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DFPG INVESTMENTS, LLC

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13F filer, CIK 1504665, SANDY, UT

DFPG INVESTMENTS, LLC reported $1,075,346,933 across 575 holdings for the quarter ended 2023-09-30, in a 13F-HR filed 2023-11-13. Its ten largest share positions make up 21.95% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-23-004278

Period
2023-09-30
Reported value
$1.08B
Holdings
575
Top 10 weight
21.95%
New
75
Sold out
75

Largest buys vs the previous quarter

SecurityShares changeApprox. value
XLEadded+245,988$20.3M
XOPnew+96,328$13.1M
BKMCnew+134,660$10.5M
AMDadded+62,712$7.12M
IVVadded+14,990$6.53M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
XHEexited-308,728-$30.3M
GLDreduced-104,806-$19M
TLTreduced-168,808-$14.8M
IEFreduced-153,183-$14M
XLVreduced-83,426-$10.5M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2023

Share positions as resolved from 13F-HR 0001085146-23-004278, largest first. % of portfolio is the value over $1,075,346,933, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
SCHDSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 3,026 shares; 2022Q2: 2,999 shares; 2022Q3: 2,984 shares; 2022Q4: 4,519 shares; 2023Q1: 8,540 shares; 2023Q2: 3,639 shares; 2023Q3: 3,839 shares 3,839$264K0.02%+200Timeline
AEPAMERICAN ELEC PWR CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 2,541 shares; 2023Q1: 2,820 shares; 2023Q2: 3,497 shares; 2023Q3: 3,406 shares 3,406$263K0.02%-91Timeline
ELVELEVANCE HEALTH INC FORMERLYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 513 shares; 2023Q2: 529 shares; 2023Q3: 575 shares 575$261K0.02%+46Timeline
TSCOTRACTOR SUPPLY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 1,334 shares 1,334$260K0.02%newTimeline
SECTNORTHERN LTS FD TR IVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 6,162 shares; 2023Q3: 6,155 shares 6,155$259K0.02%-7Timeline
IEIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 2,287 shares 2,287$258K0.02%newTimeline
BTOHANCOCK JOHN FINL OPPTYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 20,645 shares; 2023Q1: 17,945 shares; 2023Q2: 13,795 shares; 2023Q3: 9,670 shares 9,670$256K0.02%-4,125Timeline
PTCPTC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 1,716 shares 1,716$255K0.02%newTimeline
FICOFAIR ISAAC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 263 shares 263$253K0.02%newTimeline
AEMAGNICO EAGLE MINES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 10,493 shares; 2023Q1: 11,021 shares; 2023Q2: 11,921 shares; 2023Q3: 5,346 shares 5,346$253K0.02%-6,575Timeline
SLFSUN LIFE FINANCIAL INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 4,505 shares; 2023Q1: 5,348 shares; 2023Q2: 5,332 shares; 2023Q3: 5,332 shares 5,332$253K0.02%0Timeline
CYBERARK SOFTWARE LTD/ISRAELCYBERARK SOFTWARE LTD/ISRAELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 1,364 shares 1,364$248K0.02%new
BMIBADGER METER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 1,726 shares; 2023Q2: 1,736 shares; 2023Q3: 1,749 shares 1,749$248K0.02%+13Timeline
CSTLCASTLE BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 16,152 shares; 2023Q3: 14,415 shares 14,415$247K0.02%-1,737Timeline
ADMARCHER DANIELS MIDLAND COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 3,861 shares; 2023Q1: 9,615 shares; 2023Q2: 4,091 shares; 2023Q3: 3,376 shares 3,376$244K0.02%-715Timeline
DRDDRDGOLD LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 28,498 shares 28,498$243K0.02%newTimeline
LKQLKQ CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 5,451 shares 5,451$242K0.02%newTimeline
SPYDSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 9,626 shares; 2022Q2: 9,137 shares; 2022Q3: 9,218 shares; 2022Q4: 9,265 shares; 2023Q1: 9,945 shares; 2023Q2: 9,800 shares; 2023Q3: 7,085 shares 7,085$241K0.02%-2,715Timeline
ALGNALIGN TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 1,255 shares; 2023Q1: 1,488 shares; 2023Q2: 1,597 shares; 2023Q3: 1,285 shares 1,285$241K0.02%-312Timeline
MSGSMADISON SQUARE GRDN SPRT CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 1,436 shares; 2023Q1: 1,535 shares; 2023Q2: 1,733 shares; 2023Q3: 1,427 shares 1,427$240K0.02%-306Timeline
ISCVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 3,868 shares; 2023Q3: 4,838 shares 4,838$240K0.02%+970Timeline
SEIXVIRTUS ETF TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 12,198 shares; 2023Q2: 35,171 shares; 2023Q3: 9,954 shares 9,954$238K0.02%-25,217Timeline
MORNMORNINGSTAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 1,872 shares; 2023Q1: 2,074 shares; 2023Q2: 2,261 shares; 2023Q3: 910 shares 910$237K0.02%-1,351Timeline
XSSPXNUVEEN S&P 500 DYNAMIC OVERWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 16,469 shares; 2023Q1: 16,469 shares; 2023Q2: 16,469 shares; 2023Q3: 16,469 shares 16,469$235K0.02%0Timeline
MPMP MATERIALS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 8,394 shares; 2022Q4: 12,651 shares; 2023Q1: 12,779 shares; 2023Q2: 13,259 shares; 2023Q3: 15,314 shares 15,314$234K0.02%+2,055Timeline
SRESEMPRAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 3,343 shares 3,343$233K0.02%newTimeline
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 1,204 shares; 2023Q3: 1,002 shares 1,002$232K0.02%-202
IJHISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 959 shares 959$231K0.02%newTimeline
CWCURTISS WRIGHT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 1,114 shares 1,114$229K0.02%newTimeline
CIONCION INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 11,845 shares; 2022Q2: 18,502 shares; 2022Q3: 18,157 shares; 2022Q4: 20,841 shares; 2023Q1: 21,030 shares; 2023Q2: 24,245 shares; 2023Q3: 21,473 shares 21,473$229K0.02%-2,772Timeline
BNBROOKFIELD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 14,530 shares; 2023Q1: 15,609 shares; 2023Q2: 16,679 shares; 2023Q3: 7,057 shares 7,057$227K0.02%-9,622Timeline
OREALTY INCOME CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 4,286 shares; 2023Q1: 5,433 shares; 2023Q2: 4,816 shares; 2023Q3: 4,511 shares 4,511$226K0.02%-305Timeline
AVYAVERY DENNISON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 1,267 shares 1,267$225K0.02%newTimeline
AWKAMERICAN WTR WKS CO INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 1,810 shares 1,810$225K0.02%newTimeline
IBKRINTERACTIVE BROKERS GROUP INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 7,350 shares; 2023Q2: 7,016 shares; 2023Q3: 2,702 shares 2,702$222K0.02%-4,314Timeline
PBHPRESTIGE CONSMR HEALTHCARE IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 3,826 shares 3,826$221K0.02%newTimeline
FAARFIRST TR EXCHANGE TRAD FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 7,853 shares 7,853$218K0.02%newTimeline
M.D.C. HOLDINGS INCM.D.C. HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 6,457 shares; 2023Q2: 5,160 shares; 2023Q3: 5,275 shares 5,275$218K0.02%+115
FMFFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 4,518 shares 4,518$217K0.02%newTimeline
WHDCACTUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 4,958 shares 4,958$216K0.02%newTimeline
WYWEYERHAEUSER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 7,725 shares; 2023Q1: 7,828 shares; 2023Q2: 7,308 shares; 2023Q3: 7,173 shares 7,173$213K0.02%-135Timeline
SHBISHORE BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 18,851 shares; 2023Q3: 19,053 shares 19,053$213K0.02%+202Timeline
FTCFIRST TR EXCHANGE-TRADED ALPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 2,172 shares 2,172$213K0.02%newTimeline
PAYCPAYCOM SOFTWARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 1,688 shares; 2023Q1: 1,842 shares; 2023Q2: 2,206 shares; 2023Q3: 1,260 shares 1,260$211K0.02%-946Timeline
FDNFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 1,183 shares; 2022Q2: 1,587 shares; 2022Q3: 1,560 shares; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 1,206 shares; 2023Q3: 1,332 shares 1,332$211K0.02%+126Timeline
WECWEC ENERGY GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 2,240 shares; 2023Q1: 2,531 shares; 2023Q2: 2,986 shares; 2023Q3: 2,643 shares 2,643$210K0.02%-343Timeline
EHEHANG HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 15,868 shares 15,868$208K0.02%newTimeline
PRUPRUDENTIAL FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 2,277 shares 2,277$207K0.02%newTimeline
PNWPINNACLE WEST CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 2,658 shares; 2023Q2: 3,038 shares; 2023Q3: 2,887 shares 2,887$205K0.02%-151Timeline
SMPLSIMPLY GOOD FOODS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 5,359 shares 5,359$204K0.02%newTimeline
SUMMIT MATERIALS INC CLASS ASUMMIT MATERIALS INC CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 6,084 shares 6,084$202K0.02%new
MPWRMONOLITHIC PWR SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 433 shares; 2023Q3: 419 shares 419$202K0.02%-14Timeline
IWRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 10,318 shares; 2023Q1: 8,848 shares; 2023Q2: 6,931 shares; 2023Q3: 2,983 shares 2,983$202K0.02%-3,948Timeline
XLRESELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 5,902 shares 5,902$201K0.02%newTimeline
TXNTEXAS INSTRS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 1,813 shares; 2023Q2: 2,496 shares; 2023Q3: 1,396 shares 1,396$200K0.02%-1,100Timeline
HPEHEWLETT PACKARD ENTERPRISE CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 13,400 shares; 2023Q3: 12,693 shares 12,693$198K0.02%-707Timeline
GGALGRUPO FINANCIERO GALICIA S.AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 16,513 shares 16,513$194K0.02%newTimeline
AMXAMERICA MOVIL SAB DE CVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 11,246 shares 11,246$190K0.02%newTimeline
BCSFBAIN CAP SPECIALTY FIN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 12,380 shares 12,380$188K0.02%newTimeline
BRSPBRIGHTSPIRE CAPITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 49,353 shares; 2022Q2: 48,716 shares; 2022Q3: 51,015 shares; 2022Q4: 43,798 shares; 2023Q1: 44,820 shares; 2023Q2: 45,456 shares; 2023Q3: 29,000 shares 29,000$182K0.02%-16,456Timeline
HLNHALEON PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 32,154 shares; 2023Q1: 35,280 shares; 2023Q2: 37,948 shares; 2023Q3: 19,356 shares 19,356$157K0.01%-18,592Timeline
GAPGAP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 12,400 shares; 2023Q1: 13,068 shares; 2023Q2: 11,668 shares; 2023Q3: 11,568 shares 11,568$156K0.01%-100Timeline
PGXINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 15,492 shares; 2023Q3: 14,414 shares 14,414$155K0.01%-1,078Timeline
VODVODAFONE GROUP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 20,035 shares; 2023Q1: 21,197 shares; 2023Q2: 14,034 shares; 2023Q3: 14,013 shares 14,013$133K0.01%-21Timeline
CYRXCRYOPORT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 11,635 shares; 2023Q1: 13,575 shares; 2023Q2: 15,495 shares; 2023Q3: 10,335 shares 10,335$117K0.01%-5,160Timeline
TSQTOWNSQUARE MEDIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 10,800 shares 10,800$95.9K0.01%newTimeline
TEVATEVA PHARMACEUTICAL INDS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 10,170 shares; 2023Q1: 10,170 shares; 2023Q2: 10,220 shares; 2023Q3: 10,170 shares 10,170$89.2K0.01%-50Timeline
BDJBLACKROCK ENHANCED EQUITY DIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 12,801 shares; 2023Q1: 12,801 shares; 2023Q2: 12,801 shares; 2023Q3: 11,001 shares 11,001$79.4K0.01%-1,800Timeline
AUGMEDIX INCAUGMEDIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 28,668 shares; 2023Q1: 29,186 shares; 2023Q2: 25,750 shares; 2023Q3: 11,834 shares 11,834$63.9K0.01%-13,916
NATNORDIC AMERICAN TANKERS LIMIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 10,100 shares 10,100$46.2K<0.01%newTimeline
NIKOLA CORPNIKOLA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 41,800 shares; 2023Q3: 41,820 shares 41,820$40.9K<0.01%+20
QURATE RETAIL INCQURATE RETAIL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 34,585 shares; 2023Q1: 40,115 shares; 2023Q2: 45,209 shares; 2023Q3: 39,441 shares 39,441$24.9K<0.01%-5,768
EIGER BIOPHARMACEUTICALS INCEIGER BIOPHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: 32,430 shares; 2022Q2: 32,430 shares; 2022Q3: 32,430 shares; 2022Q4: 32,430 shares; 2023Q1: 32,430 shares; 2023Q2: 32,430 shares; 2023Q3: 32,430 shares 32,430$10.9K<0.01%0
STREAMLINE HEALTH SOLUTIONSSTREAMLINE HEALTH SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 11,048 shares; 2023Q1: 27,272 shares; 2023Q2: 28,455 shares; 2023Q3: 12,951 shares 12,951$4.28K<0.01%-15,504

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
WESTERN DIGITAL CORP.WESTERN DIGITAL CORP. NOTE 1.500% 2/0principal69,000$68K0

Sold out in Q3 2023

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
XHESPDR SERIES TRUST308,728$30.3Mshares
VIXMPROSHARES TR II125,468$2.51Mshares
IUSVISHARES TR26,310$2.12Mshares
UUPINVESCO DB US DLR INDEX TR51,385$1.42Mshares
TRITON INTL LTDTRITON INTL LTD11,092$937Kshares
FLJHFRANKLIN TEMPLETON ETF TR28,258$863Kshares
TLHISHARES TR6,770$752Kshares
SJMSMUCKER J M CO4,563$683Kshares
AAONAAON INC6,081$630Kshares
DRIDARDEN RESTAURANTS INC3,557$610Kshares
DOCUDOCUSIGN INC10,528$570Kshares
IEXIDEX CORP2,413$510Kshares
RJFRAYMOND JAMES FINL INC4,581$502Kshares
LIBERTY MEDIA CORP-BRAVES CLIBERTY MEDIA CORP-BRAVES C11,568$492Kshares
CWBSPDR SERIES TRUST6,727$482Kshares
HCAHCA HEALTHCARE INC1,417$406Kshares
NEMNEWMONT CORP8,756$396Kshares
RTORENTOKIL INITIAL PLC9,607$392Kshares
GWXSPDR INDEX SHS FDS12,015$383Kshares
SFBSSERVISFIRST BANCSHARES INC7,858$381Kshares
ALCALCON AG4,228$359Kshares
AREALEXANDRIA REAL ESTATE EQ IN2,976$355Kshares
DFAUDIMENSIONAL ETF TRUST10,800$345Kshares
CRH PLC ADSCRH PLC ADS5,809$338Kshares
SRLNSSGA ACTIVE ETF TR7,970$333Kshares
AMERICAN FINANCE TRUST INCAMERICAN FINANCE TRUST INC43,346$323Kshares
ADIANALOG DEVICES INC1,610$315Kshares
SQMSOCIEDAD QUIMICA Y MINERA DE3,919$313Kshares
OHIOMEGA HEALTHCARE INVS INC9,521$311Kshares
FALNISHARES TR12,041$307Kshares
WELLS FARGO & COWELLS FARGO & CO267$305Kshares
TRITHOMSON REUTERS CORP2,233$296Kshares
XBOEXBLACKROCK ENHANCED GLOBAL28,520$291Kshares
PSKSPDR SERIES TRUST8,580$287Kshares
STAGSTAG INDUSTRIAL INC7,613$285Kshares
JDJD.COM INC7,729$281Kshares
GSKGSK PLC7,815$275Kshares
ONEYSPDR SERIES TRUST2,770$275Kshares
STXSEAGATE TECHNOLOGY HLDNGS PL4,577$274Kshares
THYNORTHERN LIGHTS FD TR12,197$270Kshares
ONON SEMICONDUCTOR CORP2,619$267Kshares
SUSUNCOR ENERGY INC NEW9,125$266Kshares
BCEBCE INC5,987$263Kshares
LEALEAR CORP1,714$255Kshares
IRTINDEPENDENCE RLTY TR INC14,536$255Kshares
2x Long VIX Futures ETF2x Long VIX Futures ETF62,098$253Kshares
APAMARTISAN PARTNERS ASSET MGMT5,778$246Kshares
BWABORGWARNER INC5,222$240Kshares
KRKROGER CO5,022$236Kshares
RSGREPUBLIC SVCS INC1,553$232Kshares
ARESARES MANAGEMENT CORPORATION2,171$222Kshares
VMRKVIVMARK RESIDENTIAL3,252$221Kshares
OMCOMNICOM GROUP INC2,502$220Kshares
NVSNOVARTIS AG2,070$214Kshares
IWDISHARES TR1,316$212Kshares
ABGASBURY AUTOMOTIVE GROUP INC841$210Kshares
OKEONEOK INC NEW3,245$210Kshares
HDBHDFC BANK LTD2,951$208Kshares
BLDRBUILDERS FIRSTSOURCE INC1,438$208Kshares
PKSTPEAKSTONE REALTY TRUST8,936$207Kshares
JNKSPDR SERIES TRUST2,226$206Kshares
SWKSTANLEY BLACK & DECKER INC2,076$206Kshares
SNASNAP ON INC696$205Kshares
FDSFACTSET RESH SYS INC474$202Kshares
YUMYUM BRANDS INC1,479$201Kshares
SRSPIRE INC3,123$201Kshares
ACCOLADE INCACCOLADE INC10,285$149Kshares
TMETENCENT MUSIC ENTMT GROUP11,872$83.3Kshares
ASSERTIO HOLDINGS INCASSERTIO HOLDINGS INC10,992$58.7Kshares
TTITETRA TECHNOLOGIES INC DEL12,343$51Kshares
ILPTINDUSTRIAL LOGISTICS PPTYS T10,867$44.7Kshares
VNRXVOLITIONRX LTD25,138$38.5Kshares
CERSCERUS CORP12,020$35.1Kshares
PRCHPORCH GROUP INC17,647$26.3Kshares
PAYSPAYSIGN INC10,996$22.5Kshares

How Q3 2023 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001085146-23-004278 base2023-11-13acceptance time not in the bulk data set