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Disclosery

First Allied Asset Management, Inc.

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13F filer, CIK 1456510, SAN DIEGO, CA

First Allied Asset Management, Inc. reported $743,699,000 across 217 holdings for the quarter ended 2014-09-30, in a 13F-HR filed 2014-11-12. Its ten largest share positions make up 17.19% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001456510-14-000007

Period
2014-09-30
Reported value
$744M
Holdings
217
Top 10 weight
17.19%
New
71
Sold out
30

Largest buys vs the previous quarter

SecurityShares changeApprox. value
AAPLnew+101,743$10.3M
DR PEPPER SNAPPLE GROUP INCnew+126,957$8.25M
EWHnew+396,909$8.13M
PROSHARES TRnew+162,080$8.01M
BAnew+61,563$7.96M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
HEDJexited-142,981-$8.39M
EDIVexited-196,810-$7.91M
SENIOR HSG PPTYS TRexited-292,735-$7.18M
BIVreduced-85,122-$7.17M
UNILEVER PLCexited-155,908-$7.09M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2014

Share positions as resolved from 13F-HR 0001456510-14-000007, largest first. % of portfolio is the value over $743,699,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
LQDISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 182,601 shares; 2014Q2: 185,875 shares; 2014Q3: 173,352 shares 173,352$20.5M2.76%-12,523Timeline
MBBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 226,713 shares; 2014Q2: 175,954 shares; 2014Q3: 162,463 shares 162,463$17.6M2.36%-13,491Timeline
PFFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 324,676 shares; 2014Q2: 335,076 shares; 2014Q3: 357,123 shares 357,123$14.1M1.89%+22,047Timeline
VEAVANGUARD TAX-MANAGED FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 398,194 shares; 2014Q2: 358,505 shares; 2014Q3: 288,599 shares 288,599$11.5M1.54%-69,906Timeline
ELDWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 85,639 shares; 2014Q2: 185,512 shares; 2014Q3: 252,789 shares 252,789$11.3M1.51%+67,277Timeline
TORTOISE ENERGY INFRA CORPTORTOISE ENERGY INFRA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 215,154 shares; 2014Q2: 219,643 shares; 2014Q3: 231,431 shares 231,431$11.1M1.5%+11,788
VTIPVANGUARD MALVERN FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 231,336 shares; 2014Q2: 234,597 shares; 2014Q3: 225,692 shares 225,692$11.1M1.49%-8,905Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 14,372 shares; 2014Q2: not reported; 2014Q3: 101,743 shares 101,743$10.3M1.39%newTimeline
VNQVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 48,231 shares; 2014Q2: 129,392 shares; 2014Q3: 143,400 shares 143,400$10.3M1.39%+14,008Timeline
UTFCOHEN & STEERS INFRASTRUCTURQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 446,870 shares; 2014Q2: 417,200 shares; 2014Q3: 433,850 shares 433,850$10.1M1.36%+16,650Timeline
SJNKSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 364,865 shares; 2014Q2: 384,051 shares; 2014Q3: 316,976 shares 316,976$9.48M1.27%-67,075Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 60,906 shares; 2014Q2: 66,847 shares; 2014Q3: 186,388 shares 186,388$9.28M1.25%+119,541Timeline
VWOVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 252,832 shares; 2014Q2: 230,274 shares; 2014Q3: 217,384 shares 217,384$9.08M1.22%-12,890Timeline
XLKSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 371,286 shares; 2014Q2: 212,240 shares; 2014Q3: 224,818 shares 224,818$8.97M1.21%+12,578Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 84,398 shares; 2014Q2: 71,466 shares; 2014Q3: 73,591 shares 73,591$8.8M1.18%+2,125Timeline
SPSBSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 201,979 shares; 2014Q2: 204,056 shares; 2014Q3: 282,337 shares 282,337$8.69M1.17%+78,281Timeline
MUBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 86,785 shares; 2014Q2: 87,099 shares; 2014Q3: 76,952 shares 76,952$8.44M1.14%-10,147Timeline
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 66,343 shares; 2014Q2: 66,455 shares; 2014Q3: 72,450 shares 72,450$8.37M1.13%+5,995Timeline
DR PEPPER SNAPPLE GROUP INCDR PEPPER SNAPPLE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 124,405 shares; 2014Q2: not reported; 2014Q3: 126,957 shares 126,957$8.25M1.11%new
EWHISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 396,909 shares 396,909$8.13M1.09%newTimeline
PROSHARES TRPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 162,080 shares 162,080$8.01M1.08%new
BABOEING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 61,563 shares 61,563$7.96M1.07%newTimeline
DLRDIGITAL RLTY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 126,705 shares; 2014Q2: 126,955 shares; 2014Q3: 127,109 shares 127,109$7.92M1.06%+154Timeline
EWGISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 286,367 shares 286,367$7.92M1.06%newTimeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 127,423 shares; 2014Q2: 128,083 shares; 2014Q3: 131,677 shares 131,677$7.86M1.06%+3,594Timeline
TGTTARGET CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 122,208 shares 122,208$7.78M1.05%newTimeline
SYMANTEC CORPSYMANTEC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 321,686 shares; 2014Q3: 327,513 shares 327,513$7.77M1.04%+5,827
SHYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 125,775 shares; 2014Q2: 94,647 shares; 2014Q3: 91,005 shares 91,005$7.69M1.03%-3,642Timeline
OREALTY INCOME CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 184,182 shares; 2014Q2: 181,854 shares; 2014Q3: 184,068 shares 184,068$7.56M1.02%+2,214Timeline
ALTERA CORPALTERA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 204,933 shares 204,933$7.41M1%new
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 172,311 shares; 2014Q2: 177,654 shares; 2014Q3: 207,448 shares 207,448$7.38M0.99%+29,794Timeline
CWBSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 78,129 shares; 2014Q3: 146,351 shares 146,351$7.27M0.98%+68,222Timeline
EFAVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 107,327 shares; 2014Q2: 116,919 shares; 2014Q3: 115,126 shares 115,126$7.26M0.98%-1,793Timeline
POWERSHARES ETF TRUST DYN M…POWERSHARES ETF TRUST DYN MEDIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 291,899 shares 291,899$7.23M0.97%new
OEFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 37,958 shares; 2014Q2: 60,924 shares; 2014Q3: 82,278 shares 82,278$7.23M0.97%+21,354Timeline
POWERSHARES ETF TR II S&P50…POWERSHARES ETF TR II S&P500 LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 358,506 shares; 2014Q2: 227,408 shares; 2014Q3: 204,520 shares 204,520$7.17M0.96%-22,888
ACNACCENTURE PLC IRELANDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 38,855 shares; 2014Q2: not reported; 2014Q3: 87,756 shares 87,756$7.15M0.96%newTimeline
VCSHVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 81,980 shares; 2014Q2: 83,681 shares; 2014Q3: 88,102 shares 88,102$7.1M0.95%+4,421Timeline
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 66,464 shares 66,464$7.09M0.95%new
HCP INCHCP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 168,421 shares; 2014Q2: 170,581 shares; 2014Q3: 176,285 shares 176,285$7.08M0.95%+5,704
BMOBANK OF MONTREALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 90,018 shares; 2014Q2: not reported; 2014Q3: 94,632 shares 94,632$7.08M0.95%newTimeline
GISGENERAL MILLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 132,289 shares; 2014Q2: 132,706 shares; 2014Q3: 137,714 shares 137,714$7.06M0.95%+5,008Timeline
IXPISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 98,493 shares; 2014Q2: 100,374 shares; 2014Q3: 106,581 shares 106,581$6.86M0.92%+6,207Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 201,706 shares; 2014Q2: 210,506 shares; 2014Q3: 228,217 shares 228,217$6.86M0.92%+17,711Timeline
PAYXPAYCHEX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 150,837 shares 150,837$6.75M0.91%newTimeline
ACHACCENDRA HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 194,677 shares; 2014Q3: 202,753 shares 202,753$6.71M0.9%+8,076Timeline
CA INC COMCA INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 236,216 shares 236,216$6.69M0.9%new
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 87,094 shares; 2014Q2: 87,094 shares; 2014Q3: 84,578 shares 84,578$6.68M0.9%-2,516Timeline
STAPLES INCSTAPLES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 543,232 shares 543,232$6.66M0.9%new
POWERSHARES GLOBAL ETF TRUSTPOWERSHARES GLOBAL ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 248,862 shares; 2014Q2: 256,342 shares; 2014Q3: 263,738 shares 263,738$6.62M0.89%+7,396
BNSBANK NOVA SCOTIA B CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 99,736 shares; 2014Q2: not reported; 2014Q3: 105,564 shares 105,564$6.57M0.88%newTimeline
CAGCONAGRA BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 195,397 shares 195,397$6.54M0.88%newTimeline
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 30,539 shares; 2014Q2: 31,513 shares; 2014Q3: 33,847 shares 33,847$6.52M0.88%+2,334Timeline
CORECIVIC INCCORECIVIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 176,842 shares; 2014Q3: 186,667 shares 186,667$6.5M0.87%+9,825
BGRBLACKROCK ENERGY & RES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 360,215 shares; 2014Q2: 251,993 shares; 2014Q3: 266,786 shares 266,786$6.49M0.87%+14,793Timeline
TDTORONTO DOMINION BK ONTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 120,765 shares; 2014Q2: 124,296 shares; 2014Q3: 130,019 shares 130,019$6.45M0.87%+5,723Timeline
EPREPR PPTYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 114,913 shares; 2014Q2: 117,550 shares; 2014Q3: 122,772 shares 122,772$6.33M0.85%+5,222Timeline
M.D.C. HOLDINGS INCM.D.C. HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 102,900 shares; 2014Q2: 110,600 shares; 2014Q3: 247,595 shares 247,595$6.32M0.85%+136,995
CHRWC H ROBINSON WORLDWIDE INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 93,325 shares 93,325$6.3M0.85%newTimeline
RCIROGERS COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 157,344 shares; 2014Q3: 165,590 shares 165,590$6.23M0.84%+8,246Timeline
ARCCARES CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 352,902 shares; 2014Q2: 358,017 shares; 2014Q3: 372,474 shares 372,474$6.1M0.82%+14,457Timeline
HOLLYFRONTIER CORPHOLLYFRONTIER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 58,100 shares; 2014Q2: 126,825 shares; 2014Q3: 137,025 shares 137,025$6M0.81%+10,200
MATMATTEL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 193,995 shares 193,995$5.98M0.8%newTimeline
NHINATIONAL HEALTH INVS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 101,189 shares 101,189$5.84M0.79%newTimeline
IGSBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 149,564 shares; 2014Q2: 60,882 shares; 2014Q3: 51,501 shares 51,501$5.42M0.73%-9,381Timeline
POWERSHARESPOWERSHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 245,700 shares; 2014Q2: 419,429 shares; 2014Q3: 215,974 shares 215,974$5.29M0.71%-203,455
PROSHARES TRPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 117,347 shares; 2014Q2: 159,602 shares; 2014Q3: 125,665 shares 125,665$5.28M0.71%-33,937
VPLVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 102,812 shares; 2014Q2: 102,796 shares; 2014Q3: 84,033 shares 84,033$4.97M0.67%-18,763Timeline
DEMWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 13,902 shares; 2014Q2: 93,011 shares; 2014Q3: 102,455 shares 102,455$4.9M0.66%+9,444Timeline
IEFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 53,155 shares; 2014Q2: 54,460 shares; 2014Q3: 46,952 shares 46,952$4.87M0.65%-7,508Timeline
NTAPNETAPP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 105,200 shares; 2014Q3: 109,328 shares 109,328$4.72M0.63%+4,128Timeline
E M C CORP MASSE M C CORP MASSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 45,866 shares; 2014Q2: 48,918 shares; 2014Q3: 153,880 shares 153,880$4.52M0.61%+104,962
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 46,809 shares; 2014Q2: 47,748 shares; 2014Q3: 49,986 shares 49,986$4.23M0.57%+2,238Timeline
VNQIVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 66,610 shares; 2014Q3: 70,315 shares 70,315$3.83M0.52%+3,705Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 31,614 shares; 2014Q2: 32,417 shares; 2014Q3: 40,187 shares 40,187$3.78M0.51%+7,770Timeline
SNYSANOFI SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 58,499 shares; 2014Q2: 61,269 shares; 2014Q3: 65,264 shares 65,264$3.72M0.5%+3,995Timeline
DLNWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 71,493 shares; 2014Q2: 70,778 shares; 2014Q3: 51,455 shares 51,455$3.66M0.49%-19,323Timeline
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 57,100 shares; 2014Q2: 63,200 shares; 2014Q3: 67,429 shares 67,429$3.47M0.47%+4,229Timeline
TBFPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 124,447 shares 124,447$3.46M0.47%newTimeline
SYYSYSCO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 89,537 shares 89,537$3.43M0.46%newTimeline
HIGHARTFORD INSURANCE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 92,873 shares 92,873$3.42M0.46%newTimeline
FTSE RAFI 1000 US Lg CapFTSE RAFI 1000 US Lg CapQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 54,019 shares; 2014Q2: 53,518 shares; 2014Q3: 38,452 shares 38,452$3.38M0.45%-15,066
VUGVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 43,859 shares; 2014Q2: 43,180 shares; 2014Q3: 34,029 shares 34,029$3.37M0.45%-9,151Timeline
POWERSHARESPOWERSHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 246,069 shares; 2014Q2: 396,249 shares; 2014Q3: 137,156 shares 137,156$3.33M0.45%-259,093
CHICALAMOS CONV OPPORTUNITIES &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 233,147 shares; 2014Q2: 238,116 shares; 2014Q3: 248,735 shares 248,735$3.3M0.44%+10,619Timeline
IWCISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 44,216 shares; 2014Q3: 46,849 shares 46,849$3.26M0.44%+2,633Timeline
NATIONAL OILWELL VARCO INCNATIONAL OILWELL VARCO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 38,100 shares; 2014Q3: 41,672 shares 41,672$3.25M0.44%+3,572
EMBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 27,943 shares; 2014Q2: 28,564 shares; 2014Q3: 29,856 shares 29,856$3.23M0.43%+1,292Timeline
AETNA INC NEWAETNA INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 40,275 shares 40,275$3.23M0.43%new
PETSMART INCPETSMART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 45,658 shares 45,658$3.2M0.43%new
BED BATH & BEYOND INCBED BATH & BEYOND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 47,201 shares 47,201$3.19M0.43%new
FLRFLUOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 44,926 shares 44,926$3.05M0.41%newTimeline
WELLTOWER INCWELLTOWER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 45,025 shares; 2014Q3: 49,405 shares 49,405$3.02M0.41%+4,380
EMREMERSON ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 48,103 shares 48,103$2.99M0.4%newTimeline
KSSKOHLS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 48,600 shares; 2014Q2: 52,200 shares; 2014Q3: 47,947 shares 47,947$2.89M0.39%-4,253Timeline
ISHARES GOLD TRUSTISHARES GOLD TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 217,556 shares; 2014Q2: 246,370 shares; 2014Q3: 226,319 shares 226,319$2.65M0.36%-20,051
ADIANALOG DEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 51,034 shares 51,034$2.55M0.34%newTimeline
MDYSTATE STR SPDR S&P MIDCAP 40Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 36,491 shares; 2014Q2: 7,367 shares; 2014Q3: 10,044 shares 10,044$2.5M0.34%+2,677Timeline
POWERSHARES ETF TRUST DWA T…POWERSHARES ETF TRUST DWA TECHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 71,205 shares; 2014Q2: 71,828 shares; 2014Q3: 57,727 shares 57,727$2.27M0.31%-14,101
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 11,477 shares 11,477$2.27M0.3%newTimeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 36,420 shares; 2014Q2: 38,144 shares; 2014Q3: 46,797 shares 46,797$2.17M0.29%+8,653Timeline
EMCBWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 22,501 shares; 2014Q3: 26,047 shares 26,047$1.99M0.27%+3,546Timeline
IJHISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 1,756 shares; 2014Q2: 3,902 shares; 2014Q3: 14,391 shares 14,391$1.97M0.26%+10,489Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 22,849 shares; 2014Q2: 25,159 shares; 2014Q3: 30,744 shares 30,744$1.85M0.25%+5,585Timeline
ADVISORSHARESADVISORSHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 169,846 shares; 2014Q3: 155,058 shares 155,058$1.85M0.25%-14,788
MNANYLIM ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 45,597 shares; 2014Q2: 57,415 shares; 2014Q3: 66,255 shares 66,255$1.82M0.24%+8,840Timeline
FTSE RAFI Internat'l Dev Mk…FTSE RAFI Internat'l Dev MktsQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 56,619 shares; 2014Q2: 56,530 shares; 2014Q3: 43,033 shares 43,033$1.8M0.24%-13,497
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 41,698 shares; 2014Q2: 42,684 shares; 2014Q3: 51,710 shares 51,710$1.8M0.24%+9,026Timeline
PROSHARES SHORT MDCP 400PROSHARES SHORT MDCP 400Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 102,061 shares 102,061$1.8M0.24%new
LMTLOCKHEED MARTIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 7,544 shares; 2014Q2: 7,936 shares; 2014Q3: 9,458 shares 9,458$1.72M0.23%+1,522Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 55,943 shares; 2014Q2: 59,374 shares; 2014Q3: 66,859 shares 66,859$1.68M0.23%+7,485Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 11,667 shares; 2014Q2: 12,549 shares; 2014Q3: 14,870 shares 14,870$1.59M0.21%+2,321Timeline
METMETLIFE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 23,908 shares; 2014Q2: 25,898 shares; 2014Q3: 28,431 shares 28,431$1.53M0.21%+2,533Timeline
Chubb CorporationChubb CorporationQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 13,449 shares; 2014Q2: 14,659 shares; 2014Q3: 16,712 shares 16,712$1.51M0.2%+2,053
IYRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 12,407 shares; 2014Q3: 21,617 shares 21,617$1.5M0.2%+9,210Timeline
LLYELI LILLY & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 20,741 shares; 2014Q2: 20,343 shares; 2014Q3: 22,229 shares 22,229$1.44M0.19%+1,886Timeline
MEDTRONIC INCMEDTRONIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 17,843 shares; 2014Q2: 19,158 shares; 2014Q3: 23,221 shares 23,221$1.43M0.19%+4,063
WTMFWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 25,002 shares; 2014Q2: 28,842 shares; 2014Q3: 32,270 shares 32,270$1.42M0.19%+3,428Timeline
VLOVALERO ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 23,285 shares; 2014Q2: 24,048 shares; 2014Q3: 29,976 shares 29,976$1.38M0.19%+5,928Timeline
HUMHUMANA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 8,107 shares; 2014Q2: 8,481 shares; 2014Q3: 10,517 shares 10,517$1.37M0.18%+2,036Timeline
GDGENERAL DYNAMICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 8,806 shares; 2014Q2: 9,402 shares; 2014Q3: 10,440 shares 10,440$1.32M0.18%+1,038Timeline
HEWLETT PACKARD COHEWLETT PACKARD COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 31,087 shares; 2014Q2: 33,414 shares; 2014Q3: 37,028 shares 37,028$1.3M0.18%+3,614
BWXSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 30,777 shares; 2014Q2: 31,050 shares; 2014Q3: 22,557 shares 22,557$1.3M0.18%-8,493Timeline
WMTWALMART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 12,060 shares; 2014Q2: 12,921 shares; 2014Q3: 16,801 shares 16,801$1.3M0.17%+3,880Timeline
MMM3M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 7,416 shares; 2014Q2: 8,048 shares; 2014Q3: 8,994 shares 8,994$1.28M0.17%+946Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 18,412 shares; 2014Q2: 19,568 shares; 2014Q3: 21,743 shares 21,743$1.26M0.17%+2,175Timeline
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 11,320 shares; 2014Q2: 12,123 shares; 2014Q3: 13,445 shares 13,445$1.25M0.17%+1,322Timeline
ORCLORACLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 27,666 shares; 2014Q2: 28,348 shares; 2014Q3: 32,214 shares 32,214$1.23M0.17%+3,866Timeline
ENERGIZER HLDGS INCENERGIZER HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 7,764 shares; 2014Q2: 8,784 shares; 2014Q3: 10,009 shares 10,009$1.22M0.16%+1,225
TLTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 10,047 shares 10,047$1.17M0.16%newTimeline
VGKVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 75,421 shares; 2014Q2: 25,387 shares; 2014Q3: 21,222 shares 21,222$1.17M0.16%-4,165Timeline
SUBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 14,491 shares; 2014Q2: 13,991 shares; 2014Q3: 10,791 shares 10,791$1.15M0.15%-3,200Timeline
SPDR SERIES TRUST BLOOMBERG…SPDR SERIES TRUST BLOOMBERG BRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 9,322 shares; 2014Q2: 115,370 shares; 2014Q3: 27,849 shares 27,849$1.12M0.15%-87,521
QCOMQUALCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 9,884 shares; 2014Q2: 10,717 shares; 2014Q3: 14,859 shares 14,859$1.11M0.15%+4,142Timeline
ROCKET COMPANIES CLA A CLAS…ROCKET COMPANIES CLA A CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 23,410 shares 23,410$1.11M0.15%new
IYMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 2,407 shares; 2014Q3: 12,767 shares 12,767$1.1M0.15%+10,360Timeline
INDEXIQ ETF TR HDG MACTRKINDEXIQ ETF TR HDG MACTRKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 32,887 shares; 2014Q2: 38,086 shares; 2014Q3: 42,355 shares 42,355$1.1M0.15%+4,269
EXPEEXPEDIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 10,818 shares; 2014Q2: 11,313 shares; 2014Q3: 12,377 shares 12,377$1.09M0.15%+1,064Timeline
HYGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 68,645 shares; 2014Q2: 69,790 shares; 2014Q3: 11,865 shares 11,865$1.09M0.15%-57,925Timeline
FFIVF5 INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 7,143 shares; 2014Q2: 7,735 shares; 2014Q3: 8,899 shares 8,899$1.06M0.14%+1,164Timeline
CFCF INDUSTRIES HOLDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 2,958 shares; 2014Q2: 3,292 shares; 2014Q3: 3,766 shares 3,766$1.05M0.14%+474Timeline
IVEISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 2,287 shares; 2014Q2: not reported; 2014Q3: 11,159 shares 11,159$1M0.14%newTimeline
Market Vectors EtfMarket Vectors EtfQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 32,419 shares 32,419$998K0.13%new
ABTABBOTT LABORATORIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 21,417 shares; 2014Q2: not reported; 2014Q3: 24,182 shares 24,182$996K0.13%newTimeline
POWERSHARESPOWERSHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 68,750 shares 68,750$996K0.13%new
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 2,100 shares; 2014Q2: 1,467 shares; 2014Q3: 4,935 shares 4,935$980K0.13%+3,468Timeline
FRCBFIRST REP BK SAN FRANCISCO CALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 13,889 shares; 2014Q2: 16,284 shares; 2014Q3: 19,634 shares 19,634$970K0.13%+3,350Timeline
ETRENTERGY CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 10,188 shares; 2014Q2: 11,026 shares; 2014Q3: 12,401 shares 12,401$959K0.13%+1,375Timeline
STTSTATE STR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 9,143 shares; 2014Q2: 10,819 shares; 2014Q3: 12,293 shares 12,293$915K0.12%+1,474Timeline
LABORATORY CORP OF AMERICALABORATORY CORP OF AMERICAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 7,082 shares; 2014Q2: 7,773 shares; 2014Q3: 8,739 shares 8,739$896K0.12%+966
MURMURPHY OIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 10,513 shares; 2014Q2: 12,698 shares; 2014Q3: 15,737 shares 15,737$889K0.12%+3,039Timeline
PPLPPL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 21,089 shares; 2014Q2: 23,029 shares; 2014Q3: 26,579 shares 26,579$871K0.12%+3,550Timeline
MMACYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 11,775 shares; 2014Q2: 12,654 shares; 2014Q3: 14,664 shares 14,664$868K0.12%+2,010Timeline
VTVVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 11,360 shares; 2014Q2: 11,233 shares; 2014Q3: 10,509 shares 10,509$853K0.11%-724Timeline
IVWISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 7,688 shares 7,688$823K0.11%newTimeline
IWMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 3,897 shares; 2014Q2: 2,948 shares; 2014Q3: 7,492 shares 7,492$820K0.11%+4,544Timeline
MINTPIMCO ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 7,927 shares 7,927$806K0.11%newTimeline
OMCOMNICOM GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 8,836 shares; 2014Q2: 9,740 shares; 2014Q3: 11,352 shares 11,352$789K0.11%+1,612Timeline
IJJISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 6,203 shares 6,203$746K0.1%newTimeline
KEYKEYCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 42,348 shares; 2014Q2: 46,673 shares; 2014Q3: 53,619 shares 53,619$724K0.1%+6,946Timeline
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit SerQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 7,235 shares 7,235$716K0.1%new
EEMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 16,851 shares 16,851$700K0.09%newTimeline
EEMVISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 9,212 shares; 2014Q2: 10,419 shares; 2014Q3: 10,323 shares 10,323$617K0.08%-96Timeline
IWFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 4,578 shares; 2014Q2: 4,588 shares; 2014Q3: 6,631 shares 6,631$609K0.08%+2,043Timeline
AGZISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 6,535 shares; 2014Q2: 6,535 shares; 2014Q3: 5,415 shares 5,415$608K0.08%-1,120Timeline
MVVPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 8,589 shares 8,589$568K0.08%newTimeline
BNDVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 6,923 shares 6,923$564K0.08%newTimeline
DGXQUEST DIAGNOSTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 9,017 shares; 2014Q2: 65,517 shares; 2014Q3: 8,417 shares 8,417$511K0.07%-57,100Timeline
SRLNSSGA ACTIVE ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 15,192 shares; 2014Q2: 12,208 shares; 2014Q3: 9,974 shares 9,974$488K0.07%-2,234Timeline
IWRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 2,811 shares; 2014Q2: 3,017 shares; 2014Q3: 3,074 shares 3,074$487K0.07%+57Timeline
FLOTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 18,323 shares; 2014Q2: not reported; 2014Q3: 8,273 shares 8,273$418K0.06%newTimeline
XLISELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 162,004 shares; 2014Q2: not reported; 2014Q3: 7,393 shares 7,393$395K0.05%newTimeline
XLYSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 5,870 shares 5,870$391K0.05%newTimeline
IYWISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 2,234 shares; 2014Q3: 3,811 shares 3,811$381K0.05%+1,577Timeline
XLPSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 4,830 shares; 2014Q3: 8,232 shares 8,232$372K0.05%+3,402Timeline
DWXSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 8,000 shares; 2014Q2: 8,000 shares; 2014Q3: 8,000 shares 8,000$370K0.05%0Timeline
XLFSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 11,350 shares; 2014Q2: 9,456 shares; 2014Q3: 15,945 shares 15,945$367K0.05%+6,489Timeline
XLVSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 5,661 shares 5,661$361K0.05%newTimeline
IDVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 9,333 shares 9,333$336K0.05%newTimeline
IWBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 3,076 shares; 2014Q2: 3,011 shares; 2014Q3: 2,970 shares 2,970$326K0.04%-41Timeline
NVSNOVARTIS AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 3,295 shares 3,295$309K0.04%newTimeline
EFAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 33,537 shares; 2014Q2: 31,935 shares; 2014Q3: 4,851 shares 4,851$308K0.04%-27,084Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 3,163 shares; 2014Q3: 3,852 shares 3,852$307K0.04%+689
UWMPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 2,503 shares; 2014Q2: not reported; 2014Q3: 4,065 shares 4,065$306K0.04%newTimeline
RAYTHEON CORAYTHEON COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 2,763 shares; 2014Q2: 2,980 shares; 2014Q3: 2,986 shares 2,986$306K0.04%+6
GoogleGoogleQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 463 shares 463$293K0.04%new
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 247,810 shares; 2014Q2: 250,410 shares; 2014Q3: 11,017 shares 11,017$282K0.04%-239,393
NTTYYNTT, INC. AMERICAN DEPOSITARYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 7,948 shares; 2014Q3: 8,872 shares 8,872$273K0.04%+924Timeline
COPCONOCOPHILLIPSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 2,388 shares; 2014Q3: 3,588 shares 3,588$270K0.04%+1,200Timeline
KINDER MORGAN ENERGY PARTNERKINDER MORGAN ENERGY PARTNERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 2,857 shares 2,857$266K0.04%new
NEW YORK REIT INCNEW YORK REIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 25,339 shares 25,339$261K0.04%new
HDVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 3,400 shares 3,400$258K0.03%newTimeline
MOALTRIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 5,426 shares 5,426$248K0.03%newTimeline
BIVVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 154,875 shares; 2014Q2: 88,006 shares; 2014Q3: 2,884 shares 2,884$243K0.03%-85,122Timeline
SHIRE PLCSHIRE PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 924 shares; 2014Q3: 908 shares 908$242K0.03%-16
DWS Mun Income TrDWS Mun Income TrQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 18,050 shares 18,050$238K0.03%new
SSOPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 2,147 shares; 2014Q2: not reported; 2014Q3: 1,962 shares 1,962$230K0.03%newTimeline
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 3,100 shares 3,100$224K0.03%new
DVYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 3,017 shares 3,017$221K0.03%newTimeline
VODVODAFONE GROUP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 6,547 shares 6,547$216K0.03%newTimeline
IEMGISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 75,678 shares; 2014Q3: 4,134 shares 4,134$213K0.03%-71,544Timeline
VCITVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 2,460 shares 2,460$210K0.03%newTimeline
VIGVANGUARD SPECIALIZED FUNDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 2,708 shares 2,708$209K0.03%newTimeline
STATE STREET IG PUBLIC &PRI…STATE STREET IG PUBLIC &PRIVATE C…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 8,652 shares 8,652$207K0.03%new
WALGREEN COWALGREEN COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 3,515 shares 3,515$206K0.03%new
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 2,900 shares; 2014Q2: not reported; 2014Q3: 1,455 shares 1,455$203K0.03%newTimeline
INGING GROEP N.V.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: 12,646 shares; 2014Q3: 13,596 shares 13,596$190K0.03%+950Timeline
NJDCYNIDEC CP (NIHON KABUSHIKI KAISQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 10,373 shares 10,373$176K0.02%newTimeline
KEMET CORPKEMET CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 42,711 shares; 2014Q2: 42,711 shares; 2014Q3: 42,711 shares 42,711$176K0.02%0
BBVABANCO BILBAO VIZCAYA ARGENTAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 11,060 shares 11,060$131K0.02%newTimeline
HYTBLACKROCK CORPOR HI YLD FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: 10,137 shares; 2014Q2: not reported; 2014Q3: 10,137 shares 10,137$120K0.02%newTimeline
VIPSHOP HLDGS LTDVIPSHOP HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 15,000 shares 15,000$18K<0.01%new

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
COLONY CAP INCCOLONY CAP INC NOTE 3.875% 1/1principal48,000$48K0
ARES CAP CORPARES CAP CORP NOTE 5.125% 6/0principal46,000$47K0
PROSPECT CAPITAL CORPORATIO…PROSPECT CAPITAL CORPORATION 5.75… Convertibleprincipal45,000$46K0
PDLI 4 2/1/18PDLI 4 2/1/18 Bond 30/360P2 Uprincipal46,000$45K0
STANDARD BIOTOOLS INCSTANDARD BIOTOOLS INC NOTE 2.750% 2/0principal32,000$28Knew

Sold out in Q3 2014

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
HEDJWISDOMTREE TR142,981$8.39Mshares
EDIVSPDR INDEX SHS FDS196,810$7.91Mshares
SENIOR HSG PPTYS TRSENIOR HSG PPTYS TR292,735$7.18Mshares
UNILEVER PLCUNILEVER PLC155,908$7.09Mshares
POTASH CORP OF SASKATCHEWANPOTASH CORP OF SASKATCHEWAN177,974$6.84Mshares
BSVVANGUARD BD INDEX FDS83,919$6.78Mshares
TRANSCANADA CORPTRANSCANADA CORP139,462$6.69Mshares
VTRVENTAS INC102,469$6.64Mshares
PEGPUBLIC SVC ENTERPRISE GROUP158,808$6.55Mshares
DEDEERE & CO67,561$6.19Mshares
PROSHARES TRPROSHARES TR239,551$6.19Mshares
DOLWISDOMTREE TR70,646$3.79Mshares
SLVISHARES SILVER TR170,418$3.41Mshares
PFGPRINCIPAL FINANCIAL GROUP IN62,300$3.12Mshares
EWZISHARES INC63,038$3.06Mshares
JUNIPER NETWORKS INCJUNIPER NETWORKS INC114,200$2.79Mshares
CPBTHE CAMPBELLS COMPANY58,200$2.71Mshares
MOSMOSAIC CO53,600$2.68Mshares
CITRIX SYSTEMS INCCITRIX SYSTEMS INC40,500$2.5Mshares
iShares MSCI Frontier 100iShares MSCI Frontier 10055,386$2Mshares
BARCLAYS IPTH SRS B S&P SHR…BARCLAYS IPTH SRS B S&P SHRT TRM …57,297$1.65Mshares
ENSCO PLCENSCO PLC19,684$1.1Mshares
BARCLAYS BK PLC IPATH S&P M…BARCLAYS BK PLC IPATH S&P MT E45,404$578Kshares
EDCONSOLIDATED EDISON INC7,391$426Kshares
AGGISHARES TR2,820$307Kshares
DWS MUN INCOME TR COMDWS MUN INCOME TR COM18,050$246Kshares
XLUSELECT SECTOR SPDR TR4,972$219Kshares
XLESELECT SECTOR SPDR TR2,159$217Kshares
IYJISHARES TR2,030$210Kshares
VIPSHOP HLDGS LTDVIPSHOP HLDGS LTD15,000$18Kprincipal

How Q3 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001456510-14-000007 base2014-11-12acceptance time not in the bulk data set