First Allied Advisory Services, Inc.

13F filer, CIK 1512647, SAN DIEGO, CA

First Allied Advisory Services, Inc. reported $2,531,298,000 across 1,069 holdings for the quarter ended 2018-12-31, in a 13F-HR filed 2019-02-15. Its ten largest share positions make up 18.98% of the portfolio.

Filed 2019-02-15 (acceptance time not in the bulk data set), ingested 2026-10-07 19:02:51 UTC13F-HR 0001085146-19-000975

Period: 2018-12-31
Reported value: $2.53B
Holdings: 1,069
Top 10 weight: 18.98%
New: 73
Sold out: 186

Largest buys vs the previous quarter

Security	Shares change	Approx. value
SCHOadded	+377,809	$18.8M
PFFDnew	+797,078	$18M
IDEVnew	+296,161	$14.5M
GLOBAL X FDSadded	+1,632,437	$12.5M
SHYadded	+145,241	$12.2M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
VRPexited	-660,546	-$16.5M
SCHZreduced	-305,292	-$15.5M
CWBreduced	-226,103	-$10.6M
QQQreduced	-59,813	-$9.22M
HFROreduced	-704,968	-$9.05M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2018

Share positions as resolved from 13F-HR 0001085146-19-000975, largest first. % of portfolio is the value over $2,531,236,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
IDUISHARES TR	5,308	$712K	0.03%	-365	Timeline
EFADPROSHARES TR	21,458	$712K	0.03%	+2,274	Timeline
CBRECBRE GROUP INC	17,688	$710K	0.03%	-1,187	Timeline
VIACOM INCVIACOM INC	27,430	$709K	0.03%	-1,418
QUALISHARES TR	9,141	$705K	0.03%	-3,024	Timeline
ISRGINTUITIVE SURGICAL INC	1,490	$703K	0.03%	+200	Timeline
VAWVANGUARD WORLD FD	6,314	$703K	0.03%	-737	Timeline
DHRDANAHER CORP DEL	6,814	$701K	0.03%	+462	Timeline
TAPMOLSON COORS BEVERAGE CO	12,542	$700K	0.03%	new	Timeline
PEYINVESCO EXCHANGE TRADED FD T	44,042	$699K	0.03%	+2,000	Timeline
WMBWILLIAMS COS INC	31,772	$698K	0.03%	-3,599	Timeline
LABORATORY CRP OF AMER HLDGSLABORATORY CRP OF AMER HLDGS	5,387	$691K	0.03%	+273
XYLDGLOBAL X FDS	15,695	$689K	0.03%	new	Timeline
IHIISHARES TR	3,418	$681K	0.03%	-4	Timeline
WDCWESTERN DIGITAL CORP	18,322	$681K	0.03%	+2,972	Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	11,229	$678K	0.03%	+1,271
SUBISHARES TR	6,403	$675K	0.03%	+1,335	Timeline
LVSLAS VEGAS SANDS CORP	12,990	$673K	0.03%	-3,254	Timeline
NGGNATIONAL GRID PLC	13,886	$670K	0.03%	+1,100	Timeline
AWKAMERICAN WTR WKS CO INC NEW	7,309	$665K	0.03%	+440	Timeline
BF-BBROWN FORMAN CORP	13,962	$665K	0.03%	+2,649	Timeline
FTLSFIRST TR EXCH TRADED FD III	17,560	$664K	0.03%	+767	Timeline
IATISHARES TR	16,683	$664K	0.03%	-346	Timeline
DGROISHARES TR	19,933	$663K	0.03%	+3,689	Timeline
INGING GROEP N.V.	61,496	$660K	0.03%	new	Timeline
FXGFIRST TR EXCHANGE-TRADED FD	15,730	$660K	0.03%	-2,637	Timeline
SPEMSPDR INDEX SHS FDS	20,200	$652K	0.03%	+1,089	Timeline
YUMYUM BRANDS INC	7,100	$652K	0.03%	-959	Timeline
SPX FLOW INC COMSPX FLOW INC COM	21,493	$652K	0.03%	+914
USHYISHARES TR	14,063	$651K	0.03%	new	Timeline
FGDFIRST TR EXCHANGE-TRADED FD	29,613	$648K	0.03%	-23,166	Timeline
QABAFIRST TR EXCHANGE-TRADED FD	15,029	$647K	0.03%	+4,291	Timeline
FIRST TR EXCHANGE TRADED FDFIRST TR EXCHANGE TRADED FD	21,162	$647K	0.03%	+382
STTSTATE STR CORP	10,151	$645K	0.03%	-1,064	Timeline
IYRISHARES TR	8,483	$635K	0.03%	-466	Timeline
VGITVANGUARD SCOTTSDALE FDS	10,010	$634K	0.03%	+387	Timeline
BCEBCE INC	16,179	$634K	0.03%	+1,258	Timeline
AZNASTRAZENECA PLC-SPONS ADR	16,719	$633K	0.03%	-1,788	Timeline
AESAES CORP	43,529	$630K	0.02%	-8,569	Timeline
GVIISHARES TR	5,812	$629K	0.02%	+129	Timeline
ABALLIANCEBERNSTEIN HLDG L P	23,094	$627K	0.02%	-180	Timeline
FXDFIRST TR EXCHANGE-TRADED FD	16,898	$626K	0.02%	-3,977	Timeline
PWVINVESCO EXCHANGE TRADED FD T	19,044	$624K	0.02%	-2,174	Timeline
RPMRPM INTL INC	10,614	$623K	0.02%	+24	Timeline
CMFISHARES TR	10,652	$623K	0.02%	-138	Timeline
TEVATEVA PHARMACEUTICAL INDS LTD	39,403	$618K	0.02%	-2,269	Timeline
NULVNUSHARES ETF TR	23,614	$616K	0.02%	-1,049	Timeline
ICEINTERCONTINENTAL EXCHANGE IN	8,110	$615K	0.02%	-1,292	Timeline
WLKWESTLAKE CORPORATION	9,222	$614K	0.02%	new	Timeline
PPGPPG INDS INC	6,003	$613K	0.02%	-6,166	Timeline
ARCCARES CAPITAL CORP	39,291	$612K	0.02%	+7,243	Timeline
HPQHP INC	29,819	$609K	0.02%	+4,378	Timeline
NOWSERVICENOW INC	3,396	$607K	0.02%	+85	Timeline
VTEBVANGUARD MUN BD FDS	11,858	$605K	0.02%	-429	Timeline
ISCVISHARES TR	4,914	$603K	0.02%	-1,143	Timeline
ISHARES TRISHARES TR	23,500	$602K	0.02%	new
SHESPDR SERIES TRUST	9,453	$601K	0.02%	-625	Timeline
MGKVANGUARD WORLD FD	5,602	$598K	0.02%	-356	Timeline
ULTAULTA BEAUTY INC	2,503	$597K	0.02%	+1,589	Timeline
AMERICA MOVIL-SPN ADR CL LAMERICA MOVIL-SPN ADR CL L	41,736	$597K	0.02%	new
IMCBISHARES TR	3,687	$594K	0.02%	+97	Timeline
IWSISHARES TR	7,778	$593K	0.02%	-716	Timeline
NORDSTROM INCNORDSTROM INC	12,570	$592K	0.02%	-5,281
CMCANADIAN IMPERIAL BANK OF CO	7,852	$584K	0.02%	+532	Timeline
GGTGABELLI MULTIMEDIA TR INC	83,028	$583K	0.02%	-9,943	Timeline
SLBSLB LIMITED	15,900	$581K	0.02%	-3,478	Timeline
TXTTEXTRON INC	12,522	$581K	0.02%	+410	Timeline
NSCNORFOLK SOUTHN CORP	3,899	$578K	0.02%	-888	Timeline
AGNCAGNC INVT CORP	32,703	$575K	0.02%	+2,586	Timeline
VRTXVERTEX PHARMACEUTICALS INC	3,496	$572K	0.02%	-600	Timeline
EXPDEXPEDITORS INTL WASH INC	8,257	$571K	0.02%	+609	Timeline
LPXLOUISIANA PAC CORP	26,027	$570K	0.02%	+3,234	Timeline
NULGNUSHARES ETF TR	18,857	$568K	0.02%	-1,638	Timeline
DEMWISDOMTREE TR	14,270	$568K	0.02%	-765	Timeline
BAXBAXTER INTL INC	8,483	$562K	0.02%	-342	Timeline
REMISHARES TR	13,928	$557K	0.02%	+54	Timeline
XLCSELECT SECTOR SPDR TR	13,543	$556K	0.02%	-2,836	Timeline
INFYINFOSYS LTD	58,258	$555K	0.02%	+7,514	Timeline
INGERSOLL-RAND PLCINGERSOLL-RAND PLC	6,079	$552K	0.02%	+712
CAHCARDINAL HEALTH INC	12,527	$548K	0.02%	-2,690	Timeline
CEFSPROTT ASSET MANAGEMENT LP	43,296	$548K	0.02%	+4,550	Timeline
FCXFREEPORT MCMORAN INC	54,102	$547K	0.02%	+649	Timeline
QYLDGLOBAL X FDS	25,683	$546K	0.02%	new	Timeline
JCIJOHNSON CONTROLS INTERNATION	18,470	$544K	0.02%	-3,064	Timeline
DISCOVER FINL SVCSDISCOVER FINL SVCS	9,225	$542K	0.02%	-8,727
BKRBAKER HUGHES COMPANY	25,246	$541K	0.02%	+2,714	Timeline
VXFVANGUARD INDEX FDS	5,388	$539K	0.02%	-2,077	Timeline
CECELANESE CORP DEL	5,925	$538K	0.02%	+2,938	Timeline
SPSBSPDR SERIES TRUST	17,784	$538K	0.02%	+562	Timeline
BANK OF AMER CORPBANK OF AMER CORP	428	$536K	0.02%	0
Cyber Security ETFCyber Security ETF	15,882	$533K	0.02%	-1,550
BB & T CORPBB & T CORP	12,360	$533K	0.02%	-393
TROWPRICE T ROWE GROUP INC	5,826	$532K	0.02%	-874	Timeline
CDNSCADENCE DESIGN SYSTEM INC	12,289	$529K	0.02%	-44	Timeline
EWHISHARES INC	23,331	$528K	0.02%	+39	Timeline
ISHARES IBONDS DEC 2021 TER…ISHARES IBONDS DEC 2021 TERM MUNI…	20,500	$522K	0.02%	new
ACPABRDN INCOME CREDIT STRATEGI	49,611	$518K	0.02%	+31,484	Timeline
TMUST-MOBILE US INC	8,167	$517K	0.02%	-461	Timeline
GTGOODYEAR TIRE & RUBR CO	25,269	$517K	0.02%	+4,391	Timeline
MPCMARATHON PETE CORP	8,765	$516K	0.02%	-1,522	Timeline
SHWSHERWIN WILLIAMS CO	1,302	$513K	0.02%	+100	Timeline
KBWBINVESCO EXCH TRADED FD TR II	11,542	$513K	0.02%	-953	Timeline
FEMBFIRST TR EXCH TRADED FD III	14,004	$513K	0.02%	-997	Timeline
HEDJWISDOMTREE TR	9,053	$512K	0.02%	-11,706	Timeline
NUDMNUSHARES ETF TR	22,827	$512K	0.02%	-747	Timeline
ILMNILLUMINA INC	1,713	$509K	0.02%	+98	Timeline
IYKISHARES TR	4,762	$507K	0.02%	+235	Timeline
CYPRESS SEMICONDUCTOR CORPCYPRESS SEMICONDUCTOR CORP	39,500	$506K	0.02%	+448
TRGPTARGA RES CORP	14,077	$505K	0.02%	-185	Timeline
BTIBRITISH AMERN TOB PLC	15,685	$505K	0.02%	+2,988	Timeline
HIXWESTERN ASSET HIGH INCOM FD	85,791	$498K	0.02%	+10,717	Timeline
JBHTHUNT J B TRANS SVCS INC	5,289	$494K	0.02%	new	Timeline
Direxion All Cap Insider Se…Direxion All Cap Insider Senti	14,702	$493K	0.02%	+421
ADSKAUTODESK INC	3,778	$491K	0.02%	-533	Timeline
FDDFIRST TR EXCHANGE-TRADED FD	41,226	$491K	0.02%	+1,745	Timeline
ISHARESISHARES	19,000	$491K	0.02%	new
EMLCVANECK ETF TRUST	14,849	$489K	0.02%	new	Timeline
XMLVINVESCO EXCH TRADED FD TR II	10,976	$489K	0.02%	-559	Timeline
BUDANHEUSER BUSCH INBEV SA NV	7,419	$485K	0.02%	-454	Timeline
ONON SEMICONDUCTOR CORP	29,048	$484K	0.02%	-4,533	Timeline
ISHARES TRISHARES TR	19,000	$484K	0.02%	new
SHYGISHARES TR	10,758	$478K	0.02%	-7,154	Timeline
TDTORONTO DOMINION BK ONT	9,626	$477K	0.02%	-1,485	Timeline
HFROHIGHLAND OPPS & INCOME FD	37,072	$476K	0.02%	-704,968	Timeline
CFOVICTORY PORTFOLIOS II	10,848	$474K	0.02%	-110,376	Timeline
MNANYLIM ETF TR	14,812	$473K	0.02%	-266	Timeline
JPSEJ P MORGAN EXCHANGE TRADED F	17,573	$472K	0.02%	+120	Timeline
RWOSPDR INDEX SHS FDS	10,785	$472K	0.02%	-9,124	Timeline
PPAINVESCO EXCHANGE TRADED FD T	9,536	$471K	0.02%	-221	Timeline
UNILEVER N VUNILEVER N V	8,725	$469K	0.02%	-1,002
ELLAUDER ESTEE COS INC	3,549	$467K	0.02%	+1,691	Timeline
XLRESELECT SECTOR SPDR TR	15,006	$463K	0.02%	+970	Timeline
MTBM & T BK CORP	3,225	$460K	0.02%	+149	Timeline
ISHARES GOLD TRUSTISHARES GOLD TRUST	37,104	$460K	0.02%	+636
PDIPIMCO DYNAMIC INCOME FD	15,602	$458K	0.02%	-1,125	Timeline
HBANHUNTINGTON BANCSHARES INC	38,150	$457K	0.02%	+4,270	Timeline
CCEPCOCA-COLA EUROPACIFIC PARTNE	9,878	$456K	0.02%	-1,172	Timeline
OHIOMEGA HEALTHCARE INVS INC	12,811	$455K	0.02%	+415	Timeline
ROBOEXCHANGE TRADED CONCEPTS TRU	13,872	$455K	0.02%	+46	Timeline
GSLCGOLDMAN SACHS ETF TR	8,937	$452K	0.02%	-601	Timeline
Etfmg Prime MobileEtfmg Prime Mobile	13,116	$445K	0.02%	-2,420
BSXBOSTON SCIENTIFIC CORP	12,477	$444K	0.02%	-579	Timeline
XLBSELECT SECTOR SPDR TR	8,750	$444K	0.02%	-1,639	Timeline
ITWILLINOIS TOOL WKS INC	3,409	$440K	0.02%	+610	Timeline
DXJWISDOMTREE TR	9,408	$439K	0.02%	-10,219	Timeline
ISHARES TRISHARES TR	17,307	$439K	0.02%	new
NWLNEWELL BRANDS INC	23,249	$438K	0.02%	-3,969	Timeline
PANWPALO ALTO NETWORKS INC	2,318	$437K	0.02%	+144	Timeline
EXPEEXPEDIA GROUP INC	3,887	$436K	0.02%	-19	Timeline
FIRST DATA CORP NEW COM CL AFIRST DATA CORP NEW COM CL A	25,767	$436K	0.02%	-2,001
GLOBAL X FDSGLOBAL X FDS	25,578	$435K	0.02%	+3,500
RITMRITHM CAPITAL CORP	30,135	$431K	0.02%	+1,564	Timeline
NFRAFLEXSHARES TR	9,803	$428K	0.02%	new	Timeline
KKELLANOVA	7,475	$427K	0.02%	+1,902	Timeline
PHOINVESCO EXCHANGE TRADED FD T	15,200	$427K	0.02%	new	Timeline
UALUNITED AIRLS HLDGS INC	5,084	$426K	0.02%	+84	Timeline
HDMVFIRST TR EXCH TRADED FD III	13,659	$424K	0.02%	+5,515	Timeline
SLVISHARES SILVER TR	29,215	$423K	0.02%	+1,181	Timeline
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP	9,536	$423K	0.02%	-145
SVXYPROSHARES TR II	10,000	$423K	0.02%	new	Timeline
FTHIFIRST TR EXCHANGE TRADED FD	20,817	$421K	0.02%	+1,758	Timeline
ABIOMED INCABIOMED INC	1,277	$418K	0.02%	+74
ALLALLSTATE CORP	5,082	$413K	0.02%	+214	Timeline
LKQLKQ CORP	17,582	$412K	0.02%	-6,128	Timeline
PCARPACCAR INC	7,195	$410K	0.02%	+1,038	Timeline
ORLYOREILLY AUTOMOTIVE INC	1,185	$407K	0.02%	+62	Timeline
DCP MIDSTREAM LPDCP MIDSTREAM LP	15,292	$406K	0.02%	+257
ZTSZOETIS INC	4,800	$405K	0.02%	-324	Timeline
MKCMCCORMICK & CO INC	2,862	$404K	0.02%	+221	Timeline
SPTSSPDR SERIES TRUST	13,531	$401K	0.02%	+122	Timeline
ICFISHARES TR	4,199	$401K	0.02%	+783	Timeline
XNCMXNUVEEN CALIF AMT FREE MUNI I	31,841	$401K	0.02%	-625	Timeline
SPRSPIRIT AEROSYSTEMS HLDGS INC	5,613	$401K	0.02%	+8	Timeline
NUSCNUSHARES ETF TR	16,136	$399K	0.02%	+377	Timeline
DGRWWISDOMTREE TR	10,397	$397K	0.02%	-1,803	Timeline
LNGCHENIERE ENERGY INC	6,665	$396K	0.02%	-1,040	Timeline
SRESEMPRA	3,647	$396K	0.02%	+577	Timeline
DONWISDOMTREE TR	12,532	$395K	0.02%	-10,813	Timeline
AQUA AMERICA INCAQUA AMERICA INC	11,566	$393K	0.02%	-449
IWRISHARES TR	8,379	$391K	0.02%	+5,566	Timeline
AALAMERICAN AIRLINES GROUP INC	12,060	$390K	0.02%	+1,429	Timeline
MNSTMONSTER BEVERAGE CORP NEW	7,970	$389K	0.02%	-7,611	Timeline
NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP	40,724	$389K	0.02%	-18,561
IHEISHARES TR	2,732	$387K	0.02%	-102	Timeline
XIGDXVOYA GLBL EQTY DIV & PREM OP	65,475	$387K	0.02%	+18,255	Timeline
BFHBREAD FINANCIAL HOLDINGS INC	2,512	$387K	0.02%	-907	Timeline
SUNTRUST BANKS INCSUNTRUST BANKS INC	7,637	$386K	0.02%	+371
TSCOTRACTOR SUPPLY CO	4,523	$383K	0.02%	-634	Timeline
FAARFIRST TR EXCHANGE TRAD FD VI	14,593	$382K	0.02%	+95	Timeline
COLONY CAPITAL INCCOLONY CAPITAL INC	81,790	$381K	0.02%	-19,820
CMECME GROUP INC	1,994	$380K	0.02%	-1,101	Timeline
IDVISHARES TR	13,342	$380K	0.02%	+318	Timeline
CIBRFIRST TR EXCHANGE-TRADED FD	16,172	$379K	0.01%	+134	Timeline
SPOTSPOTIFY TECHNOLOGY S A	3,325	$378K	0.01%	-209	Timeline
MARMARRIOTT INTL INC NEW	3,474	$375K	0.01%	-256	Timeline
TE CONNECTIVITY LTDTE CONNECTIVITY LTD	4,906	$375K	0.01%	+918
PFOFLAHERTY & CRUMRINE PFD INCO	35,336	$375K	0.01%	+11,245	Timeline
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	16,012	$375K	0.01%	-338
FEFIRSTENERGY CORP	9,852	$374K	0.01%	-18,325	Timeline
JAZZJAZZ PHARMACEUTICALS PLC	3,042	$374K	0.01%	-9,643	Timeline
GMOMCAMBRIA ETF TR	15,274	$371K	0.01%	0	Timeline
MTZMASTEC INC	9,131	$368K	0.01%	+1,262	Timeline
ISTBISHARES TR	7,489	$368K	0.01%	+138	Timeline
PNRPENTAIR PLC	9,725	$366K	0.01%	-45	Timeline
SPGSIMON PPTY GROUP INC NEW	2,156	$366K	0.01%	-19	Timeline
ETFMGETFMG	14,907	$366K	0.01%	+2,348
PTYPIMCO CORPORATE & INCOME OPP	23,775	$365K	0.01%	-4,945	Timeline
JP MORGAN CHASE & COJP MORGAN CHASE & CO	16,305	$365K	0.01%	-539
CRMTAMERICAS CAR-MART INC	5,000	$362K	0.01%	-4,300	Timeline
MCOMOODYS CORP	2,559	$360K	0.01%	-841	Timeline
AJGGALLAGHER ARTHUR J & CO	4,887	$360K	0.01%	+191	Timeline
NTNXNUTANIX INC	8,660	$360K	0.01%	new	Timeline
KYNKAYNE ANDERSON ENERGY INFRST	25,698	$357K	0.01%	-841	Timeline
FEMFIRST TR EXCH TRD ALPHDX FD	15,607	$357K	0.01%	-34,685	Timeline
DRIDARDEN RESTAURANTS INC	3,588	$356K	0.01%	-1,273	Timeline
DLTRDOLLAR TREE INC	3,985	$355K	0.01%	+33	Timeline
LNTALLIANT ENERGY CORP	8,322	$351K	0.01%	+2,129	Timeline
MMACYS INC	11,762	$351K	0.01%	-8,722	Timeline
CPBTHE CAMPBELLS COMPANY	10,612	$349K	0.01%	-2,456	Timeline
APDAIR PRODUCTS AND CHEMICALS I	2,142	$346K	0.01%	-24	Timeline
XJQCXNUVEEN CR STRATEGIES INCOME	46,527	$343K	0.01%	+4,544	Timeline
NEMNEWMONT CORP	9,830	$342K	0.01%	0	Timeline
URIUNITED RENTALS INC	3,297	$341K	0.01%	-205	Timeline
PGFINVESCO EXCHANGE TRADED FD T	19,579	$341K	0.01%	-7,980	Timeline
AOMISHARES TR	9,488	$339K	0.01%	-24	Timeline
HOSPITALITY PROPERTIES TRUSTHOSPITALITY PROPERTIES TRUST	14,297	$339K	0.01%	-2,469
AXONAXON ENTERPRISE INC	7,701	$338K	0.01%	+850	Timeline
EIXEDISON INTL	5,952	$338K	0.01%	+94	Timeline
MCKMCKESSON CORP	2,996	$337K	0.01%	-4,731	Timeline
RLRALPH LAUREN CORP	3,211	$335K	0.01%	-113	Timeline
IXJISHARES TR	5,909	$334K	0.01%	-693	Timeline
LINDE PLC/OLDLINDE PLC/OLD	2,148	$334K	0.01%	new
POWAINVESCO EXCH TRD SLF IDX FD	7,595	$334K	0.01%	+159	Timeline
WCNWASTE CONNECTIONS INC	4,514	$333K	0.01%	+346	Timeline
PBPINVESCO EXCHANGE TRADED FD T	16,931	$332K	0.01%	+7,109	Timeline
FLRFLUOR CORP	10,256	$331K	0.01%	-1,850	Timeline
HOGHARLEY DAVIDSON INC	9,826	$329K	0.01%	+2,467	Timeline
MARATHON OIL CORPMARATHON OIL CORP	23,562	$329K	0.01%	-2,601
BBNBLACKROCK TAX MUNICPAL BD TR	15,586	$329K	0.01%	+33	Timeline
WRBBERKLEY W R CORP	4,454	$328K	0.01%	-275	Timeline
ROKROCKWELL AUTOMATION INC	2,141	$327K	0.01%	+873	Timeline
BHCBAUSCH HEALTH COS INC	17,843	$327K	0.01%	+4,042	Timeline
CMACOMERICA INC	4,752	$326K	0.01%	+1,972	Timeline
VOOVVANGUARD ADMIRAL FDS INC	3,344	$324K	0.01%	new	Timeline
ORITANI FINANCIAL CORPORITANI FINANCIAL CORP	21,960	$324K	0.01%	+28
ALGNALIGN TECHNOLOGY INC	1,529	$323K	0.01%	+95	Timeline
HEZUISHARES TR	12,392	$323K	0.01%	0	Timeline
IVOGVANGUARD ADMIRAL FDS INC	2,722	$322K	0.01%	-2	Timeline
NEW IRELAND FD INCORPORATEDNEW IRELAND FD INCORPORATED	38,248	$320K	0.01%	+11,500
WECWEC ENERGY GROUP INC	4,615	$318K	0.01%	-67	Timeline
EPREPR PPTYS	4,941	$317K	0.01%	+506	Timeline
FXOFIRST TR EXCHANGE-TRADED FD	11,563	$317K	0.01%	-26,164	Timeline
KNXKNIGHT-SWIFT TRANSN HLDGS IN	12,560	$317K	0.01%	-10,399	Timeline
RVTYREVVITY INC	4,038	$317K	0.01%	+63	Timeline
L3 TECHNOLOGIES INCL3 TECHNOLOGIES INC	1,833	$317K	0.01%	-14
RESOLUTE FOREST PRODUCTSRESOLUTE FOREST PRODUCTS	39,565	$317K	0.01%	+869
EZUISHARES INC	8,950	$315K	0.01%	-770	Timeline
EWEDWARDS LIFESCIENCES CORP	2,050	$314K	0.01%	-64	Timeline
SEICSEI INVTS CO	6,825	$314K	0.01%	-3,636	Timeline
ABBNYABB LTD-SPON ADR	16,160	$314K	0.01%	-1,693	Timeline
VOXVANGUARD WORLD FD	4,230	$313K	0.01%	-362	Timeline
PHYSSPROTT ASSET MANAGEMENT LP	30,307	$313K	0.01%	new	Timeline
COFCAPITAL ONE FINL CORP	4,115	$312K	0.01%	-150	Timeline
SHYDVANECK ETF TRUST	12,894	$311K	0.01%	+1,487	Timeline
MICHAEL KORS HLDGS LTDMICHAEL KORS HLDGS LTD	8,194	$311K	0.01%	-6,128
HRBBLOCK H & R INC	12,251	$310K	0.01%	+3,453	Timeline
HEALTHCAREHEALTHCARE	12,254	$310K	0.01%	+1,392
MGCVANGUARD WORLD FD	3,547	$307K	0.01%	+381	Timeline
SIMOSILICON MOTION TECHNOLOGY CO	8,807	$306K	0.01%	-240	Timeline
XIAEXVOYA ASIA PAC HIGH DIV EQT I	35,471	$306K	0.01%	+14,598	Timeline
LTPZPIMCO ETF TR	4,916	$306K	0.01%	+31	Timeline
VECTOR GROUP LTDVECTOR GROUP LTD	31,534	$306K	0.01%	+1,972
ADMARCHER DANIELS MIDLAND CO	7,410	$304K	0.01%	-4,975	Timeline
RETAIL PPTYS AMER INCRETAIL PPTYS AMER INC	27,920	$303K	0.01%	-1,645
NVGNUVEEN AMT FREE MUN CR INC F	21,573	$302K	0.01%	-5,628	Timeline
HALHALLIBURTON CO	11,111	$301K	0.01%	-2,821	Timeline
FNYFIRST TR EXCHANGE-TRADED ALP	8,255	$300K	0.01%	-84,093	Timeline
BSTBLACKROCK SCIENCE & TECHNOLO	11,100	$299K	0.01%	+4,800	Timeline
FIWFIRST TR EXCHANGE-TRADED FD	6,829	$299K	0.01%	-248	Timeline
TMTOYOTA MOTOR CORP	2,558	$298K	0.01%	-39	Timeline
CSMPROSHARES TR	4,930	$298K	0.01%	+50	Timeline
Lincoln National CorporatLincoln National Corporat	11,651	$298K	0.01%	new
VICTORY PORTFOLIOS IIVICTORY PORTFOLIOS II	7,419	$295K	0.01%	-21,368
FASTFASTENAL CO	5,720	$294K	0.01%	-427	Timeline
PSLINVESCO EXCHANGE TRADED FD T	4,489	$294K	0.01%	-27	Timeline
FTNTFORTINET INC	4,137	$293K	0.01%	-140	Timeline
IEIISHARES TR	2,417	$293K	0.01%	-2,177	Timeline
WPMWHEATON PRECIOUS METALS CORP	14,871	$292K	0.01%	-3,731	Timeline
SNVSYNOVUS FINANCIAL CORP	9,169	$292K	0.01%	+339	Timeline
PSECPROSPECT CAP CORP	45,945	$291K	0.01%	+123	Timeline
GRIDFIRST TR EXCHANGE-TRADED FD	7,459	$291K	0.01%	+498	Timeline
XRTSPDR SERIES TRUST	7,110	$290K	0.01%	-5,763	Timeline
CAGCONAGRA BRANDS INC	13,887	$289K	0.01%	-2,188	Timeline
XPOXPO INC	5,096	$289K	0.01%	new	Timeline
BRBROADRIDGE FINL SOLUTIONS IN	3,039	$287K	0.01%	-100	Timeline
KIMKIMCO REALTY CORP	19,402	$286K	0.01%	new	Timeline
HEHAWAIIAN ELEC INDS INC MTN B	7,770	$284K	0.01%	+6	Timeline
FXRFIRST TR EXCHANGE-TRADED FD	8,305	$283K	0.01%	-2,748	Timeline
AAGILENT TECHNOLOGIES INC	4,153	$282K	0.01%	+295	Timeline
IONSIONIS PHARMACEUTICALS INC	5,239	$282K	0.01%	-173	Timeline
WWDWOODWARD INC	3,841	$282K	0.01%	+245	Timeline
HANESBRANDS INCHANESBRANDS INC	22,498	$282K	0.01%	-9,705
AON PLCAON PLC	1,946	$282K	0.01%	-34
MELIMERCADOLIBRE INC	958	$281K	0.01%	+58	Timeline
FAFFIRST AMERN FINL CORP	6,315	$281K	0.01%	+1,505	Timeline
HYDVANECK ETF TRUST	4,620	$280K	0.01%	new	Timeline
BAHBOOZ ALLEN HAMILTON HLDG COR	6,195	$280K	0.01%	-1,021	Timeline
WDFCWD 40 CO	1,524	$279K	0.01%	0	Timeline
ROSTROSS STORES INC	3,394	$278K	0.01%	-9,251	Timeline
DLNWISDOMTREE TR	3,291	$278K	0.01%	-44	Timeline
VMCVULCAN MATLS CO	2,832	$277K	0.01%	-8	Timeline
STORE CAP CORPSTORE CAP CORP	9,670	$277K	0.01%	-118
RSGREPUBLIC SVCS INC	3,815	$276K	0.01%	-3,393	Timeline
SONYSONY GROUP CORP	5,685	$274K	0.01%	+708	Timeline
MDIVFIRST TR EXCHANGE TRADED FD	16,306	$274K	0.01%	-2,053	Timeline
NRGNRG ENERGY INC	6,949	$273K	0.01%	new	Timeline
BLOKAMPLIFY ETF TR	18,881	$273K	0.01%	-1,315	Timeline
O-I GLASS, INC.O-I GLASS, INC.	15,904	$273K	0.01%	+648
QTECFIRST TR EXCHANGE-TRADED FD	3,989	$272K	0.01%	-4,265	Timeline
SPDR SERIES TRUSTSPDR SERIES TRUST	10,200	$271K	0.01%	-5,246
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC	19,841	$271K	0.01%	-17,912
NICENICE LTD	2,505	$270K	0.01%	-562	Timeline
SJNKSPDR SERIES TRUST	10,528	$270K	0.01%	-14,617	Timeline
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP	129,100	$270K	0.01%	+60,000
TPRTAPESTRY INC	7,906	$268K	0.01%	+1,237	Timeline
CVYINVESCO EXCHANGE TRADED FD T	13,955	$268K	0.01%	-9,315	Timeline
NADNUVEEN QUALITY MUNCP INCOME	21,335	$267K	0.01%	-526	Timeline
UNITED STATES STL CORP NEWUNITED STATES STL CORP NEW	14,492	$265K	0.01%	-2,369
LRGFISHARES TR	9,459	$265K	0.01%	+2,256	Timeline
TIER REIT COMTIER REIT COM	12,930	$265K	0.01%	-919
IVZINVESCO LTD	15,528	$263K	0.01%	-3,369	Timeline
LLOEWS CORP	5,758	$262K	0.01%	+630	Timeline
BTZBLACKROCK CR ALLOCATION	23,385	$262K	0.01%	+10,287	Timeline
AERAERCAP HOLDINGS NV	6,477	$260K	0.01%	-2,853	Timeline
ISCGISHARES TR	1,556	$259K	0.01%	new	Timeline
MPTMEDICAL PROPERTIES TRUST INC	16,176	$259K	0.01%	-1,403	Timeline
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES CO	1,989	$259K	0.01%	+96
NOVAVAX INCNOVAVAX INC	140,500	$259K	0.01%	0
SRPTSAREPTA THERAPEUTICS INC	2,370	$258K	0.01%	0	Timeline
KSSKOHLS CORP	3,836	$257K	0.01%	-3,763	Timeline
SPDWSPDR INDEX SHS FDS	9,642	$256K	0.01%	+2,855	Timeline
FCVTFIRST TR EXCHANGE-TRADED FD	9,324	$256K	0.01%	-892	Timeline
STATE STREETSTATE STREET	4,265	$256K	0.01%	+200
NUMVNUSHARES ETF TR	10,827	$255K	0.01%	+66	Timeline
LIFE STORAGE INCLIFE STORAGE INC	2,742	$255K	0.01%	-196
O'Shares FTSE U.S. Quality …O'Shares FTSE U.S. Quality Divid	8,515	$255K	0.01%	-963
LULULULULEMON ATHLETICA INC	2,103	$254K	0.01%	+486	Timeline
BBYBEST BUY INC	4,769	$254K	0.01%	-2,260	Timeline
BITBLACKROCK MULTI SECTOR INC T	16,519	$254K	0.01%	+700	Timeline
WHRWHIRLPOOL CORP	2,389	$253K	0.01%	+49	Timeline
EPIWISDOMTREE TR	10,218	$253K	0.01%	-4,759	Timeline
DHID R HORTON INC	7,320	$252K	0.01%	-17,008	Timeline
IFFINTERNATIONAL FLAVORS&FRAGRA	1,890	$252K	0.01%	-981	Timeline
NXPINXP SEMICONDUCTORS N V	3,394	$251K	0.01%	-530	Timeline
CRONCRONOS GROUP INC	23,875	$251K	0.01%	new	Timeline
MTDMETTLER TOLEDO INTERNATIONAL	438	$250K	0.01%	new	Timeline
CHKPCHECK POINT SOFTWARE TECH LT	2,418	$250K	0.01%	+34	Timeline
TWO HARBORS INVESTMENT CORPTWO HARBORS INVESTMENT CORP	19,588	$250K	0.01%	-1,024
EXASEXACT SCIENCES CORP	3,928	$249K	0.01%	+253	Timeline
CHICALAMOS CONV OPPORTUNITIES &	28,058	$249K	0.01%	-106	Timeline
IGFISHARES TR	6,243	$248K	0.01%	+981	Timeline
HEIHEICO CORP NEW	3,190	$248K	0.01%	-55	Timeline
AEEAMEREN CORP	3,751	$248K	0.01%	-324	Timeline
DIVGLOBAL X FDS	11,040	$248K	0.01%	-34	Timeline
NTAPNETAPP INC	4,066	$246K	0.01%	new	Timeline
DISCOVERY INCDISCOVERY INC	9,741	$246K	0.01%	-3,479
L BRANDS INCL BRANDS INC	9,277	$246K	0.01%	-3,400
UNITED STATES OIL FUND LPUNITED STATES OIL FUND LP	25,365	$246K	0.01%	-1,605
DCIDONALDSON INC	5,630	$244K	0.01%	-127	Timeline
DXCDXC TECHNOLOGY CO	4,614	$243K	0.01%	-8,095	Timeline
FNFFIDELITY NATL FINL INC	7,652	$241K	0.01%	+23	Timeline
RFGINVESCO EXCHANGE TRADED FD T	1,835	$241K	0.01%	-60	Timeline
BIZDVANECK ETF TRUST	16,970	$241K	0.01%	+4,958	Timeline
MONMOUTH REAL ESTATE INVT COMONMOUTH REAL ESTATE INVT CO	19,268	$240K	0.01%	+2,609
WYWEYERHAEUSER CO	10,935	$239K	0.01%	-1,219	Timeline
FXUFIRST TR EXCHANGE-TRADED FD	8,906	$239K	0.01%	new	Timeline
STMSTMICROELECTRONICS N V	16,776	$238K	0.01%	+6,441	Timeline
XBISPDR SERIES TRUST	3,342	$238K	0.01%	-30,303	Timeline
CERNER CORPCERNER CORP	4,547	$238K	0.01%	+1,213
HOLLYFRONTIER CORPHOLLYFRONTIER CORP	4,484	$237K	0.01%	new
DIEMFRANKLIN TEMPLETON ETF TR	8,372	$237K	0.01%	-568	Timeline
THE COOPER COMPANIESTHE COOPER COMPANIES	919	$236K	0.01%	-22
PLDPROLOGIS INC.	4,002	$235K	0.01%	-186	Timeline
DPZDOMINOS PIZZA INC	954	$235K	0.01%	new	Timeline
SHOPSHOPIFY INC	1,677	$233K	0.01%	+154	Timeline
QDEFFLEXSHARES TR	5,905	$233K	0.01%	+1,149	Timeline
BCSBARCLAYS PLC	29,966	$231K	0.01%	-313	Timeline
EOGEOG RES INC	2,654	$231K	0.01%	-134	Timeline
XFFCXFLAHERTY & CRUMRIN PFD & INM	13,789	$231K	0.01%	-96	Timeline
TALLGRASS ENERGY LPTALLGRASS ENERGY LP	9,478	$231K	0.01%	-663
IXUSISHARES TR	4,364	$230K	0.01%	-135	Timeline
HPEHEWLETT PACKARD ENTERPRISE C	17,518	$230K	0.01%	-2,671	Timeline
HILL ROM HLDGS INCHILL ROM HLDGS INC	2,604	$230K	0.01%	-469
MCHPMICROCHIP TECHNOLOGY INC.	3,182	$229K	0.01%	+5	Timeline
AEOAMERICAN EAGLE OUTFITTERS IN	11,776	$228K	0.01%	+382	Timeline
IRMIRON MTN INC DEL	7,137	$228K	0.01%	new	Timeline
XAODXABRDN TOTAL DYNAMIC DIVIDEND	31,670	$228K	0.01%	-1,217	Timeline
ITBISHARES TR	7,556	$228K	0.01%	-500	Timeline
SMGSCOTTS MIRACLE-GRO CO	3,743	$227K	0.01%	-283	Timeline
QCLNFIRST TR EXCHANGE-TRADED FD	12,803	$227K	0.01%	-1,828	Timeline
JXIISHARES TR	4,554	$225K	0.01%	0	Timeline
HDBHDFC BANK LTD	2,174	$224K	0.01%	new	Timeline
NEW YORK MORTGAGE TRUST INCNEW YORK MORTGAGE TRUST INC	37,860	$224K	0.01%	+7,635
RYROYAL BK CDA	3,175	$222K	0.01%	-1,630	Timeline
RGLDROYAL GOLD INC	2,621	$222K	0.01%	-255	Timeline
IOOISHARES TR	5,244	$221K	0.01%	-570	Timeline
RGAREINSURANCE GROUP AMER INC	1,574	$221K	0.01%	+4	Timeline
AKAMAKAMAI TECHNOLOGIES INC	3,614	$221K	0.01%	new	Timeline
NEWTNEWTEKONE INC	12,768	$220K	0.01%	-8,028	Timeline
XHRXENIA HOTELS & RESORTS INC	12,865	$219K	0.01%	-1,766	Timeline
FDTFIRST TR EXCH TRD ALPHDX FD	4,445	$219K	0.01%	-30,502	Timeline
HPHELMERICH & PAYNE INC	4,521	$219K	0.01%	-568	Timeline
DVADAVITA INC	4,260	$218K	0.01%	-1,443	Timeline
PKWINVESCO EXCHANGE TRADED FD T	4,225	$218K	0.01%	+100	Timeline
ODFLOLD DOMINION FREIGHT LINE IN	1,782	$217K	0.01%	-83	Timeline
GWXSPDR INDEX SHS FDS	7,716	$217K	0.01%	-2,040	Timeline
CHCTCOMMUNITY HEALTHCARE TR INC	7,515	$217K	0.01%	0	Timeline
AIGAMERICAN INTL GROUP INC	5,478	$216K	0.01%	-1,361	Timeline
BOTZGLOBAL X FDS	12,924	$216K	0.01%	-23,768	Timeline
IYZISHARES TR	8,169	$216K	0.01%	-8,550	Timeline
SRSPIRE INC	2,904	$215K	0.01%	0	Timeline
MSCIMSCI INC	1,442	$214K	0.01%	+146	Timeline
RCLROYAL CARIBBEAN GROUP	2,224	$214K	0.01%	+654	Timeline
FTFFRANKLIN LTD DURATION INCOME	24,174	$214K	0.01%	+6,907	Timeline
CODICOMPASS DIVERSIFIED	17,202	$214K	0.01%	+195	Timeline
ROLROLLINS INC	5,713	$213K	0.01%	new	Timeline
BGSB & G FOODS INC	7,407	$213K	0.01%	+46	Timeline
IYTISHARES TR	1,288	$213K	0.01%	-3,393	Timeline
LWLAMB WESTON HLDGS INC	2,917	$212K	0.01%	new	Timeline
VSTVISTRA CORP	9,264	$212K	0.01%	new	Timeline
UNITI GROUP INCUNITI GROUP INC	13,598	$212K	0.01%	+728
GLOBAL BLOOD THERAPEUTICS U…GLOBAL BLOOD THERAPEUTICS USD	5,150	$211K	0.01%	-4,600
IYGISHARES TR	1,888	$210K	0.01%	+152	Timeline
CDWCDW CORP	2,609	$209K	0.01%	-315	Timeline
NUVEEN ENERGY MLP TOTL RTRNFNUVEEN ENERGY MLP TOTL RTRNF	26,221	$209K	0.01%	+2,585
SAICSCIENCE APPLICATIONS INTL CO	3,287	$208K	0.01%	-547	Timeline
LAMRLAMAR ADVERTISING CO	2,978	$207K	0.01%	new	Timeline
IDLVINVESCO EXCH TRADED FD TR II	6,968	$207K	0.01%	new	Timeline
GBCIGLACIER BANCORP INC NEW	5,149	$206K	0.01%	-30	Timeline
XILINX INCXILINX INC	2,426	$206K	0.01%	new
STERIS LTDSTERIS LTD	1,909	$206K	0.01%	-452
AMEAMETEK INC	3,026	$205K	0.01%	+37	Timeline
NRKNUVEEN NY AMT FREE	17,478	$204K	0.01%	-3,805	Timeline
LIILENNOX INTL INC	921	$203K	0.01%	new	Timeline
AVYAVERY DENNISON CORP	2,264	$203K	0.01%	-3,098	Timeline
PGXINVESCO EXCH TRADED FD TR II	15,079	$203K	0.01%	-211,098	Timeline
CHDCHURCH & DWIGHT CO INC	3,094	$202K	0.01%	new	Timeline
NUVASIVE INCNUVASIVE INC	4,088	$202K	0.01%	-43
ANGLVANECK ETF TRUST	7,592	$201K	0.01%	-9,745	Timeline
CTASCINTAS CORP	1,173	$201K	0.01%	-17	Timeline
ARKWARK ETF TR	4,762	$201K	0.01%	+174	Timeline
FXNFIRST TR EXCHANGE-TRADED FD	17,197	$201K	0.01%	-40,369	Timeline
DLRDIGITAL RLTY TR INC	1,860	$200K	0.01%	+51	Timeline
DLBDOLBY LABORATORIES INC	3,311	$200K	0.01%	+276	Timeline
VMOINVESCO MUN OPPORTUNIT TR	17,905	$199K	0.01%	+4,192	Timeline
GUTGABELLI UTIL TR	33,316	$199K	0.01%	+2,739	Timeline
FORTRESS TRANSPORTATION-CL AFORTRESS TRANSPORTATION-CL A	13,834	$199K	0.01%	-100
ABRARBOR REALTY TRUST INC	19,688	$198K	0.01%	+3,046	Timeline
PEOPLE'S UNITED FINANCIAL I…PEOPLE'S UNITED FINANCIAL INC	13,278	$197K	0.01%	-9,724
NUVEEN TX ADV TOTAL RET STRGNUVEEN TX ADV TOTAL RET STRG	19,141	$195K	0.01%	+2,000
DREYFUSDREYFUS	71,200	$195K	0.01%	+16,435
PMOFRANKLIN MUN OPPORTUNITIES T	17,140	$193K	0.01%	-4,714	Timeline
PREFERRED APT CMNTYS INCPREFERRED APT CMNTYS INC	13,815	$193K	0.01%	0
SBRASABRA HEALTH CARE REIT INC	11,492	$190K	0.01%	-559	Timeline
GNWGENWORTH FINL INC	41,141	$190K	0.01%	-1,036	Timeline
PCNPIMCO CORPORATE & INCM STRG	12,645	$189K	0.01%	+450	Timeline
KTKT CORP	13,202	$185K	0.01%	-1,047	Timeline
EVFEATON VANCE SR INCOME TR	30,916	$185K	0.01%	-1,064	Timeline
SGMOQSANGAMO THERAPEUTICS INC	16,199	$185K	0.01%	0	Timeline
ENABLE MIDSTREAM PARTNERS LPENABLE MIDSTREAM PARTNERS LP	12,874	$176K	0.01%	+500
MFICMIDCAP FINANCIAL INVSTMNT CO	13,974	$175K	0.01%	new	Timeline
NUVNUVEEN MUN VALUE FD INC	18,916	$174K	0.01%	0	Timeline
HTGCHERCULES CAPITAL INC	15,747	$174K	0.01%	+2,199	Timeline
MQYBLACKROCK MUNIYILD QULT FD I	13,262	$173K	0.01%	+3,000	Timeline
PDBCINVESCO ACTVELY MNGD ETC FD	11,418	$171K	0.01%	-14,280	Timeline
PPTFRANKLIN PREMIER INCOME TR	35,912	$169K	0.01%	-84	Timeline
FDUSFIDUS INVT CORP	14,410	$168K	0.01%	0	Timeline
FIRST TR/ABERDEEN EMERG OPTFIRST TR/ABERDEEN EMERG OPT	13,946	$168K	0.01%	0
BLACKROCK MUNIHOLDINGS FD IIBLACKROCK MUNIHOLDINGS FD II	12,849	$167K	0.01%	-547
EATON VANCE MUN BD FD IIEATON VANCE MUN BD FD II	14,964	$165K	0.01%	-683
FIRST TR DYNAMIC EUROPE EQUIFIRST TR DYNAMIC EUROPE EQUI	13,075	$165K	0.01%	-1,211
GOGOGOGO INC	57,405	$164K	0.01%	-2,900	Timeline
ETVEATON VANCE TAX-MANAGED BUY-	12,019	$162K	0.01%	-22,745	Timeline
KTFDWS MUN INCOME TR	15,272	$159K	0.01%	-3,292	Timeline
BLWBLACKROCK LTD DURATION INCOM	11,793	$159K	0.01%	-103	Timeline
SMFGSUMITOMO MITSUI FIN GRP INC	23,933	$158K	0.01%	+8,823	Timeline
BLACKROCK MUN BD TRBLACKROCK MUN BD TR	11,737	$157K	0.01%	0
COHEN & STEERS GLOBAL INC B…COHEN & STEERS GLOBAL INC BLDR	20,700	$154K	0.01%	+350
DIPLOMAT PHARMACY INCDIPLOMAT PHARMACY INC	11,174	$150K	0.01%	-2,543
URAGLOBAL X FDS	12,551	$147K	0.01%	-290	Timeline
WIWWESTERN AST INFL LKD OPP & I	14,435	$146K	0.01%	+1,925	Timeline
KIOKKR INCOME OPPORTUNITIES FD	10,079	$144K	0.01%	-5,000	Timeline
FIRST TRUST MLP AND ENERGY …FIRST TRUST MLP AND ENERGY INC	14,607	$144K	0.01%	0
BBBLACKBERRY LTD	20,215	$144K	0.01%	+1,150	Timeline
BHKBLACKROCK CORE BD TR	11,588	$141K	0.01%	-978	Timeline
AEGON N VAEGON N V	29,897	$140K	0.01%	-4,806
EATON VANCE CALIFORNIA MUNI…EATON VANCE CALIFORNIA MUNI BO	13,890	$138K	0.01%	-227
XMVFXBLACKROCK MUNIVEST FUND	16,631	$137K	0.01%	-955	Timeline
BDJBLACKROCK ENHANCED EQUITY DI	17,500	$136K	0.01%	+800	Timeline
INNSUMMIT HOTEL PPTYS	14,071	$136K	0.01%	new	Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
QQQINVESCO QQQ TR COM	put	2,500	$33K	-2,000
SPYSTATE STR SPDR S&P 500 ETF T SHS	put	1,900	$22K	0
TSNTYSON FOODS INC Stock	put	11,300	$7K	new

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
ISHARES TRISHARES TR IBONDS DEC25 ETF	principal	26,140	$617K	+889
ISHARES TRISHARES TR IBONDS MAR20 ETF	principal	22,961	$598K	-16,146
ISHARES TRISHARES TR IBONDS MAR23 ETF	principal	23,230	$596K	+1,934
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION NOTE 5.875% 1/1	principal	123,000	$123K	-35,000
TPG SPECIALTY LENDING INCTPG SPECIALTY LENDING INC NOTE 4.50012/1	principal	50,000	$50K	0

Sold out in Q4 2018

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 186. All 186

Security	Shares before	Value before	Type
VRPINVESCO EXCH TRADED FD TR II	660,546	$16.5M	shares
PFGPRINCIPAL FINANCIAL GROUP IN	92,466	$5.49M	shares
IYMISHARES TR	40,724	$3.99M	shares
SPYGSPDR SERIES TRUST	97,858	$3.73M	shares
CORPORATE CAP TR INCCORPORATE CAP TR INC	242,008	$3.7M	shares
DBOINVESCO DB MULTI-SECTOR COMM	237,633	$3.21M	shares
FLCAFRANKLIN TEMPLETON ETF TR	101,222	$2.54M	shares
EWGISHARES INC	84,374	$2.51M	shares
TCXTUCOWS INC	44,125	$2.46M	shares
FDRRFIDELITY COVINGTON TRUST	69,313	$2.24M	shares
FLSWFRANKLIN TEMPLETON ETF TR	86,436	$2.01M	shares
ZROZPIMCO ETF TR	13,819	$1.5M	shares
IPKWINVESCO EXCH TRADED FD TR II	41,294	$1.42M	shares
GRUBHUB INCGRUBHUB INC	9,668	$1.34M	shares
ATLASSIAN CORPATLASSIAN CORP	13,936	$1.34M	shares
KBESPDR SERIES TRUST	27,754	$1.3M	shares
FLKRFRANKLIN TEMPLETON ETF TR	54,339	$1.28M	shares
ENERGY TRANSFER PARTNERS LPENERGY TRANSFER PARTNERS LP	55,722	$1.24M	shares
SOCLGLOBAL X FDS	37,336	$1.19M	shares
TTWOTAKE-TWO INTERACTIVE SOFTWAR	8,342	$1.15M	shares
HORIZONS ETF TR IHORIZONS ETF TR I	44,567	$1.13M	shares
SCHMSCHWAB STRATEGIC TR	17,972	$1.04M	shares
AVANGRID INCAVANGRID INC	20,948	$1M	shares
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO	10,399	$1M	shares
CBS CORP NEWCBS CORP NEW	16,553	$948K	shares
AMPAMERIPRISE FINL INC	6,272	$919K	shares
VIOVVANGUARD ADMIRAL FDS INC	6,396	$911K	shares
GUGGENHEIM ENHANCED EQUITY IGUGGENHEIM ENHANCED EQUITY I	103,111	$905K	shares
WIPSPDR SERIES TRUST	17,170	$904K	shares
INDYISHARES TR	26,351	$898K	shares
IAIISHARES TR	14,182	$880K	shares
WYNNWYNN RESORTS LTD	6,857	$872K	shares
XPHSPDR SERIES TRUST	17,679	$862K	shares
ETJEATON VANCE RISK-MANAGED DIV	83,096	$831K	shares
AETNA INC NEWAETNA INC NEW	4,078	$823K	shares
EWPISHARES INC	26,627	$788K	shares
VTWOVANGUARD SCOTTSDALE FDS	5,517	$743K	shares
HUBSHUBSPOT INC	4,830	$731K	shares
EWDISHARES INC	21,756	$716K	shares
IGMISHARES TR	3,405	$713K	shares
Proshares VIX Short-TermProshares VIX Short-Term	32,200	$706K	shares
INVESCO EXCH TRADED FD TR IIINVESCO EXCH TRADED FD TR II	18,877	$685K	shares
IMVPINVESCO INDIA EXCHANGE-TRADE	27,563	$660K	shares
PWBINVESCO EXCHANGE TRADED FD T	12,914	$621K	shares
RPGINVESCO EXCHANGE TRADED FD T	5,174	$621K	shares
FIAT CHRYSLER AUTOMOBILES NFIAT CHRYSLER AUTOMOBILES N	35,365	$619K	shares
EWOISHARES INC	25,820	$592K	shares
PSCHINVESCO EXCH TRADED FD TR II	4,119	$579K	shares
IGVISHARES TR	2,776	$566K	shares
KBAKRANESHARES TRUST	18,300	$531K	shares
IQIQIYI INC	19,487	$527K	shares
FDISFIDELITY COVINGTON TRUST	11,443	$526K	shares
NTRNUTRIEN LTD	9,053	$523K	shares
CLHCLEAN HARBORS INC	7,188	$516K	shares
THOTHOR INDS INC	5,890	$494K	shares
MXIISHARES TR	7,263	$484K	shares
APACHE CORPAPACHE CORP	9,931	$472K	shares
J P MORGAN EXCHANGETRADED F…J P MORGAN EXCHANGETRADED F DIV R…	8,021	$469K	shares
SBIOALPS ETF TR	11,661	$458K	shares
STLDSTEEL DYNAMICS INC	9,859	$454K	shares
BHFBRIGHTHOUSE FINL INC	9,953	$441K	shares
QLDPROSHARES TR	4,318	$436K	shares
CIGNA CORPORATIONCIGNA CORPORATION	2,112	$435K	shares
TESARO INCTESARO INC	11,003	$430K	shares
JDJD.COM INC	16,162	$418K	shares
PNFPPINNACLE FINANCIAL PARTNERS	6,963	$418K	shares
QQQEDIREXION SHARES ETF TRUST	8,581	$406K	shares
VCLTVANGUARD SCOTTSDALE FDS	4,464	$398K	shares
RSPTINVESCO EXCHANGE TRADED FD T	2,274	$383K	shares
NEW AMERICA HIGH INCOME FUN…NEW AMERICA HIGH INCOME FUND I	44,611	$383K	shares
CNOOC LIMITEDCNOOC LIMITED	1,892	$376K	shares
IGEISHARES TR	10,479	$374K	shares
EWWISHARES INC	7,253	$369K	shares
PRAXAIR INCPRAXAIR INC	2,318	$368K	shares
IWLISHARES TR	5,413	$366K	shares
WDAYWORKDAY INC	2,488	$364K	shares
CNPCENTERPOINT ENERGY INC	12,859	$362K	shares
CRSPCRISPR THERAPEUTICS AG	8,105	$355K	shares
JSMDJANUS DETROIT STR TR	7,661	$355K	shares
DFEWISDOMTREE TR	5,598	$355K	shares
WUWESTERN UN CO	18,437	$353K	shares
KRESPDR SERIES TRUST	5,783	$345K	shares
CMGCHIPOTLE MEXICAN GRILL INC	728	$332K	shares
MSIMOTOROLA SOLUTIONS INC	2,574	$332K	shares
Ishares Ibonds DecIshares Ibonds Dec	13,263	$331K	principal
SMHVANECK ETF TRUST	3,066	$328K	shares
PTENPATTERSON-UTI ENERGY INC	19,180	$327K	shares
MOMO INCMOMO INC	7,405	$323K	shares
SLYGSPDR SERIES TRUST	4,682	$321K	shares
HYMBSPDR SERIES TRUST	5,709	$321K	shares
FIREEYE INCFIREEYE INC	17,963	$304K	shares
MIRATI THERAPEUTICS INCMIRATI THERAPEUTICS INC	6,400	$302K	shares
CREE INCCREE INC	7,937	$302K	shares
VONGVANGUARD SCOTTSDALE FDS	1,875	$301K	shares
ARGXARGENX SE	3,865	$297K	shares
ALKALASKA AIR GROUP INC	4,295	$295K	shares
TALEND S ATALEND S A	4,226	$295K	shares
TWENTY FIRST CENTY FOX INCTWENTY FIRST CENTY FOX INC	6,428	$293K	shares
GLOBAL X MLP & ENERGY INFRASGLOBAL X MLP & ENERGY INFRAS	21,752	$291K	shares
PIMCO DYNAMIC CR INCOME FDPIMCO DYNAMIC CR INCOME FD	11,814	$288K	shares

How Q4 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001085146-19-000975	base		2019-02-15	acceptance time not in the bulk data set	2026-10-07 19:02:51 UTC