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Disclosery

FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX

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13F filer, CIK 1079373, DALLAS, TX

FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX reported holdings worth $374,278,000 (the sum of its rows) across 147 holdings for the quarter ended 2019-09-30, in a 13F-HR filed 2019-10-23. The total stated on the cover page is $360,986,000. Its ten largest share positions make up 30.18% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001079373-19-000004

The cover page states a total of $360,986,000, 4% less than the sum of the rows, $374,278,000. This page uses the sum of the rows.

Period
2019-09-30
Value, sum of rows
$374M
Stated on the cover page
$361M
Holdings
147
Top 10 weight
30.18%
New
3
Sold out
2

Largest buys vs the previous quarter

SecurityShares changeApprox. value
EPDadded+204,804$8.49M
Tadded+16,799$636K
Dadded+7,126$578K
DOWadded+10,502$500K
CSCOadded+8,348$412K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
BAreduced-2,605-$991K
DDreduced-12,298-$877K
GVAreduced-14,279-$459K
SENIOR HSG PPTYS TRreduced-42,978-$398K
KYNexited-25,238-$386K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2019

Share positions as resolved from 13F-HR 0001079373-19-000004, largest first. % of portfolio is the value over $374,278,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
EPDENTERPRISE PRODS PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 363,596 shares; 2018Q2: 360,324 shares; 2018Q3: 569,618 shares; 2018Q4: 570,335 shares; 2019Q1: 355,163 shares; 2019Q2: 352,915 shares; 2019Q3: 557,719 shares 557,719$23.1M6.18%+204,804Timeline
BABOEING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 42,758 shares; 2018Q2: 41,158 shares; 2018Q3: 40,804 shares; 2018Q4: 40,120 shares; 2019Q1: 39,360 shares; 2019Q2: 38,627 shares; 2019Q3: 36,022 shares 36,022$13.7M3.66%-2,605Timeline
AMTAMERICAN TOWER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 63,670 shares; 2018Q2: 61,727 shares; 2018Q3: 61,445 shares; 2018Q4: 61,384 shares; 2019Q1: 60,842 shares; 2019Q2: 60,408 shares; 2019Q3: 59,739 shares 59,739$13.2M3.53%-669Timeline
GOODGLADSTONE COMMERCIAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 432,812 shares; 2018Q2: 430,821 shares; 2018Q3: 430,471 shares; 2018Q4: 431,271 shares; 2019Q1: 431,387 shares; 2019Q2: 441,275 shares; 2019Q3: 456,653 shares 456,653$10.7M2.87%+15,378Timeline
HDHOME DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 47,397 shares; 2018Q2: 46,114 shares; 2018Q3: 46,333 shares; 2018Q4: 46,495 shares; 2019Q1: 46,399 shares; 2019Q2: 46,192 shares; 2019Q3: 46,050 shares 46,050$10.7M2.85%-142Timeline
MAGELLAN MIDSTREAM PARTNERS…MAGELLAN MIDSTREAM PARTNERS, LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 146,885 shares; 2018Q2: 142,945 shares; 2018Q3: 140,193 shares; 2018Q4: 138,938 shares; 2019Q1: 138,538 shares; 2019Q2: 137,128 shares; 2019Q3: 137,338 shares 137,338$9.1M2.43%+210
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,812 shares; 2018Q2: 4,720 shares; 2018Q3: 4,809 shares; 2018Q4: 4,879 shares; 2019Q1: 4,961 shares; 2019Q2: 5,033 shares; 2019Q3: 5,089 shares 5,089$8.83M2.36%+56Timeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 102,259 shares; 2018Q2: 99,825 shares; 2018Q3: 98,693 shares; 2018Q4: 98,065 shares; 2019Q1: 97,874 shares; 2019Q2: 97,741 shares; 2019Q3: 98,210 shares 98,210$8.27M2.21%+469Timeline
TMOTHERMO FISHER SCIENTIFIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 30,487 shares; 2018Q2: 29,349 shares; 2018Q3: 28,589 shares; 2018Q4: 28,347 shares; 2019Q1: 27,927 shares; 2019Q2: 27,340 shares; 2019Q3: 27,101 shares 27,101$7.89M2.11%-239Timeline
HONHONEYWELL INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 44,518 shares; 2018Q2: 42,821 shares; 2018Q3: 42,662 shares; 2018Q4: 42,865 shares; 2019Q1: 43,001 shares; 2019Q2: 43,275 shares; 2019Q3: 43,716 shares 43,716$7.4M1.98%+441Timeline
CCICROWN CASTLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 51,736 shares; 2018Q2: 50,216 shares; 2018Q3: 49,826 shares; 2018Q4: 49,788 shares; 2019Q1: 51,074 shares; 2019Q2: 51,654 shares; 2019Q3: 52,865 shares 52,865$7.35M1.96%+1,211Timeline
NEENEXTERA ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 32,972 shares; 2018Q2: 32,587 shares; 2018Q3: 32,822 shares; 2018Q4: 31,430 shares; 2019Q1: 31,332 shares; 2019Q2: 31,186 shares; 2019Q3: 29,936 shares 29,936$6.97M1.86%-1,250Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 29,560 shares; 2018Q2: 29,178 shares; 2018Q3: 28,995 shares; 2018Q4: 29,271 shares; 2019Q1: 29,528 shares; 2019Q2: 29,954 shares; 2019Q3: 30,926 shares 30,926$6.93M1.85%+972Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 107,547 shares; 2018Q2: 105,082 shares; 2018Q3: 105,914 shares; 2018Q4: 106,887 shares; 2019Q1: 108,080 shares; 2019Q2: 109,219 shares; 2019Q3: 112,610 shares 112,610$6.75M1.8%+3,391
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 42,628 shares; 2018Q2: 43,357 shares; 2018Q3: 43,606 shares; 2018Q4: 45,040 shares; 2019Q1: 46,864 shares; 2019Q2: 47,405 shares; 2019Q3: 48,402 shares 48,402$6.73M1.8%+997Timeline
WELLWELLTOWER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 77,193 shares; 2018Q2: 72,759 shares; 2018Q3: 71,559 shares; 2018Q4: 70,379 shares; 2019Q1: 70,063 shares; 2019Q2: 71,074 shares; 2019Q3: 71,101 shares 71,101$6.45M1.72%+27Timeline
STWDSTARWOOD PPTY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 212,510 shares; 2018Q2: 213,057 shares; 2018Q3: 215,410 shares; 2018Q4: 221,562 shares; 2019Q1: 230,681 shares; 2019Q2: 244,992 shares; 2019Q3: 260,252 shares 260,252$6.3M1.68%+15,260Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 174,961 shares; 2018Q2: 169,040 shares; 2018Q3: 171,111 shares; 2018Q4: 170,321 shares; 2019Q1: 169,979 shares; 2019Q2: 169,640 shares; 2019Q3: 170,842 shares 170,842$6.14M1.64%+1,202Timeline
MAMASTERCARD INCORPORATEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 24,659 shares; 2018Q2: 23,221 shares; 2018Q3: 23,205 shares; 2018Q4: 22,964 shares; 2019Q1: 22,799 shares; 2019Q2: 22,350 shares; 2019Q3: 22,527 shares 22,527$6.12M1.63%+177Timeline
DUKDUKE ENERGY CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 66,275 shares; 2018Q2: 64,961 shares; 2018Q3: 65,179 shares; 2018Q4: 64,981 shares; 2019Q1: 64,273 shares; 2019Q2: 63,895 shares; 2019Q3: 63,756 shares 63,756$6.11M1.63%-139Timeline
DDOMINION ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 54,092 shares; 2018Q2: 51,661 shares; 2018Q3: 52,273 shares; 2018Q4: 65,024 shares; 2019Q1: 64,347 shares; 2019Q2: 65,872 shares; 2019Q3: 72,998 shares 72,998$5.92M1.58%+7,126Timeline
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 137,805 shares; 2018Q2: 129,326 shares; 2018Q3: 129,611 shares; 2018Q4: 126,187 shares; 2019Q1: 122,452 shares; 2019Q2: 121,179 shares; 2019Q3: 115,463 shares 115,463$5.86M1.56%-5,716Timeline
ETENERGY TRANSFER L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 78,456 shares; 2018Q2: 78,456 shares; 2018Q3: 78,456 shares; 2018Q4: 460,270 shares; 2019Q1: 458,593 shares; 2019Q2: 454,819 shares; 2019Q3: 446,697 shares 446,697$5.84M1.56%-8,122Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 19,603 shares; 2018Q2: 18,915 shares; 2018Q3: 19,205 shares; 2018Q4: 19,150 shares; 2019Q1: 19,230 shares; 2019Q2: 19,210 shares; 2019Q3: 19,424 shares 19,424$5.76M1.54%+214Timeline
RAYTHEON COMPANYRAYTHEON COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 25,907 shares; 2018Q2: 25,341 shares; 2018Q3: 25,366 shares; 2018Q4: 24,546 shares; 2019Q1: 25,786 shares; 2019Q2: 26,158 shares; 2019Q3: 26,463 shares 26,463$5.19M1.39%+305
ONEQFIDELITY COMWLTH TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 16,188 shares; 2018Q2: 15,666 shares; 2018Q3: 15,611 shares; 2018Q4: 15,392 shares; 2019Q1: 15,088 shares; 2019Q2: 15,185 shares; 2019Q3: 15,202 shares 15,202$4.77M1.28%+17Timeline
LMTLOCKHEED MARTIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12,783 shares; 2018Q2: 12,418 shares; 2018Q3: 12,550 shares; 2018Q4: 12,138 shares; 2019Q1: 12,069 shares; 2019Q2: 11,926 shares; 2019Q3: 11,959 shares 11,959$4.67M1.25%+33Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 75,394 shares; 2018Q2: 71,858 shares; 2018Q3: 71,858 shares; 2018Q4: 71,858 shares; 2019Q1: 70,913 shares; 2019Q2: 72,247 shares; 2019Q3: 76,122 shares 76,122$4.59M1.23%+3,875Timeline
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 36,668 shares; 2018Q2: 33,129 shares; 2018Q3: 32,445 shares; 2018Q4: 32,027 shares; 2019Q1: 31,528 shares; 2019Q2: 31,703 shares; 2019Q3: 31,703 shares 31,703$4.35M1.16%0Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 62,514 shares; 2018Q2: 62,063 shares; 2018Q3: 62,140 shares; 2018Q4: 60,250 shares; 2019Q1: 60,150 shares; 2019Q2: 58,841 shares; 2019Q3: 57,883 shares 57,883$4.09M1.09%-958Timeline
COSTCOSTCO WHOLESALE CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12,169 shares; 2018Q2: 11,808 shares; 2018Q3: 11,938 shares; 2018Q4: 11,938 shares; 2019Q1: 12,850 shares; 2019Q2: 13,144 shares; 2019Q3: 13,924 shares 13,924$4.01M1.07%+780Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 98,469 shares; 2018Q2: 95,987 shares; 2018Q3: 87,037 shares; 2018Q4: 86,849 shares; 2019Q1: 84,692 shares; 2019Q2: 87,629 shares; 2019Q3: 104,428 shares 104,428$3.95M1.06%+16,799Timeline
MDYSTATE STR SPDR S&P MIDCAP 40Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12,195 shares; 2018Q2: 11,334 shares; 2018Q3: 11,290 shares; 2018Q4: 10,923 shares; 2019Q1: 10,750 shares; 2019Q2: 10,720 shares; 2019Q3: 10,495 shares 10,495$3.7M0.99%-225Timeline
CWBSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 69,569 shares; 2018Q2: 67,789 shares; 2018Q3: 67,874 shares; 2018Q4: 66,784 shares; 2019Q1: 68,708 shares; 2019Q2: 68,168 shares; 2019Q3: 67,503 shares 67,503$3.54M0.95%-665Timeline
UNHUNITEDHEALTH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,639 shares; 2018Q2: 10,704 shares; 2018Q3: 10,704 shares; 2018Q4: 12,854 shares; 2019Q1: 18,115 shares; 2019Q2: 16,837 shares; 2019Q3: 16,216 shares 16,216$3.52M0.94%-621Timeline
HCP INCHCP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 104,574 shares; 2018Q2: 100,481 shares; 2018Q3: 97,364 shares; 2018Q4: 94,814 shares; 2019Q1: 94,094 shares; 2019Q2: 94,159 shares; 2019Q3: 95,000 shares 95,000$3.38M0.9%+841
HPFHANCOCK JOHN PFD INCOME FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 146,334 shares; 2018Q2: 149,339 shares; 2018Q3: 145,059 shares; 2018Q4: 144,409 shares; 2019Q1: 141,559 shares; 2019Q2: 141,984 shares; 2019Q3: 143,539 shares 143,539$3.36M0.9%+1,555Timeline
SRESEMPRAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 23,944 shares; 2018Q2: 22,499 shares; 2018Q3: 22,236 shares; 2018Q4: 22,141 shares; 2019Q1: 22,090 shares; 2019Q2: 22,116 shares; 2019Q3: 22,371 shares 22,371$3.3M0.88%+255Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 27,197 shares; 2018Q2: 26,346 shares; 2018Q3: 26,196 shares; 2018Q4: 26,086 shares; 2019Q1: 26,114 shares; 2019Q2: 26,129 shares; 2019Q3: 26,132 shares 26,132$3.25M0.87%+3Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,240 shares; 2018Q2: 2,228 shares; 2018Q3: 2,263 shares; 2018Q4: 2,257 shares; 2019Q1: 2,404 shares; 2019Q2: 2,507 shares; 2019Q3: 2,576 shares 2,576$3.15M0.84%+69Timeline
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 13,917 shares; 2018Q2: 12,877 shares; 2018Q3: 13,027 shares; 2018Q4: 16,742 shares; 2019Q1: 17,557 shares; 2019Q2: 18,013 shares; 2019Q3: 18,224 shares 18,224$3.13M0.84%+211Timeline
GDGENERAL DYNAMICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 23,068 shares; 2018Q2: 22,375 shares; 2018Q3: 21,982 shares; 2018Q4: 20,635 shares; 2019Q1: 17,952 shares; 2019Q2: 17,180 shares; 2019Q3: 16,632 shares 16,632$3.04M0.81%-548Timeline
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 21,926 shares; 2018Q2: 22,091 shares; 2018Q3: 22,153 shares; 2018Q4: 22,103 shares; 2019Q1: 21,784 shares; 2019Q2: 21,934 shares; 2019Q3: 22,421 shares 22,421$2.92M0.78%+487Timeline
WMWASTE MGMT INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 25,236 shares; 2018Q2: 24,766 shares; 2018Q3: 24,766 shares; 2018Q4: 24,721 shares; 2019Q1: 24,621 shares; 2019Q2: 24,743 shares; 2019Q3: 24,354 shares 24,354$2.8M0.75%-389Timeline
NOCNORTHROP GRUMMAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,888 shares; 2018Q2: 7,633 shares; 2018Q3: 7,644 shares; 2018Q4: 7,641 shares; 2019Q1: 7,539 shares; 2019Q2: 7,296 shares; 2019Q3: 7,323 shares 7,323$2.75M0.73%+27Timeline
NKENIKE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 30,356 shares; 2018Q2: 27,988 shares; 2018Q3: 27,083 shares; 2018Q4: 27,168 shares; 2019Q1: 26,614 shares; 2019Q2: 26,544 shares; 2019Q3: 26,444 shares 26,444$2.48M0.66%-100Timeline
PRUPRUDENTIAL FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 30,452 shares; 2018Q2: 28,518 shares; 2018Q3: 28,202 shares; 2018Q4: 27,972 shares; 2019Q1: 27,966 shares; 2019Q2: 28,039 shares; 2019Q3: 26,762 shares 26,762$2.41M0.64%-1,277Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 38,428 shares; 2018Q2: 36,708 shares; 2018Q3: 37,153 shares; 2018Q4: 37,283 shares; 2019Q1: 40,088 shares; 2019Q2: 39,948 shares; 2019Q3: 48,296 shares 48,296$2.39M0.64%+8,348Timeline
MLMMARTIN MARIETTA MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 11,049 shares; 2018Q2: 10,313 shares; 2018Q3: 10,140 shares; 2018Q4: 9,031 shares; 2019Q1: 8,496 shares; 2019Q2: 8,449 shares; 2019Q3: 8,519 shares 8,519$2.33M0.62%+70Timeline
ENBENBRIDGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 50,103 shares; 2018Q2: 46,112 shares; 2018Q3: 49,762 shares; 2018Q4: 66,006 shares; 2019Q1: 65,713 shares; 2019Q2: 66,746 shares; 2019Q3: 65,993 shares 65,993$2.31M0.62%-753Timeline
IWOISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12,673 shares; 2018Q2: 12,635 shares; 2018Q3: 12,413 shares; 2018Q4: 12,248 shares; 2019Q1: 12,218 shares; 2019Q2: 12,091 shares; 2019Q3: 11,876 shares 11,876$2.29M0.61%-215Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 14,093 shares; 2018Q2: 13,691 shares; 2018Q3: 13,595 shares; 2018Q4: 12,209 shares; 2019Q1: 12,030 shares; 2019Q2: 12,236 shares; 2019Q3: 12,403 shares 12,403$2.21M0.59%+167Timeline
DOWDOW HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 33,479 shares; 2019Q3: 43,981 shares 43,981$2.1M0.56%+10,502Timeline
AMGNAMGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,344 shares; 2018Q2: 10,247 shares; 2018Q3: 10,247 shares; 2018Q4: 10,377 shares; 2019Q1: 10,415 shares; 2019Q2: 10,510 shares; 2019Q3: 10,409 shares 10,409$2.01M0.54%-101Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 16,114 shares; 2018Q2: 15,800 shares; 2018Q3: 15,875 shares; 2018Q4: 15,657 shares; 2019Q1: 15,657 shares; 2019Q2: 15,657 shares; 2019Q3: 15,257 shares 15,257$1.97M0.53%-400Timeline
XLYSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 17,827 shares; 2018Q2: 16,342 shares; 2018Q3: 16,207 shares; 2018Q4: 15,882 shares; 2019Q1: 15,817 shares; 2019Q2: 15,757 shares; 2019Q3: 15,757 shares 15,757$1.9M0.51%0Timeline
SBUXSTARBUCKS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 23,435 shares; 2018Q2: 23,319 shares; 2018Q3: 22,509 shares; 2018Q4: 19,984 shares; 2019Q1: 20,821 shares; 2019Q2: 20,991 shares; 2019Q3: 20,991 shares 20,991$1.86M0.5%0Timeline
WMTWALMART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 11,711 shares; 2018Q2: 11,507 shares; 2018Q3: 11,682 shares; 2018Q4: 11,884 shares; 2019Q1: 12,916 shares; 2019Q2: 14,264 shares; 2019Q3: 15,333 shares 15,333$1.82M0.49%+1,069Timeline
NUVEENNUVEENQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 197,925 shares; 2018Q2: 195,202 shares; 2018Q3: 177,929 shares; 2018Q4: 172,066 shares; 2019Q1: 168,411 shares; 2019Q2: 173,876 shares; 2019Q3: 183,333 shares 183,333$1.81M0.48%+9,457
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 30,680 shares; 2018Q2: 30,344 shares; 2018Q3: 30,344 shares; 2018Q4: 30,344 shares; 2019Q1: 31,088 shares; 2019Q2: 30,971 shares; 2019Q3: 30,771 shares 30,771$1.68M0.45%-200Timeline
SENIOR HSG PPTYS TRSENIOR HSG PPTYS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 227,235 shares; 2018Q2: 249,613 shares; 2018Q3: 257,432 shares; 2018Q4: 260,394 shares; 2019Q1: 261,615 shares; 2019Q2: 218,016 shares; 2019Q3: 175,038 shares 175,038$1.62M0.43%-42,978
XLKSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 22,046 shares; 2018Q2: 23,101 shares; 2018Q3: 23,061 shares; 2018Q4: 21,836 shares; 2019Q1: 21,081 shares; 2019Q2: 20,016 shares; 2019Q3: 19,891 shares 19,891$1.6M0.43%-125Timeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,872 shares; 2018Q2: 6,097 shares; 2018Q3: 6,162 shares; 2018Q4: 6,494 shares; 2019Q1: 6,759 shares; 2019Q2: 6,761 shares; 2019Q3: 7,389 shares 7,389$1.54M0.41%+628Timeline
AWKAMERICAN WTR WKS CO INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12,175 shares; 2018Q2: 12,485 shares; 2018Q3: 12,650 shares; 2018Q4: 12,650 shares; 2019Q1: 12,525 shares; 2019Q2: 12,525 shares; 2019Q3: 12,350 shares 12,350$1.53M0.41%-175Timeline
QQQINVESCO QQQ TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 6,803 shares; 2018Q3: not reported; 2018Q4: 7,033 shares; 2019Q1: 7,403 shares; 2019Q2: 8,330 shares; 2019Q3: 8,035 shares 8,035$1.52M0.41%-295Timeline
ADBEADOBE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,899 shares; 2018Q2: 3,154 shares; 2018Q3: 3,397 shares; 2018Q4: 4,365 shares; 2019Q1: 4,603 shares; 2019Q2: 4,785 shares; 2019Q3: 5,452 shares 5,452$1.51M0.4%+667Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12,068 shares; 2018Q2: 12,100 shares; 2018Q3: 12,100 shares; 2018Q4: 12,100 shares; 2019Q1: 12,127 shares; 2019Q2: 12,647 shares; 2019Q3: 12,545 shares 12,545$1.49M0.4%-102Timeline
ECLECOLAB INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,380 shares; 2018Q2: 7,380 shares; 2018Q3: 7,380 shares; 2018Q4: 7,380 shares; 2019Q1: 7,125 shares; 2019Q2: 7,125 shares; 2019Q3: 7,360 shares 7,360$1.46M0.39%+235Timeline
LLYELI LILLY & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12,076 shares; 2018Q2: 11,068 shares; 2018Q3: 11,068 shares; 2018Q4: 11,137 shares; 2019Q1: 11,387 shares; 2019Q2: 11,372 shares; 2019Q3: 12,218 shares 12,218$1.37M0.36%+846Timeline
IJHISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,644 shares; 2018Q2: 7,569 shares; 2018Q3: 7,559 shares; 2018Q4: 7,454 shares; 2019Q1: 7,429 shares; 2019Q2: 6,994 shares; 2019Q3: 6,994 shares 6,994$1.35M0.36%0Timeline
KMBKIMBERLY-CLARK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 11,562 shares; 2018Q2: 9,847 shares; 2018Q3: 9,400 shares; 2018Q4: 9,385 shares; 2019Q1: 9,275 shares; 2019Q2: 9,231 shares; 2019Q3: 9,166 shares 9,166$1.3M0.35%-65Timeline
VTRVENTAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 20,301 shares; 2018Q2: 18,319 shares; 2018Q3: 18,094 shares; 2018Q4: 16,423 shares; 2019Q1: 16,323 shares; 2019Q2: 17,281 shares; 2019Q3: 17,301 shares 17,301$1.26M0.34%+20Timeline
TC PIPELINES LPTC PIPELINES LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 35,041 shares; 2018Q2: 32,181 shares; 2018Q3: 31,356 shares; 2018Q4: 30,388 shares; 2019Q1: 30,388 shares; 2019Q2: 30,388 shares; 2019Q3: 30,151 shares 30,151$1.23M0.33%-237
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 11,784 shares; 2018Q2: 11,383 shares; 2018Q3: 10,407 shares; 2018Q4: 8,777 shares; 2019Q1: 8,777 shares; 2019Q2: 8,715 shares; 2019Q3: 8,819 shares 8,819$1.23M0.33%+104Timeline
PFFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 34,267 shares; 2018Q2: 32,062 shares; 2018Q3: 31,172 shares; 2018Q4: 31,092 shares; 2019Q1: 30,912 shares; 2019Q2: 33,552 shares; 2019Q3: 32,541 shares 32,541$1.22M0.33%-1,011Timeline
XLFSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 46,639 shares; 2018Q2: 49,014 shares; 2018Q3: 48,889 shares; 2018Q4: 46,209 shares; 2019Q1: 45,494 shares; 2019Q2: 44,684 shares; 2019Q3: 43,509 shares 43,509$1.22M0.33%-1,175Timeline
UNITED TECH CORPUNITED TECH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,769 shares; 2018Q2: 8,093 shares; 2018Q3: 8,093 shares; 2018Q4: 8,367 shares; 2019Q1: 8,666 shares; 2019Q2: 8,603 shares; 2019Q3: 8,668 shares 8,668$1.18M0.32%+65
KMIKINDER MORGAN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 59,954 shares; 2018Q2: 58,756 shares; 2018Q3: 58,325 shares; 2018Q4: 58,325 shares; 2019Q1: 55,772 shares; 2019Q2: 56,908 shares; 2019Q3: 56,213 shares 56,213$1.16M0.31%-695Timeline
PYPLPAYPAL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,732 shares; 2018Q2: 4,183 shares; 2018Q3: 4,442 shares; 2018Q4: 4,712 shares; 2019Q1: 9,987 shares; 2019Q2: 10,599 shares; 2019Q3: 11,163 shares 11,163$1.16M0.31%+564Timeline
XEXGXEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 63,958 shares; 2018Q2: 78,608 shares; 2018Q3: 108,748 shares; 2018Q4: 114,228 shares; 2019Q1: 130,995 shares; 2019Q2: 130,715 shares; 2019Q3: 136,980 shares 136,980$1.13M0.3%+6,265Timeline
SBACSBA COMMUNICATIONS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,873 shares; 2018Q2: 3,048 shares; 2018Q3: 3,477 shares; 2018Q4: 4,488 shares; 2019Q1: 4,488 shares; 2019Q2: 4,576 shares; 2019Q3: 4,634 shares 4,634$1.12M0.3%+58Timeline
DOVDOVER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 10,464 shares; 2019Q2: 10,856 shares; 2019Q3: 11,019 shares 11,019$1.1M0.29%+163Timeline
SYYSYSCO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 14,252 shares; 2018Q2: 13,707 shares; 2018Q3: 13,707 shares; 2018Q4: 13,707 shares; 2019Q1: 13,227 shares; 2019Q2: 13,362 shares; 2019Q3: 13,118 shares 13,118$1.04M0.28%-244Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 13,585 shares; 2018Q2: 13,694 shares; 2018Q3: 14,377 shares; 2018Q4: 14,100 shares; 2019Q1: 9,201 shares; 2019Q2: 8,829 shares; 2019Q3: 8,808 shares 8,808$1.04M0.28%-21Timeline
GVAGRANITE CONSTR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 73,745 shares; 2018Q2: 70,471 shares; 2018Q3: 68,448 shares; 2018Q4: 52,583 shares; 2019Q1: 45,827 shares; 2019Q2: 46,088 shares; 2019Q3: 31,809 shares 31,809$1.02M0.27%-14,279Timeline
CBCHUBB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,503 shares; 2018Q2: 6,417 shares; 2018Q3: 6,131 shares; 2018Q4: 6,131 shares; 2019Q1: 6,161 shares; 2019Q2: 6,210 shares; 2019Q3: 6,322 shares 6,322$1.02M0.27%+112Timeline
ANNALY CAPITAL MANAGEMENTANNALY CAPITAL MANAGEMENTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,255 shares; 2018Q2: 34,046 shares; 2018Q3: 67,788 shares; 2018Q4: 69,073 shares; 2019Q1: 91,393 shares; 2019Q2: 97,154 shares; 2019Q3: 108,516 shares 108,516$955K0.26%+11,362
UNPUNION PAC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,378 shares; 2018Q2: 5,818 shares; 2018Q3: 5,818 shares; 2018Q4: 5,818 shares; 2019Q1: 5,848 shares; 2019Q2: 5,823 shares; 2019Q3: 5,847 shares 5,847$947K0.25%+24Timeline
XIGDXVOYA GLBL EQTY DIV & PREM OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 50,936 shares; 2018Q2: 70,486 shares; 2018Q3: 127,131 shares; 2018Q4: 127,131 shares; 2019Q1: 147,141 shares; 2019Q2: 147,028 shares; 2019Q3: 155,121 shares 155,121$931K0.25%+8,093Timeline
HEALTHCARE RLTY TRHEALTHCARE RLTY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 29,994 shares; 2018Q2: 29,596 shares; 2018Q3: 27,551 shares; 2018Q4: 28,851 shares; 2019Q1: 28,251 shares; 2019Q2: 27,851 shares; 2019Q3: 27,711 shares 27,711$928K0.25%-140
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 858 shares; 2018Q2: 773 shares; 2018Q3: 773 shares; 2018Q4: 744 shares; 2019Q1: 750 shares; 2019Q2: 744 shares; 2019Q3: 744 shares 744$907K0.24%0Timeline
MMM3M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,614 shares; 2018Q2: 5,955 shares; 2018Q3: 6,085 shares; 2018Q4: 5,825 shares; 2019Q1: 5,790 shares; 2019Q2: 5,440 shares; 2019Q3: 5,390 shares 5,390$886K0.24%-50Timeline
COPCONOCOPHILLIPSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 15,484 shares; 2018Q2: 15,484 shares; 2018Q3: 15,484 shares; 2018Q4: 15,557 shares; 2019Q1: 15,532 shares; 2019Q2: 15,532 shares; 2019Q3: 15,532 shares 15,532$885K0.24%0Timeline
BCEBCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 22,809 shares; 2018Q2: 21,871 shares; 2018Q3: 19,256 shares; 2018Q4: 19,181 shares; 2019Q1: 18,111 shares; 2019Q2: 18,961 shares; 2019Q3: 17,911 shares 17,911$867K0.23%-1,050Timeline
PSXPHILLIPS 66Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,180 shares; 2018Q2: 8,180 shares; 2018Q3: 8,180 shares; 2018Q4: 8,180 shares; 2019Q1: 8,168 shares; 2019Q2: 8,138 shares; 2019Q3: 8,138 shares 8,138$833K0.22%0Timeline
CSQCALAMOS STRATEGIC TOTAL RETUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 47,403 shares; 2018Q2: 54,708 shares; 2018Q3: 61,153 shares; 2018Q4: 61,153 shares; 2019Q1: 70,033 shares; 2019Q2: 66,023 shares; 2019Q3: 65,098 shares 65,098$828K0.22%-925Timeline
BLACKROCK MUN INCOME TRBLACKROCK MUN INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 71,041 shares; 2018Q2: 67,371 shares; 2018Q3: 65,921 shares; 2018Q4: 60,161 shares; 2019Q1: 57,601 shares; 2019Q2: 57,601 shares; 2019Q3: 57,601 shares 57,601$813K0.22%0
VGKVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 36,348 shares; 2018Q2: 34,748 shares; 2018Q3: 30,914 shares; 2018Q4: 28,191 shares; 2019Q1: 16,105 shares; 2019Q2: 15,620 shares; 2019Q3: 14,665 shares 14,665$786K0.21%-955Timeline
NUSTAR ENERGY LPNUSTAR ENERGY LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 24,424 shares; 2018Q2: 23,924 shares; 2018Q3: 27,917 shares; 2018Q4: 27,034 shares; 2019Q1: 27,034 shares; 2019Q2: 26,266 shares; 2019Q3: 25,854 shares 25,854$732K0.2%-412
HQHABRDN HEALTHCARE INVESTORSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 41,312 shares; 2018Q2: 40,318 shares; 2018Q3: 47,107 shares; 2018Q4: 47,526 shares; 2019Q1: 46,224 shares; 2019Q2: 41,700 shares; 2019Q3: 39,388 shares 39,388$722K0.19%-2,312Timeline
TORTOISE ENERGY INFRA CORPTORTOISE ENERGY INFRA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 73,208 shares; 2018Q2: 67,593 shares; 2018Q3: 66,383 shares; 2018Q4: 62,224 shares; 2019Q1: 45,931 shares; 2019Q2: 46,530 shares; 2019Q3: 34,889 shares 34,889$713K0.19%-11,641
XMVTXBLACKROCK MUNIVEST FUND IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 58,763 shares; 2018Q2: 55,667 shares; 2018Q3: 55,017 shares; 2018Q4: 50,755 shares; 2019Q1: 49,460 shares; 2019Q2: 45,829 shares; 2019Q3: 45,829 shares 45,829$675K0.18%0Timeline
STZCONSTELLATION BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,807 shares; 2018Q2: 2,840 shares; 2018Q3: 2,840 shares; 2018Q4: 2,840 shares; 2019Q1: 3,101 shares; 2019Q2: 3,200 shares; 2019Q3: 3,200 shares 3,200$663K0.18%0Timeline
DCP MIDSTREAM LPDCP MIDSTREAM LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 26,391 shares; 2018Q2: 26,391 shares; 2018Q3: 26,391 shares; 2018Q4: 25,116 shares; 2019Q1: 25,116 shares; 2019Q2: 24,556 shares; 2019Q3: 24,441 shares 24,441$641K0.17%-115
XLISELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,550 shares; 2018Q2: 8,550 shares; 2018Q3: 8,450 shares; 2018Q4: 8,125 shares; 2019Q1: 8,005 shares; 2019Q2: 8,110 shares; 2019Q3: 8,055 shares 8,055$625K0.17%-55Timeline
BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 18,085 shares; 2018Q2: 18,085 shares; 2018Q3: 15,985 shares; 2018Q4: 15,439 shares; 2019Q1: 15,239 shares; 2019Q2: 14,587 shares; 2019Q3: 14,728 shares 14,728$605K0.16%+141
PAAPLAINS ALL AMERN PIPELINE LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 28,679 shares; 2018Q2: 27,539 shares; 2018Q3: 26,439 shares; 2018Q4: 25,749 shares; 2019Q1: 25,749 shares; 2019Q2: 25,749 shares; 2019Q3: 26,789 shares 26,789$556K0.15%+1,040Timeline
DDDUPONT DE NEMOURS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 19,981 shares; 2019Q3: 7,683 shares 7,683$548K0.15%-12,298Timeline
VMOINVESCO MUN OPPORTUNIT TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 58,512 shares; 2018Q2: 49,557 shares; 2018Q3: 49,557 shares; 2018Q4: 44,922 shares; 2019Q1: 44,272 shares; 2019Q2: 43,812 shares; 2019Q3: 43,812 shares 43,812$548K0.15%0Timeline
MPLXMPLX LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 19,757 shares; 2018Q2: 19,757 shares; 2018Q3: 19,757 shares; 2018Q4: 18,951 shares; 2019Q1: 18,951 shares; 2019Q2: 19,716 shares; 2019Q3: 19,526 shares 19,526$547K0.15%-190Timeline
OKEONEOK INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,815 shares; 2018Q2: 6,015 shares; 2018Q3: 6,015 shares; 2018Q4: 6,075 shares; 2019Q1: 6,790 shares; 2019Q2: 7,050 shares; 2019Q3: 7,105 shares 7,105$524K0.14%+55Timeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 14,078 shares; 2019Q2: 16,988 shares; 2019Q3: 17,532 shares 17,532$511K0.14%+544Timeline
MDLZMONDELEZ INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 8,917 shares; 2018Q2: 8,917 shares; 2018Q3: 8,917 shares; 2018Q4: 8,917 shares; 2019Q1: 9,015 shares; 2019Q2: 9,150 shares; 2019Q3: 9,173 shares 9,173$507K0.14%+23Timeline
ALLIANZGI DIVIDEND INT & PRMALLIANZGI DIVIDEND INT & PRMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 78,123 shares; 2018Q2: 66,301 shares; 2018Q3: 60,926 shares; 2018Q4: 59,776 shares; 2019Q1: 59,178 shares; 2019Q2: 40,598 shares; 2019Q3: 40,598 shares 40,598$496K0.13%0
NZFNUVEEN MUN CR INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 30,341 shares; 2018Q2: 30,341 shares; 2018Q3: 30,341 shares; 2018Q4: 30,954 shares; 2019Q1: 29,944 shares; 2019Q2: 29,944 shares; 2019Q3: 29,944 shares 29,944$486K0.13%0Timeline
RYNRAYONIER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 18,324 shares; 2018Q2: 18,324 shares; 2018Q3: 18,324 shares; 2018Q4: 18,324 shares; 2019Q1: 17,657 shares; 2019Q2: 17,657 shares; 2019Q3: 16,877 shares 16,877$476K0.13%-780Timeline
VUGVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,029 shares; 2018Q2: 3,018 shares; 2018Q3: 3,018 shares; 2018Q4: 2,793 shares; 2019Q1: 2,793 shares; 2019Q2: 2,732 shares; 2019Q3: 2,733 shares 2,733$454K0.12%+1Timeline
WPCWP CAREY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,678 shares; 2018Q2: 4,678 shares; 2018Q3: 4,678 shares; 2018Q4: 4,678 shares; 2019Q1: 4,678 shares; 2019Q2: 4,678 shares; 2019Q3: 4,678 shares 4,678$419K0.11%0Timeline
PAYXPAYCHEX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,992 shares; 2018Q2: 4,992 shares; 2018Q3: 4,992 shares; 2018Q4: 4,992 shares; 2019Q1: 4,992 shares; 2019Q2: 4,972 shares; 2019Q3: 4,947 shares 4,947$409K0.11%-25Timeline
VYMVANGUARD WHITEHALL FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 4,505 shares; 2018Q2: 4,505 shares; 2018Q3: 4,505 shares; 2018Q4: 4,505 shares; 2019Q1: 4,505 shares; 2019Q2: 4,505 shares; 2019Q3: 4,505 shares 4,505$400K0.11%0Timeline
BLACKROCK MUNI INC TR IIBLACKROCK MUNI INC TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 29,667 shares; 2018Q2: 29,677 shares; 2018Q3: 29,677 shares; 2018Q4: 26,357 shares; 2019Q1: 25,990 shares; 2019Q2: 25,990 shares; 2019Q3: 25,990 shares 25,990$388K0.1%0
MARMARRIOTT INTL INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,914 shares; 2018Q2: 2,914 shares; 2018Q3: 2,914 shares; 2018Q4: 2,914 shares; 2019Q1: 2,914 shares; 2019Q2: 2,914 shares; 2019Q3: 2,914 shares 2,914$362K0.1%0Timeline
CATCATERPILLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 6,168 shares; 2018Q2: 5,811 shares; 2018Q3: 5,338 shares; 2018Q4: 4,742 shares; 2019Q1: 2,880 shares; 2019Q2: 2,826 shares; 2019Q3: 2,862 shares 2,862$361K0.1%+36Timeline
NVDANVIDIA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,369 shares; 2018Q2: 2,464 shares; 2018Q3: 2,464 shares; 2018Q4: 2,236 shares; 2019Q1: 2,351 shares; 2019Q2: 2,286 shares; 2019Q3: 1,980 shares 1,980$345K0.09%-306Timeline
LABORATORY CRP OF AMER HLDGSLABORATORY CRP OF AMER HLDGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,895 shares; 2018Q2: 1,895 shares; 2018Q3: 1,895 shares; 2018Q4: 1,895 shares; 2019Q1: 1,895 shares; 2019Q2: 1,895 shares; 2019Q3: 1,895 shares 1,895$318K0.08%0
BRK-ABERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1 shares; 2018Q2: 1 shares; 2018Q3: 1 shares; 2018Q4: 1 shares; 2019Q1: 1 shares; 2019Q2: 1 shares; 2019Q3: 1 shares 1$312K0.08%0Timeline
TRGPTARGA RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,994 shares; 2018Q2: 9,250 shares; 2018Q3: 9,230 shares; 2018Q4: 8,868 shares; 2019Q1: 9,238 shares; 2019Q2: 8,653 shares; 2019Q3: 7,471 shares 7,471$300K0.08%-1,182Timeline
EATON VANCE CORPEATON VANCE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 7,700 shares; 2018Q2: 7,700 shares; 2018Q3: 7,700 shares; 2018Q4: 7,100 shares; 2019Q1: 7,100 shares; 2019Q2: 7,100 shares; 2019Q3: 6,600 shares 6,600$297K0.08%-500
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 5,299 shares; 2018Q2: 5,310 shares; 2018Q3: 5,318 shares; 2018Q4: 5,292 shares; 2019Q1: 5,275 shares; 2019Q2: 5,216 shares; 2019Q3: 4,993 shares 4,993$294K0.08%-223
AMDADVANCED MICRO DEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 10,000 shares; 2018Q2: 10,000 shares; 2018Q3: 10,000 shares; 2018Q4: 10,000 shares; 2019Q1: 9,900 shares; 2019Q2: 9,900 shares; 2019Q3: 9,900 shares 9,900$287K0.08%0Timeline
HIIHUNTINGTON INGALLS INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,090 shares; 2018Q2: 1,825 shares; 2018Q3: 1,825 shares; 2018Q4: 1,780 shares; 2019Q1: 1,780 shares; 2019Q2: 1,730 shares; 2019Q3: 1,353 shares 1,353$287K0.08%-377Timeline
BAXBAXTER INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,553 shares; 2018Q2: 3,553 shares; 2018Q3: 3,553 shares; 2018Q4: 3,192 shares; 2019Q1: 3,192 shares; 2019Q2: 3,192 shares; 2019Q3: 3,192 shares 3,192$279K0.07%0Timeline
AXPAMERICAN EXPRESS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 2,372 shares; 2018Q2: 2,372 shares; 2018Q3: 2,372 shares; 2018Q4: 2,372 shares; 2019Q1: 2,315 shares; 2019Q2: 2,292 shares; 2019Q3: 2,292 shares 2,292$271K0.07%0Timeline
VLOVALERO ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,072 shares; 2018Q2: 3,142 shares; 2018Q3: 3,142 shares; 2018Q4: 3,315 shares; 2019Q1: 2,977 shares; 2019Q2: 2,831 shares; 2019Q3: 2,916 shares 2,916$249K0.07%+85Timeline
TXNTEXAS INSTRS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 1,783 shares; 2019Q3: 1,783 shares 1,783$230K0.06%0Timeline
EDCONSOLIDATED EDISON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 2,433 shares 2,433$230K0.06%newTimeline
CTVACORTEVA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 19,573 shares; 2019Q3: 7,939 shares 7,939$222K0.06%-11,634Timeline
VCITVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 3,211 shares; 2018Q2: 3,187 shares; 2018Q3: 3,135 shares; 2018Q4: 3,135 shares; 2019Q1: 2,905 shares; 2019Q2: 2,905 shares; 2019Q3: 2,355 shares 2,355$215K0.06%-550Timeline
WYWEYERHAEUSER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 9,340 shares; 2018Q2: 9,340 shares; 2018Q3: 9,190 shares; 2018Q4: not reported; 2019Q1: 8,260 shares; 2019Q2: 8,065 shares; 2019Q3: 7,765 shares 7,765$215K0.06%-300Timeline
VTIVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 1,665 shares; 2018Q2: 1,665 shares; 2018Q3: 1,665 shares; 2018Q4: not reported; 2019Q1: 1,415 shares; 2019Q2: 1,415 shares; 2019Q3: 1,415 shares 1,415$214K0.06%0Timeline
VCSHVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 2,601 shares 2,601$211K0.06%newTimeline
MQYBLACKROCK MUNIYILD QULT FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 15,330 shares; 2018Q2: 15,110 shares; 2018Q3: 15,110 shares; 2018Q4: 13,795 shares; 2019Q1: 13,795 shares; 2019Q2: 13,795 shares; 2019Q3: 13,795 shares 13,795$207K0.06%0Timeline
VKQINVESCO MUNICIPAL TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 21,496 shares; 2018Q2: 18,666 shares; 2018Q3: 18,666 shares; 2018Q4: 15,701 shares; 2019Q1: 15,280 shares; 2019Q2: 15,280 shares; 2019Q3: 15,280 shares 15,280$193K0.05%0Timeline
PIMCO MUN INCOME FDPIMCO MUN INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 12,723 shares; 2018Q2: 12,723 shares; 2018Q3: 12,688 shares; 2018Q4: 12,688 shares; 2019Q1: 12,314 shares; 2019Q2: 12,314 shares; 2019Q3: 12,314 shares 12,314$186K0.05%0
MYIBLACKROCK MUNIYIELD QUALITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: 13,270 shares; 2018Q2: 13,270 shares; 2018Q3: 11,940 shares; 2018Q4: 11,940 shares; 2019Q1: 11,940 shares; 2019Q2: 11,940 shares; 2019Q3: 11,940 shares 11,940$162K0.04%0Timeline
GOLAR LNG PARTNERS LPGOLAR LNG PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 13,394 shares 13,394$128K0.03%new
MFA FINL INCMFA FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 13,608 shares; 2018Q3: 13,825 shares; 2018Q4: 13,825 shares; 2019Q1: 13,825 shares; 2019Q2: 13,825 shares; 2019Q3: 13,825 shares 13,825$102K0.03%0

Sold out in Q3 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
KYNKAYNE ANDERSON ENERGY INFRST25,238$386Kshares
KHCKRAFT HEINZ CO7,829$243Kshares

How Q3 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001079373-19-000004 base2019-10-23acceptance time not in the bulk data set