First Allied Advisory Services, Inc.
Follow13F filer, CIK 1512647, SAN DIEGO, CA
First Allied Advisory Services, Inc. reported $2,531,298,000 across 1,069 holdings for the quarter ended 2018-12-31, in a 13F-HR filed 2019-02-15. Its ten largest share positions make up 18.98% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-19-000975
- Period
- 2018-12-31
- Reported value
- $2.53B
- Holdings
- 1,069
- Top 10 weight
- 18.98%
- New
- 73
- Sold out
- 186
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| SCHOadded | +377,809 | $18.8M |
| PFFDnew | +797,078 | $18M |
| IDEVnew | +296,161 | $14.5M |
| GLOBAL X FDSadded | +1,632,437 | $12.5M |
| SHYadded | +145,241 | $12.2M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| VRPexited | -660,546 | -$16.5M |
| SCHZreduced | -305,292 | -$15.5M |
| CWBreduced | -226,103 | -$10.6M |
| QQQreduced | -59,813 | -$9.22M |
| HFROreduced | -704,968 | -$9.05M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 1,061 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| ISHARES TRISHARES TR IBONDS DEC25 ETF | principal | 26,140 | $617K | +889 |
| ISHARES TRISHARES TR IBONDS MAR20 ETF | principal | 22,961 | $598K | -16,146 |
| ISHARES TRISHARES TR IBONDS MAR23 ETF | principal | 23,230 | $596K | +1,934 |
| PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION NOTE 5.875% 1/1 | principal | 123,000 | $123K | -35,000 |
| TPG SPECIALTY LENDING INCTPG SPECIALTY LENDING INC NOTE 4.50012/1 | principal | 50,000 | $50K | 0 |
Sold out in Q4 2018
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| VRPINVESCO EXCH TRADED FD TR II | 660,546 | $16.5M | shares |
| PFGPRINCIPAL FINANCIAL GROUP IN | 92,466 | $5.49M | shares |
| IYMISHARES TR | 40,724 | $3.99M | shares |
| SPYGSPDR SERIES TRUST | 97,858 | $3.73M | shares |
| CORPORATE CAP TR INCCORPORATE CAP TR INC | 242,008 | $3.7M | shares |
| DBOINVESCO DB MULTI-SECTOR COMM | 237,633 | $3.21M | shares |
| FLCAFRANKLIN TEMPLETON ETF TR | 101,222 | $2.54M | shares |
| EWGISHARES INC | 84,374 | $2.51M | shares |
| TCXTUCOWS INC | 44,125 | $2.46M | shares |
| FDRRFIDELITY COVINGTON TRUST | 69,313 | $2.24M | shares |
| FLSWFRANKLIN TEMPLETON ETF TR | 86,436 | $2.01M | shares |
| ZROZPIMCO ETF TR | 13,819 | $1.5M | shares |
| IPKWINVESCO EXCH TRADED FD TR II | 41,294 | $1.42M | shares |
| GRUBHUB INCGRUBHUB INC | 9,668 | $1.34M | shares |
| ATLASSIAN CORPATLASSIAN CORP | 13,936 | $1.34M | shares |
| KBESPDR SERIES TRUST | 27,754 | $1.3M | shares |
| FLKRFRANKLIN TEMPLETON ETF TR | 54,339 | $1.28M | shares |
| ENERGY TRANSFER PARTNERS LPENERGY TRANSFER PARTNERS LP | 55,722 | $1.24M | shares |
| SOCLGLOBAL X FDS | 37,336 | $1.19M | shares |
| TTWOTAKE-TWO INTERACTIVE SOFTWAR | 8,342 | $1.15M | shares |
| HORIZONS ETF TR IHORIZONS ETF TR I | 44,567 | $1.13M | shares |
| SCHMSCHWAB STRATEGIC TR | 17,972 | $1.04M | shares |
| AVANGRID INCAVANGRID INC | 20,948 | $1M | shares |
| EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO | 10,399 | $1M | shares |
| CBS CORP NEWCBS CORP NEW | 16,553 | $948K | shares |
| AMPAMERIPRISE FINL INC | 6,272 | $919K | shares |
| VIOVVANGUARD ADMIRAL FDS INC | 6,396 | $911K | shares |
| GUGGENHEIM ENHANCED EQUITY IGUGGENHEIM ENHANCED EQUITY I | 103,111 | $905K | shares |
| WIPSPDR SERIES TRUST | 17,170 | $904K | shares |
| INDYISHARES TR | 26,351 | $898K | shares |
| IAIISHARES TR | 14,182 | $880K | shares |
| WYNNWYNN RESORTS LTD | 6,857 | $872K | shares |
| XPHSPDR SERIES TRUST | 17,679 | $862K | shares |
| ETJEATON VANCE RISK-MANAGED DIV | 83,096 | $831K | shares |
| AETNA INC NEWAETNA INC NEW | 4,078 | $823K | shares |
| EWPISHARES INC | 26,627 | $788K | shares |
| VTWOVANGUARD SCOTTSDALE FDS | 5,517 | $743K | shares |
| HUBSHUBSPOT INC | 4,830 | $731K | shares |
| EWDISHARES INC | 21,756 | $716K | shares |
| IGMISHARES TR | 3,405 | $713K | shares |
| Proshares VIX Short-TermProshares VIX Short-Term | 32,200 | $706K | shares |
| INVESCO EXCH TRADED FD TR IIINVESCO EXCH TRADED FD TR II | 18,877 | $685K | shares |
| IMVPINVESCO INDIA EXCHANGE-TRADE | 27,563 | $660K | shares |
| PWBINVESCO EXCHANGE TRADED FD T | 12,914 | $621K | shares |
| RPGINVESCO EXCHANGE TRADED FD T | 5,174 | $621K | shares |
| FIAT CHRYSLER AUTOMOBILES NFIAT CHRYSLER AUTOMOBILES N | 35,365 | $619K | shares |
| EWOISHARES INC | 25,820 | $592K | shares |
| PSCHINVESCO EXCH TRADED FD TR II | 4,119 | $579K | shares |
| IGVISHARES TR | 2,776 | $566K | shares |
| KBAKRANESHARES TRUST | 18,300 | $531K | shares |
| IQIQIYI INC | 19,487 | $527K | shares |
| FDISFIDELITY COVINGTON TRUST | 11,443 | $526K | shares |
| NTRNUTRIEN LTD | 9,053 | $523K | shares |
| CLHCLEAN HARBORS INC | 7,188 | $516K | shares |
| THOTHOR INDS INC | 5,890 | $494K | shares |
| MXIISHARES TR | 7,263 | $484K | shares |
| APACHE CORPAPACHE CORP | 9,931 | $472K | shares |
| J P MORGAN EXCHANGETRADED F…J P MORGAN EXCHANGETRADED F DIV R… | 8,021 | $469K | shares |
| SBIOALPS ETF TR | 11,661 | $458K | shares |
| STLDSTEEL DYNAMICS INC | 9,859 | $454K | shares |
| BHFBRIGHTHOUSE FINL INC | 9,953 | $441K | shares |
| QLDPROSHARES TR | 4,318 | $436K | shares |
| CIGNA CORPORATIONCIGNA CORPORATION | 2,112 | $435K | shares |
| TESARO INCTESARO INC | 11,003 | $430K | shares |
| JDJD.COM INC | 16,162 | $418K | shares |
| PNFPPINNACLE FINANCIAL PARTNERS | 6,963 | $418K | shares |
| QQQEDIREXION SHARES ETF TRUST | 8,581 | $406K | shares |
| VCLTVANGUARD SCOTTSDALE FDS | 4,464 | $398K | shares |
| RSPTINVESCO EXCHANGE TRADED FD T | 2,274 | $383K | shares |
| NEW AMERICA HIGH INCOME FUN…NEW AMERICA HIGH INCOME FUND I | 44,611 | $383K | shares |
| CNOOC LIMITEDCNOOC LIMITED | 1,892 | $376K | shares |
| IGEISHARES TR | 10,479 | $374K | shares |
| EWWISHARES INC | 7,253 | $369K | shares |
| PRAXAIR INCPRAXAIR INC | 2,318 | $368K | shares |
| IWLISHARES TR | 5,413 | $366K | shares |
| WDAYWORKDAY INC | 2,488 | $364K | shares |
| CNPCENTERPOINT ENERGY INC | 12,859 | $362K | shares |
| CRSPCRISPR THERAPEUTICS AG | 8,105 | $355K | shares |
| JSMDJANUS DETROIT STR TR | 7,661 | $355K | shares |
| DFEWISDOMTREE TR | 5,598 | $355K | shares |
| WUWESTERN UN CO | 18,437 | $353K | shares |
| KRESPDR SERIES TRUST | 5,783 | $345K | shares |
| CMGCHIPOTLE MEXICAN GRILL INC | 728 | $332K | shares |
| MSIMOTOROLA SOLUTIONS INC | 2,574 | $332K | shares |
| Ishares Ibonds DecIshares Ibonds Dec | 13,263 | $331K | principal |
| SMHVANECK ETF TRUST | 3,066 | $328K | shares |
| PTENPATTERSON-UTI ENERGY INC | 19,180 | $327K | shares |
| MOMO INCMOMO INC | 7,405 | $323K | shares |
| SLYGSPDR SERIES TRUST | 4,682 | $321K | shares |
| HYMBSPDR SERIES TRUST | 5,709 | $321K | shares |
| FIREEYE INCFIREEYE INC | 17,963 | $304K | shares |
| MIRATI THERAPEUTICS INCMIRATI THERAPEUTICS INC | 6,400 | $302K | shares |
| CREE INCCREE INC | 7,937 | $302K | shares |
| VONGVANGUARD SCOTTSDALE FDS | 1,875 | $301K | shares |
| ARGXARGENX SE | 3,865 | $297K | shares |
| ALKALASKA AIR GROUP INC | 4,295 | $295K | shares |
| TALEND S ATALEND S A | 4,226 | $295K | shares |
| TWENTY FIRST CENTY FOX INCTWENTY FIRST CENTY FOX INC | 6,428 | $293K | shares |
| GLOBAL X FDSGLOBAL X FDS | 21,752 | $291K | shares |
| PIMCO DYNAMIC CR INCOME FDPIMCO DYNAMIC CR INCOME FD | 11,814 | $288K | shares |
| WSTWEST PHARMACEUTICAL SVSC INC | 2,361 | $287K | shares |
| IYJISHARES TR | 1,820 | $285K | shares |
| SAPSAP SE | 2,308 | $282K | shares |
| NUEMNUSHARES ETF TR | 10,636 | $278K | shares |
| LITELUMENTUM HLDGS INC | 4,614 | $277K | shares |
| BARCLAYS BK PLCBARCLAYS BK PLC | 10,236 | $274K | shares |
| CFCF INDUSTRIES HOLD | 5,074 | $271K | shares |
| DBXDROPBOX INC | 10,125 | $270K | shares |
| MLCOMELCO RESORTS AND ENTMNT LTD | 12,744 | $269K | shares |
| EMQQEXCHANGE TRADED CONCEPTS TRU | 8,336 | $267K | shares |
| FYCFIRST TR EXCHANGE-TRADED ALP | 5,080 | $266K | shares |
| CVR REFINING LP COM UNIT RE…CVR REFINING LP COM UNIT REPSTG L… | 13,364 | $264K | shares |
| PTHINVESCO EXCHANGE TRADED FD T | 2,649 | $261K | shares |
| BROOKFIELD ASSET MANAGEMENT…BROOKFIELD ASSET MANAGEMENT IN | 5,841 | $260K | shares |
| Whiting Petroleum CorporaWhiting Petroleum Corpora | 4,924 | $260K | shares |
| HIGHARTFORD INSURANCE GROUP INC | 5,190 | $259K | shares |
| XTNSPDR SERIES TRUST | 3,825 | $256K | shares |
| FXIISHARES TR | 5,920 | $255K | shares |
| LGNDLIGAND PHARMACEUTICALS INC | 917 | $253K | shares |
| CNDTCONDUENT INC | 10,884 | $252K | shares |
| WPPWPP PLC NEW | 3,435 | $251K | shares |
| CHINA PETROLEUM AND CHEMICA…CHINA PETROLEUM AND CHEMICAL-A | 2,471 | $251K | shares |
| MYLAN NVMYLAN NV | 6,838 | $250K | shares |
| RZGINVESCO EXCHANGE TRADED FD T | 1,870 | $250K | shares |
| PVHPVH CORPORATION | 1,716 | $246K | shares |
| TTEKTETRA TECH INC NEW | 3,612 | $246K | shares |
| VPLVANGUARD INTL EQUITY INDEX F | 3,429 | $244K | shares |
| WHWYNDHAM HOTELS & RESORTS INC | 4,326 | $244K | shares |
| SHIRE PLCSHIRE PLC | 1,359 | $243K | shares |
| CNQCANADIAN NAT RES LTD MED TER | 7,416 | $241K | shares |
| DSW INC-CLASS ADSW INC-CLASS A | 6,985 | $239K | shares |
| OAKTREE CAP GROUP LLCOAKTREE CAP GROUP LLC | 5,794 | $238K | shares |
| LITGLOBAL X FDS | 7,110 | $235K | shares |
| SRGSERITAGE GROWTH PPTYS | 4,942 | $234K | shares |
| RED HAT INCRED HAT INC | 1,712 | $232K | shares |
| CDK GLOBAL INCCDK GLOBAL INC | 3,630 | $231K | shares |
| SNASNAP ON INC | 1,213 | $226K | shares |
| BCPCBALCHEM CORP | 2,015 | $226K | shares |
| TIFFANY & CO NEWTIFFANY & CO NEW | 1,743 | $226K | shares |
| SCANA CORP NEWSCANA CORP NEW | 5,812 | $222K | shares |
| ECECOPETROL S A | 8,303 | $221K | shares |
| CNICANADIAN NATL RY CO | 2,393 | $218K | shares |
| VYXNCR VOYIX CORPORATION | 7,546 | $218K | shares |
| ICLRICON PUB LTD CO | 1,434 | $217K | shares |
| GDXVANECK ETF TRUST | 11,595 | $216K | shares |
| SIX FLAGS ENTERTAINMENT CORPSIX FLAGS ENTERTAINMENT CORP | 3,085 | $213K | shares |
| NIELSEN HOLDINGS PLCNIELSEN HOLDINGS PLC | 7,737 | $213K | shares |
| WTMFWISDOMTREE TR | 5,169 | $212K | shares |
| VONEVANGUARD SCOTTSDALE FDS | 1,587 | $211K | shares |
| MAAMID-AMER APT CMNTYS INC | 2,035 | $210K | shares |
| SYFSYNCHRONY FINANCIAL | 6,785 | $210K | shares |
| AREALEXANDRIA REAL ESTATE EQ IN | 1,658 | $208K | shares |
| IFVFIRST TR EXCHANGE TRADED FD | 10,316 | $208K | shares |
| EOSEATON VANCE ENHANCED EQUITY | 11,681 | $207K | shares |
| AIRRFIRST TR EXCHANGE TRADED FD | 7,390 | $207K | shares |
| SLYVSPDR SERIES TRUST | 3,000 | $206K | shares |
| IMMUNOMEDICS INCIMMUNOMEDICS INC | 9,900 | $206K | shares |
| FRMEFIRST MERCHANTS CORP | 4,595 | $205K | shares |
| CWISPDR INDEX SHS FDS | 5,417 | $203K | shares |
| MGMMGM RESORTS INTERNATIONAL | 7,246 | $203K | shares |
| TOTAL SYS SVCS INCTOTAL SYS SVCS INC | 2,091 | $203K | shares |
| SPLUNK INCSPLUNK INC | 1,682 | $201K | shares |
| DWLDDAVIS FUNDAMENTAL ETF TR | 7,871 | $201K | shares |
| AAALCOA CORP | 4,990 | $200K | shares |
| IGOVISHARES TR | 4,144 | $200K | shares |
| FRIFIRST TR EXCHANGE-TRADED FD | 8,589 | $200K | shares |
| DBCINVESCO DB COMMDY INDX TRCK | 11,082 | $199K | shares |
| BGC PARTNERS INCBGC PARTNERS INC | 16,365 | $195K | shares |
| NORTHSTAR REALTY EUROPE CORPNORTHSTAR REALTY EUROPE CORP | 12,749 | $182K | shares |
| GOVERNMENT PPTYS INCOME TRGOVERNMENT PPTYS INCOME TR | 13,158 | $149K | shares |
| VKIINVESCO ADVANTAGE MUN INCOME | 13,550 | $144K | shares |
| XNEAXNUVEEN AMT FREE QLTY MUN INC | 10,185 | $129K | shares |
| PMMFRANKLIN MANAGED MUN INCOME | 17,597 | $122K | shares |
| SNAPSNAP INC | 13,522 | $114K | shares |
| OPKOPKO HEALTH INC | 30,254 | $104K | shares |
| THL CREDIT INCTHL CREDIT INC | 12,686 | $103K | shares |
| MDXGMIMEDX GROUP INC | 10,000 | $62K | shares |
| APOLLO INVT CORPAPOLLO INVT CORP | 10,810 | $57K | shares |
| AU OPTRONICS CORPAU OPTRONICS CORP | 10,843 | $44K | shares |
| HLHECLA MINING COMPANY | 12,000 | $34K | shares |
| RITEAID CORPRITEAID CORP | 10,025 | $13K | shares |
| IMMUNOCELLULAR THERAPEUTICSIMMUNOCELLULAR THERAPEUTICS | 40,000 | $8K | shares |
| GLDSPDR GOLD TR | 500 | $2K | call |
| WMTWALMART INC | 500 | $0 | put |
| TGTTARGET CORP | 500 | $0 | put |
| FRANKLIN LTD DURATION INCM TFRANKLIN LTD DURATION INCM T | 17,267 | $0 | shares |
How Q4 2018 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001085146-19-000975 | base | 2019-02-15 | acceptance time not in the bulk data set |