DFPG INVESTMENTS, LLC

13F filer, CIK 1504665, SANDY, UT

DFPG INVESTMENTS, LLC reported $256,753,000 across 168 holdings for the quarter ended 2022-03-31, in a 13F-HR filed 2022-04-22. Its ten largest share positions make up 36.85% of the portfolio.

Filed 2022-04-22 (acceptance time not in the bulk data set), ingested 2026-10-07 18:35:57 UTC13F-HR 0001085146-22-001505

Period: 2022-03-31
Reported value: $257M
Holdings: 168
Top 10 weight: 36.85%
New: 10
Sold out: 21

Largest buys vs the previous quarter

Security	Shares change	Approx. value
MUnew	+73,298	$5.21M
AAPLadded	+29,446	$4.86M
AMZNadded	+1,199	$3.66M
NVDAadded	+16,414	$3.58M
GOOGadded	+1,276	$3.27M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
ICSHexited	-157,816	-$7.95M
VCSHreduced	-81,323	-$6.28M
OXYreduced	-44,493	-$2.73M
SDexited	-141,511	-$1.41M
CCLexited	-67,363	-$1.4M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2022

Share positions as resolved from 13F-HR 0001085146-22-001505, largest first. % of portfolio is the value over $256,753,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
AAPLAPPLE INC	93,052	$15.4M	5.98%	+29,446	Timeline
NVDANVIDIA CORPORATION	65,403	$14.2M	5.55%	+16,414	Timeline
OXYOCCIDENTAL PETE CORP	198,054	$12.2M	4.73%	-44,493	Timeline
AMZNAMAZON COM INC	3,005	$9.18M	3.58%	+1,199	Timeline
QQQINVESCO QQQ TR	23,951	$8.29M	3.23%	+4,380	Timeline
MSFTMICROSOFT CORP	27,038	$7.58M	2.95%	+5,030	Timeline
ETENERGY TRANSFER L P	634,786	$7.38M	2.87%	+11,353	Timeline
OBDCBLUE OWL CAPITAL CORPORATION	482,875	$7.33M	2.86%	+56,779	Timeline
HQYHEALTHEQUITY INC	98,132	$6.76M	2.63%	+35	Timeline
METAMETA PLATFORMS INC	29,993	$6.32M	2.46%	+8,628	Timeline
MUMICRON TECHNOLOGY INC	73,298	$5.21M	2.03%	new	Timeline
FTSMFIRST TR EXCHANGE-TRADED FD	83,081	$4.95M	1.93%	-9,574	Timeline
GOOGLALPHABET INC	1,770	$4.52M	1.76%	+214	Timeline
GOOGALPHABET INC	1,735	$4.44M	1.73%	+1,276	Timeline
SHOPSHOPIFY INC	7,629	$4.43M	1.73%	+5,495	Timeline
VTIVANGUARD INDEX FDS	19,482	$4.29M	1.67%	-6	Timeline
AMDADVANCED MICRO DEVICES INC	43,044	$4.04M	1.57%	+14,934	Timeline
BABAALIBABA GROUP HLDG LTD	40,590	$3.84M	1.5%	+11,327	Timeline
ZTSZOETIS INC	17,902	$3.27M	1.27%	+2,729	Timeline
COSTCOSTCO WHOLESALE CORPORATION	5,609	$3.27M	1.27%	+389	Timeline
JETSETF SER SOLUTIONS	134,563	$2.98M	1.16%	-5,731	Timeline
VXUSVANGUARD STAR FDS	49,606	$2.9M	1.13%	0	Timeline
ROSTROSS STORES INC	27,378	$2.86M	1.11%	+25	Timeline
ABNBAIRBNB INC	17,010	$2.82M	1.1%	+1,609	Timeline
FLOTISHARES TR	51,403	$2.6M	1.01%	-500	Timeline
JPSTJ P MORGAN EXCHANGE TRADED F	51,372	$2.58M	1%	+8,365	Timeline
QCOMQUALCOMM INC	18,279	$2.55M	0.99%	-241	Timeline
BOCTINNOVATOR ETFS TRUST	74,781	$2.5M	0.97%	-2,888	Timeline
ABBVABBVIE INC	15,389	$2.45M	0.96%	-282	Timeline
AVGOBROADCOM INC	4,172	$2.45M	0.95%	+1,469	Timeline
IAUISHARES GOLD TR	65,547	$2.43M	0.94%	-617	Timeline
XLESELECT SECTOR SPDR TR	29,871	$2.42M	0.94%	-1,066	Timeline
SPYSTATE STR SPDR S&P 500 ETF T	5,240	$2.29M	0.89%	+122	Timeline
LMTLOCKHEED MARTIN CORP	4,781	$2.23M	0.87%	+279	Timeline
TIPISHARES TR	18,284	$2.21M	0.86%	-207	Timeline
NFLXNETFLIX INC.	6,360	$2.15M	0.84%	+5,796	Timeline
BXBLACKSTONE INC	17,832	$2M	0.78%	+1,427	Timeline
SOFISOFI TECHNOLOGIES INC	280,052	$2M	0.78%	+159,661	Timeline
BNDVANGUARD BD INDEX FDS	25,000	$1.92M	0.75%	0	Timeline
JPMJPMORGAN CHASE & CO	14,571	$1.87M	0.73%	+1,913	Timeline
RSPINVESCO EXCHANGE TRADED FD T	11,716	$1.85M	0.72%	-160	Timeline
TGTTARGET CORP	7,245	$1.73M	0.68%	+675	Timeline
SHWSHERWIN WILLIAMS CO	6,832	$1.68M	0.66%	+969	Timeline
LMBSFIRST TR EXCHANGE-TRADED FD	32,759	$1.6M	0.62%	-75	Timeline
NOBLPROSHARES TR	16,610	$1.58M	0.62%	+9	Timeline
ALCOALICO INC	36,433	$1.55M	0.61%	+5,473	Timeline
CATCATERPILLAR INC	6,653	$1.53M	0.6%	+1,404	Timeline
ASANASANA INC	45,739	$1.46M	0.57%	+11,315	Timeline
SNOWSNOWFLAKE INC	7,254	$1.4M	0.54%	+1,528	Timeline
EXREXTRA SPACE STORAGE INC	6,509	$1.38M	0.54%	0	Timeline
GSGOLDMAN SACHS GROUP INC	4,016	$1.32M	0.52%	+235	Timeline
TSLATESLA INC	1,304	$1.31M	0.51%	+96	Timeline
VVISA INC	6,097	$1.3M	0.51%	+4,207	Timeline
FVDFIRST TR EXCHANGE-TRADED FD	28,949	$1.23M	0.48%	-801	Timeline
CCITIGROUP INC	22,856	$1.2M	0.47%	+4,457	Timeline
VOOVANGUARD INDEX FDS	2,802	$1.15M	0.45%	+320	Timeline
VXFVANGUARD INDEX FDS	6,972	$1.1M	0.43%	+2,660	Timeline
IRTINDEPENDENCE RLTY TR INC	41,103	$1.1M	0.43%	-1,983	Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	3,176	$1.1M	0.43%	+55	Timeline
XOMEXXON MOBIL CORP	12,388	$1.1M	0.43%	+1,443	Timeline
ODFLOLD DOMINION FREIGHT LINE IN	4,099	$1.09M	0.42%	+379	Timeline
RYLDGLOBAL X FDS	45,115	$1.05M	0.41%	+6,248	Timeline
VYMVANGUARD WHITEHALL FDS	9,243	$1.04M	0.4%	+1	Timeline
PFEBINNOVATOR ETFS TRUST	35,110	$1.02M	0.4%	0	Timeline
CSCOCISCO SYS INC	19,715	$1.01M	0.39%	-219	Timeline
LLYELI LILLY & CO	3,356	$1M	0.39%	+25	Timeline
SPIBSPDR SERIES TRUST	29,089	$972K	0.38%	-1,190	Timeline
SCHXSCHWAB STRATEGIC TR	18,450	$961K	0.37%	+8,633	Timeline
IVVISHARES TR	2,144	$943K	0.37%	-4	Timeline
PINSPINTEREST INC	40,170	$877K	0.34%	-1,532	Timeline
DRUPGRANITESHARES ETF TR	22,063	$867K	0.34%	0	Timeline
VUGVANGUARD INDEX FDS	3,136	$846K	0.33%	-85	Timeline
PEPPEPSICO INC	4,528	$772K	0.3%	-31	Timeline
QTECFIRST TR EXCHANGE-TRADED FD	5,491	$765K	0.3%	+412	Timeline
CVXCHEVRON CORPORATION	4,396	$764K	0.3%	-208	Timeline
FSKFS KKR CAP CORP	32,164	$734K	0.29%	-707	Timeline
SKYYFIRST TR EXCHANGE-TRADED FD	8,161	$697K	0.27%	-352	Timeline
BNDXVANGUARD CHARLOTTE FDS	13,539	$694K	0.27%	0	Timeline
VBVANGUARD INDEX FDS	3,312	$684K	0.27%	0	Timeline
FPXFIRST TR EXCHANGE-TRADED FD	6,482	$676K	0.26%	+670	Timeline
VOTVANGUARD INDEX FDS	2,973	$629K	0.24%	+39	Timeline
HYLSFIRST TR EXCHANGE-TRADED FD	12,847	$576K	0.22%	-181	Timeline
JMSTJ P MORGAN EXCHANGE TRADED F	10,597	$535K	0.21%	-8,500	Timeline
SPDWSPDR INDEX SHS FDS	15,981	$532K	0.21%	+923	Timeline
AXPAMERICAN EXPRESS CO	2,810	$518K	0.2%	-95	Timeline
ADBEADOBE INC	1,155	$491K	0.19%	+238	Timeline
MAMASTERCARD INCORPORATED	1,340	$478K	0.19%	+25	Timeline
PHYLPGIM ETF TR	12,846	$478K	0.19%	0	Timeline
AMERICAN FINANCE TRUST INCAMERICAN FINANCE TRUST INC	57,464	$454K	0.18%	0
BABOEING CO	2,499	$449K	0.17%	-272	Timeline
BRSPBRIGHTSPIRE CAPITAL INC	49,353	$446K	0.17%	-1,200	Timeline
SDYSPDR SERIES TRUST	3,447	$445K	0.17%	+1,329	Timeline
DHRDANAHER CORP DEL	1,606	$442K	0.17%	-16	Timeline
ORCLORACLE CORP	5,655	$442K	0.17%	-114	Timeline
STAASTAAR SURGICAL CO	7,029	$435K	0.17%	-16	Timeline
DISDISNEY WALT CO	3,364	$430K	0.17%	+602	Timeline
SPYDSPDR SERIES TRUST	9,626	$429K	0.17%	-60	Timeline
FTCSFIRST TR EXCHANGE-TRADED FD	5,416	$421K	0.16%	+2,145	Timeline
ARCCARES CAPITAL CORP	18,773	$413K	0.16%	+806	Timeline
SRLNSSGA ACTIVE ETF TR	9,012	$404K	0.16%	-368	Timeline
PSKSPDR SERIES TRUST	10,689	$395K	0.15%	0	Timeline
SHYGISHARES TR	8,927	$386K	0.15%	+1,210	Timeline
PMPHILIP MORRIS INTL INC	3,725	$376K	0.15%	+221	Timeline
MRSHMARSH & MCLENNAN COS INC	2,190	$373K	0.15%	0	Timeline
RDVYFIRST TR EXCHANGE TRADED FD	7,635	$372K	0.14%	+205	Timeline
UNHUNITEDHEALTH GROUP INC	694	$371K	0.14%	-2	Timeline
FIXDFIRST TR EXCHNG TRADED FD VI	7,718	$371K	0.14%	+1,300	Timeline
RTXRTX CORPORATION	3,541	$369K	0.14%	+117	Timeline
FTECFIDELITY COVINGTON TRUST	3,161	$367K	0.14%	+344	Timeline
XLVSELECT SECTOR SPDR TR	2,598	$356K	0.14%	+77	Timeline
SPYMSPDR SERIES TRUST	6,852	$353K	0.14%	-57	Timeline
OXY/WSOCCIDENTAL PETE CORP	8,915	$353K	0.14%	new	Timeline
ABTABBOTT LABORATORIES	2,980	$347K	0.14%	-119	Timeline
ACNACCENTURE PLC IRELAND	1,108	$347K	0.14%	-47	Timeline
PFEPFIZER INC	6,119	$317K	0.12%	-279	Timeline
HDHOME DEPOT INC	1,022	$307K	0.12%	-39	Timeline
AFRMAFFIRM HLDGS INC	8,500	$299K	0.12%	new	Timeline
TQQQPROSHARES TR	6,190	$292K	0.11%	new	Timeline
VWOVANGUARD INTL EQUITY INDEX F	6,419	$291K	0.11%	+2,089	Timeline
VZVERIZON COMMUNICATIONS INC	5,420	$289K	0.11%	+673	Timeline
UNPUNION PAC CORP	1,188	$288K	0.11%	-31	Timeline
PSAPUBLIC STORAGE	702	$288K	0.11%	0	Timeline
ONEYSPDR SERIES TRUST	2,798	$285K	0.11%	0	Timeline
XLFSELECT SECTOR SPDR TR	7,647	$284K	0.11%	+866	Timeline
SHYISHARES TR	3,330	$277K	0.11%	new	Timeline
BACBANK OF AMER CORP	6,966	$271K	0.11%	-786	Timeline
CRMSALESFORCE INC	1,438	$269K	0.1%	-382	Timeline
LHXL3HARRIS TECHNOLOGIES INC	1,023	$266K	0.1%	0	Timeline
FDISFIDELITY COVINGTON TRUST	3,378	$266K	0.1%	-77	Timeline
CPRTCOPART INC	2,277	$265K	0.1%	+138	Timeline
WMTWALMART INC	1,690	$263K	0.1%	+26	Timeline
VNQVANGUARD INDEX FDS	2,390	$259K	0.1%	+52	Timeline
VGTVANGUARD WORLD FD	657	$253K	0.1%	+20	Timeline
OWLBLUE OWL CAPITAL INC	18,112	$253K	0.1%	+3,396	Timeline
IYGISHARES TR	1,454	$251K	0.1%	-40	Timeline
KOCOCA COLA CO	3,886	$250K	0.1%	+65	Timeline
JDJD.COM INC	4,325	$249K	0.1%	+40	Timeline
SCHPSCHWAB STRATEGIC TR	4,203	$248K	0.1%	+365	Timeline
JNJJOHNSON & JOHNSON	1,359	$241K	0.09%	+23	Timeline
SCHDSCHWAB STRATEGIC TR	3,026	$240K	0.09%	-9	Timeline
GNLGLOBAL NET LEASE INC	15,882	$240K	0.09%	0	Timeline
REMXVANECK ETF TRUST	2,200	$239K	0.09%	0	Timeline
GRIDFIRST TR EXCHANGE-TRADED FD	2,643	$236K	0.09%	0	Timeline
RWOSPDR INDEX SHS FDS	4,362	$234K	0.09%	-31	Timeline
NOWSERVICENOW INC	466	$232K	0.09%	-5	Timeline
VIGVANGUARD SPECIALIZED FUNDS	1,434	$232K	0.09%	+83	Timeline
THYNORTHERN LIGHTS FD TR	9,699	$230K	0.09%	0	Timeline
IBMINTERNATIONAL BUSINESS MACHS	1,816	$229K	0.09%	+40	Timeline
ANGLVANECK ETF TRUST	7,817	$229K	0.09%	0	Timeline
LQDISHARES TR	1,964	$225K	0.09%	-238	Timeline
VEAVANGUARD TAX-MANAGED FDS	4,780	$224K	0.09%	new	Timeline
NKENIKE INC	1,649	$217K	0.08%	+57	Timeline
PYPLPAYPAL HLDGS INC	2,137	$215K	0.08%	-3,237	Timeline
FDNFIRST TR EXCHANGE-TRADED FD	1,183	$212K	0.08%	+22	Timeline
EIGER BIOPHARMACEUTICALS INCEIGER BIOPHARMACEUTICALS INC	32,430	$212K	0.08%	0
HSICSCHEIN HENRY INC	2,329	$210K	0.08%	new	Timeline
SPYVSPDR SERIES TRUST	4,815	$203K	0.08%	new	Timeline
TMOTHERMO FISHER SCIENTIFIC INC	352	$201K	0.08%	0	Timeline
VCSHVANGUARD SCOTTSDALE FDS	2,603	$201K	0.08%	-81,323	Timeline
CODICOMPASS DIVERSIFIED	8,471	$201K	0.08%	0	Timeline
CIONCION INVT CORP	11,845	$139K	0.05%	new	Timeline
PCGPG&E CORP	10,898	$133K	0.05%	new	Timeline
OATLY GROUP ABOATLY GROUP AB	30,686	$126K	0.05%	+10,744
CHARLES + COLVARD LTDCHARLES + COLVARD LTD	11,611	$17K	0.01%	0
THERAPEUTICSMD INCTHERAPEUTICSMD INC	10,000	$3K	<0.01%	0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value
PENNYMAC CORPPENNYMAC CORP BOND	principal	20,000	$20K
APOLLO COML REAL EST FIN INCAPOLLO COML REAL EST FIN INC NOTE 4.750% 8/2	principal	15,000	$15K
APOLLO COML REAL ESTATE FINAPOLLO COML REAL ESTATE FIN BOND	principal	10,000	$10K

Sold out in Q1 2022

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
ICSHISHARES TR	157,816	$7.95M	shares
SDSANDRIDGE ENERGY INC	141,511	$1.41M	shares
CCLCARNIVAL CORP	67,363	$1.4M	shares
RCLROYAL CARIBBEAN GROUP	13,494	$1.09M	shares
BBYBEST BUY INC	10,282	$976K	shares
NCLHNORWEGIAN CRUISE LINE HLDGS	43,645	$918K	shares
AALAMERICAN AIRLINES GROUP INC	22,720	$381K	shares
MRNAMODERNA INC	2,166	$363K	shares
BIDUBAIDU INC	1,899	$308K	shares
PLTRPALANTIR TECHNOLOGIES INC	18,816	$275K	shares
ADSKAUTODESK INC	875	$221K	shares
XLKSELECT SECTOR SPDR TR	1,370	$216K	shares
TAT&T INC	7,846	$212K	shares
ARKKARK ETF TR	2,788	$212K	shares
BBNBLACKROCK TAX MUNICPAL BD TR	8,862	$210K	shares
AVAYA HLDGS CORPAVAYA HLDGS CORP	10,000	$181K	shares
NIKOLA CORPNIKOLA CORP	10,296	$82K	shares
KOSKOSMOS ENERGY LTD	11,500	$50K	shares
SENSEONICS HLDGS INCSENSEONICS HLDGS INC	18,703	$50K	shares
SURGALIGN HOLDINGS INCSURGALIGN HOLDINGS INC	64,000	$47K	shares
EGLXFENTHUSIAST GAMING HLDGS INC NE	10,000	$23K	shares

How Q1 2022 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001085146-22-001505	base		2022-04-22	acceptance time not in the bulk data set	2026-10-07 18:35:57 UTC