLIZZARD INCadded	+183,457	$17.2M
HORIZON THERAPEUTICS PLCadded	+56,535	$6.54M
TORTOISEECOFIN ACQUISITION Cnew	+491,110	$5.15M
ENPHYS ACQUISITION CORPnew	+407,464	$4.28M
OKLOnew	+373,300	$3.86M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
FLDexited	-574,156	-$5.94M
VMWARE, INC.exited	-32,000	-$4.6M
FTAC ZEUS ACQUISITION CORexited	-375,000	-$3.91M
CORSAIR PARTNERING CORPexited	-375,000	-$3.89M
BLACK SPADE ACQUISITION COexited	-369,999	-$3.83M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2023

Share positions as resolved from 13F-HR 0000919574-23-006259, largest first. % of portfolio is the value over $267,292,375, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
ACTVISION BLIZZARD INCACTVISION BLIZZARD INC	274,207	$25.7M	9.61%	+183,457
HORIZON THERAPEUTICS PLCHORIZON THERAPEUTICS PLC	119,935	$13.9M	5.19%	+56,535
ARES ACQUISITION CORPORATIONARES ACQUISITION CORPORATION	751,140	$8.08M	3.02%	+350,000
SEAGEN INCSEAGEN INC	32,554	$6.91M	2.58%	-1,472
ACIALBERTSONS COMPANIES INC	243,500	$5.54M	2.07%	+29,720	Timeline
TORTOISEECOFIN ACQUISITION CTORTOISEECOFIN ACQUISITION C	491,110	$5.15M	1.93%	new
ENPHYS ACQUISITION CORPENPHYS ACQUISITION CORP	407,464	$4.28M	1.6%	new
OKLOOKLO INC	373,300	$3.86M	1.45%	new	Timeline
NATIONAL INSTRS CORPNATIONAL INSTRS CORP	64,000	$3.82M	1.43%	-17,000
RPT REALTYRPT REALTY	350,000	$3.7M	1.38%	new
DENBURY INCDENBURY INC	34,000	$3.33M	1.25%	new
SRLNSSGA ACTIVE ETF TR	79,000	$3.31M	1.24%	+64,000	Timeline
CIRCOR INTL INCCIRCOR INTL INC	58,000	$3.23M	1.21%	+40,000
JAGUAR GLOBAL GROWTH CORP IJAGUAR GLOBAL GROWTH CORP I	290,795	$3.12M	1.17%	new
CHURCHILL CAPITAL CORP VIICHURCHILL CAPITAL CORP VII	297,772	$3.11M	1.16%	new
INFLECTION PT ACQUISITN CRPINFLECTION PT ACQUISITN CRP	300,000	$3.07M	1.15%	new
RIGEL RESOURCE ACQ CORPRIGEL RESOURCE ACQ CORP	275,000	$2.99M	1.12%	new
SCREAMING EAGLE ACQUISITN COSCREAMING EAGLE ACQUISITN CO	255,900	$2.68M	1%	+100,000
NEW RELIC INCNEW RELIC INC	31,000	$2.65M	0.99%	new
APOLLO STRATEGIC GRWT CPTL IAPOLLO STRATEGIC GRWT CPTL I	250,000	$2.63M	0.98%	new
AP ACQUISITION CORPAP ACQUISITION CORP	220,860	$2.43M	0.91%	+200,000
CHURCHILL CAPITAL CORP VCHURCHILL CAPITAL CORP V	231,000	$2.4M	0.9%	+31,000
CONCORD ACQUISITION CORP IICONCORD ACQUISITION CORP II	225,000	$2.31M	0.87%	+195,000
BATTERY FUTURE ACQUISITION CBATTERY FUTURE ACQUISITION C	200,000	$2.18M	0.81%	new
ARES ACQUISITION CORP IIARES ACQUISITION CORP II	200,798	$2.06M	0.77%	+800
CHURCHILL CAPITAL CORP VICHURCHILL CAPITAL CORP VI	170,000	$1.78M	0.66%	new
LEARN CW INVESTMENT CORLEARN CW INVESTMENT COR	160,108	$1.71M	0.64%	0
KEEN VISION ACQUISITION CORPKEEN VISION ACQUISITION CORP	132,500	$1.36M	0.51%	new
CPRICAPRI HOLDINGS LIMITED	25,000	$1.32M	0.49%	new	Timeline
PONO CAP THREE INCPONO CAP THREE INC	117,040	$1.23M	0.46%	+7,040
EAGLE NUCLEAR ENERGY CORP C…EAGLE NUCLEAR ENERGY CORP COM	108,978	$1.17M	0.44%	0
SLAMFSLAM CORP CL A (CYM)	106,500	$1.15M	0.43%	0	Timeline
INVESTCORP AI ACQUISITION COINVESTCORP AI ACQUISITION CO	100,000	$1.08M	0.4%	new
ANDRETTI ACQUISITION CORPANDRETTI ACQUISITION CORP	100,000	$1.07M	0.4%	-100,000
ABCAM PLCABCAM PLC	45,000	$1.02M	0.38%	new
IVCBFINVEST ACQUISITION CORP	90,000	$980K	0.37%	0	Timeline
INTEGRATED RAIL AND RES ACQINTEGRATED RAIL AND RES ACQ	86,740	$944K	0.35%	-300
BDJBLACKROCK ENHANCED EQUITY DI	113,160	$861K	0.32%	new	Timeline
SILVERBOX CORP IIISILVERBOX CORP III	79,998	$818K	0.31%	0
LIVE OAK CRESTVIEW CLIMATE ALIVE OAK CRESTVIEW CLIMATE A	78,428	$810K	0.3%	-121,572
GORES HOLDINGS IX INCGORES HOLDINGS IX INC	75,000	$779K	0.29%	0
ESHAESH ACQUISITION CORP	75,000	$759K	0.28%	new	Timeline
AMEDISYS INCAMEDISYS INC	8,000	$747K	0.28%	new
ISRLFISRAEL ACQUISITIONS CORP CL A	60,000	$633K	0.24%	0	Timeline
AVGOBROADCOM INC	756	$628K	0.23%	new	Timeline
SOVOS BRANDS INCSOVOS BRANDS INC	25,000	$564K	0.21%	new
VALUENCE MERGER CORP IVALUENCE MERGER CORP I	50,000	$555K	0.21%	0
COTYCOTY INC	49,937	$548K	0.2%	new	Timeline
BSTZBLACKROCK SCIENCE & TECHNOLO	31,281	$516K	0.19%	new	Timeline
UTFCOHEN & STEERS INFRASTRUCTUR	22,681	$444K	0.17%	new	Timeline
BSTBLACKROCK SCIENCE & TECHNOLO	13,532	$425K	0.16%	new	Timeline
SCIPLAY CORPORATIONSCIPLAY CORPORATION	16,097	$367K	0.14%	new
NABORS ENERGY TRANSITION CORNABORS ENERGY TRANSITION COR	25,000	$257K	0.1%	new
ZTRVIRTUS TOTAL RETURN FD INC	53,329	$256K	0.1%	new	Timeline
HYACHAYMAKER ACQUISITION CORP IV	25,000	$254K	0.1%	new	Timeline
HTDHANCOCK JOHN TAX-ADVANTAGED	14,245	$253K	0.09%	new	Timeline
HQHABRDN HEALTHCARE INVESTORS	15,268	$237K	0.09%	new	Timeline
XFFCXFLAHERTY & CRUMRIN PFD & INM	16,080	$209K	0.08%	new	Timeline
KVUEKENVUE INC	10,000	$201K	0.08%	new	Timeline
MAC Copper LtdMAC Copper Ltd	14,578	$175K	0.07%	0
ETJEATON VANCE RISK-MANAGED DIV	21,245	$163K	0.06%	new	Timeline
NPWRNET POWER INC	10,636	$161K	0.06%	0	Timeline
FIRST TR HIGH INCOME L/S FDFIRST TR HIGH INCOME L/S FD	14,975	$161K	0.06%	new
VIRTUS ALLIANZGI CONVERTIBL…VIRTUS ALLIANZGI CONVERTIBLE &	49,327	$153K	0.06%	new
AVKADVENT CONV & INCOME FD	14,166	$149K	0.06%	new	Timeline
PDTHANCOCK JOHN PREM DIVID FD	15,251	$147K	0.05%	new	Timeline
XETYXEATON VANCE TAX-MANAGED DIVE	12,646	$146K	0.05%	new	Timeline
XEXGXEATON VANCE TAX-MANAGED GLOB	19,533	$144K	0.05%	new	Timeline
XEADXALLSPRING INCOME OPPORTUNIT	18,798	$115K	0.04%	new	Timeline
JFRNUVEEN FLOATING RATE INCOME	12,285	$101K	0.04%	new	Timeline
JPCNUVEEN PFD & INCOME OPPORTUN	12,800	$81K	0.03%	new	Timeline
GLOCLOUGH GLOBAL OPPORTUNITIES	16,448	$72.9K	0.03%	new	Timeline
CHWCALAMOS GBL DYN INCOME FUND	12,926	$71.6K	0.03%	new	Timeline
LIVEWIRE GROUP INCLIVEWIRE GROUP INC	200,000	$70K	0.03%	-25
ASGLIBERTY ALL-STAR GROWTH FD I	13,657	$67.5K	0.03%	new	Timeline
CHURCHILL CAPITAL CORP VIICHURCHILL CAPITAL CORP VII	186,742	$57.5K	0.02%	-73,256
ARES ACQUISITION CORPORATIONARES ACQUISITION CORPORATION	70,000	$46.3K	0.02%	-9,995
ANDRETTI ACQUISITION CORPANDRETTI ACQUISITION CORP	144,800	$45.7K	0.02%	0
DHFBNY MELLON HIGH YIELD STRATE	20,020	$42.8K	0.02%	new	Timeline
KENSINGTON CAPITAL ACQUISITIKENSINGTON CAPITAL ACQUISITI	350,000	$40.5K	0.02%	0
RMG ACQUISITION CORP IIIRMG ACQUISITION CORP III	241,881	$31.4K	0.01%	+90,000
ATHENA TECHNOLOGY ACQUISITI…ATHENA TECHNOLOGY ACQUISITION	230,917	$30K	0.01%	0
RCF ACQUISITION CORPRCF ACQUISITION CORP	407,569	$29.5K	0.01%	+340,214
BATTERY FUTURE ACQUISITION CBATTERY FUTURE ACQUISITION C	265,600	$29.2K	0.01%	+5,600
Invest Acquisition CorpInvest Acquisition Corp	92,376	$27.5K	0.01%	-15,702
INFLECTION PT ACQUISITN CRPINFLECTION PT ACQUISITN CRP	150,000	$25.8K	0.01%	new
BYTE ACQUISITION CORPBYTE ACQUISITION CORP	110,000	$25.3K	0.01%	+700
ARES ACQUISITION CORP II-28ARES ACQUISITION CORP II-28	104,999	$24.7K	0.01%	+5,000
L CATTERTON ASIA ACQUISITIONL CATTERTON ASIA ACQUISITION	46,900	$24.2K	0.01%	0
CHURCHILL CAPITAL CORP VCHURCHILL CAPITAL CORP V	125,903	$23.3K	0.01%	0
CC NEUBERGER PRINCIPAL HOLDNCC NEUBERGER PRINCIPAL HOLDN	118,914	$22K	0.01%	0
CONX CorpCONX Corp	142,303	$21.3K	0.01%	-7,600
INTUITIVE MACHINES INCINTUITIVE MACHINES INC	72,076	$20.9K	0.01%	0
HENNESSY CAPITAL INVST CORPHENNESSY CAPITAL INVST CORP	172,037	$20.6K	0.01%	+74,410
Spring Valley Acquisition C…Spring Valley Acquisition Corp II	100,000	$19K	0.01%	0
BRIDGETOWN HOLDINGS LTDBRIDGETOWN HOLDINGS LTD	55,749	$19K	0.01%	-14,251
SCREAMING EAGLE ACQUISITN COSCREAMING EAGLE ACQUISITN CO	110,000	$18.7K	0.01%	+5,000
CHURCHILL CAPITAL CORP VICHURCHILL CAPITAL CORP VI	115,300	$18.4K	0.01%	+37,298
NABORS ENERGY TRANSITION CORNABORS ENERGY TRANSITION COR	94,900	$18K	0.01%	0
ARROWROOT ACQUISITION CORPARROWROOT ACQUISITION CORP	96,095	$17.3K	0.01%	-3,805
10X CAPITAL VENTURE ACQ III10X CAPITAL VENTURE ACQ III	90,700	$16.3K	0.01%	-14,300
ISLWFISRAEL ACQUISITIONS CORP WT EX	115,006	$15.8K	0.01%	+6	Timeline
ESHARESH ACQUISITION CORP	75,000	$15.8K	0.01%	new	Timeline
TORTOISEECOFIN ACQUISITION CTORTOISEECOFIN ACQUISITION C	84,936	$14.4K	0.01%	+10,100
ENPHYS ACQUISITION CORPENPHYS ACQUISITION CORP	195,000	$13.7K	0.01%	+17,055
GORES HOLDINGS IX INCGORES HOLDINGS IX INC	63,643	$12.7K	<0.01%	+39,223
ATHENA CONSUMER ACQ CORPATHENA CONSUMER ACQ CORP	34,400	$12.4K	<0.01%	+4,400
Spring Valley Acquisition C…Spring Valley Acquisition Corp II	86,400	$10.9K	<0.01%	+1,400
ATLANTIC COASTAL AQSTN CORPATLANTIC COASTAL AQSTN CORP	135,000	$10.8K	<0.01%	+3,905
ANZU SPECIAL ACQUISITIN CORPANZU SPECIAL ACQUISITIN CORP	120,000	$10.7K	<0.01%	+15,000
PEGASUS DIGITAL MOBILITY ACQPEGASUS DIGITAL MOBILITY ACQ	86,600	$10.4K	<0.01%	0
BLEUACACIA LTDBLEUACACIA LTD	217,500	$10.3K	<0.01%	+10,000
JWSWFJAWS MUSTANG ACQUISITION CORP	241,907	$9.68K	<0.01%	+171,907	Timeline
INTEGRATED RAIL AND RE -CW23INTEGRATED RAIL AND RE -CW23	36,819	$9.38K	<0.01%	-4,181
CONCORD ACQUISITION CORP IIICONCORD ACQUISITION CORP III	155,000	$9.3K	<0.01%	+5,000
PINSTRIPES HOLDINGS INCPINSTRIPES HOLDINGS INC	51,222	$9.3K	<0.01%	-1,594
7GC & CO HOLDINGS INC7GC & CO HOLDINGS INC	101,400	$8.69K	<0.01%	+1,400
Roth CH Acquisition CoRoth CH Acquisition Co	104,544	$8.51K	<0.01%	+72,044
BLACK MOUNTAIN ACQ CORPBLACK MOUNTAIN ACQ CORP	174,195	$8.19K	<0.01%	+68,395
APOLLO STRATEGIC GRWT CPTL IAPOLLO STRATEGIC GRWT CPTL I	95,000	$7.46K	<0.01%	+4,398
CF ACQUISITION CORP VIIICF ACQUISITION CORP VIII	29,804	$7.45K	<0.01%	0
SLAM CORPSLAM CORP	58,018	$7.28K	<0.01%	0
ALTENERGY ACQUISITION CORPALTENERGY ACQUISITION CORP	96,763	$7.15K	<0.01%	+14,200
FLDDWFOLD HLDGS INC	95,000	$6.65K	<0.01%	-5,000	Timeline
PONO CAP THREE INCPONO CAP THREE INC	100,000	$6.5K	<0.01%	0
KERNEL GROUP HOLDINGS INCKERNEL GROUP HOLDINGS INC	105,027	$6.25K	<0.01%	-7,973
CORNER GROWTH ACQUISITION COCORNER GROWTH ACQUISITION CO	75,863	$6.07K	<0.01%	-4,137
ACROPOLIS INFRASTRUCTURE ACQACROPOLIS INFRASTRUCTURE ACQ	95,000	$5.7K	<0.01%	+5,000
CSLM Acquisition CorpCSLM Acquisition Corp	70,000	$5.6K	<0.01%	+1,830
PERCEPTION CAPITAL CORP IIPERCEPTION CAPITAL CORP II	52,500	$4.99K	<0.01%	0
POWERUP ACQUISITION CORPPOWERUP ACQUISITION CORP	96,168	$4.88K	<0.01%	+36,168
Zalatoris II Acquisition Co…Zalatoris II Acquisition Corp	76,856	$4.76K	<0.01%	+1,856
CSLM ACQUISITION CORPCSLM ACQUISITION CORP	128,000	$4.48K	<0.01%	+1,744
TNL MediageneTNL Mediagene	78,452	$4.4K	<0.01%	0
TLGY ACQUISITION CORPORATIO…TLGY ACQUISITION CORPORATION W	101,000	$4.34K	<0.01%	+1,000
SILVERBOX CORP IIISILVERBOX CORP III	26,666	$4.3K	<0.01%	0
ONYX ACQUISITION CO IONYX ACQUISITION CO I	112,000	$4.16K	<0.01%	+6,226
ALTITUDE ACQUISITION CORPALTITUDE ACQUISITION CORP	68,281	$4.1K	<0.01%	-2,616
PATRIA LATIN AMERICAN-CW27PATRIA LATIN AMERICAN-CW27	68,154	$4.09K	<0.01%	+202
Alternus Clean Energy IncAlternus Clean Energy Inc	80,000	$4K	<0.01%	-5,000
CF ACQUISITION CORP IVCF ACQUISITION CORP IV	75,000	$3.75K	<0.01%	+5,000
POWER & DIGITAL INFRASTRUCTUPOWER & DIGITAL INFRASTRUCTU	37,390	$3.74K	<0.01%	0
Papaya Growth Opportunity C…Papaya Growth Opportunity Corp I	63,859	$3.72K	<0.01%	+112
BURTECH ACQUISITION CORPBURTECH ACQUISITION CORP	160,000	$3.65K	<0.01%	0
HAYMAKER ACQUISITION CORP IVHAYMAKER ACQUISITION CORP IV	12,500	$3.62K	<0.01%	new
BITE ACQUISITION CORPBITE ACQUISITION CORP	60,000	$3.61K	<0.01%	0
INCEPTION GROWTH ACQUISITIO…INCEPTION GROWTH ACQUISITION RTS	17,467	$3.56K	<0.01%	-17,533
GOLDEN ARROW MERGER CORPGOLDEN ARROW MERGER CORP	96,095	$3.48K	<0.01%	+1,095
PLUM ACQUISITION CORP IPLUM ACQUISITION CORP I	55,994	$3.36K	<0.01%	+43,395
BEARD ENERGY TRANSITION ACQBEARD ENERGY TRANSITION ACQ	111,200	$3.34K	<0.01%	+33,170
KNIGHTSWAN ACQUISITION CORPKNIGHTSWAN ACQUISITION CORP	85,000	$3.08K	<0.01%	+5,000
MOUNTAIN & CO I ACQUISITN COMOUNTAIN & CO I ACQUISITN CO	20,100	$3.02K	<0.01%	new
TWELVE SEAS INVESTMENT CO IITWELVE SEAS INVESTMENT CO II	55,043	$2.85K	<0.01%	+43
SEAPORT GLOBAL ACQUISITION ISEAPORT GLOBAL ACQUISITION I	50,000	$2.75K	<0.01%	0
XCF Global IncXCF Global Inc	54,514	$2.73K	<0.01%	+8,253
ACCRETION ACQUISITION CORPACCRETION ACQUISITION CORP	120,000	$2.71K	<0.01%	0
COLISEUM ACQUISITION CORPCOLISEUM ACQUISITION CORP	22,000	$2.64K	<0.01%	new
TRISTAR ACQUISITION I CORPTRISTAR ACQUISITION I CORP	35,000	$2.53K	<0.01%	+1,900
EVE MOBILITY ACQUISITION COREVE MOBILITY ACQUISITION COR	62,662	$2.51K	<0.01%	0
FRONTIER INVESTMENT CORPFRONTIER INVESTMENT CORP	20,999	$2.45K	<0.01%	-1
IX ACQUISITION CORPIX ACQUISITION CORP	80,300	$2.41K	<0.01%	0
Rigel Resource Acquisition …Rigel Resource Acquisition Corp	13,776	$2.27K	<0.01%	new
ATLANTIC COASTAL ACQUISTN COATLANTIC COASTAL ACQUISTN CO	80,000	$2.24K	<0.01%	+2,056
EG ACQUISITION CORPEG ACQUISITION CORP	13,041	$2.23K	<0.01%	0
Goal Acquisitions CorpGoal Acquisitions Corp	75,000	$2.08K	<0.01%	+5,000
CANNA-GLOBAL ACQUISITION CO…CANNA-GLOBAL ACQUISITION CORP	115,000	$2.02K	<0.01%	+8,312
ESGEN ACQUISITION CORPESGEN ACQUISITION CORP	55,000	$1.98K	<0.01%	+5,000
JAGUAR GLOBAL GROWTH CORP IJAGUAR GLOBAL GROWTH CORP I	21,000	$1.85K	<0.01%	+1,000
BLOCKCHAIN COINVSTRS ACQ CRPBLOCKCHAIN COINVSTRS ACQ CRP	39,500	$1.73K	<0.01%	0
DHC ACQUISITION CORPDHC ACQUISITION CORP	20,300	$1.62K	<0.01%	new
LIVE OAK CRESTVIEW CLIMATE ALIVE OAK CRESTVIEW CLIMATE A	20,702	$1.58K	<0.01%	new
NEWCOURT ACQUISITION CORPNEWCOURT ACQUISITION CORP	54,900	$1.49K	<0.01%	0
ELECTRIQ POWER HOLDINGS INCELECTRIQ POWER HOLDINGS INC	51,605	$1.47K	<0.01%	new
IMAQRINTERNATIONAL MEDIA ACQ CORP R	14,935	$1.3K	<0.01%	-10,065	Timeline
DUNE ACQUISITION CORPDUNE ACQUISITION CORP	15,000	$1.05K	<0.01%	+2,500
PRIVETERRA ACQUISITION CORPPRIVETERRA ACQUISITION CORP	20,000	$1.04K	<0.01%	+4,600
LEARN CW INVESTMENT CORLEARN CW INVESTMENT COR	35,014	$1K	<0.01%	+14
AURORA TECHNOLOGY ACQUISITIOAURORA TECHNOLOGY ACQUISITIO	60,000	$990	<0.01%	+4,000
MARBLEGATE ACQUISITION CORPMARBLEGATE ACQUISITION CORP	18,600	$930	<0.01%	0
BLUESCAPE OPPORTUNITIES ACQUBLUESCAPE OPPORTUNITIES ACQU	105,000	$914	<0.01%	0
LibityLibity	11,400	$798	<0.01%	new
Constellation Acquisition C…Constellation Acquisition Corp I	27,628	$743	<0.01%	+2,628
EXCELFIN ACQUISITION CORPEXCELFIN ACQUISITION CORP	15,000	$675	<0.01%	0
SPREE ACQUISITION 1 CORP LTDSPREE ACQUISITION 1 CORP LTD	15,000	$438	<0.01%	0
International Media Acquisi…International Media Acquisition C…	20,411	$408	<0.01%	-19,589
INSIGHT ACQUISITION CORPINSIGHT ACQUISITION CORP	14,247	$370	<0.01%	0
WTS/CIIG CAPITAL PARTNERS I…WTS/CIIG CAPITAL PARTNERS II INC …	10,000	$251	<0.01%	0
LF CAPITAL ACQUISITION CORPLF CAPITAL ACQUISITION CORP	56,000	$207	<0.01%	+1,000

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
SPYSTATE STR SPDR S&P 500 ETF T SHS	call	50,000	$21.4M	new
SPYSTATE STR SPDR S&P 500 ETF T SHS	put	25,000	$10.7M	+10,000
SPLUNK INCSPLUNK INC COM	call	60,800	$8.89M	new
ACIALBERTSONS COMPANIES INC Stock	put	240,000	$5.46M	new
HYGISHARES TR IBOXX HI YD ETF	put	40,000	$2.95M	new
HOSTESS BRANDS INCHOSTESS BRANDS INC COMMON STOCK	call	50,000	$1.67M	new
SEAGEN INCSEAGEN INC COM	put	7,800	$1.65M	-16,000
ACTVISION BLIZZARD INCACTVISION BLIZZARD INC COM	put	8,500	$796K	+3,500
AVGOBROADCOM INC COM	call	900	$748K	new
JEPIJ P MORGAN EXCHANGE TRADED F ETF	call	12,700	$680K	new
TSEMTOWER SEMICONDUCTOR LTD Stock	call	10,000	$246K	new
KVUEKENVUE INC COM	put	10,000	$201K	new
SPIRIT AIRLS INCSPIRIT AIRLS INC COM	put	10,000	$165K	new

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
ROYAL CARIBBEAN GROUPROYAL CARIBBEAN GROUP NOTE 6.000% 8/1	principal	6,000,000	$11.9M	new
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 5/0	principal	6,400,000	$11.6M	0
BOX INCBOX INC NOTE 1/1	principal	8,075,000	$8.75M	+1,500,000
BOOKING HOLDINGS INCBOOKING HOLDINGS INC NOTE 0.750% 5/0	principal	5,000,000	$8.38M	+500,000
SAREPTA THERAPEUTICS INCSAREPTA THERAPEUTICS INC NOTE 1.250% 9/1	principal	6,675,000	$7.49M	new
INTERDIGITAL INCINTERDIGITAL INC NOTE 3.500% 6/0	principal	5,500,000	$6.5M	+400,000
ZSCALER INCZSCALER INC NOTE 0.125% 7/0	principal	5,000,000	$6.03M	-1,500,000
MIDDLEBY CORPMIDDLEBY CORP NOTE 1.000% 9/0	principal	5,000,000	$5.62M	-200,000
AMERICAN AIRLINES GROUP INCAMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0	principal	5,000,000	$5.36M	+1,000,000
INSULET CORPINSULET CORP NOTE 0.375% 9/0	principal	5,000,000	$4.92M	-3,650,000
WAYFAIR INCWAYFAIR INC NOTE 3.250% 9/1	principal	4,000,000	$4.84M	new
NCL CORP LTDNCL CORP LTD NOTE 5.375% 8/0	principal	3,500,000	$4.09M	0
POST HLDGS INCPOST HLDGS INC NOTE 2.500% 8/1	principal	4,050,000	$4.04M	new
UNITED STATES STL CORPUNITED STATES STL CORP NOTE 5.000%11/0	principal	1,500,000	$3.7M	new
INTEGRA LIFESCIENCES HLDGS CINTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1	principal	4,000,000	$3.67M	new
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0	principal	3,000,000	$3.55M	-2,725,000
CYBERARK SOFTWARE LTDCYBERARK SOFTWARE LTD NOTE 11/1	principal	2,500,000	$2.89M	-1,900,000
BLACKLINE INCBLACKLINE INC NOTE 3/1	principal	3,000,000	$2.58M	-1,775,000
SPIRIT AIRLS INCSPIRIT AIRLS INC NOTE 1.000% 5/1	principal	2,500,000	$2.09M	-528,000
AIRBNB INC CLASS AAIRBNB INC CLASS A CLASS A	principal	2,000,000	$1.76M	-1,000,000
SNAP INCSNAP INC NOTE 0.75% 08/01/2026	principal	2,000,000	$1.75M	-750,000
BENTLEY SYS INCBENTLEY SYS INC NOTE 0.375% 7/0	principal	2,000,000	$1.74M	new
Dropbox IncDropbox Inc Convertible bond	principal	1,500,000	$1.42M	-1,500,000
RAPID7 INCRAPID7 INC NOTE 0.250% 3/1	principal	1,500,000	$1.29M	0

Sold out in Q3 2023

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
FORD MOTOR COMPANYFORD MOTOR COMPANY	7,000,000	$7.7M	principal
ACTVISION BLIZZARD INCACTVISION BLIZZARD INC	85,500	$7.21M	call
FLDFOLD HLDGS INC	574,156	$5.94M	shares
VMWARE, INC.VMWARE, INC.	32,000	$4.6M	shares
FTAC ZEUS ACQUISITION CORFTAC ZEUS ACQUISITION COR	375,000	$3.91M	shares
CORSAIR PARTNERING CORPCORSAIR PARTNERING CORP	375,000	$3.89M	shares
BLACK SPADE ACQUISITION COBLACK SPADE ACQUISITION CO	369,999	$3.83M	shares
NUVASIVE INCNUVASIVE INC	88,000	$3.66M	shares
TRISTAR ACQUISITION I CORPTRISTAR ACQUISITION I CORP	342,533	$3.58M	shares
SPLUNK INCSPLUNK INC	3,860,000	$3.35M	principal
BURLINGTON STORES INCBURLINGTON STORES INC	3,000,000	$3.13M	principal
INFLECTION PT ACQUISITN CRPINFLECTION PT ACQUISITN CRP	300,000	$3.04M	shares
TSEMTOWER SEMICONDUCTOR LTD	80,200	$3.01M	shares
KENSINGTON CAPITAL ACQUISITIKENSINGTON CAPITAL ACQUISITI	225,542	$2.38M	shares
AVGOBROADCOM INC	2,700	$2.34M	put
PERCEPTION CAPITAL CORP IIIPERCEPTION CAPITAL CORP III	224,553	$2.33M	shares
BLUE WHALE ACQUISITION CORPBLUE WHALE ACQUISITION CORP	207,408	$2.11M	shares
ALPHA HEALTHCARE ACQU CORP IALPHA HEALTHCARE ACQU CORP I	200,000	$2.06M	shares
LIFE STORAGE INCLIFE STORAGE INC	15,000	$1.99M	shares
SYNEOS HEALTH INCSYNEOS HEALTH INC	46,000	$1.94M	shares
SEAGEN INCSEAGEN INC	10,000	$1.92M	call
PDC ENERGY INCPDC ENERGY INC	27,000	$1.92M	shares
UTA ACQUISITION CORPORATIONUTA ACQUISITION CORPORATION	169,786	$1.79M	shares
M3 BRIGADE ACQUISITION IIIM3 BRIGADE ACQUISITION III	165,773	$1.73M	shares
AFTERNEXT HEALTHTECH ACQUISIAFTERNEXT HEALTHTECH ACQUISI	147,952	$1.53M	shares
CONYERS PARK III ACQSITN CORCONYERS PARK III ACQSITN COR	150,000	$1.53M	shares
COLOMBIER ACQUISITION CORPCOLOMBIER ACQUISITION CORP	130,099	$1.34M	shares
THE GROWTH FOR GOOD ACQU CORTHE GROWTH FOR GOOD ACQU COR	125,000	$1.3M	shares
ZALATORIS ACQUISITION CORPZALATORIS ACQUISITION CORP	124,929	$1.29M	shares
HEALTHWELL ACQUISITION CORPHEALTHWELL ACQUISITION CORP	124,180	$1.28M	shares
BLACK KNIGHT INC COMBLACK KNIGHT INC COM	19,738	$1.18M	shares
GENERATION ASIA I ACQUISITIOGENERATION ASIA I ACQUISITIO	94,700	$996K	shares
Zalatoris II Acquisition Co…Zalatoris II Acquisition Corp	95,444	$989K	shares
ESH ACQUISITION CORPESH ACQUISITION CORP	75,000	$760K	shares
BLUE OCEAN ACQUISITION CORPBLUE OCEAN ACQUISITION CORP	55,000	$581K	shares
ARYA SCIENCES ACQUISITN CORPARYA SCIENCES ACQUISITN CORP	40,510	$420K	shares
TSEMTOWER SEMICONDUCTOR LTD	10,400	$390K	put
NTRSNORTHERN TR CORP	5,200	$386K	shares
LF CAPITAL ACQUISITION CORPLF CAPITAL ACQUISITION CORP	35,666	$379K	shares
ARTEMIS STRATEGIC INVT CORPARTEMIS STRATEGIC INVT CORP	30,900	$324K	shares
LVWRLIVEWIRE GROUP INC	25,189	$297K	shares
IVERIC BIO INCIVERIC BIO INC	7,000	$275K	shares
BEARD ENERGY TRANSITION ACQBEARD ENERGY TRANSITION ACQ	25,000	$263K	shares
HORIZON THERAPEUTICS PLCHORIZON THERAPEUTICS PLC	2,300	$237K	call
M3 BRIGADE ACQUISITION IIIM3 BRIGADE ACQUISITION III	125,000	$55K	shares
LAKESHORE BIOPHARMA CO LTDLAKESHORE BIOPHARMA CO LTD	29,663	$40.9K	shares
GOGREEN INVESTMENTS CORPGOGREEN INVESTMENTS CORP	17,487	$17.1K	shares
BLACK SPADE ACQUISITION COBLACK SPADE ACQUISITION CO	100,000	$15.6K	shares
COMPUTE HEALTH ACQUISITIN COCOMPUTE HEALTH ACQUISITIN CO	23,717	$11.9K	shares
GOLDEN FALCON ACQUISITION COGOLDEN FALCON ACQUISITION CO	79,495	$10.3K	shares
THE GROWTH FOR GOOD ACQU CORTHE GROWTH FOR GOOD ACQU COR	105,000	$8.42K	shares
SPYSTATE STR SPDR S&P 500 ETF T	18	$7.98K	shares
UTA ACQUISITION CORPORATIONUTA ACQUISITION CORPORATION	105,000	$7.41K	shares
ICONIC SPORTS ACQUISITION COICONIC SPORTS ACQUISITION CO	75,000	$5.92K	shares
THE GROWTH FOR GOOD ACQU CORTHE GROWTH FOR GOOD ACQU COR	35,000	$4.9K	shares
GCM GROSVENOR INCGCM GROSVENOR INC	14,613	$4.24K	shares
AEQUI ACQUISITION CORPAEQUI ACQUISITION CORP	165,000	$4.14K	shares
ENTERPRISE 4.0 TEC ACQSTN COENTERPRISE 4.0 TEC ACQSTN CO	75,000	$4.12K	shares
FTAC ZEUS ACQUISITION CORFTAC ZEUS ACQUISITION COR	140,000	$2.8K	shares
PRIVETERRA ACQUISITION CORPPRIVETERRA ACQUISITION CORP	18,430	$1.66K	shares
BOA ACQUISITION CORPBOA ACQUISITION CORP	36,429	$1.56K	shares
CONYERS PARK III ACQSITN CORCONYERS PARK III ACQSITN COR	18,967	$948	shares
STONEBRIDGE ACQUISITION CORPSTONEBRIDGE ACQUISITION CORP	25,000	$748	shares
NUBURU INCNUBURU INC	20,000	$668	shares
CORSAIR PARTNERING CORPCORSAIR PARTNERING CORP	65,000	$527	shares
GETAROUND INCGETAROUND INC	20,434	$480	shares
MEDTECH ACQUISITION CORPMEDTECH ACQUISITION CORP	10,162	$426	shares
IRIS ACQUISITION CORPIRIS ACQUISITION CORP	10,000	$362	shares
FORUM MERGER IV CORPFORUM MERGER IV CORP	26,000	$13	shares

How Q3 2023 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0000919574-23-006259	base		2023-11-14	acceptance time not in the bulk data set	2026-10-07 18:30:40 UTC