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Disclosery

FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX

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13F filer, CIK 1079373, DALLAS, TX

FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX reported holdings worth $359,633,000 (the sum of its rows) across 150 holdings for the quarter ended 2018-09-30, in a 13F-HR filed 2018-10-10. The total stated on the cover page is $346,341,000. Its ten largest share positions make up 29.94% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001079373-18-000005

The cover page states a total of $346,341,000, 4% less than the sum of the rows, $359,633,000. This page uses the sum of the rows.

Period
2018-09-30
Value, sum of rows
$360M
Stated on the cover page
$346M
Holdings
150
Top 10 weight
29.94%
New
1
Sold out
4

Largest buys vs the previous quarter

SecurityShares changeApprox. value
EPDadded+209,294$8.64M
WMBnew+22,776$619K
XIGDXadded+56,645$415K
ANNALY CAPITAL MANAGEMENTadded+33,742$345K
XEXGXadded+30,140$286K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
QQQexited-6,803-$1.17M
GOVERNMENT PPTYS INCOME TRexited-45,333-$719K
WILLIAMS PARTNERS L P NEWexited-15,534-$631K
FIRST TRUST ENERGY INCOME A…reduced-16,975-$377K
Treduced-8,950-$301K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2018

Share positions as resolved from 13F-HR 0001079373-18-000005, largest first. % of portfolio is the value over $359,633,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
EPDENTERPRISE PRODS PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 363,596 shares; 2018Q2: 360,324 shares; 2018Q3: 569,618 shares 569,618$23.5M6.54%+209,294Timeline
BABOEING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 42,758 shares; 2018Q2: 41,158 shares; 2018Q3: 40,804 shares 40,804$15.2M4.22%-354Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,812 shares; 2018Q2: 4,720 shares; 2018Q3: 4,809 shares 4,809$9.63M2.68%+89Timeline
HDHOME DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 47,397 shares; 2018Q2: 46,114 shares; 2018Q3: 46,333 shares 46,333$9.6M2.67%+219Timeline
MAGELLAN MIDSTREAM PARTNERS…MAGELLAN MIDSTREAM PARTNERS, LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 146,885 shares; 2018Q2: 142,945 shares; 2018Q3: 140,193 shares 140,193$9.49M2.64%-2,752
AMTAMERICAN TOWER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 63,670 shares; 2018Q2: 61,727 shares; 2018Q3: 61,445 shares 61,445$8.93M2.48%-282Timeline
GOODGLADSTONE COMMERCIAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 432,812 shares; 2018Q2: 430,821 shares; 2018Q3: 430,471 shares 430,471$8.24M2.29%-350Timeline
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 137,805 shares; 2018Q2: 129,326 shares; 2018Q3: 129,611 shares 129,611$8.05M2.24%+285Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 174,961 shares; 2018Q2: 169,040 shares; 2018Q3: 171,111 shares 171,111$7.54M2.1%+2,071Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 107,547 shares; 2018Q2: 105,082 shares; 2018Q3: 105,914 shares 105,914$7.51M2.09%+832
HONHONEYWELL INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 44,518 shares; 2018Q2: 42,821 shares; 2018Q3: 42,662 shares 42,662$7.1M1.97%-159Timeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 102,259 shares; 2018Q2: 99,825 shares; 2018Q3: 98,693 shares 98,693$7M1.95%-1,132Timeline
TMOTHERMO FISHER SCIENTIFIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 30,487 shares; 2018Q2: 29,349 shares; 2018Q3: 28,589 shares 28,589$6.98M1.94%-760Timeline
ENERGY TRANSFER PARTNERS LPENERGY TRANSFER PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 316,343 shares; 2018Q2: 309,093 shares; 2018Q3: 304,463 shares 304,463$6.78M1.88%-4,630
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 29,560 shares; 2018Q2: 29,178 shares; 2018Q3: 28,995 shares 28,995$6.54M1.82%-183Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 19,603 shares; 2018Q2: 18,915 shares; 2018Q3: 19,205 shares 19,205$5.58M1.55%+290Timeline
CCICROWN CASTLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 51,736 shares; 2018Q2: 50,216 shares; 2018Q3: 49,826 shares 49,826$5.55M1.54%-390Timeline
NEENEXTERA ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 32,972 shares; 2018Q2: 32,587 shares; 2018Q3: 32,822 shares 32,822$5.5M1.53%+235Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 62,514 shares; 2018Q2: 62,063 shares; 2018Q3: 62,140 shares 62,140$5.28M1.47%+77Timeline
RAYTHEON COMPANYRAYTHEON COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 25,907 shares; 2018Q2: 25,341 shares; 2018Q3: 25,366 shares 25,366$5.24M1.46%+25
DUKDUKE ENERGY CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 66,275 shares; 2018Q2: 64,961 shares; 2018Q3: 65,179 shares 65,179$5.22M1.45%+218Timeline
MAMASTERCARD INCORPORATEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 24,659 shares; 2018Q2: 23,221 shares; 2018Q3: 23,205 shares 23,205$5.17M1.44%-16Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 42,628 shares; 2018Q2: 43,357 shares; 2018Q3: 43,606 shares 43,606$4.99M1.39%+249Timeline
ONEQFIDELITY COMWLTH TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 16,188 shares; 2018Q2: 15,666 shares; 2018Q3: 15,611 shares 15,611$4.93M1.37%-55Timeline
DOWDUPONT INCDOWDUPONT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 76,545 shares; 2018Q2: 74,115 shares; 2018Q3: 72,978 shares 72,978$4.69M1.3%-1,137
STWDSTARWOOD PPTY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 212,510 shares; 2018Q2: 213,057 shares; 2018Q3: 215,410 shares 215,410$4.64M1.29%+2,353Timeline
WELLWELLTOWER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 77,193 shares; 2018Q2: 72,759 shares; 2018Q3: 71,559 shares 71,559$4.6M1.28%-1,200Timeline
SENIOR HSG PPTYS TRSENIOR HSG PPTYS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 227,235 shares; 2018Q2: 249,613 shares; 2018Q3: 257,432 shares 257,432$4.52M1.26%+7,819
GDGENERAL DYNAMICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 23,068 shares; 2018Q2: 22,375 shares; 2018Q3: 21,982 shares 21,982$4.5M1.25%-393Timeline
LMTLOCKHEED MARTIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 12,783 shares; 2018Q2: 12,418 shares; 2018Q3: 12,550 shares 12,550$4.34M1.21%+132Timeline
MDYSTATE STR SPDR S&P MIDCAP 40Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 12,195 shares; 2018Q2: 11,334 shares; 2018Q3: 11,290 shares 11,290$4.15M1.15%-44Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 75,394 shares; 2018Q2: 71,858 shares; 2018Q3: 71,858 shares 71,858$3.84M1.07%0Timeline
DDOMINION ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 54,092 shares; 2018Q2: 51,661 shares; 2018Q3: 52,273 shares 52,273$3.67M1.02%+612Timeline
CWBSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 69,569 shares; 2018Q2: 67,789 shares; 2018Q3: 67,874 shares 67,874$3.66M1.02%+85Timeline
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 36,668 shares; 2018Q2: 33,129 shares; 2018Q3: 32,445 shares 32,445$3.63M1.01%-684Timeline
GVAGRANITE CONSTR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 73,745 shares; 2018Q2: 70,471 shares; 2018Q3: 68,448 shares 68,448$3.13M0.87%-2,023Timeline
HPFHANCOCK JOHN PFD INCOME FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 146,334 shares; 2018Q2: 149,339 shares; 2018Q3: 145,059 shares 145,059$3.07M0.85%-4,280Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 98,469 shares; 2018Q2: 95,987 shares; 2018Q3: 87,037 shares 87,037$2.92M0.81%-8,950Timeline
PRUPRUDENTIAL FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 30,452 shares; 2018Q2: 28,518 shares; 2018Q3: 28,202 shares 28,202$2.86M0.79%-316Timeline
UNHUNITEDHEALTH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10,639 shares; 2018Q2: 10,704 shares; 2018Q3: 10,704 shares 10,704$2.85M0.79%0Timeline
COSTCOSTCO WHOLESALE CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 12,169 shares; 2018Q2: 11,808 shares; 2018Q3: 11,938 shares 11,938$2.8M0.78%+130Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,240 shares; 2018Q2: 2,228 shares; 2018Q3: 2,263 shares 2,263$2.73M0.76%+35Timeline
IWOISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 12,673 shares; 2018Q2: 12,635 shares; 2018Q3: 12,413 shares 12,413$2.67M0.74%-222Timeline
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 21,926 shares; 2018Q2: 22,091 shares; 2018Q3: 22,153 shares 22,153$2.59M0.72%+62Timeline
HCP INCHCP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 104,574 shares; 2018Q2: 100,481 shares; 2018Q3: 97,364 shares 97,364$2.56M0.71%-3,117
SRESEMPRAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 23,944 shares; 2018Q2: 22,499 shares; 2018Q3: 22,236 shares 22,236$2.53M0.7%-263Timeline
NOCNORTHROP GRUMMAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7,888 shares; 2018Q2: 7,633 shares; 2018Q3: 7,644 shares 7,644$2.43M0.67%+11Timeline
NKENIKE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 30,356 shares; 2018Q2: 27,988 shares; 2018Q3: 27,083 shares 27,083$2.29M0.64%-905Timeline
WMWASTE MGMT INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 25,236 shares; 2018Q2: 24,766 shares; 2018Q3: 24,766 shares 24,766$2.24M0.62%0Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 14,093 shares; 2018Q2: 13,691 shares; 2018Q3: 13,595 shares 13,595$2.24M0.62%-96Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 16,114 shares; 2018Q2: 15,800 shares; 2018Q3: 15,875 shares 15,875$2.19M0.61%+75Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 27,197 shares; 2018Q2: 26,346 shares; 2018Q3: 26,196 shares 26,196$2.18M0.61%-150Timeline
AMGNAMGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10,344 shares; 2018Q2: 10,247 shares; 2018Q3: 10,247 shares 10,247$2.12M0.59%0Timeline
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 13,917 shares; 2018Q2: 12,877 shares; 2018Q3: 13,027 shares 13,027$1.96M0.54%+150Timeline
XLYSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 17,827 shares; 2018Q2: 16,342 shares; 2018Q3: 16,207 shares 16,207$1.9M0.53%-135Timeline
MLMMARTIN MARIETTA MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 11,049 shares; 2018Q2: 10,313 shares; 2018Q3: 10,140 shares 10,140$1.84M0.51%-173Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 38,428 shares; 2018Q2: 36,708 shares; 2018Q3: 37,153 shares 37,153$1.81M0.5%+445Timeline
TORTOISE ENERGY INFRA CORPTORTOISE ENERGY INFRA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 73,208 shares; 2018Q2: 67,593 shares; 2018Q3: 66,383 shares 66,383$1.79M0.5%-1,210
VGKVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 36,348 shares; 2018Q2: 34,748 shares; 2018Q3: 30,914 shares 30,914$1.74M0.48%-3,834Timeline
XLKSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 22,046 shares; 2018Q2: 23,101 shares; 2018Q3: 23,061 shares 23,061$1.74M0.48%-40Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 13,585 shares; 2018Q2: 13,694 shares; 2018Q3: 14,377 shares 14,377$1.62M0.45%+683Timeline
ENBENBRIDGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 50,103 shares; 2018Q2: 46,112 shares; 2018Q3: 49,762 shares 49,762$1.61M0.45%+3,650Timeline
NUVEENNUVEENQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 197,925 shares; 2018Q2: 195,202 shares; 2018Q3: 177,929 shares 177,929$1.57M0.44%-17,273
IJHISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7,644 shares; 2018Q2: 7,569 shares; 2018Q3: 7,559 shares 7,559$1.52M0.42%-10Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 12,068 shares; 2018Q2: 12,100 shares; 2018Q3: 12,100 shares 12,100$1.48M0.41%0Timeline
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 30,680 shares; 2018Q2: 30,344 shares; 2018Q3: 30,344 shares 30,344$1.4M0.39%0Timeline
ETENERGY TRANSFER L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 78,456 shares; 2018Q2: 78,456 shares; 2018Q3: 78,456 shares 78,456$1.37M0.38%0Timeline
XLFSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 46,639 shares; 2018Q2: 49,014 shares; 2018Q3: 48,889 shares 48,889$1.35M0.37%-125Timeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,872 shares; 2018Q2: 6,097 shares; 2018Q3: 6,162 shares 6,162$1.32M0.37%+65Timeline
MMM3M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6,614 shares; 2018Q2: 5,955 shares; 2018Q3: 6,085 shares 6,085$1.28M0.36%+130Timeline
SBUXSTARBUCKS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 23,435 shares; 2018Q2: 23,319 shares; 2018Q3: 22,509 shares 22,509$1.28M0.36%-810Timeline
COPCONOCOPHILLIPSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 15,484 shares; 2018Q2: 15,484 shares; 2018Q3: 15,484 shares 15,484$1.2M0.33%0Timeline
LLYELI LILLY & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 12,076 shares; 2018Q2: 11,068 shares; 2018Q3: 11,068 shares 11,068$1.19M0.33%0Timeline
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 11,784 shares; 2018Q2: 11,383 shares; 2018Q3: 10,407 shares 10,407$1.17M0.33%-976Timeline
PFFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 34,267 shares; 2018Q2: 32,062 shares; 2018Q3: 31,172 shares 31,172$1.16M0.32%-890Timeline
ECLECOLAB INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7,380 shares; 2018Q2: 7,380 shares; 2018Q3: 7,380 shares 7,380$1.16M0.32%0Timeline
UNITED TECH CORPUNITED TECH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 8,769 shares; 2018Q2: 8,093 shares; 2018Q3: 8,093 shares 8,093$1.13M0.31%0
AWKAMERICAN WTR WKS CO INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 12,175 shares; 2018Q2: 12,485 shares; 2018Q3: 12,650 shares 12,650$1.11M0.31%+165Timeline
WMTWALMART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 11,711 shares; 2018Q2: 11,507 shares; 2018Q3: 11,682 shares 11,682$1.1M0.31%+175Timeline
HQHABRDN HEALTHCARE INVESTORSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 41,312 shares; 2018Q2: 40,318 shares; 2018Q3: 47,107 shares 47,107$1.09M0.3%+6,789Timeline
KMBKIMBERLY-CLARK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 11,562 shares; 2018Q2: 9,847 shares; 2018Q3: 9,400 shares 9,400$1.07M0.3%-447Timeline
DCP MIDSTREAM LPDCP MIDSTREAM LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 26,391 shares; 2018Q2: 26,391 shares; 2018Q3: 26,391 shares 26,391$1.04M0.29%0
KMIKINDER MORGAN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 59,954 shares; 2018Q2: 58,756 shares; 2018Q3: 58,325 shares 58,325$1.03M0.29%-431Timeline
XEXGXEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 63,958 shares; 2018Q2: 78,608 shares; 2018Q3: 108,748 shares 108,748$1.03M0.29%+30,140Timeline
SYYSYSCO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 14,252 shares; 2018Q2: 13,707 shares; 2018Q3: 13,707 shares 13,707$1M0.28%0Timeline
VTRVENTAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 20,301 shares; 2018Q2: 18,319 shares; 2018Q3: 18,094 shares 18,094$984K0.27%-225Timeline
TC PIPELINES LPTC PIPELINES LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 35,041 shares; 2018Q2: 32,181 shares; 2018Q3: 31,356 shares 31,356$951K0.26%-825
UNPUNION PAC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6,378 shares; 2018Q2: 5,818 shares; 2018Q3: 5,818 shares 5,818$947K0.26%0Timeline
XIGDXVOYA GLBL EQTY DIV & PREM OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 50,936 shares; 2018Q2: 70,486 shares; 2018Q3: 127,131 shares 127,131$931K0.26%+56,645Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 858 shares; 2018Q2: 773 shares; 2018Q3: 773 shares 773$923K0.26%0Timeline
PSXPHILLIPS 66Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 8,180 shares; 2018Q2: 8,180 shares; 2018Q3: 8,180 shares 8,180$922K0.26%0Timeline
ADBEADOBE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,899 shares; 2018Q2: 3,154 shares; 2018Q3: 3,397 shares 3,397$917K0.25%+243Timeline
CSQCALAMOS STRATEGIC TOTAL RETUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 47,403 shares; 2018Q2: 54,708 shares; 2018Q3: 61,153 shares 61,153$822K0.23%+6,445Timeline
BLACKROCK MUN INCOME TRBLACKROCK MUN INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 71,041 shares; 2018Q2: 67,371 shares; 2018Q3: 65,921 shares 65,921$820K0.23%-1,450
CBCHUBB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6,503 shares; 2018Q2: 6,417 shares; 2018Q3: 6,131 shares 6,131$819K0.23%-286Timeline
CATCATERPILLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6,168 shares; 2018Q2: 5,811 shares; 2018Q3: 5,338 shares 5,338$814K0.23%-473Timeline
HEALTHCARE RLTY TRHEALTHCARE RLTY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 29,994 shares; 2018Q2: 29,596 shares; 2018Q3: 27,551 shares 27,551$806K0.22%-2,045
ALLIANZGI DIVIDEND INT & PRMALLIANZGI DIVIDEND INT & PRMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 78,123 shares; 2018Q2: 66,301 shares; 2018Q3: 60,926 shares 60,926$798K0.22%-5,375
KHCKRAFT HEINZ COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 17,756 shares; 2018Q2: 15,955 shares; 2018Q3: 14,407 shares 14,407$794K0.22%-1,548Timeline
BCEBCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 22,809 shares; 2018Q2: 21,871 shares; 2018Q3: 19,256 shares 19,256$780K0.22%-2,615Timeline
NUSTAR ENERGY LPNUSTAR ENERGY LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 24,424 shares; 2018Q2: 23,924 shares; 2018Q3: 27,917 shares 27,917$776K0.22%+3,993
XMVTXBLACKROCK MUNIVEST FUND IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 58,763 shares; 2018Q2: 55,667 shares; 2018Q3: 55,017 shares 55,017$732K0.2%-650Timeline
ANNALY CAPITAL MANAGEMENTANNALY CAPITAL MANAGEMENTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10,255 shares; 2018Q2: 34,046 shares; 2018Q3: 67,788 shares 67,788$693K0.19%+33,742
NVDANVIDIA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,369 shares; 2018Q2: 2,464 shares; 2018Q3: 2,464 shares 2,464$692K0.19%0Timeline
MPLXMPLX LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 19,757 shares; 2018Q2: 19,757 shares; 2018Q3: 19,757 shares 19,757$685K0.19%0Timeline
XLISELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 8,550 shares; 2018Q2: 8,550 shares; 2018Q3: 8,450 shares 8,450$662K0.18%-100Timeline
PAAPLAINS ALL AMERN PIPELINE LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 28,679 shares; 2018Q2: 27,539 shares; 2018Q3: 26,439 shares 26,439$661K0.18%-1,100Timeline
RYNRAYONIER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 18,324 shares; 2018Q2: 18,324 shares; 2018Q3: 18,324 shares 18,324$620K0.17%0Timeline
WMBWILLIAMS COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 22,776 shares 22,776$619K0.17%newTimeline
STZCONSTELLATION BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,807 shares; 2018Q2: 2,840 shares; 2018Q3: 2,840 shares 2,840$612K0.17%0Timeline
KYNKAYNE ANDERSON ENERGY INFRSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 35,342 shares; 2018Q2: 34,411 shares; 2018Q3: 33,088 shares 33,088$591K0.16%-1,323Timeline
BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 18,085 shares; 2018Q2: 18,085 shares; 2018Q3: 15,985 shares 15,985$571K0.16%-2,100
VMOINVESCO MUN OPPORTUNIT TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 58,512 shares; 2018Q2: 49,557 shares; 2018Q3: 49,557 shares 49,557$567K0.16%0Timeline
SBACSBA COMMUNICATIONS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,873 shares; 2018Q2: 3,048 shares; 2018Q3: 3,477 shares 3,477$559K0.16%+429Timeline
TRGPTARGA RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 9,994 shares; 2018Q2: 9,250 shares; 2018Q3: 9,230 shares 9,230$520K0.14%-20Timeline
QCOMQUALCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 8,220 shares; 2018Q2: 7,405 shares; 2018Q3: 7,140 shares 7,140$514K0.14%-265Timeline
VUGVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,029 shares; 2018Q2: 3,018 shares; 2018Q3: 3,018 shares 3,018$486K0.14%0Timeline
HIIHUNTINGTON INGALLS INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,090 shares; 2018Q2: 1,825 shares; 2018Q3: 1,825 shares 1,825$467K0.13%0Timeline
NZFNUVEEN MUN CR INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 30,341 shares; 2018Q2: 30,341 shares; 2018Q3: 30,341 shares 30,341$437K0.12%0Timeline
ENBRIDGE ENERGY PARTNERS L PENBRIDGE ENERGY PARTNERS L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 41,424 shares; 2018Q2: 41,424 shares; 2018Q3: 39,424 shares 39,424$433K0.12%-2,000
OKEONEOK INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,815 shares; 2018Q2: 6,015 shares; 2018Q3: 6,015 shares 6,015$408K0.11%0Timeline
EATON VANCE CORPEATON VANCE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7,700 shares; 2018Q2: 7,700 shares; 2018Q3: 7,700 shares 7,700$405K0.11%0
VYMVANGUARD WHITEHALL FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,505 shares; 2018Q2: 4,505 shares; 2018Q3: 4,505 shares 4,505$392K0.11%0Timeline
PYPLPAYPAL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,732 shares; 2018Q2: 4,183 shares; 2018Q3: 4,442 shares 4,442$390K0.11%+259Timeline
BLACKROCK MUNI INC TR IIBLACKROCK MUNI INC TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 29,667 shares; 2018Q2: 29,677 shares; 2018Q3: 29,677 shares 29,677$386K0.11%0
MARMARRIOTT INTL INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,914 shares; 2018Q2: 2,914 shares; 2018Q3: 2,914 shares 2,914$385K0.11%0Timeline
MDLZMONDELEZ INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 8,917 shares; 2018Q2: 8,917 shares; 2018Q3: 8,917 shares 8,917$383K0.11%0Timeline
PAYXPAYCHEX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,992 shares; 2018Q2: 4,992 shares; 2018Q3: 4,992 shares 4,992$368K0.1%0Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,299 shares; 2018Q2: 5,310 shares; 2018Q3: 5,318 shares 5,318$362K0.1%+8
VLOVALERO ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,072 shares; 2018Q2: 3,142 shares; 2018Q3: 3,142 shares 3,142$357K0.1%0Timeline
LABORATORY CRP OF AMER HLDGSLABORATORY CRP OF AMER HLDGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,895 shares; 2018Q2: 1,895 shares; 2018Q3: 1,895 shares 1,895$329K0.09%0
BRK-ABERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1 shares; 2018Q2: 1 shares; 2018Q3: 1 shares 1$320K0.09%0Timeline
AMDADVANCED MICRO DEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10,000 shares; 2018Q2: 10,000 shares; 2018Q3: 10,000 shares 10,000$309K0.09%0Timeline
WPCWP CAREY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,678 shares; 2018Q2: 4,678 shares; 2018Q3: 4,678 shares 4,678$301K0.08%0Timeline
WYWEYERHAEUSER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 9,340 shares; 2018Q2: 9,340 shares; 2018Q3: 9,190 shares 9,190$297K0.08%-150Timeline
ALBALBEMARLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,991 shares; 2018Q2: 3,056 shares; 2018Q3: 2,851 shares 2,851$284K0.08%-205Timeline
BAXBAXTER INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,553 shares; 2018Q2: 3,553 shares; 2018Q3: 3,553 shares 3,553$274K0.08%0Timeline
FIRST TRUST ENERGY INCOME A…FIRST TRUST ENERGY INCOME ANDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 31,904 shares; 2018Q2: 29,219 shares; 2018Q3: 12,244 shares 12,244$272K0.08%-16,975
VCITVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,211 shares; 2018Q2: 3,187 shares; 2018Q3: 3,135 shares 3,135$262K0.07%-52Timeline
AXPAMERICAN EXPRESS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,372 shares; 2018Q2: 2,372 shares; 2018Q3: 2,372 shares 2,372$253K0.07%0Timeline
VTIVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,665 shares; 2018Q2: 1,665 shares; 2018Q3: 1,665 shares 1,665$249K0.07%0Timeline
ITAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,074 shares; 2018Q2: 1,074 shares; 2018Q3: 1,074 shares 1,074$232K0.06%0Timeline
CELGENE CORPCELGENE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,385 shares; 2018Q2: 2,535 shares; 2018Q3: 2,451 shares 2,451$219K0.06%-84
VKQINVESCO MUNICIPAL TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 21,496 shares; 2018Q2: 18,666 shares; 2018Q3: 18,666 shares 18,666$215K0.06%0Timeline
MQYBLACKROCK MUNIYILD QULT FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 15,330 shares; 2018Q2: 15,110 shares; 2018Q3: 15,110 shares 15,110$204K0.06%0Timeline
PIMCO MUN INCOME FDPIMCO MUN INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 12,723 shares; 2018Q2: 12,723 shares; 2018Q3: 12,688 shares 12,688$165K0.05%-35
MYIBLACKROCK MUNIYIELD QUALITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 13,270 shares; 2018Q2: 13,270 shares; 2018Q3: 11,940 shares 11,940$144K0.04%-1,330Timeline
EATON VANCE NY MUNI INCOME TEATON VANCE NY MUNI INCOME TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 11,780 shares; 2018Q2: 11,780 shares; 2018Q3: 11,780 shares 11,780$138K0.04%0
MFA FINL INCMFA FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 13,608 shares; 2018Q3: 13,825 shares 13,825$102K0.03%+217
CAPITAL PRODUCT PARTNERS L PCAPITAL PRODUCT PARTNERS L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 24,035 shares; 2018Q2: 24,035 shares; 2018Q3: 24,035 shares 24,035$67K0.02%0

Sold out in Q3 2018

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
QQQINVESCO QQQ TR6,803$1.17Mshares
GOVERNMENT PPTYS INCOME TRGOVERNMENT PPTYS INCOME TR45,333$719Kshares
WILLIAMS PARTNERS L P NEWWILLIAMS PARTNERS L P NEW15,534$631Kshares
CVSCVS HEALTH CORP3,205$206Kshares

How Q3 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001079373-18-000005 base2018-10-10acceptance time not in the bulk data set