First Allied Asset Management, Inc.

13F filer, CIK 1456510, SAN DIEGO, CA

First Allied Asset Management, Inc. reported $688,569,000 across 170 holdings for the quarter ended 2014-03-31, in a 13F-HR filed 2014-05-14. Its ten largest share positions make up 22.41% of the portfolio.

Filed 2014-05-14 (acceptance time not in the bulk data set), ingested 2026-10-07 19:42:28 UTC13F-HR 0001456510-14-000003

Period: 2014-03-31
Reported value: $689M
Holdings: 170
Top 10 weight: 22.41%
New: 45
Sold out: 49

Largest buys vs the previous quarter

Security	Shares change	Approx. value
BSVnew	+162,378	$13M
BIVnew	+154,875	$12.8M
PROSHARES TRnew	+439,912	$12.4M
POWERSHARES ETF TR II S&P50…added	+345,191	$11.7M
XLInew	+162,004	$8.47M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
ACWIreduced	-192,966	-$11.2M
VHTexited	-89,209	-$9.02M
VEAreduced	-203,174	-$8.38M
VEUexited	-162,543	-$8.24M
ATIexited	-199,463	-$7.14M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2014

Share positions as resolved from 13F-HR 0001456510-14-000003, largest first. % of portfolio is the value over $688,569,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
MBBISHARES TR	226,713	$24.1M	3.51%	-20,466	Timeline
LQDISHARES TR	182,601	$21.4M	3.11%	-24,926	Timeline
VEAVANGUARD TAX-MANAGED FDS	398,194	$16.4M	2.38%	-203,174	Timeline
IGSBISHARES TR	149,564	$15.8M	2.29%	+1,833	Timeline
XLKSELECT SECTOR SPDR TR	371,286	$13.5M	1.96%	-13,651	Timeline
BSVVANGUARD BD INDEX FDS	162,378	$13M	1.88%	new	Timeline
BIVVANGUARD BD INDEX FDS	154,875	$12.8M	1.86%	new	Timeline
PFFISHARES TR	324,676	$12.6M	1.83%	+16,713	Timeline
PROSHARES TRPROSHARES TR	439,912	$12.4M	1.8%	new
POWERSHARES ETF TR II S&P50…POWERSHARES ETF TR II S&P500 L	358,506	$12.2M	1.77%	+345,191
VTIPVANGUARD MALVERN FDS	231,336	$11.4M	1.65%	+32,657	Timeline
SJNKSPDR SERIES TRUST	364,865	$11.3M	1.64%	+20,712	Timeline
SHYISHARES TR	125,775	$10.6M	1.54%	+60,826	Timeline
VWOVANGUARD INTL EQUITY INDEX F	252,832	$10.3M	1.49%	-129,074	Timeline
CVXCHEVRON CORPORATION	84,398	$10M	1.46%	+4,688	Timeline
UTFCOHEN & STEERS INFRASTRUCTUR	446,870	$9.89M	1.44%	+1,396	Timeline
TORTOISE ENERGY INFRA CORPTORTOISE ENERGY INFRA CORP	215,154	$9.88M	1.43%	+6,659
MUBISHARES TR	86,785	$9.28M	1.35%	-15,499	Timeline
MDYSTATE STR SPDR S&P MIDCAP 40	36,491	$9.22M	1.34%	-15,067	Timeline
BGRBLACKROCK ENERGY & RES TR	360,215	$8.74M	1.27%	+22,105	Timeline
XLISELECT SECTOR SPDR TR	162,004	$8.47M	1.23%	new	Timeline
GLDSPDR GOLD TR	66,343	$8.07M	1.17%	+15,660	Timeline
AAPLAPPLE INC	14,372	$8.01M	1.16%	+130	Timeline
OREALTY INCOME CORP	184,182	$7.58M	1.1%	new	Timeline
MRKMERCK & CO INC	127,423	$7.3M	1.06%	-740	Timeline
ACWIISHARES TR	122,324	$7.11M	1.03%	-192,966	Timeline
Dow Chemical CompanyDow Chemical Company	145,024	$7.08M	1.03%	-344
WFCWELLS FARGO & CO	140,641	$7M	1.02%	+1,014	Timeline
GISGENERAL MILLS INC	132,289	$6.95M	1.01%	new	Timeline
DR PEPPER SNAPPLE GROUP INCDR PEPPER SNAPPLE GROUP INC	124,405	$6.82M	0.99%	+1,222
EFAVISHARES TR	107,327	$6.78M	0.98%	+83,473	Timeline
DLRDIGITAL RLTY TR INC	126,705	$6.76M	0.98%	+685	Timeline
UNILEVER PLCUNILEVER PLC	154,457	$6.64M	0.96%	new
POWERSHARESPOWERSHARES	245,700	$6.64M	0.96%	new
IXPISHARES TR	98,493	$6.62M	0.96%	+2,127	Timeline
HCP INCHCP INC	168,421	$6.61M	0.96%	+2,901
VCSHVANGUARD SCOTTSDALE FDS	81,980	$6.6M	0.96%	+1,874	Timeline
SENIOR HSG PPTYS TRSENIOR HSG PPTYS TR	290,519	$6.58M	0.96%	new
PFEPFIZER INC	201,706	$6.55M	0.95%	+3,274	Timeline
GENERAL ELEC COGENERAL ELEC CO	247,810	$6.5M	0.94%	+3,505
BPBP PLC	131,874	$6.39M	0.93%	+885	Timeline
HYGISHARES TR	68,645	$6.38M	0.93%	-2,347	Timeline
TRANSCANADA CORPTRANSCANADA CORP	136,828	$6.33M	0.92%	+2,286
MPCMARATHON PETE CORP	71,782	$6.32M	0.92%	+639	Timeline
ARCCARES CAPITAL CORP	352,902	$6.28M	0.91%	+24	Timeline
SPSBSPDR SERIES TRUST	201,979	$6.27M	0.91%	+508	Timeline
EPREPR PPTYS	114,913	$6.2M	0.9%	new	Timeline
VTRVENTAS INC	101,216	$6.19M	0.9%	new	Timeline
POWERSHARESPOWERSHARES	246,069	$6.18M	0.9%	+8,021
TAT&T INC	172,311	$6.12M	0.89%	+7,305	Timeline
BMOBANK OF MONTREAL	90,018	$6.11M	0.89%	+2,664	Timeline
VPLVANGUARD INTL EQUITY INDEX F	102,812	$6.07M	0.88%	new	Timeline
DEDEERE & CO	65,572	$6.01M	0.87%	-1,882	Timeline
POWERSHARES GLOBAL ETF TRUSTPOWERSHARES GLOBAL ETF TRUST	248,862	$5.99M	0.87%	+60,435
IBMINTERNATIONAL BUSINESS MACHS	30,539	$5.99M	0.87%	+28,900	Timeline
PEGPUBLIC SVC ENTERPRISE GROUP	155,629	$5.98M	0.87%	new	Timeline
BNSBANK NOVA SCOTIA B C	99,736	$5.89M	0.85%	+3,302	Timeline
TDTORONTO DOMINION BK ONT	120,765	$5.78M	0.84%	+63,272	Timeline
IEFISHARES TR	53,155	$5.41M	0.79%	-32,584	Timeline
METAMETA PLATFORMS INC	87,094	$5.25M	0.76%	-32,500	Timeline
PROSHARES TRPROSHARES TR	117,347	$5.03M	0.73%	-28,966
DLNWISDOMTREE TR	71,493	$4.83M	0.7%	new	Timeline
FTSE RAFI 1000 US Lg CapFTSE RAFI 1000 US Lg Cap	54,019	$4.57M	0.66%	new
VGKVANGUARD INTL EQUITY INDEX F	75,421	$4.43M	0.64%	+721	Timeline
VUGVANGUARD INDEX FDS	43,859	$4.11M	0.6%	-35,222	Timeline
ELDWISDOMTREE TR	85,639	$3.92M	0.57%	+13,007	Timeline
VBKVANGUARD INDEX FDS	31,683	$3.9M	0.57%	-1,599	Timeline
PGPROCTER & GAMBLE CO	46,809	$3.67M	0.53%	+125	Timeline
DXJWISDOMTREE TR	72,125	$3.41M	0.5%	-130,521	Timeline
VNQVANGUARD INDEX FDS	48,231	$3.4M	0.49%	new	Timeline
TAPMOLSON COORS BEVERAGE CO	55,600	$3.31M	0.48%	+2,900	Timeline
CMCANADIAN IMPERIAL BANK OF CO	36,700	$3.24M	0.47%	new	Timeline
POTASH CORP OF SASKATCHEWANPOTASH CORP OF SASKATCHEWAN	88,900	$3.19M	0.46%	new
CHICALAMOS CONV OPPORTUNITIES &	233,147	$3.16M	0.46%	new	Timeline
OEFISHARES TR	37,958	$3.12M	0.45%	new	Timeline
ACNACCENTURE PLC IRELAND	38,855	$3.11M	0.45%	new	Timeline
XOMEXXON MOBIL CORP	31,614	$3.08M	0.45%	+7,855	Timeline
EDCONSOLIDATED EDISON INC	58,060	$3.08M	0.45%	new	Timeline
CPBTHE CAMPBELLS COMPANY	69,600	$3.06M	0.45%	new	Timeline
IGOVISHARES TR	29,768	$3.06M	0.44%	+459	Timeline
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	57,761	$3.06M	0.44%	+3,314
SOSOUTHERN CO	69,400	$3.03M	0.44%	new	Timeline
EMBISHARES TR	27,943	$3.02M	0.44%	+420	Timeline
SNYSANOFI SA	58,499	$3.01M	0.44%	new	Timeline
KRAFT FOODS GROUP INCKRAFT FOODS GROUP INC	52,454	$2.99M	0.43%	new
TECO ENERGY INCTECO ENERGY INC	173,673	$2.98M	0.43%	new
VZVERIZON COMMUNICATIONS INC	60,906	$2.96M	0.43%	+4,619	Timeline
M.D.C. HOLDINGS INCM.D.C. HOLDINGS INC	102,900	$2.91M	0.42%	+5,200
HOLLYFRONTIER CORPHOLLYFRONTIER CORP	58,100	$2.83M	0.41%	+4,000
KSSKOHLS CORP	48,600	$2.79M	0.41%	new	Timeline
CCITIGROUP INC	57,100	$2.78M	0.4%	new	Timeline
ISHARES GOLD TRUSTISHARES GOLD TRUST	217,556	$2.7M	0.39%	-116,209
POWERSHARES ETF TRUST DWA T…POWERSHARES ETF TRUST DWA TECH	71,205	$2.65M	0.38%	new
FTSE RAFI Internat'l Dev Mk…FTSE RAFI Internat'l Dev Mkts	56,619	$2.48M	0.36%	new
EFAISHARES TR	33,537	$2.25M	0.33%	-10,355	Timeline
POWERSHARESPOWERSHARES	70,251	$1.96M	0.28%	-43,360
BWXSPDR SERIES TRUST	30,777	$1.83M	0.27%	new	Timeline
SUBISHARES TR	14,491	$1.54M	0.22%	-1,619	Timeline
MSFTMICROSOFT CORP	36,420	$1.49M	0.22%	-3,095	Timeline
JPMJPMORGAN CHASE & CO	22,849	$1.39M	0.2%	+223	Timeline
METMETLIFE INC	23,908	$1.26M	0.18%	-751	Timeline
CSCOCISCO SYS INC	55,943	$1.26M	0.18%	+1,847	Timeline
E M C CORP MASSE M C CORP MASS	45,866	$1.26M	0.18%	+719
MNANYLIM ETF TR	45,597	$1.24M	0.18%	+17,853	Timeline
VLOVALERO ENERGY CORP	23,285	$1.24M	0.18%	-878	Timeline
LMTLOCKHEED MARTIN CORP	7,544	$1.23M	0.18%	-202	Timeline
LLYELI LILLY & CO	20,741	$1.21M	0.18%	+594	Timeline
Chubb CorporationChubb Corporation	13,449	$1.21M	0.18%	+3,922
JNJJOHNSON & JOHNSON	11,667	$1.15M	0.17%	+2,535	Timeline
ORCLORACLE CORP	27,666	$1.13M	0.16%	+277	Timeline
MEDTRONIC INCMEDTRONIC INC	17,843	$1.1M	0.16%	new
INTCINTEL CORP	41,698	$1.07M	0.16%	-647	Timeline
WTMFWISDOMTREE TR	25,002	$1.03M	0.15%	+8,756	Timeline
MMM3M CO	7,416	$1.02M	0.15%	+111	Timeline
HEWLETT PACKARD COHEWLETT PACKARD CO	31,087	$1.01M	0.15%	+100
PEPPEPSICO INC	11,320	$965K	0.14%	+1,253	Timeline
GDGENERAL DYNAMICS CORP	8,806	$959K	0.14%	+7	Timeline
ABBVABBVIE INC	18,412	$948K	0.14%	-110	Timeline
ENSCO PLCENSCO PLC	17,889	$942K	0.14%	+6,831
FLOTISHARES TR	18,323	$928K	0.13%	+5,519	Timeline
WMTWALMART INC	12,060	$925K	0.13%	new	Timeline
HUMHUMANA INC	8,107	$906K	0.13%	new	Timeline
VTVVANGUARD INDEX FDS	11,360	$885K	0.13%	-387	Timeline
INDEXIQ ETF TR HDG MACTRKINDEXIQ ETF TR HDG MACTRK	32,887	$868K	0.13%	+11,222
ABTABBOTT LABORATORIES	21,417	$831K	0.12%	-372	Timeline
ENERGIZER HLDGS INCENERGIZER HLDGS INC	7,764	$794K	0.12%	+905
AGCOAGCO CORP	14,415	$793K	0.12%	+3,505	Timeline
EXPEEXPEDIA GROUP INC	10,818	$789K	0.11%	-327	Timeline
QCOMQUALCOMM INC	9,884	$787K	0.11%	new	Timeline
CFCF INDUSTRIES HOLD	2,958	$787K	0.11%	+33	Timeline
FFIVF5 INC	7,143	$759K	0.11%	-20	Timeline
SRLNSSGA ACTIVE ETF TR	15,192	$758K	0.11%	+10,888	Timeline
SHVISHARES TR	6,828	$754K	0.11%	new	Timeline
FRCBFIRST REP BK SAN FRANCISCO CAL	13,889	$750K	0.11%	+756	Timeline
AGZISHARES TR	6,535	$729K	0.11%	+200	Timeline
MMACYS INC	11,775	$696K	0.1%	+46	Timeline
LABORATORY CORP OF AMERICALABORATORY CORP OF AMERICA	7,082	$695K	0.1%	+190
PPLPPL CORP	21,089	$688K	0.1%	+1,058	Timeline
GAPGAP INC	16,967	$685K	0.1%	+666	Timeline
DEMWISDOMTREE TR	13,902	$681K	0.1%	+1,646	Timeline
ETRENTERGY CORP NEW	10,188	$679K	0.1%	new	Timeline
MURMURPHY OIL CORP	10,513	$666K	0.1%	+3,205	Timeline
OMCOMNICOM GROUP INC	8,836	$649K	0.09%	+33	Timeline
STTSTATE STR CORP	9,143	$647K	0.09%	-30	Timeline
KEYKEYCORP	42,348	$602K	0.09%	+1,633	Timeline
VOVANGUARD INDEX FDS	4,930	$557K	0.08%	+1,677	Timeline
EEMVISHARES INC	9,212	$526K	0.08%	+799	Timeline
DGXQUEST DIAGNOSTICS INC	9,017	$523K	0.08%	-37	Timeline
DONWISDOMTREE TR	6,221	$480K	0.07%	+2,332	Timeline
IWMISHARES TR	3,897	$455K	0.07%	new	Timeline
IWRISHARES TR	2,811	$434K	0.06%	new	Timeline
IWFISHARES TR	4,578	$397K	0.06%	new	Timeline
IVVISHARES TR	2,100	$395K	0.06%	-957	Timeline
DWXSPDR INDEX SHS FDS	8,000	$389K	0.06%	0	Timeline
SPDR SERIES TRUST BLOOMBERG…SPDR SERIES TRUST BLOOMBERG BR	9,322	$384K	0.06%	+268
BRK-BBERKSHIRE HATHAWAY INC DEL	2,900	$362K	0.05%	0	Timeline
IWBISHARES TR	3,076	$322K	0.05%	-233	Timeline
CVSCVS HEALTH CORP	3,708	$285K	0.04%	+8	Timeline
RAYTHEON CORAYTHEON CO	2,763	$273K	0.04%	-249
XLFSELECT SECTOR SPDR TR	11,350	$253K	0.04%	-276,082	Timeline
KEMET CORPKEMET CORP	42,711	$248K	0.04%	new
IJHISHARES TR	1,756	$241K	0.04%	-2,466	Timeline
DWS MUN INCOME TR COMDWS MUN INCOME TR COM	18,050	$236K	0.03%	0
SSOPROSHARES TR	2,147	$226K	0.03%	-982	Timeline
UWMPROSHARES TR	2,503	$216K	0.03%	new	Timeline
IVEISHARES TR	2,287	$200K	0.03%	-25,049	Timeline
HYTBLACKROCK CORPOR HI YLD FD I	10,137	$124K	0.02%	0	Timeline

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
PDLI 4 2/1/18PDLI 4 2/1/18 Bond 30/360P2 U	principal	19,000	$19K	new
COLONY CAP INCCOLONY CAP INC NOTE 3.875% 1/1	principal	12,000	$12K	new
PROSPECT CAPITAL CORPORATIO…PROSPECT CAPITAL CORPORATION 5.75… Convertible	principal	12,000	$12K	-10,000

Sold out in Q1 2014

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
VHTVANGUARD WORLD FD	89,209	$9.02M	shares
VEUVANGUARD INTL EQUITY INDEX F	162,543	$8.24M	shares
ATIATI INC	199,463	$7.14M	shares
HASHASBRO INC	128,357	$7.12M	shares
GLWCORNING INC	395,750	$7.1M	shares
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO	107,434	$7.03M	shares
CA INC COMCA INC COM	206,728	$7.01M	shares
EMREMERSON ELEC CO	99,042	$7M	shares
MCHPMICROCHIP TECHNOLOGY INC.	153,386	$6.93M	shares
MFCMANULIFE FINL CORP	345,060	$6.86M	shares
TRVTRAVELERS COMPANIES INC	73,951	$6.79M	shares
BNYBANK OF NY MELLON CORP	182,138	$6.45M	shares
EWCISHARES INC	209,111	$6.09M	shares
NOBLE CORP PLCNOBLE CORP PLC	154,441	$5.83M	shares
AZNASTRAZENECA PLC-SPONS ADR	91,066	$5.43M	shares
BAXBAXTER INTL INC	77,077	$5.4M	shares
BKFISHARES INC	106,051	$3.99M	shares
PRUPRUDENTIAL FINL INC	37,109	$3.34M	shares
GANNETT INCGANNETT INC	108,337	$3.14M	shares
JUNIPER NETWORKS INCJUNIPER NETWORKS INC	129,400	$2.96M	shares
SLBSLB LIMITED	32,150	$2.89M	shares
VMWARE, INC.VMWARE, INC.	31,664	$2.85M	shares
WELLTOWER INCWELLTOWER INC	53,513	$2.84M	shares
EEMISHARES TR	67,044	$2.78M	shares
NORDSTROM INCNORDSTROM INC	45,027	$2.74M	shares
NTRSNORTHERN TR CORP	44,900	$2.74M	shares
RIGTRANSOCEAN LTD	53,848	$2.67M	shares
NTAPNETAPP INC	65,600	$2.66M	shares
PNCPNC FINL SVCS GROUP INC	33,200	$2.63M	shares
USBUS BANCORP	63,638	$2.55M	shares
DVYISHARES TR	34,776	$2.47M	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	44,047	$1.52M	shares
ST JUDE MED INCST JUDE MED INC	19,411	$1.2M	shares
FITBFIFTH THIRD BANCORP	55,346	$1.17M	shares
WALGREEN COWALGREEN CO	20,230	$1.17M	shares
WDCWESTERN DIGITAL CORP	11,246	$946K	shares
CORCENCORA INC	12,153	$857K	shares
BAKER HUGHES INCBAKER HUGHES INC	15,095	$830K	shares
HESS CORPHESS CORP	9,723	$806K	shares
REGNREGENERON PHARMACEUTICALS	1,900	$523K	shares
TIPISHARES TR	4,273	$472K	shares
RETAIL PPTYS AMER INCRETAIL PPTYS AMER INC	36,578	$466K	shares
CHAMBERS STR PPTYSCHAMBERS STR PPTYS	56,111	$430K	shares
Cole Real Estate InvestmentsCole Real Estate Investments	23,866	$335K	shares
CAHCARDINAL HEALTH INC	4,808	$321K	shares
MVVPROSHARES TR	2,413	$306K	shares
AORISHARES TR	5,319	$205K	shares
VODAFONE GP PLCVODAFONE GP PLC	5,108	$200K	shares
ARES CAP CORPARES CAP CORP	13,000	$14K	principal

How Q1 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001456510-14-000003	base		2014-05-14	acceptance time not in the bulk data set	2026-10-07 19:42:28 UTC