FIRST NEW YORK SECURITIES LLC /NY
Follow13F filer, CIK 1111629, NEW YORK, NY
FIRST NEW YORK SECURITIES LLC /NY reported $151,187,379 across 259 holdings for the quarter ended 2016-09-30, in a 13F-HR filed 2016-10-18. Its ten largest share positions make up 53.05% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001111629-16-000010
- Period
- 2016-09-30
- Reported value
- $151M
- Holdings
- 259
- Top 10 weight
- 53.05%
- New
- 161
- Sold out
- 114
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| TECHNIPFMC PLCadded | +324,946 | $9.64M |
| CYNAPSUS THERAPEUTICS INCnew | +223,606 | $9M |
| ITC HLDGS CORPnew | +133,592 | $6.21M |
| HUTCHINSON TECHNOLOGY INCadded | +1,366,193 | $5.44M |
| PGnew | +52,355 | $4.7M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| TECO ENERGY INCexited | -1,155,300 | -$31.9M |
| E M C CORP MASSexited | -613,716 | -$16.7M |
| SHIRE PLCreduced | -83,901 | -$16.3M |
| DEMANDWARE INCexited | -120,263 | -$9.01M |
| STARWOOD HOTELS&RESORTS WRLDexited | -120,864 | -$8.94M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 221 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| PGPROCTER & GAMBLE CO COM | put | 7,627 | $23.2M | new |
| COTYCOTY INC COM CL A | put | 3,350 | $4.91M | new |
| LINKEDIN CORPLINKEDIN CORP COM | call | 2,001 | $995K | +813 |
| MEDIVATION INCMEDIVATION INC COM | call | 204 | $235K | new |
| RITEAID CORPRITEAID CORP COM | put | 6,242 | $222K | new |
| INFOBLOX INCINFOBLOX INC COM | call | 194 | $175K | new |
| RAPTOR PHARMACEUTICAL CORPRAPTOR PHARMACEUTICAL CORP COM | call | 355 | $133K | new |
| LEXMARK INTL NEWLEXMARK INTL NEW CL A | call | 372 | $87.4K | +327 |
| RACKSPACE HOSTING INCRACKSPACE HOSTING INC COM | call | 40 | $46.6K | new |
| CEPHEIDCEPHEID COM | call | 15 | $25.8K | new |
| VIRGIN AMER INCVIRGIN AMER INC COM VTG | put | 162 | $16.7K | new |
| HUTCHINSON TECHNOLOGY INCHUTCHINSON TECHNOLOGY INC COM | call | 104 | $15.4K | new |
| FFIVF5 INC Stock | call | 35 | $13.4K | new |
| PGRPROGRESSIVE CORP COM | call | 300 | $10.5K | new |
| VITAE PHARMACEUTICALS INCVITAE PHARMACEUTICALS INC COM | call | 9 | $9.86K | new |
| IONSIONIS PHARMACEUTICALS INC Stock | call | 30 | $9.53K | new |
| ARALEZ PHARMACEUTICALS INCARALEZ PHARMACEUTICALS INC COM | call | 257 | $8.35K | new |
| SKULLCANDY INCSKULLCANDY INC COM | call | 50 | $7.25K | new |
| TESARO INCTESARO INC COM | call | 20 | $6.7K | new |
| HILTON WORLDWIDE HLDGS INCHILTON WORLDWIDE HLDGS INC COM | call | 50 | $6K | new |
| OUTFRONT MEDIA INCOUTFRONT MEDIA INC COM | call | 50 | $4.75K | new |
| LXRXLEXICON PHARMACEUTICALS INC COMMON STOCK | call | 15 | $3.98K | new |
| TMTOYOTA MOTOR CORP ADR | call | 50 | $3.95K | new |
| IRMIRON MTN INC DEL REIT | call | 50 | $3.75K | new |
| RITEAID CORPRITEAID CORP COM | call | 32 | $3.72K | -168 |
| ALKSALKERMES PLC SHS | call | 30 | $2.1K | new |
| CVENT INCCVENT INC COM | put | 20 | $2K | new |
| LINKEDIN CORPLINKEDIN CORP COM | put | 3 | $1.2K | -13 |
| GILDGILEAD SCIENCES INC COM | call | 10 | $700 | new |
| WFCWELLS FARGO & CO COM | call | 75 | $550 | new |
| CMGCHIPOTLE MEXICAN GRILL INC STOK | call | 1 | $180 | new |
| INGRAM MICRO INCINGRAM MICRO INC CL A | put | 2 | $180 | -4 |
| HESS CORPHESS CORP COM | call | 3 | $154 | -25 |
| FIREEYE INCFIREEYE INC COM | call | 51 | $82 | -25 |
| TAPMOLSON COORS BEVERAGE CO Stock | put | 1 | $8 | new |
| MONSANTO CO NEWMONSANTO CO NEW COM | call | 1 | $6 | new |
| LEXMARK INTL NEWLEXMARK INTL NEW CL A | put | 1 | $2 | new |
| XLPSELECT SECTOR SPDR TR STATE STREET CON | put | 371 | $0 | new |
Sold out in Q3 2016
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| TECO ENERGY INCTECO ENERGY INC | 1,155,300 | $31.9M | shares |
| E M C CORP MASSE M C CORP MASS | 613,716 | $16.7M | shares |
| DEMANDWARE INCDEMANDWARE INC | 120,263 | $9.01M | shares |
| STARWOOD HOTELS&RESORTS WRLDSTARWOOD HOTELS&RESORTS WRLD | 120,864 | $8.94M | shares |
| CELATOR PHARMACEUTICALS INCCELATOR PHARMACEUTICALS INC | 252,691 | $7.63M | shares |
| AGL RES INCAGL RES INC | 104,833 | $6.92M | shares |
| MARKETO INCMARKETO INC | 147,200 | $5.13M | shares |
| COLUMBIA PIPELINE GROUP INCCOLUMBIA PIPELINE GROUP INC | 153,801 | $3.92M | shares |
| DIAMOND RESORTS INTL INCDIAMOND RESORTS INTL INC | 123,601 | $3.7M | shares |
| REACHLOCAL INCREACHLOCAL INC | 752,700 | $3.42M | shares |
| XENOPORT INCXENOPORT INC | 485,378 | $3.42M | shares |
| HIGHER ONE HOLDINGS INCHIGHER ONE HOLDINGS INC | 463,593 | $2.37M | shares |
| BUDANHEUSER BUSCH INBEV SA NV | 12,900 | $1.7M | shares |
| GOOGLALPHABET INC | 1,551 | $1.09M | shares |
| AXIALL CORPAXIALL CORP | 32,900 | $1.07M | shares |
| CNHCNH INDL N V | 149,600 | $1.07M | shares |
| SONYSONY GROUP CORP | 33,600 | $986K | shares |
| HEARTWARE INTL INCHEARTWARE INTL INC | 426 | $888K | call |
| POTASH CORP OF SASKATCHEWANPOTASH CORP OF SASKATCHEWAN | 47,442 | $770K | shares |
| EXAMWORKS GROUP INC COMEXAMWORKS GROUP INC COM | 21,000 | $732K | shares |
| Ambac Financial Group Wt 4/…Ambac Financial Group Wt 4/30/2023 | 52,352 | $391K | shares |
| POLYCOMPOLYCOM | 30,000 | $338K | shares |
| NEVSUN RES LTDNEVSUN RES LTD | 108,400 | $319K | shares |
| DKSDICKS SPORTING GOODS INC | 7,000 | $315K | shares |
| MEDIVATION INCMEDIVATION INC | 4,800 | $289K | shares |
| LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC | 9,800 | $285K | shares |
| NVONOVO-NORDISK A S | 5,000 | $269K | shares |
| STAPLES INCSTAPLES INC | 30,000 | $259K | shares |
| BARCLAYS IPTH SRS B S&P SHR…BARCLAYS IPTH SRS B S&P SHRT TRM … | 17,500 | $242K | shares |
| AMTAMERICAN TOWER CORP | 2,000 | $227K | shares |
| XURA INC COMXURA INC COM | 8,900 | $217K | shares |
| C1 FINL INCC1 FINL INC | 9,018 | $210K | shares |
| HDHOME DEPOT INC | 1,375 | $176K | shares |
| DIAMOND RESORTS INTL INCDIAMOND RESORTS INTL INC | 226 | $170K | call |
| SOSOUTHERN CO | 3,100 | $166K | shares |
| CLUBCORP HLDGS INCCLUBCORP HLDGS INC | 11,900 | $155K | shares |
| AVBAVALONBAY CMNTYS INC | 800 | $144K | shares |
| GDGENERAL DYNAMICS CORP | 1,000 | $139K | shares |
| MAMASTERCARD INCORPORATED | 1,530 | $135K | shares |
| RUSHBRUSH ENTERPRISES INC | 6,400 | $133K | shares |
| MRKMERCK & CO INC | 2,100 | $121K | shares |
| OXYOCCIDENTAL PETE CORP | 1,455 | $110K | shares |
| TDTORONTO DOMINION BK ONT | 2,500 | $107K | shares |
| DREAMWORKS ANIMATION SKG INCDREAMWORKS ANIMATION SKG INC | 500 | $100K | call |
| FAIRCHILD SEMICONDUCTORFAIRCHILD SEMICONDUCTOR | 4,900 | $97.3K | shares |
| GOLDCORP INC NEWGOLDCORP INC NEW | 5,000 | $95.7K | shares |
| XELXCEL ENERGY INC | 2,000 | $89.6K | shares |
| EWEDWARDS LIFESCIENCES CORP | 888 | $88.6K | shares |
| SPYSTATE STR SPDR S&P 500 ETF T | 950 | $74.2K | put |
| QLIK TECHNOLOGIES INCQLIK TECHNOLOGIES INC | 2,500 | $74K | shares |
| XURA INC COMXURA INC COM | 100 | $68.9K | call |
| IEOISHARES TR | 1,125 | $63.8K | shares |
| CASH AMER INTL INCCASH AMER INTL INC | 1,400 | $59.7K | shares |
| SYNASYNAPTICS INC | 1,000 | $53.8K | shares |
| MINES MGMT INCMINES MGMT INC | 50,500 | $53.5K | shares |
| FIRST POTOMAC RLTY TRFIRST POTOMAC RLTY TR | 5,695 | $52.4K | shares |
| CHDCHURCH & DWIGHT CO INC | 500 | $51.4K | shares |
| DELHAIZE GROUP - SPONS ADRDELHAIZE GROUP - SPONS ADR | 1,901 | $49.9K | shares |
| FDXFEDEX CORP | 320 | $48.6K | shares |
| BTEBAYTEX ENERGY CORP | 8,000 | $46.3K | shares |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL | 3,000 | $45.1K | shares |
| EPCEDGEWELL PERSONAL CARE CO | 500 | $42.2K | shares |
| BRF SABRF SA | 3,000 | $41.8K | shares |
| CVENT INCCVENT INC | 35 | $39K | call |
| FIRST MARBLEHEAD CORP COM N…FIRST MARBLEHEAD CORP COM NEW | 7,500 | $36.5K | shares |
| TAUBMAN CTRS INCTAUBMAN CTRS INC | 474 | $35.2K | shares |
| XENOPORT INCXENOPORT INC | 100 | $32K | call |
| CHKPCHECK POINT SOFTWARE TECH LT | 400 | $31.9K | shares |
| CARMIKE CINEMAS INCCARMIKE CINEMAS INC | 1,000 | $30.1K | shares |
| IDREAMSKY TECHNOLOGY LIMITEDIDREAMSKY TECHNOLOGY LIMITED | 2,000 | $27.3K | shares |
| CBS CORP NEWCBS CORP NEW | 470 | $25.6K | shares |
| ETENERGY TRANSFER L P | 115 | $23.3K | call |
| DEMANDWARE INCDEMANDWARE INC | 10 | $19.7K | call |
| VMWARE, INC.VMWARE, INC. | 160 | $16.8K | call |
| DREAMWORKS ANIMATION SKG INCDREAMWORKS ANIMATION SKG INC | 400 | $16.3K | shares |
| SYYSYSCO CORP | 300 | $15.2K | shares |
| QLOGIC CORPQLOGIC CORP | 1,000 | $14.7K | shares |
| PERFORMANT HEALTHCARE INCPERFORMANT HEALTHCARE INC | 9,078 | $14.7K | shares |
| NNNNNN REIT INC | 275 | $14.2K | shares |
| GGBGERDAU SA | 7,300 | $13.3K | shares |
| HAMPTON ROADS BANKSHARES INCHAMPTON ROADS BANKSHARES INC | 7,390 | $13.2K | shares |
| LMTLOCKHEED MARTIN CORP | 50 | $12.4K | shares |
| STAPLES INCSTAPLES INC | 400 | $12K | call |
| PEPPEPSICO INC | 100 | $10.6K | shares |
| WINTHROP REALTY TRUSTWINTHROP REALTY TRUST | 1,182 | $10.4K | shares |
| VEREIT INCVEREIT INC | 1,000 | $10.1K | shares |
| BNSBANK NOVA SCOTIA B C | 180 | $8.82K | shares |
| WAFERGEN BIO-SYSTEMS INCWAFERGEN BIO-SYSTEMS INC | 10,000 | $8.21K | shares |
| LNCLINCOLN NATL CORP IND | 200 | $7.75K | shares |
| CAVIUM INCCAVIUM INC | 200 | $7.72K | shares |
| DBDEUTSCHE BK AG | 995 | $7.46K | put |
| CPTCAMDEN PPTY TR | 80 | $7.07K | shares |
| SAGE THERAPEUTICS INCSAGE THERAPEUTICS INC | 20 | $6.55K | call |
| ALLERGAN PLCALLERGAN PLC | 23 | $5.32K | shares |
| ESSESSEX PPTY TR INC | 20 | $4.56K | shares |
| RESOURCE AMERICA INC-CL ARESOURCE AMERICA INC-CL A | 400 | $3.89K | shares |
| ELMEELME COMMUNITIES | 100 | $3.15K | shares |
| APACHE CORPAPACHE CORP | 50 | $2.78K | shares |
| SHIRE PLCSHIRE PLC | 40 | $2.6K | call |
| HANSEN MEDICAL INC COM NEWHANSEN MEDICAL INC COM NEW | 500 | $1.99K | shares |
| LIBERTY MEDIA CORP DELAWARELIBERTY MEDIA CORP DELAWARE | 100 | $1.91K | shares |
| QIHOO 360 TECHNOLOGY CO LTDQIHOO 360 TECHNOLOGY CO LTD | 150 | $1.88K | call |
| DSLDOUBLELINE INCOME SOLUTIONS | 100 | $1.83K | shares |
| WLKWESTLAKE CORPORATION | 40 | $1.72K | shares |
| QIAGEN NVQIAGEN NV | 68 | $1.48K | shares |
| NFLXNETFLIX INC. | 1 | $1.05K | put |
| QIHOO 360 TECHNOLOGY CO LTDQIHOO 360 TECHNOLOGY CO LTD | 85 | $638 | put |
| TLTISHARES TR | 50 | $625 | put |
| BMRNBIOMARIN PHARMACEUTICAL INC | 1 | $195 | call |
| NFLXNETFLIX INC. | 1 | $194 | call |
| ALERE INCALERE INC | 2 | $135 | call |
| SNYSANOFI SA | 1 | $42 | shares |
| OFFICE DEPOT INCOFFICE DEPOT INC | 8 | $20 | call |
| COSTCOSTCO WHOLESALE CORPORATION | 1 | $13 | put |
How Q3 2016 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001111629-16-000010 | base | 2016-10-18 | acceptance time not in the bulk data set |