FIRST NEW YORK SECURITIES LLC /NY

13F filer, CIK 1111629, NEW YORK, NY

FIRST NEW YORK SECURITIES LLC /NY reported $221,974,765 across 335 holdings for the quarter ended 2015-09-30, in a 13F-HR filed 2015-10-27. Its ten largest share positions make up 62.26% of the portfolio.

Filed 2015-10-27 (acceptance time not in the bulk data set), ingested 2026-10-07 19:14:40 UTC13F-HR 0001111629-15-000005

Period: 2015-09-30
Reported value: $222M
Holdings: 335
Top 10 weight: 62.26%
New: 173
Sold out: 269

Largest buys vs the previous quarter

Security	Shares change	Approx. value
Dow Chemical Companynew	+1,538,072	$65.2M
KYTHERA BIOPHARMACEUTICALS Iadded	+198,209	$14.9M
DOT HILL SYS CORPnew	+879,331	$8.56M
HOME PROPERTIES INCnew	+80,647	$6.03M
OLNnew	+351,747	$5.91M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
ROCKET COMPANIES CLA A CLAS…exited	-389,971	-$23.5M
FAMILY DLR STORES INCexited	-252,713	-$19.9M
DIRECTVexited	-146,059	-$13.6M
BABCOCK & WILCOX CO NEWexited	-271,737	-$8.91M
FIAT CHRYSLER AUTOMOBILES Nreduced	-517,554	-$6.84M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2015

Share positions as resolved from 13F-HR 0001111629-15-000005, largest first. % of portfolio is the value over $200,265,506, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
Dow Chemical CompanyDow Chemical Company	1,538,072	$65.2M	32.56%	new
KYTHERA BIOPHARMACEUTICALS IKYTHERA BIOPHARMACEUTICALS I	206,109	$15.5M	7.72%	+198,209
DOT HILL SYS CORPDOT HILL SYS CORP	879,331	$8.56M	4.27%	new
HOME PROPERTIES INCHOME PROPERTIES INC	80,647	$6.03M	3.01%	new
OLNOLIN CORP	351,747	$5.91M	2.95%	new	Timeline
FIAT CHRYSLER AUTOMOBILES NFIAT CHRYSLER AUTOMOBILES N	431,967	$5.71M	2.85%	-517,554
SPYSTATE STR SPDR S&P 500 ETF T	26,900	$5.15M	2.57%	+24,876	Timeline
BUDANHEUSER BUSCH INBEV SA NV	43,040	$4.58M	2.28%	+33,540	Timeline
SNYSANOFI SA	86,999	$4.13M	2.06%	+51,999	Timeline
CON-WAY INCCON-WAY INC	83,100	$3.94M	1.97%	new
RYLAND GROUP INCRYLAND GROUP INC	85,562	$3.49M	1.74%	+85,062
STRATEGIC HOTEL & RESORTSSTRATEGIC HOTEL & RESORTS	251,400	$3.47M	1.73%	new
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADR	71,965	$3.22M	1.61%	new
SIGMA ALDRICH CORPSIGMA ALDRICH CORP	22,900	$3.18M	1.59%	-10,820
NVONOVO-NORDISK A S	51,000	$2.77M	1.38%	new	Timeline
THORATEC CORPTHORATEC CORP	40,000	$2.53M	1.26%	new
RIGTRANSOCEAN LTD	189,775	$2.45M	1.22%	+105,700	Timeline
HRBBLOCK H & R INC	66,900	$2.42M	1.21%	new	Timeline
SONYSONY GROUP CORP	92,000	$2.25M	1.13%	+49,000	Timeline
PRECISION CASTPARTS CORPPRECISION CASTPARTS CORP	9,700	$2.23M	1.11%	new
FXIISHARES TR	60,126	$2.13M	1.06%	new	Timeline
NVSNOVARTIS AG	22,500	$2.07M	1.03%	-3,000	Timeline
ENVIVIO INCENVIVIO INC	503,025	$2.06M	1.03%	new
QIAGEN NVQIAGEN NV	78,000	$2.01M	1%	+77,990
BF-BBROWN FORMAN CORP	18,508	$1.79M	0.9%	+10,405	Timeline
UBSUBS GROUP AG	91,000	$1.69M	0.84%	new	Timeline
SAPSAP SE	25,000	$1.62M	0.81%	new	Timeline
NOKNOKIA CORP	231,937	$1.57M	0.79%	new	Timeline
SOLERA HOLDINGS INCSOLERA HOLDINGS INC	27,200	$1.47M	0.73%	new
UNITED STATES NATL GAS FUNDUNITED STATES NATL GAS FUND	115,500	$1.34M	0.67%	new
DEODIAGEO PLC	12,000	$1.29M	0.65%	+11,125	Timeline
SYNGENTA AG ADRSYNGENTA AG ADR	20,000	$1.28M	0.64%	+19,997
DBDEUTSCHE BK AG	44,610	$1.2M	0.6%	+34,610	Timeline
STATOIL ASASTATOIL ASA	73,125	$1.06M	0.53%	new
BLYTH INCBLYTH INC	127,557	$762K	0.38%	new
MILLENNIAL MEDIA INCMILLENNIAL MEDIA INC	429,418	$751K	0.38%	new
YAHOO INCYAHOO INC	25,400	$734K	0.37%	+25,000
CIGNA CORPORATIONCIGNA CORPORATION	5,207	$703K	0.35%	+707
PYPLPAYPAL HLDGS INC	22,500	$698K	0.35%	new	Timeline
FRONTLINE LTDFRONTLINE LTD	249,928	$672K	0.34%	new
CYTEC INDS INCCYTEC INDS INC	8,500	$628K	0.31%	new
YCSPROSHARES TR II	6,000	$527K	0.26%	+2,000	Timeline
SIENTRA INCSIENTRA INC	49,827	$506K	0.25%	new
ERICTELEFONAKTIEBOLAGET LM ERICS	51,400	$503K	0.25%	new	Timeline
TMTOYOTA MOTOR CORP	4,000	$469K	0.23%	new	Timeline
IPC THE HOSPITALIST COIPC THE HOSPITALIST CO	5,332	$414K	0.21%	new
AZOAUTOZONE INC	565	$409K	0.2%	+286	Timeline
MACQUARIE INFRASTRUCTURE HO…MACQUARIE INFRASTRUCTURE HOLDI	5,000	$373K	0.19%	new
TEXTEREX CORP NEW	20,751	$372K	0.19%	new	Timeline
GEFGREIF INC	11,500	$367K	0.18%	+11,100	Timeline
Ambac Financial Group Wt 4/…Ambac Financial Group Wt 4/30/2023	52,352	$360K	0.18%	new
HEIHEICO CORP NEW	6,970	$341K	0.17%	+4,302	Timeline
AGL RES INCAGL RES INC	5,500	$336K	0.17%	new
TSTENARIS S A	13,611	$328K	0.16%	new	Timeline
NCLHNORWEGIAN CRUISE LINE HLDGS	5,000	$286K	0.14%	new	Timeline
DLTRDOLLAR TREE INC	4,135	$276K	0.14%	new	Timeline
HIBBETT INCHIBBETT INC	7,610	$266K	0.13%	+4,510
SBA COMMUNICATIONS CORPSBA COMMUNICATIONS CORP	2,500	$262K	0.13%	new
CRD-BCRAWFORD & CO	45,997	$258K	0.13%	+31,266	Timeline
CMCSACOMCAST CORP NEW	4,402	$250K	0.13%	+3,798	Timeline
CABLEVISION SYS CORPCABLEVISION SYS CORP	7,500	$244K	0.12%	new
LNGCHENIERE ENERGY INC	5,000	$242K	0.12%	new	Timeline
VZVERIZON COMMUNICATIONS INC	5,509	$240K	0.12%	+4,009	Timeline
WDCWESTERN DIGITAL CORP	3,000	$238K	0.12%	-2,720	Timeline
BHPBHP BILLITON LIMITED	7,500	$237K	0.12%	+5,500	Timeline
PHGKONINKLIJKE PHILIPS N V	10,000	$235K	0.12%	new	Timeline
KOFCOCA-COLA FEMSA SAB DE CV	3,200	$222K	0.11%	+1,942	Timeline
BXPBXP INC	1,800	$213K	0.11%	+400	Timeline
LOGILOGITECH INTL S A	16,000	$210K	0.1%	new	Timeline
ZULILY INCZULILY INC	11,660	$203K	0.1%	new
CST BRANDS INCCST BRANDS INC	5,600	$188K	0.09%	new
CENTCENTRAL GARDEN & PET CO	11,654	$180K	0.09%	-29,455	Timeline
BJRIBJS RESTAURANTS INC	4,156	$179K	0.09%	new	Timeline
RRCRANGE RES CORP	5,500	$177K	0.09%	new	Timeline
MDTMEDTRONIC PLC	2,600	$174K	0.09%	new	Timeline
WINTHROP REALTY TRUSTWINTHROP REALTY TRUST	11,771	$169K	0.08%	-10,341
PRIMA BIOMED LTDPRIMA BIOMED LTD	130,000	$165K	0.08%	new
BAXBAXTER INTL INC	5,000	$164K	0.08%	-149,158	Timeline
MHKMOHAWK INDS INC	900	$164K	0.08%	new	Timeline
MADISON SQUARE GARDEN COMADISON SQUARE GARDEN CO	2,266	$163K	0.08%	new
GMEDGLOBUS MED INC	7,800	$161K	0.08%	new	Timeline
HCP INCHCP INC	4,242	$158K	0.08%	+3,486
UALUNITED AIRLS HLDGS INC	2,952	$157K	0.08%	new	Timeline
PGRPROGRESSIVE CORP	5,000	$153K	0.08%	new	Timeline
PCHPOTLATCHDELTIC CORP	5,212	$150K	0.07%	0	Timeline
CCLCARNIVAL CORP	2,866	$142K	0.07%	-6,834	Timeline
LAZARD LTD-CLASS ALAZARD LTD-CLASS A	3,284	$142K	0.07%	new
WMTWALMART INC	2,100	$136K	0.07%	+1,000	Timeline
VIAVVIAVI SOLUTIONS INC	25,090	$135K	0.07%	new	Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	2,710	$128K	0.06%	-33,425
HUNHUNTSMAN CORP	12,800	$124K	0.06%	new	Timeline
MLCOMELCO RESORTS AND ENTMNT LTD	9,000	$124K	0.06%	new	Timeline
MYLAN NVMYLAN NV	3,000	$121K	0.06%	new
PRUPRUDENTIAL FINL INC	1,518	$116K	0.06%	-171	Timeline
Plains Group Hldgs LPPlains Group Hldgs LP	6,400	$112K	0.06%	+2,800
VIACOM INCVIACOM INC	2,588	$112K	0.06%	new
HWCHANCOCK WHITNEY CORPORATION	4,100	$111K	0.06%	new	Timeline
HEWLETT PACKARD COHEWLETT PACKARD CO	4,180	$107K	0.05%	+3,580
QCOMQUALCOMM INC	1,935	$104K	0.05%	+200	Timeline
PSXPHILLIPS 66	1,344	$103K	0.05%	+1,023	Timeline
Liberty Media CorpLiberty Media Corp	2,980	$103K	0.05%	+2,780
KEYKEYCORP	7,870	$102K	0.05%	new	Timeline
IRSA INVERSIONES Y REP S A …IRSA INVERSIONES Y REP S A SPON G…	7,010	$102K	0.05%	new
THSTREEHOUSE FOODS INC	1,300	$101K	0.05%	new	Timeline
XEROX CORPXEROX CORP	10,350	$101K	0.05%	new
DGXQUEST DIAGNOSTICS INC	1,624	$99.8K	0.05%	new	Timeline
TRGPTARGA RES CORP	1,900	$97.9K	0.05%	new	Timeline
TAT&T INC	3,000	$97.7K	0.05%	+2,500	Timeline
NAVIGANT CONSULTING INCNAVIGANT CONSULTING INC	6,000	$95.5K	0.05%	new
PMPHILIP MORRIS INTL INC	1,188	$94.2K	0.05%	new	Timeline
MARKIT LTDMARKIT LTD	3,200	$92.8K	0.05%	new
FREESCALE SEMICONDUCTOR LTDFREESCALE SEMICONDUCTOR LTD	2,500	$91.5K	0.05%	+180
FANGDIAMONDBACK ENERGY INC	1,405	$90.8K	0.05%	new	Timeline
VNOVORNADO RLTY TR	1,000	$90.4K	0.05%	+300	Timeline
VTRVENTAS INC	1,600	$89.7K	0.04%	+160	Timeline
WDAYWORKDAY INC	1,300	$89.5K	0.04%	new	Timeline
TIME WARNER INCTIME WARNER INC	1,302	$89.5K	0.04%	+487
AALAMERICAN AIRLINES GROUP INC	2,300	$89.3K	0.04%	-3,300	Timeline
BRXBRIXMOR PPTY GROUP INC	3,800	$89.2K	0.04%	new	Timeline
RESRPC INC	10,000	$88.5K	0.04%	+2,400	Timeline
SL GREEN REALTY CORPSL GREEN REALTY CORP	790	$85.4K	0.04%	+770
AMATAPPLIED MATLS INC	5,800	$85.2K	0.04%	+1,800	Timeline
MCKMCKESSON CORP	456	$84.4K	0.04%	new	Timeline
VVISA INC	1,180	$82.2K	0.04%	-2,661	Timeline
AIGAMERICAN INTL GROUP INC	1,439	$81.8K	0.04%	new	Timeline
TCBITEXAS CAP BANCSHARES INC	1,500	$78.6K	0.04%	new	Timeline
RUSHARUSH ENTERPRISES INC	3,211	$77.7K	0.04%	+3,182	Timeline
ASHFORD HOSPITALITY PRIME INASHFORD HOSPITALITY PRIME IN	5,500	$77.2K	0.04%	new
LNCLINCOLN NATL CORP IND	1,620	$76.9K	0.04%	new	Timeline
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP	862	$76.7K	0.04%	+102
MHOM/I HOMES INC	3,200	$75.5K	0.04%	new	Timeline
RITEAID CORPRITEAID CORP	12,250	$74.4K	0.04%	+11,250
XOMEXXON MOBIL CORP	1,000	$74.3K	0.04%	new	Timeline
RRYDER SYS INC	1,000	$74K	0.04%	new	Timeline
ENBRIDGE ENERGY MANAGEMENT LENBRIDGE ENERGY MANAGEMENT L	2,987	$71K	0.04%	new
SYNERGETICS USA INCSYNERGETICS USA INC	10,700	$70.3K	0.04%	new
PREMIERE GLOBAL SVCS INCPREMIERE GLOBAL SVCS INC	5,000	$68.7K	0.03%	new
FTNTFORTINET INC	1,600	$68K	0.03%	new	Timeline
Chubb CorporationChubb Corporation	550	$67.5K	0.03%	new
SFSTIFEL FINL CORP	1,600	$67.4K	0.03%	new	Timeline
MRKMERCK & CO INC	1,360	$67.2K	0.03%	new	Timeline
APARTMENT INVT & MGMT COAPARTMENT INVT & MGMT CO	1,796	$66.5K	0.03%	new
PEPPEPSICO INC	705	$66.5K	0.03%	new	Timeline
VOYAVOYA FINANCIAL INC	1,700	$65.9K	0.03%	+1,284	Timeline
ALTEVAALTEVA	14,579	$64.3K	0.03%	new
CLECO CORP NEWCLECO CORP NEW	1,200	$63.9K	0.03%	-300
AWIARMSTRONG WORLD INDS INC NEW	1,300	$62.1K	0.03%	new	Timeline
AVBAVALONBAY CMNTYS INC	350	$61.2K	0.03%	-94	Timeline
GPREGREEN PLAINS INC	3,055	$59.5K	0.03%	-3,675	Timeline
MOSMOSAIC CO	1,882	$58.5K	0.03%	new	Timeline
HUBBELL INC -CL AHUBBELL INC -CL A	528	$57.1K	0.03%	new
BELFABEL FUSE INC	3,431	$56.6K	0.03%	+2,974	Timeline
TEVATEVA PHARMACEUTICAL INDS LTD	1,000	$56.5K	0.03%	new	Timeline
RDNRADIAN GROUP INC	3,480	$55.4K	0.03%	new	Timeline
ELBIT IMAGING LTDELBIT IMAGING LTD	43,064	$55.1K	0.03%	0
EATBRINKER INTL INC	965	$50.8K	0.03%	-880	Timeline
FAIRMOUNT SANTROL HLDGS INCFAIRMOUNT SANTROL HLDGS INC	18,700	$50.5K	0.03%	new
FDXFEDEX CORP	345	$49.7K	0.02%	new	Timeline
ABTABBOTT LABORATORIES	1,200	$48.3K	0.02%	new	Timeline
SYKSTRYKER CORPORATION	511	$48.1K	0.02%	new	Timeline
CARLYLE GROUP L PCARLYLE GROUP L P	2,837	$47.7K	0.02%	+2,685
CBS CORP NEWCBS CORP NEW	1,164	$46.4K	0.02%	-2,285
ITC HLDGS CORPITC HLDGS CORP	1,391	$46.4K	0.02%	-155
LEN-BLENNAR CORP	1,164	$46.1K	0.02%	+372	Timeline
NTELOS HLDGS CORPNTELOS HLDGS CORP	5,100	$46.1K	0.02%	-9,900
AEEAMEREN CORP	1,085	$45.9K	0.02%	new	Timeline
SBNYSIGNATURE BANK	331	$45.5K	0.02%	new	Timeline
HHYATT HOTELS CORP	956	$45K	0.02%	+900	Timeline
GOOGLE INCGOOGLE INC	71	$43.2K	0.02%	-4,549
EOGEOG RES INC	585	$42.6K	0.02%	new	Timeline
NWSNEWS CORP NEW	3,300	$42.3K	0.02%	-2,743	Timeline
KSSKOHLS CORP	900	$41.7K	0.02%	0	Timeline
ENEL AMERICAS S.A. (ADR)ENEL AMERICAS S.A. (ADR)	3,253	$41.1K	0.02%	new
HUDSON CITY BANCORPHUDSON CITY BANCORP	4,000	$40.7K	0.02%	-11,400
Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF	2,685	$36.9K	0.02%	-11,585
PHMPULTE GROUP INC	1,840	$34.7K	0.02%	-3,200	Timeline
MSMORGAN STANLEY	1,100	$34.6K	0.02%	new	Timeline
NWSANEWS CORP NEW	2,735	$34.5K	0.02%	new	Timeline
TD AMERITRADE HLDG CORPTD AMERITRADE HLDG CORP	1,080	$34.4K	0.02%	new
ZIONZIONS BANCORPORATION NATL AS	1,200	$33K	0.02%	new	Timeline
HESS CORPHESS CORP	660	$33K	0.02%	+292
WL ROSS HLDG CORPWL ROSS HLDG CORP	2,900	$32.6K	0.02%	-39,400
TJXTJX COS INC NEW	450	$32.1K	0.02%	+320	Timeline
PARTNERRE LTDPARTNERRE LTD	230	$31.9K	0.02%	-11,870
WENWENDYS CO	3,585	$31K	0.02%	-299,075	Timeline
WYNNWYNN RESORTS LTD	580	$30.8K	0.02%	-20	Timeline
United Parcel Service, IncUnited Parcel Service, Inc	1,700	$30.3K	0.02%	-8,400
LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORP	810	$29.8K	0.01%	new
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP	3,500	$25.7K	0.01%	-1,100
VMRKVIVMARK RESIDENTIAL	331	$24.9K	0.01%	+158	Timeline
CENTACENTRAL GARDEN & PET CO	1,500	$24.2K	0.01%	new	Timeline
STANDARD PAC CORP NEWSTANDARD PAC CORP NEW	2,906	$23.2K	0.01%	new
SPX FLOW INC COMSPX FLOW INC COM	675	$23.2K	0.01%	new
MEDIWOUND LTDMEDIWOUND LTD	3,000	$22.9K	0.01%	new
IBNICICI BK LTD	2,706	$22.7K	0.01%	new	Timeline
JOY GLOBAL INCJOY GLOBAL INC	1,500	$22.4K	0.01%	0
CPTCAMDEN PPTY TR	300	$22.2K	0.01%	+180	Timeline
BTIBRITISH AMERN TOB PLC	190	$20.9K	0.01%	-1,291	Timeline
DIGIRAD CORPDIGIRAD CORP	5,500	$20.6K	0.01%	0
DHTDHT HOLDINGS INC	2,700	$20K	0.01%	new	Timeline
Concho Resources Inc.Concho Resources Inc.	200	$19.7K	0.01%	new
CVBFCVB FINL CORP	1,000	$16.7K	0.01%	new	Timeline
CHRISTOPHER + BANKS CORPCHRISTOPHER + BANKS CORP	15,000	$16.6K	0.01%	-5,000
SUPERIOR ENERGY SVCS INCSUPERIOR ENERGY SVCS INC	1,300	$16.4K	0.01%	new
OFFICE DEPOT INCOFFICE DEPOT INC	2,550	$16.4K	0.01%	0
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE	500	$15.8K	0.01%	-1,608
DSW INC-CLASS ADSW INC-CLASS A	600	$15.2K	0.01%	0
REPUBLIC AWYS HLDGS INCREPUBLIC AWYS HLDGS INC	2,500	$14.4K	0.01%	new
HAMPTON ROADS BANKSHARES INCHAMPTON ROADS BANKSHARES INC	7,390	$14K	0.01%	0
NAVIOS MARITIME PART LPNAVIOS MARITIME PART LP	1,917	$14K	0.01%	new
BNSBANK NOVA SCOTIA B C	310	$13.7K	0.01%	+30	Timeline
NAVINAVIENT CORPORATION	1,196	$13.4K	0.01%	new	Timeline
REXREX AMERICAN RES CORP	260	$13.2K	0.01%	new	Timeline
PBRPETROLEO BRASILEIRO S A	3,000	$13.1K	0.01%	+100	Timeline
VALEVALE S A	3,000	$12.6K	0.01%	+400	Timeline
GPROGOPRO INC	400	$12.5K	0.01%	new	Timeline
REGREGENCY CTRS CORP	200	$12.4K	0.01%	new	Timeline
ZBHZIMMER BIOMET HOLDINGS INC	130	$12.2K	0.01%	-982	Timeline
TESORO CORPTESORO CORP	120	$11.7K	0.01%	new
TAUBMAN CTRS INCTAUBMAN CTRS INC	162	$11.2K	0.01%	+86
FOX CORP CLASS BFOX CORP CLASS B	400	$10.8K	0.01%	-1,400
RLRALPH LAUREN CORP	90	$10.6K	0.01%	+10	Timeline
LBRDKLIBERTY BROADBAND CORP	200	$10.2K	0.01%	new	Timeline
CURIS INCCURIS INC	5,000	$10.1K	0.01%	-5,000
DDR CORPDDR CORP	650	$10K	<0.01%	0
TPHTRI POINTE HOMES INC	759	$9.94K	<0.01%	new	Timeline
TRINA SOLAR LIMITEDTRINA SOLAR LIMITED	1,100	$9.87K	<0.01%	-5,800
PBPROSPERITY BANCSHARES INC	200	$9.82K	<0.01%	new	Timeline
SWKSTANLEY BLACK & DECKER INC	100	$9.7K	<0.01%	0	Timeline
TOWERS WATSON & COTOWERS WATSON & CO	80	$9.39K	<0.01%	+24
TBTPROSHARES TR	200	$8.67K	<0.01%	0	Timeline
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC	200	$8.59K	<0.01%	new
IYFISHARES TR	100	$8.41K	<0.01%	-200	Timeline
SPX CORPSPX CORP	675	$8.05K	<0.01%	new
HCC INS HLDGS INCHCC INS HLDGS INC	100	$7.75K	<0.01%	new
IEXIDEX CORP	105	$7.49K	<0.01%	new	Timeline
NNNNNN REIT INC	200	$7.25K	<0.01%	+100	Timeline
PGPROCTER & GAMBLE CO	100	$7.19K	<0.01%	new	Timeline
AKO-BEMBOTELLADORA ANDINA S A	320	$6.64K	<0.01%	new	Timeline
CVXCHEVRON CORPORATION	80	$6.31K	<0.01%	-1,320	Timeline
CARRIZO OIL & GAS INCCARRIZO OIL & GAS INC	203	$6.2K	<0.01%	new
CPACOPA HOLDINGS SA	146	$6.12K	<0.01%	0	Timeline
Lowes Companies IncLowes Companies Inc	100	$6.02K	<0.01%	new
CSXCSX CORP	200	$5.38K	<0.01%	0	Timeline
EZPWEZCORP INC	800	$4.94K	<0.01%	0	Timeline
CBSHCOMMERCE BANCSHARES INC	100	$4.56K	<0.01%	-2,691	Timeline
UNILEVER PLCUNILEVER PLC	100	$4.08K	<0.01%	new
KKELLANOVA	60	$3.99K	<0.01%	-140	Timeline
KAYNE ANDERSON ENRGY TTL RTKAYNE ANDERSON ENRGY TTL RT	300	$3.92K	<0.01%	+100
NEENEXTERA ENERGY INC	40	$3.9K	<0.01%	new	Timeline
METMETLIFE INC	80	$3.77K	<0.01%	new	Timeline
SOSOUTHERN CO	80	$3.58K	<0.01%	0	Timeline
DSLDOUBLELINE INCOME SOLUTIONS	200	$3.46K	<0.01%	0	Timeline
LOWLOWES COS INC	50	$3.45K	<0.01%	-2,050	Timeline
COMCAST CORP NEWCOMCAST CORP NEW	60	$3.43K	<0.01%	new
HSBCHSBC HLDGS PLC	90	$3.41K	<0.01%	-80	Timeline
LIBERTY LATIN AMERICA CL A …LIBERTY LATIN AMERICA CL A ORD	100	$3.37K	<0.01%	new
UCP INC - CL AUCP INC - CL A	500	$3.35K	<0.01%	0
AQUA AMERICA INCAQUA AMERICA INC	126	$3.33K	<0.01%	0
PBR-APETROLEO BRASILEIRO S A	900	$3.31K	<0.01%	-200	Timeline
CBRECBRE GROUP INC	100	$3.2K	<0.01%	0	Timeline
OUTFRONT MEDIA INCOUTFRONT MEDIA INC	147	$3.06K	<0.01%	-40
O-I GLASS, INC.O-I GLASS, INC.	145	$3K	<0.01%	-1,226
ICEINTERCONTINENTAL EXCHANGE IN	12	$2.82K	<0.01%	-320	Timeline
RUSHBRUSH ENTERPRISES INC	116	$2.7K	<0.01%	-100	Timeline
OMCOMNICOM GROUP INC	41	$2.7K	<0.01%	-3,764	Timeline
TECO ENERGY INCTECO ENERGY INC	100	$2.63K	<0.01%	new
CALIFORNIA RES CORP COMCALIFORNIA RES CORP COM	1,000	$2.6K	<0.01%	0
ELMEELME COMMUNITIES	100	$2.49K	<0.01%	-36	Timeline
PEPCO HOLDINGS INCPEPCO HOLDINGS INC	100	$2.42K	<0.01%	-200
NOVABAY PHARMACEUTICALS INCNOVABAY PHARMACEUTICALS INC	8,200	$2.38K	<0.01%	+200
HEI-AHEICO CORP NEW	50	$2.27K	<0.01%	-25	Timeline
PWRQUANTA SVCS INC	85	$2.06K	<0.01%	0	Timeline
APACHE CORPAPACHE CORP	50	$1.96K	<0.01%	-140
TWENTY FIRST CENTY FOX INCTWENTY FIRST CENTY FOX INC	72	$1.94K	<0.01%	-266
BF-ABROWN FORMAN CORP	18	$1.93K	<0.01%	new	Timeline
BBDBANCO BRADESCO S A	345	$1.85K	<0.01%	new	Timeline
ENSCO PLCENSCO PLC	120	$1.69K	<0.01%	0
ALCATEL-LUCENTALCATEL-LUCENT	400	$1.46K	<0.01%	-38,369
MERGE HEALTHCARE INCMERGE HEALTHCARE INC	200	$1.42K	<0.01%	new
HERTZ GLOBAL HLDGS INC NHERTZ GLOBAL HLDGS INC N	84	$1.41K	<0.01%	-596
NHINATIONAL HEALTH INVS INC	23	$1.32K	<0.01%	new	Timeline
CHINA UNICOM HONG KONGCHINA UNICOM HONG KONG	100	$1.28K	<0.01%	new
BROOKFIELD GLOBL LISTED INFRBROOKFIELD GLOBL LISTED INFR	100	$1.25K	<0.01%	-201
JOHNSON CONTROLS INT FJOHNSON CONTROLS INT F	30	$1.24K	<0.01%	0
PHI INC-NON VOTINGPHI INC-NON VOTING	64	$1.21K	<0.01%	-11
NABORS INDUSTRIES LTDNABORS INDUSTRIES LTD	110	$1.04K	<0.01%	0
WLKWESTLAKE CORPORATION	20	$1.04K	<0.01%	-1,100	Timeline
Boulevard Acquisition Corp …Boulevard Acquisition Corp II	100	$997	<0.01%	new
Vale SaVale Sa	200	$670	<0.01%	new
CNHCNH INDL N V	100	$652	<0.01%	-45,123	Timeline
NAVIOS MARITIME HOLDINGS INCNAVIOS MARITIME HOLDINGS INC	250	$622	<0.01%	0
TECKTECK RESOURCES LTD	96	$461	<0.01%	+48	Timeline
CZRCZR	66	$389	<0.01%	+1
SENECA FOODS CORP NEWSENECA FOODS CORP NEW	8	$256	<0.01%	new
Constellation Brands Inc Cl…Constellation Brands Inc Cl B	2	$250	<0.01%	new
CIGCIA ENERGETICA DE MINAS GERA	130	$231	<0.01%	0	Timeline
ALEXION PHARMACEUTICALS INCALEXION PHARMACEUTICALS INC	1	$156	<0.01%	0
OPKOPKO HEALTH INC	4	$34	<0.01%	new	Timeline
SEADRILL ORDSEADRILL ORD	1	$6	<0.01%	-9,999

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
Dow Chemical CompanyDow Chemical Company COM	put	14,000	$10.7M	new
OLNOLIN CORP COM PAR $1	put	7,000	$8.02M	new
PRECISION CASTPARTS CORPPRECISION CASTPARTS CORP COM	call	661	$1.13M	new
ALTERA CORPALTERA CORP COM	call	546	$361K	-214
STRATEGIC HOTEL & RESORTSSTRATEGIC HOTEL & RESORTS COM	call	937	$348K	new
COMPUTER SCIENCES CORPCOMPUTER SCIENCES CORP COM	call	2,000	$305K	new
DOT HILL SYS CORPDOT HILL SYS CORP COM	call	931	$285K	new
HEWLETT PACKARD COHEWLETT PACKARD CO COM	call	5,244	$99.5K	new
ENVIVIO INCENVIVIO INC COM	call	495	$79.2K	new
SOLERA HOLDINGS INCSOLERA HOLDINGS INC COM	call	95	$77.6K	new
YAHOO INCYAHOO INC COM	call	250	$57.8K	new
ALTERA CORPALTERA CORP COM	put	140	$52K	-40
UNITED STATES NATL GAS FUNDUNITED STATES NATL GAS FUND UNIT PAR $0.001	put	1,182	$46.4K	+749
ZTSZOETIS INC Stock	call	500	$42.5K	new
DEALERTRACK TECHNOLOGIES INCDEALERTRACK TECHNOLOGIES INC COM	call	22	$26.1K	-102
GMGENERAL MTRS CO Stock	call	150	$24.7K	new
CABLEVISION SYS CORPCABLEVISION SYS CORP CL A NY CABLVS	call	37	$16.5K	new
PARTNERRE LTDPARTNERRE LTD COM	call	30	$14.6K	new
SYNERGETICS USA INCSYNERGETICS USA INC COM	call	50	$8.74K	new
UNITED STATES NATL GAS FUNDUNITED STATES NATL GAS FUND UNIT PAR $0.001	call	1,700	$7.98K	+8
SPYSTATE STR SPDR S&P 500 ETF T SHS	put	7	$7.93K	-252
CYTEC INDS INCCYTEC INDS INC COM	call	11	$5.78K	new
HOLLYFRONTIER CORPHOLLYFRONTIER CORP COM	call	17	$4.08K	new
EPDENTERPRISE PRODS PARTNERS L COM	call	43	$3.98K	+19
PAAPLAINS ALL AMERN PIPELINE L UNIT LTD PARTN	call	25	$3.62K	-5
DEPT TECHNOLOGY INCDEPT TECHNOLOGY INC COM NEW	call	11	$3.27K	new
ABEVAMBEV SA ADR	call	100	$1.25K	new
BACBANK OF AMER CORP COM	call	112	$1.07K	new
MILLENNIAL MEDIA INCMILLENNIAL MEDIA INC COM	call	5	$425	new
WMTWALMART INC COM	put	3	$290	new
AALAMERICAN AIRLINES GROUP INC Stock	call	2	$85	0
GSGOLDMAN SACHS GROUP INC COM	put	1	$56	new
PEPCO HOLDINGS INCPEPCO HOLDINGS INC COM	call	3	$52	new
AMZNAMAZON COM INC COM	put	3	$38	0
AAPLAPPLE INC COM	put	2	$5	0

Sold out in Q3 2015

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 269. All 269

Security	Shares before	Value before	Type
ROCKET COMPANIES CLA A CLAS…ROCKET COMPANIES CLA A CLASS A	389,971	$23.5M	shares
FAMILY DLR STORES INCFAMILY DLR STORES INC	252,713	$19.9M	shares
DIRECTVDIRECTV	146,059	$13.6M	shares
BABCOCK & WILCOX CO NEWBABCOCK & WILCOX CO NEW	271,737	$8.91M	shares
ASMLASML HLDG NV	46,983	$4.89M	shares
DRESSER-RAND GROUP INCDRESSER-RAND GROUP INC	47,400	$4.04M	shares
ADVENT SOFTWARE INCADVENT SOFTWARE INC	88,538	$3.91M	shares
ENERGIZER HLDGS INCENERGIZER HLDGS INC	29,726	$3.91M	shares
POLYPORE INTL INCPOLYPORE INTL INC	65,000	$3.89M	shares
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO	59,000	$3.77M	shares
HERITAGE FINANCIAL GROUP INCHERITAGE FINANCIAL GROUP INC	118,306	$3.57M	shares
CREDIT SUISSE GROUP-ADRCREDIT SUISSE GROUP-ADR	126,342	$3.49M	shares
ALVAUTOLIV INC	23,540	$2.75M	shares
RALLY SOFTWARE DEV CORP COMRALLY SOFTWARE DEV CORP COM	137,786	$2.68M	shares
GRAFTECH INTERNATIONAL LTDGRAFTECH INTERNATIONAL LTD	435,675	$2.16M	shares
INFORMATICA CORPINFORMATICA CORP	41,300	$2M	shares
NTCTNETSCOUT SYS INC	50,000	$1.83M	shares
CATAMARAN CORPCATAMARAN CORP	29,700	$1.81M	shares
ABBNYABB LTD-SPON ADR	85,000	$1.77M	shares
EBAYEBAY INC.	25,000	$1.51M	shares
GEEKNET INCGEEKNET INC	59,873	$1.19M	shares
NTCTNETSCOUT SYS INC	500	$1.18M	put
NINISOURCE INC	24,964	$1.14M	shares
TGNATEGNA INC	34,756	$1.11M	shares
Meru Networks, Inc.Meru Networks, Inc.	629,591	$1.02M	shares
MARKET VECTORS ETF TR JR GO…MARKET VECTORS ETF TR JR GOLD	33,710	$814K	shares
ARCELORMITTAL FUNSPONSORED …ARCELORMITTAL FUNSPONSORED ADR 1 …	80,000	$778K	shares
SUTRON CORPSUTRON CORP	77,300	$653K	shares
UNILEVER N VUNILEVER N V	15,547	$650K	shares
ALTERA CORPALTERA CORP	12,500	$640K	shares
WHITEWAVE FOODS COMPANYWHITEWAVE FOODS COMPANY	11,750	$574K	shares
HUMHUMANA INC	3,000	$574K	shares
WENWENDYS CO	1,500	$570K	put
HOSPIRA INCHOSPIRA INC	6,400	$568K	shares
SOUFUN HOLDINGS LTDSOUFUN HOLDINGS LTD	51,500	$433K	shares
HUDSON VALLEY HOLDING CORPHUDSON VALLEY HOLDING CORP	15,006	$423K	shares
ACTVISION BLIZZARD INCACTVISION BLIZZARD INC	15,500	$375K	shares
SSLSASOL LTD	10,000	$371K	shares
RVTYREVVITY INC	6,042	$318K	shares
RCLROYAL CARIBBEAN GROUP	4,000	$315K	shares
TRVTRAVELERS COMPANIES INC	3,006	$291K	shares
MASMASCO CORP	10,846	$289K	shares
BLUEBIRD BIO INCBLUEBIRD BIO INC	1,715	$289K	shares
INFORMATICA CORPINFORMATICA CORP	319	$236K	call
MEADWESTVACO CORPMEADWESTVACO CORP	4,900	$231K	shares
INTEGRATED SILICON SOLUTIONINTEGRATED SILICON SOLUTION	10,000	$221K	shares
UHSUNIVERSAL HLTH SVCS INC	1,527	$217K	shares
METAMETA PLATFORMS INC	2,500	$214K	shares
SPECTRUM BRANDS HLDGS INCSPECTRUM BRANDS HLDGS INC	2,000	$204K	shares
CIENCIENA CORP	7,500	$178K	shares
SKXSKECHERS U S A INC	1,500	$165K	shares
MARATHON OIL CORPMARATHON OIL CORP	6,000	$159K	shares
FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORP	31,200	$154K	shares
EMNEASTMAN CHEM CO	1,859	$152K	shares
SJMSMUCKER J M CO	1,399	$152K	shares
ALUMINUM CORP CHINA LTDALUMINUM CORP CHINA LTD	12,100	$151K	shares
SUNEDISON INCSUNEDISON INC	4,989	$149K	shares
NXSTNEXSTAR MEDIA GROUP INC	2,636	$148K	shares
CIMAREX ENERGY CO COMCIMAREX ENERGY CO COM	1,304	$144K	shares
EXREXTRA SPACE STORAGE INC	2,189	$143K	shares
AXPAMERICAN EXPRESS CO	1,800	$140K	shares
SHOSUNSTONE HOTEL INVS INC NEW	9,036	$136K	shares
ABBVABBVIE INC	1,999	$134K	shares
UNHUNITEDHEALTH GROUP INC	1,100	$134K	shares
LMTLOCKHEED MARTIN CORP	700	$130K	shares
HCAHCA HEALTHCARE INC	1,408	$128K	shares
NSCNORFOLK SOUTHN CORP	1,353	$118K	shares
MFCMANULIFE FINL CORP	6,293	$117K	shares
PAREXEL INTL CORPPAREXEL INTL CORP	1,800	$116K	shares
WUWESTERN UN CO	5,560	$113K	shares
BLMNBLOOMIN BRANDS INC	5,000	$107K	shares
VCVISTEON CORP	1,000	$105K	shares
WCCWESCO INTL INC	1,528	$105K	shares
BYDBOYD GAMING CORP	7,000	$105K	shares
ACE LTDACE LTD	1,000	$102K	shares
KRGKITE REALTY GROUP TRUST	4,150	$102K	shares
DKSDICKS SPORTING GOODS INC	1,890	$97.8K	shares
LEVY ACQUISITION CORPLEVY ACQUISITION CORP	5,534	$97.4K	shares
KIMKIMCO REALTY CORP	4,300	$96.9K	shares
Viacom Inc Cl AViacom Inc Cl A	1,485	$96.3K	shares
PRGOPERRIGO CO PLC	500	$92.4K	shares
VMWARE, INC.VMWARE, INC.	1,050	$90K	shares
MOBILEYE NV XXXMAN…MOBILEYE NV XXXMANDATORY…	1,600	$85.1K	shares
VECTREN CORPVECTREN CORP	2,150	$82.7K	shares
QUALITY DISTR INC FLAQUALITY DISTR INC FLA	150	$82.5K	call
INGRINGREDION INC	1,025	$81.8K	shares
GDGENERAL DYNAMICS CORP	574	$81.3K	shares
RNRRENAISSANCERE HLDGS LTD	800	$81.2K	shares
PRIVATEBANCORP INCPRIVATEBANCORP INC	2,000	$79.6K	shares
CLDTCHATHAM LODGING TR	3,000	$79.4K	shares
TAPMOLSON COORS BEVERAGE CO	1,128	$78.7K	shares
NEMNEWMONT CORP	3,321	$77.6K	shares
CDWCDW CORP	2,240	$76.8K	shares
BIO REFERENCE LABS INCBIO REFERENCE LABS INC	1,820	$75.1K	shares
FRFIRST INDL RLTY TR INC	4,000	$74.9K	shares
DISCOVER FINL SVCSDISCOVER FINL SVCS	1,300	$74.9K	shares
Hubbell Inc Class BHubbell Inc Class B	689	$74.6K	shares
ITWILLINOIS TOOL WKS INC	800	$73.4K	shares
KLACKLA CORP	1,300	$73.1K	shares
TWITTER INCTWITTER INC	2,000	$72.4K	shares

How Q3 2015 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001111629-15-000005	base		2015-10-27	acceptance time not in the bulk data set	2026-10-07 19:14:40 UTC