First Allied Asset Management, Inc.

13F filer, CIK 1456510, SAN DIEGO, CA

First Allied Asset Management, Inc. reported $680,170,000 across 176 holdings for the quarter ended 2014-06-30, in a 13F-HR filed 2014-08-14. Its ten largest share positions make up 19.94% of the portfolio.

Filed 2014-08-14 (acceptance time not in the bulk data set), ingested 2026-10-07 19:34:04 UTC13F-HR 0001456510-14-000006

Period: 2014-06-30
Reported value: $680M
Holdings: 176
Top 10 weight: 19.94%
New: 40
Sold out: 34

Largest buys vs the previous quarter

Security	Shares change	Approx. value
HEDJnew	+142,981	$8.39M
EDIVnew	+196,810	$7.91M
SYMANTEC CORPnew	+321,686	$7.4M
ACHnew	+194,677	$6.68M
RCInew	+157,344	$6.42M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
IGSBreduced	-88,682	-$9.37M
XLIexited	-162,004	-$8.47M
AAPLexited	-14,372	-$8.01M
MDYreduced	-29,124	-$7.58M
ACWIexited	-122,324	-$7.11M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2014

Share positions as resolved from 13F-HR 0001456510-14-000006, largest first. % of portfolio is the value over $680,170,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
LQDISHARES TR	185,875	$22.2M	3.27%	+3,274	Timeline
MBBISHARES TR	175,954	$19.1M	2.8%	-50,759	Timeline
VEAVANGUARD TAX-MANAGED FDS	358,505	$15.3M	2.24%	-39,689	Timeline
PFFISHARES TR	335,076	$13.3M	1.96%	+10,400	Timeline
SJNKSPDR SERIES TRUST	384,051	$11.9M	1.75%	+19,186	Timeline
VTIPVANGUARD MALVERN FDS	234,597	$11.8M	1.73%	+3,261	Timeline
POWERSHARESPOWERSHARES	419,429	$11.1M	1.63%	+173,729
TORTOISE ENERGY INFRA CORPTORTOISE ENERGY INFRA CORP	219,643	$10.9M	1.6%	+4,489
UTFCOHEN & STEERS INFRASTRUCTUR	417,200	$10.2M	1.5%	-29,670	Timeline
VWOVANGUARD INTL EQUITY INDEX F	230,274	$9.93M	1.46%	-22,558	Timeline
POWERSHARESPOWERSHARES	396,249	$9.91M	1.46%	+150,180
VNQVANGUARD INDEX FDS	129,392	$9.68M	1.42%	+81,161	Timeline
MUBISHARES TR	87,099	$9.46M	1.39%	+314	Timeline
CVXCHEVRON CORPORATION	71,466	$9.34M	1.37%	-12,932	Timeline
ELDWISDOMTREE TR	185,512	$8.82M	1.3%	+99,873	Timeline
GLDSPDR GOLD TR	66,455	$8.58M	1.26%	+112	Timeline
HEDJWISDOMTREE TR	142,981	$8.39M	1.23%	new	Timeline
XLKSELECT SECTOR SPDR TR	212,240	$8.13M	1.19%	-159,046	Timeline
OREALTY INCOME CORP	181,854	$8.12M	1.19%	-2,328	Timeline
POWERSHARES ETF TR II S&P50…POWERSHARES ETF TR II S&P500 L	227,408	$8.08M	1.19%	-131,098
SHYISHARES TR	94,647	$8M	1.18%	-31,128	Timeline
EDIVSPDR INDEX SHS FDS	196,810	$7.91M	1.16%	new	Timeline
EFAVISHARES TR	116,919	$7.67M	1.13%	+9,592	Timeline
BIVVANGUARD BD INDEX FDS	88,006	$7.54M	1.11%	-66,869	Timeline
MRKMERCK & CO INC	128,083	$7.49M	1.1%	+660	Timeline
DLRDIGITAL RLTY TR INC	126,955	$7.46M	1.1%	+250	Timeline
SYMANTEC CORPSYMANTEC CORP	321,686	$7.4M	1.09%	new
SENIOR HSG PPTYS TRSENIOR HSG PPTYS TR	292,735	$7.18M	1.06%	+2,216
HCP INCHCP INC	170,581	$7.1M	1.04%	+2,160
UNILEVER PLCUNILEVER PLC	155,908	$7.09M	1.04%	+1,451
GISGENERAL MILLS INC	132,706	$7.06M	1.04%	+417	Timeline
BGRBLACKROCK ENERGY & RES TR	251,993	$6.87M	1.01%	-108,222	Timeline
POTASH CORP OF SASKATCHEWANPOTASH CORP OF SASKATCHEWAN	177,974	$6.84M	1.01%	+89,074
BSVVANGUARD BD INDEX FDS	83,919	$6.78M	1%	-78,459	Timeline
PROSHARES TRPROSHARES TR	159,602	$6.77M	1%	+42,255
VCSHVANGUARD SCOTTSDALE FDS	83,681	$6.77M	1%	+1,701	Timeline
TRANSCANADA CORPTRANSCANADA CORP	139,462	$6.69M	0.98%	+2,634
ACHACCENDRA HEALTH INC	194,677	$6.68M	0.98%	new	Timeline
EPREPR PPTYS	117,550	$6.67M	0.98%	+2,637	Timeline
VTRVENTAS INC	102,469	$6.64M	0.98%	+1,253	Timeline
GENERAL ELEC COGENERAL ELEC CO	250,410	$6.64M	0.98%	+2,600
PEGPUBLIC SVC ENTERPRISE GROUP	158,808	$6.55M	0.96%	+3,179	Timeline
HYGISHARES TR	69,790	$6.53M	0.96%	+1,145	Timeline
ARCCARES CAPITAL CORP	358,017	$6.48M	0.95%	+5,115	Timeline
TDTORONTO DOMINION BK ONT	124,296	$6.45M	0.95%	+3,531	Timeline
IXPISHARES TR	100,374	$6.45M	0.95%	+1,881	Timeline
IGSBISHARES TR	60,882	$6.43M	0.95%	-88,682	Timeline
RCIROGERS COMMUNICATIONS INC	157,344	$6.42M	0.94%	new	Timeline
VPLVANGUARD INTL EQUITY INDEX F	102,796	$6.39M	0.94%	-16	Timeline
TAT&T INC	177,654	$6.35M	0.93%	+5,343	Timeline
PFEPFIZER INC	210,506	$6.34M	0.93%	+8,800	Timeline
SPSBSPDR SERIES TRUST	204,056	$6.34M	0.93%	+2,077	Timeline
POWERSHARES GLOBAL ETF TRUSTPOWERSHARES GLOBAL ETF TRUST	256,342	$6.31M	0.93%	+7,480
DEDEERE & CO	67,561	$6.19M	0.91%	+1,989	Timeline
PROSHARES TRPROSHARES TR	239,551	$6.19M	0.91%	-200,361
CORECIVIC INCCORECIVIC INC	176,842	$5.87M	0.86%	new
METAMETA PLATFORMS INC	87,094	$5.86M	0.86%	0	Timeline
IBMINTERNATIONAL BUSINESS MACHS	31,513	$5.81M	0.85%	+974	Timeline
IEFISHARES TR	54,460	$5.64M	0.83%	+1,305	Timeline
HOLLYFRONTIER CORPHOLLYFRONTIER CORP	126,825	$5.56M	0.82%	+68,725
OEFISHARES TR	60,924	$5.27M	0.77%	+22,966	Timeline
DLNWISDOMTREE TR	70,778	$5.01M	0.74%	-715	Timeline
DEMWISDOMTREE TR	93,011	$4.82M	0.71%	+79,109	Timeline
SPDR SERIES TRUST BLOOMBERG…SPDR SERIES TRUST BLOOMBERG BR	115,370	$4.82M	0.71%	+106,048
FTSE RAFI 1000 US Lg CapFTSE RAFI 1000 US Lg Cap	53,518	$4.73M	0.7%	-501
VUGVANGUARD INDEX FDS	43,180	$4.26M	0.63%	-679	Timeline
CWBSPDR SERIES TRUST	78,129	$3.94M	0.58%	new	Timeline
IEMGISHARES INC	75,678	$3.91M	0.57%	new	Timeline
DGXQUEST DIAGNOSTICS INC	65,517	$3.88M	0.57%	+56,500	Timeline
VNQIVANGUARD INTL EQUITY INDEX F	66,610	$3.87M	0.57%	new	Timeline
NTAPNETAPP INC	105,200	$3.82M	0.56%	new	Timeline
DOLWISDOMTREE TR	70,646	$3.79M	0.56%	new	Timeline
PGPROCTER & GAMBLE CO	47,748	$3.64M	0.54%	+939	Timeline
SLVISHARES SILVER TR	170,418	$3.41M	0.5%	new	Timeline
IWCISHARES TR	44,216	$3.36M	0.49%	new	Timeline
M.D.C. HOLDINGS INCM.D.C. HOLDINGS INC	110,600	$3.32M	0.49%	+7,700
VZVERIZON COMMUNICATIONS INC	66,847	$3.31M	0.49%	+5,941	Timeline
CHICALAMOS CONV OPPORTUNITIES &	238,116	$3.29M	0.48%	+4,969	Timeline
XOMEXXON MOBIL CORP	32,417	$3.27M	0.48%	+803	Timeline
SNYSANOFI SA	61,269	$3.24M	0.48%	+2,770	Timeline
ISHARES GOLD TRUSTISHARES GOLD TRUST	246,370	$3.17M	0.47%	+28,814
EMBISHARES TR	28,564	$3.16M	0.46%	+621	Timeline
PFGPRINCIPAL FINANCIAL GROUP IN	62,300	$3.12M	0.46%	new	Timeline
NATIONAL OILWELL VARCO INCNATIONAL OILWELL VARCO INC	38,100	$3.08M	0.45%	new
EWZISHARES INC	63,038	$3.06M	0.45%	new	Timeline
CCITIGROUP INC	63,200	$2.97M	0.44%	+6,100	Timeline
POWERSHARES ETF TRUST DWA T…POWERSHARES ETF TRUST DWA TECH	71,828	$2.81M	0.41%	+623
JUNIPER NETWORKS INCJUNIPER NETWORKS INC	114,200	$2.79M	0.41%	new
WELLTOWER INCWELLTOWER INC	45,025	$2.79M	0.41%	new
KSSKOHLS CORP	52,200	$2.74M	0.4%	+3,600	Timeline
CPBTHE CAMPBELLS COMPANY	58,200	$2.71M	0.4%	-11,400	Timeline
MOSMOSAIC CO	53,600	$2.68M	0.39%	new	Timeline
FTSE RAFI Internat'l Dev Mk…FTSE RAFI Internat'l Dev Mkts	56,530	$2.59M	0.38%	-89
CITRIX SYSTEMS INCCITRIX SYSTEMS INC	40,500	$2.5M	0.37%	new
EFAISHARES TR	31,935	$2.19M	0.32%	-1,602	Timeline
iShares MSCI Frontier 100iShares MSCI Frontier 100	55,386	$2M	0.29%	new
ADVISORSHARESADVISORSHARES	169,846	$1.99M	0.29%	new
MDYSTATE STR SPDR S&P MIDCAP 40	7,367	$1.92M	0.28%	-29,124	Timeline
BWXSPDR SERIES TRUST	31,050	$1.9M	0.28%	+273	Timeline
EMCBWISDOMTREE TR	22,501	$1.77M	0.26%	new	Timeline
BARCLAYS IPTH SRS B S&P SHR…BARCLAYS IPTH SRS B S&P SHRT TRM …	57,297	$1.65M	0.24%	new
MNANYLIM ETF TR	57,415	$1.6M	0.24%	+11,818	Timeline
MSFTMICROSOFT CORP	38,144	$1.59M	0.23%	+1,724	Timeline
VGKVANGUARD INTL EQUITY INDEX F	25,387	$1.51M	0.22%	-50,034	Timeline
SUBISHARES TR	13,991	$1.49M	0.22%	-500	Timeline
CSCOCISCO SYS INC	59,374	$1.48M	0.22%	+3,431	Timeline
JPMJPMORGAN CHASE & CO	25,159	$1.45M	0.21%	+2,310	Timeline
METMETLIFE INC	25,898	$1.44M	0.21%	+1,990	Timeline
Chubb CorporationChubb Corporation	14,659	$1.35M	0.2%	+1,210
JNJJOHNSON & JOHNSON	12,549	$1.32M	0.19%	+882	Timeline
INTCINTEL CORP	42,684	$1.32M	0.19%	+986	Timeline
E M C CORP MASSE M C CORP MASS	48,918	$1.29M	0.19%	+3,052
LMTLOCKHEED MARTIN CORP	7,936	$1.28M	0.19%	+392	Timeline
LLYELI LILLY & CO	20,343	$1.27M	0.19%	-398	Timeline
MEDTRONIC INCMEDTRONIC INC	19,158	$1.22M	0.18%	+1,315
WTMFWISDOMTREE TR	28,842	$1.22M	0.18%	+3,840	Timeline
VLOVALERO ENERGY CORP	24,048	$1.21M	0.18%	+763	Timeline
MMM3M CO	8,048	$1.16M	0.17%	+632	Timeline
ORCLORACLE CORP	28,348	$1.14M	0.17%	+682	Timeline
HEWLETT PACKARD COHEWLETT PACKARD CO	33,414	$1.12M	0.16%	+2,327
ENSCO PLCENSCO PLC	19,684	$1.1M	0.16%	+1,795
ABBVABBVIE INC	19,568	$1.1M	0.16%	+1,156	Timeline
GDGENERAL DYNAMICS CORP	9,402	$1.1M	0.16%	+596	Timeline
PEPPEPSICO INC	12,123	$1.09M	0.16%	+803	Timeline
HUMHUMANA INC	8,481	$1.08M	0.16%	+374	Timeline
ENERGIZER HLDGS INCENERGIZER HLDGS INC	8,784	$1.07M	0.16%	+1,020
INDEXIQ ETF TR HDG MACTRKINDEXIQ ETF TR HDG MACTRK	38,086	$1.03M	0.15%	+5,199
WMTWALMART INC	12,921	$985K	0.14%	+861	Timeline
VTVVANGUARD INDEX FDS	11,233	$911K	0.13%	-127	Timeline
ETRENTERGY CORP NEW	11,026	$902K	0.13%	+838	Timeline
EXPEEXPEDIA GROUP INC	11,313	$893K	0.13%	+495	Timeline
IYRISHARES TR	12,407	$891K	0.13%	new	Timeline
FRCBFIRST REP BK SAN FRANCISCO CAL	16,284	$891K	0.13%	+2,395	Timeline
QCOMQUALCOMM INC	10,717	$869K	0.13%	+833	Timeline
FFIVF5 INC	7,735	$860K	0.13%	+592	Timeline
MURMURPHY OIL CORP	12,698	$845K	0.12%	+2,185	Timeline
PPLPPL CORP	23,029	$822K	0.12%	+1,940	Timeline
LABORATORY CORP OF AMERICALABORATORY CORP OF AMERICA	7,773	$797K	0.12%	+691
CFCF INDUSTRIES HOLD	3,292	$782K	0.11%	+334	Timeline
MMACYS INC	12,654	$742K	0.11%	+879	Timeline
AGZISHARES TR	6,535	$736K	0.11%	0	Timeline
STTSTATE STR CORP	10,819	$733K	0.11%	+1,676	Timeline
OMCOMNICOM GROUP INC	9,740	$698K	0.1%	+904	Timeline
KEYKEYCORP	46,673	$675K	0.1%	+4,325	Timeline
EEMVISHARES INC	10,419	$625K	0.09%	+1,207	Timeline
SRLNSSGA ACTIVE ETF TR	12,208	$610K	0.09%	-2,984	Timeline
BARCLAYS BK PLC IPATH S&P M…BARCLAYS BK PLC IPATH S&P MT E	45,404	$578K	0.08%	new
IJHISHARES TR	3,902	$559K	0.08%	+2,146	Timeline
IWRISHARES TR	3,017	$489K	0.07%	+206	Timeline
EDCONSOLIDATED EDISON INC	7,391	$426K	0.06%	-50,669	Timeline
IWFISHARES TR	4,588	$418K	0.06%	+10	Timeline
DWXSPDR INDEX SHS FDS	8,000	$410K	0.06%	0	Timeline
IWMISHARES TR	2,948	$349K	0.05%	-949	Timeline
IWBISHARES TR	3,011	$331K	0.05%	-65	Timeline
AGGISHARES TR	2,820	$307K	0.05%	new	Timeline
IVVISHARES TR	1,467	$290K	0.04%	-633	Timeline
RAYTHEON CORAYTHEON CO	2,980	$273K	0.04%	+217
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	3,163	$272K	0.04%	new
NTTYYNTT, INC. AMERICAN DEPOSITARY	7,948	$247K	0.04%	new	Timeline
KEMET CORPKEMET CORP	42,711	$246K	0.04%	0
DWS MUN INCOME TR COMDWS MUN INCOME TR COM	18,050	$246K	0.04%	0
SHIRE PLCSHIRE PLC	924	$220K	0.03%	new
XLUSELECT SECTOR SPDR TR	4,972	$219K	0.03%	new	Timeline
XLESELECT SECTOR SPDR TR	2,159	$217K	0.03%	new	Timeline
IYWISHARES TR	2,234	$216K	0.03%	new	Timeline
XLFSELECT SECTOR SPDR TR	9,456	$215K	0.03%	-1,894	Timeline
XLPSELECT SECTOR SPDR TR	4,830	$215K	0.03%	new	Timeline
IYMISHARES TR	2,407	$212K	0.03%	new	Timeline
IYJISHARES TR	2,030	$210K	0.03%	new	Timeline
COPCONOCOPHILLIPS	2,388	$203K	0.03%	new	Timeline
INGING GROEP N.V.	12,646	$175K	0.03%	new	Timeline

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
PDLI 4 2/1/18PDLI 4 2/1/18 Bond 30/360P2 U	principal	46,000	$53K	+27,000
ARES CAP CORPARES CAP CORP NOTE 5.125% 6/0	principal	46,000	$50K	new
COLONY CAP INCCOLONY CAP INC NOTE 3.875% 1/1	principal	48,000	$49K	+36,000
PROSPECT CAPITAL CORPORATIO…PROSPECT CAPITAL CORPORATION 5.75… Convertible	principal	45,000	$46K	+33,000
VIPSHOP HLDGS LTDVIPSHOP HLDGS LTD NOTE 1.500% 3/1	principal	15,000	$18K	new

Sold out in Q2 2014

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
XLISELECT SECTOR SPDR TR	162,004	$8.47M	shares
AAPLAPPLE INC	14,372	$8.01M	shares
ACWIISHARES TR	122,324	$7.11M	shares
Dow Chemical CompanyDow Chemical Company	145,024	$7.08M	shares
WFCWELLS FARGO & CO	140,641	$7M	shares
DR PEPPER SNAPPLE GROUP INCDR PEPPER SNAPPLE GROUP INC	124,405	$6.82M	shares
BPBP PLC	131,874	$6.39M	shares
MPCMARATHON PETE CORP	71,782	$6.32M	shares
BMOBANK OF MONTREAL	90,018	$6.11M	shares
BNSBANK NOVA SCOTIA B C	99,736	$5.89M	shares
VBKVANGUARD INDEX FDS	31,683	$3.9M	shares
DXJWISDOMTREE TR	72,125	$3.41M	shares
TAPMOLSON COORS BEVERAGE CO	55,600	$3.31M	shares
CMCANADIAN IMPERIAL BANK OF CO	36,700	$3.24M	shares
ACNACCENTURE PLC IRELAND	38,855	$3.11M	shares
IGOVISHARES TR	29,768	$3.06M	shares
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	57,761	$3.06M	shares
SOSOUTHERN CO	69,400	$3.03M	shares
KRAFT FOODS GROUP INCKRAFT FOODS GROUP INC	52,454	$2.99M	shares
TECO ENERGY INCTECO ENERGY INC	173,673	$2.98M	shares
POWERSHARESPOWERSHARES	70,251	$1.96M	shares
FLOTISHARES TR	18,323	$928K	shares
ABTABBOTT LABORATORIES	21,417	$831K	shares
AGCOAGCO CORP	14,415	$793K	shares
SHVISHARES TR	6,828	$754K	shares
GAPGAP INC	16,967	$685K	shares
VOVANGUARD INDEX FDS	4,930	$557K	shares
DONWISDOMTREE TR	6,221	$480K	shares
BRK-BBERKSHIRE HATHAWAY INC DEL	2,900	$362K	shares
CVSCVS HEALTH CORP	3,708	$285K	shares
SSOPROSHARES TR	2,147	$226K	shares
UWMPROSHARES TR	2,503	$216K	shares
IVEISHARES TR	2,287	$200K	shares
HYTBLACKROCK CORPOR HI YLD FD I	10,137	$124K	shares

How Q2 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001456510-14-000006	base		2014-08-14	acceptance time not in the bulk data set	2026-10-07 19:34:04 UTC