D. E. Shaw & Co., Inc.
Follow13F filer, CIK 1009207, New York, NY
D. E. Shaw & Co., Inc. reported $177,162,166,815 across 4,509 holdings for the quarter ended 2025-09-30, in a 13F-HR filed 2025-11-14. Its ten largest share positions make up 16.92% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001104659-25-112505
- Period
- 2025-09-30
- Reported value
- $177B
- Holdings
- 4,509
- Top 10 weight
- 16.92%
- New
- 746
- Sold out
- 543
Part of the filer group D. E. Shaw & Co., Inc.
D. E. Shaw Adviser II, L.L.C.D. E. SHAW & CO, L.P.
- D. E. Shaw Adviser II, L.L.C.
- D. E. SHAW & CO, L.P.
- D. E. Shaw Composite Adviser, L.L.C.
- D. E. Shaw Heliant Adviser, L.L.C.
- D. E. Shaw Investment Management, L.L.C.
- D. E. Shaw Multi-Asset Adviser, L.L.C.
- David E. Shaw
- D. E. Shaw & Co., L.L.C.
- D. E. Shaw Valence Portfolios, L.L.C.
Stakes and trades reported after 2025-09-30
13D, 13G and Form 4 filings by this filer's group, dated after the 13F period, on securities the quarter does not hold as shares.
- GOSS GOSSAMER BIO INC: 13D/A 369,459 shares, 6% of the class, 13D/A filed 2026-10-08, 0001104659-26-114792Timeline
Accepted , ingested
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| MSFTadded | +3,726,210 | $1.93B |
| AVGOadded | +3,472,001 | $1.15B |
| NVDAadded | +5,209,295 | $972M |
| METAadded | +1,156,783 | $850M |
| WDCadded | +6,718,155 | $807M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| SPYreduced | -2,627,291 | -$1.75B |
| AAPLreduced | -5,806,231 | -$1.48B |
| APPreduced | -1,374,530 | -$988M |
| XLFreduced | -14,885,802 | -$802M |
| GEreduced | -2,389,442 | -$719M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 3,000 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
The largest 100 of 1,387. All 1,387
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| QQQINVESCO QQQ TR COM | put | 6,240,000 | $3.75B | new |
| TSLATESLA INC COM | put | 2,914,600 | $1.3B | +367,500 |
| NVDANVIDIA CORPORATION COM | put | 5,827,900 | $1.09B | +258,900 |
| MUMICRON TECHNOLOGY INC COM | put | 4,993,900 | $836M | +278,600 |
| NVDANVIDIA CORPORATION COM | call | 3,408,600 | $636M | -2,336,500 |
| PLTRPALANTIR TECHNOLOGIES INC COM | put | 3,284,200 | $599M | -90,600 |
| PLTRPALANTIR TECHNOLOGIES INC COM | call | 3,148,000 | $574M | -370,900 |
| TSLATESLA INC COM | call | 1,252,600 | $557M | +275,400 |
| BKNGBOOKING HOLDINGS INC COM | call | 91,900 | $496M | -100 |
| LLYELI LILLY & CO COM | put | 626,900 | $478M | +234,300 |
| RDDTREDDIT INC Stock | call | 1,996,900 | $459M | +684,900 |
| UNHUNITEDHEALTH GROUP INC COM | put | 1,325,200 | $458M | +1,093,100 |
| METAMETA PLATFORMS INC COM | put | 619,900 | $455M | +13,700 |
| HOODROBINHOOD MKTS INC COM | call | 3,117,500 | $446M | +678,800 |
| PDDPDD HOLDINGS INC ADR | put | 3,367,600 | $445M | +1,240,800 |
| BABOEING CO COM | put | 2,015,700 | $435M | +556,900 |
| AMDADVANCED MICRO DEVICES INC COM | put | 2,630,700 | $426M | -1,602,100 |
| CRWDCROWDSTRIKE HLDGS INC COM | put | 856,200 | $420M | -31,900 |
| AMDADVANCED MICRO DEVICES INC COM | call | 2,498,200 | $404M | +704,000 |
| AVGOBROADCOM INC COM | put | 1,213,300 | $400M | -302,300 |
| NETCLOUDFLARE INC Stock | call | 1,769,900 | $380M | +184,200 |
| AMZNAMAZON COM INC COM | put | 1,720,900 | $378M | +48,000 |
| METAMETA PLATFORMS INC COM | call | 513,900 | $377M | +110,600 |
| JPMJPMORGAN CHASE & CO COM | call | 1,185,200 | $374M | -196,400 |
| COINCOINBASE GLOBAL INC Stock | call | 1,064,700 | $359M | new |
| MRVLMARVELL TECHNOLOGY INC COM | put | 4,211,600 | $354M | +1,623,700 |
| TDTORONTO DOMINION BK ONT Stock | put | 4,248,500 | $340M | +1,000,000 |
| NFLXNETFLIX INC. COM | call | 273,600 | $328M | -90,300 |
| SMCISUPER MICRO COMPUTER INC COM NEW | call | 6,716,900 | $322M | +381,600 |
| AAPLAPPLE INC COM | call | 1,227,900 | $313M | -1,003,100 |
| BRK-BBERKSHIRE HATHAWAY INC DEL COM | call | 598,200 | $301M | +114,700 |
| GOOGLALPHABET INC COM | put | 1,231,100 | $299M | -636,700 |
| COSTCOSTCO WHOLESALE CORPORATION COM | call | 320,400 | $297M | +110,700 |
| PDDPDD HOLDINGS INC ADR | call | 2,227,600 | $294M | -665,100 |
| RDDTREDDIT INC Stock | put | 1,240,800 | $285M | -356,000 |
| GSGOLDMAN SACHS GROUP INC COM | call | 355,100 | $283M | +3,900 |
| MSFTMICROSOFT CORP COM | call | 539,400 | $279M | +44,800 |
| BABOEING CO COM | call | 1,270,900 | $274M | -235,300 |
| NETCLOUDFLARE INC Stock | put | 1,191,400 | $256M | -21,700 |
| CRWDCROWDSTRIKE HLDGS INC COM | call | 518,000 | $254M | +38,400 |
| XOMEXXON MOBIL CORP COM | call | 2,219,800 | $250M | +1,206,800 |
| CRMSALESFORCE INC COM | put | 1,043,900 | $247M | +606,700 |
| MUMICRON TECHNOLOGY INC COM | call | 1,478,100 | $247M | -943,300 |
| SNOWSNOWFLAKE INC Stock | put | 1,058,600 | $239M | +140,600 |
| LLYELI LILLY & CO COM | call | 312,800 | $239M | +97,300 |
| MSTRSTRATEGY INC Stock | call | 739,700 | $238M | +639,700 |
| GSGOLDMAN SACHS GROUP INC COM | put | 296,700 | $236M | +109,100 |
| NFLXNETFLIX INC. COM | put | 191,100 | $229M | +73,700 |
| UBERUBER TECHNOLOGIES INC COM | call | 2,297,600 | $225M | +590,700 |
| HOODROBINHOOD MKTS INC COM | put | 1,555,100 | $223M | -335,800 |
| FSLRFIRST SOLAR INC Stock | put | 1,008,300 | $222M | +218,300 |
| DELLDELL TECHNOLOGIES INC Stock | put | 1,559,400 | $221M | +433,600 |
| SOFISOFI TECHNOLOGIES INC Stock | call | 8,297,900 | $219M | +190,500 |
| ADBEADOBE INC COM | put | 611,600 | $216M | +200,400 |
| TSMTAIWAN SEMICONDUCTOR MANUFAC SPONSORED ADS | put | 770,000 | $215M | -664,100 |
| BMOBANK OF MONTREAL Stock | put | 1,633,400 | $213M | +185,000 |
| ASMLASML HLDG NV STOK | put | 216,300 | $209M | +6,200 |
| LULULULULEMON ATHLETICA INC COM | put | 1,176,100 | $209M | +866,200 |
| AZOAUTOZONE INC Stock | call | 48,600 | $209M | +28,700 |
| CVNACARVANA CO Stock | put | 546,500 | $206M | +93,600 |
| BABAALIBABA GROUP HLDG LTD SPONSORED ADS | put | 1,123,700 | $201M | -891,100 |
| TEMTEMPUS AI INC Stock | call | 2,487,900 | $201M | +1,409,600 |
| BABAALIBABA GROUP HLDG LTD SPONSORED ADS | call | 1,107,000 | $198M | -3,062,600 |
| ZSZSCALER INC STOK | call | 657,700 | $197M | +496,200 |
| COINCOINBASE GLOBAL INC Stock | put | 583,300 | $197M | +493,300 |
| AAPLAPPLE INC COM | put | 758,900 | $193M | -2,123,500 |
| CMCANADIAN IMPERIAL BANK OF CO Stock | put | 2,409,900 | $193M | +535,000 |
| APPAPPLOVIN CORP Stock | put | 266,800 | $192M | -327,000 |
| PYPLPAYPAL HLDGS INC STOK | put | 2,836,400 | $190M | +2,024,300 |
| CVXCHEVRON CORPORATION COM | call | 1,215,400 | $189M | +341,000 |
| SMCISUPER MICRO COMPUTER INC COM NEW | put | 3,891,300 | $187M | -1,889,500 |
| UBERUBER TECHNOLOGIES INC COM | put | 1,896,200 | $186M | +282,000 |
| VVISA INC COM | call | 532,700 | $182M | +118,100 |
| GOOGALPHABET INC COM | put | 732,900 | $178M | -339,600 |
| RIVNRIVIAN AUTOMOTIVE INC Stock | call | 12,138,300 | $178M | +6,628,900 |
| SPOTSPOTIFY TECHNOLOGY S A STOK | put | 250,700 | $175M | +71,700 |
| SPOTSPOTIFY TECHNOLOGY S A STOK | call | 249,300 | $174M | -32,800 |
| CVNACARVANA CO Stock | call | 457,500 | $173M | -85,500 |
| CCITIGROUP INC COM | put | 1,689,900 | $172M | +70,400 |
| AMZNAMAZON COM INC COM | call | 775,900 | $170M | -364,500 |
| TDTORONTO DOMINION BK ONT Stock | call | 2,127,500 | $170M | -350,000 |
| OKLOOKLO INC Stock | call | 1,519,100 | $170M | +467,800 |
| MSFTMICROSOFT CORP COM | put | 323,300 | $167M | -49,300 |
| DASHDOORDASH INC Stock | call | 610,100 | $166M | +69,600 |
| MELIMERCADOLIBRE INC STOK | call | 68,300 | $160M | +16,600 |
| FSLRFIRST SOLAR INC Stock | call | 719,200 | $159M | +234,600 |
| UNHUNITEDHEALTH GROUP INC COM | call | 457,400 | $158M | +183,300 |
| NKENIKE INC COM | put | 2,253,400 | $157M | -571,100 |
| MDBMONGODB INC Stock | put | 502,300 | $156M | +25,100 |
| PGPROCTER & GAMBLE CO COM | call | 1,005,200 | $154M | +581,500 |
| MSTRSTRATEGY INC Stock | put | 477,300 | $154M | +327,300 |
| BKNGBOOKING HOLDINGS INC COM | put | 28,000 | $151M | 0 |
| BNSBANK NOVA SCOTIA B C Stock | put | 2,256,200 | $146M | +1,535,000 |
| CVSCVS HEALTH CORP COM | put | 1,919,000 | $145M | +118,600 |
| UALUNITED AIRLS HLDGS INC Stock | put | 1,493,600 | $144M | +208,000 |
| ZSZSCALER INC STOK | put | 478,800 | $143M | +309,800 |
| ASMLASML HLDG NV STOK | call | 148,000 | $143M | +62,500 |
| PANWPALO ALTO NETWORKS INC COM | put | 701,700 | $143M | -151,000 |
| VRTVERTIV HOLDINGS CO Stock | put | 945,000 | $143M | -622,700 |
| ARMARM HOLDINGS PLC SPONSORED ADS | put | 1,004,100 | $142M | +182,500 |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
The largest 100 of 122. All 122
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| SEAGATE HDD CAYMANSEAGATE HDD CAYMAN NOTE 3.500% 6/0 | principal | 192,852,000 | $555M | +67,392,000 |
| WESTERN DIGITAL CORPWESTERN DIGITAL CORP NOTE 3.000%11/1 | principal | 141,937,000 | $455M | +7,325,000 |
| SEA LTDSEA LTD NOTE 2.375%12/0 | principal | 168,904,000 | $334M | +37,625,000 |
| ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTD NOTE 0.500% 6/0 | principal | 165,000,000 | $303M | +162,000,000 |
| WAYFAIR INCWAYFAIR INC Convertible bond | principal | 123,978,000 | $257M | +6,606,000 |
| BLOOM ENERGY CORPBLOOM ENERGY CORP NOTE 3.000% 6/0 | principal | 53,258,000 | $221M | +8,500,000 |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 1.500%12/1 | principal | 77,987,000 | $189M | new |
| STRIDE INCSTRIDE INC NOTE 1.125% 9/0 | principal | 65,471,000 | $185M | +4,500,000 |
| COINBASE GLOBAL INCCOINBASE GLOBAL INC NOTE 0.500% 6/0 | principal | 155,225,000 | $173M | +10,000,000 |
| CENTERPOINT ENERGY INCCENTERPOINT ENERGY INC NOTE 4.250% 8/1 | principal | 137,500,000 | $153M | +97,500,000 |
| STRATEGY INCSTRATEGY INC NOTE 0.625% 9/1 | principal | 80,180,000 | $152M | new |
| CLOUDFLARE INCCLOUDFLARE INC NOTE 8/1 | principal | 106,872,000 | $133M | +55,872,000 |
| WEC ENERGY GROUP INCWEC ENERGY GROUP INC NOTE 4.375% 6/0 | principal | 109,404,000 | $131M | +99,404,000 |
| MAKEMYTRIP LIMITED MAURITIUSMAKEMYTRIP LIMITED MAURITIUS NOTE 2/1 | principal | 52,635,000 | $129M | +4,000,000 |
| SNAP INCSNAP INC Convertible | principal | 149,330,000 | $128M | +8,000,000 |
| TELADOC HEALTH INCTELADOC HEALTH INC NOTE 1.250% 6/0 | principal | 133,296,000 | $125M | +52,500,000 |
| WAYFAIR INCWAYFAIR INC NOTE 3.250% 9/1 | principal | 75,189,000 | $114M | +67,454,000 |
| GRANITE CONSTR INCGRANITE CONSTR INC NOTE 3.750% 5/1 | principal | 46,000,000 | $111M | 0 |
| CONFLUENT INCCONFLUENT INC NOTE 1/1 | principal | 108,591,000 | $102M | new |
| Shift4 Payments IncShift4 Payments Inc Convertible bond | principal | 99,587,000 | $102M | 0 |
| SPOTIFY USA INCSPOTIFY USA INC NOTE 3/1 | principal | 74,336,000 | $102M | +59,786,000 |
| RINGCENTRAL INCRINGCENTRAL INC NOTE 3/1 | principal | 101,792,000 | $99.6M | +3,000,000 |
| STRATEGY INCSTRATEGY INC NOTE 0.625% 3/1 | principal | 44,000,000 | $98.4M | new |
| NUTANIX INCNUTANIX INC Convertible | principal | 71,162,000 | $98M | +21,348,000 |
| ETSY INCETSY INC NOTE 0.125%10/0 | principal | 93,804,000 | $97.7M | +3,000,000 |
| VENTAS RLTY LTD PARTNERSHIPVENTAS RLTY LTD PARTNERSHIP NOTE 3.750% 6/0 | principal | 74,954,000 | $96.8M | +10,770,000 |
| SEA LTDSEA LTD NOTE 0.250% 9/1 | principal | 90,500,000 | $86.9M | 0 |
| BLOOM ENERGY CORPBLOOM ENERGY CORP Bond | principal | 18,359,000 | $83.3M | new |
| GUARDANT HEALTH INCGUARDANT HEALTH INC NOTE 11/1 | principal | 85,654,000 | $82.7M | 0 |
| RIVIAN AUTOMOTIVE INCRIVIAN AUTOMOTIVE INC NOTE 3.625%10/1 | principal | 87,300,000 | $80.2M | 0 |
| EVERGY INCEVERGY INC NOTE 4.500%12/1 | principal | 62,836,000 | $79M | +35,336,000 |
| AMERICAN WTR CAP CORPAMERICAN WTR CAP CORP NOTE 3.625% 6/1 | principal | 74,081,000 | $74.2M | +51,880,000 |
| VISHAY INTERTECHNOLOGY INCVISHAY INTERTECHNOLOGY INC NOTE 2.250% 9/1 | principal | 79,309,000 | $72.2M | +24,250,000 |
| NIO INCNIO INC NOTE 3.875%10/1 | principal | 65,660,000 | $70.7M | +27,160,000 |
| OKTA INCOKTA INC NOTE 0.375% 6/1 | principal | 68,941,000 | $67M | 0 |
| ALARM COM HLDGS INCALARM COM HLDGS INC NOTE 1/1 | principal | 64,826,000 | $64M | +650,000 |
| ALLIANT ENERGY CORPALLIANT ENERGY CORP NOTE 3.875% 3/1 | principal | 54,890,000 | $59.1M | +43,200,000 |
| JAMF HLDG CORPJAMF HLDG CORP NOTE 0.125% 9/0 | principal | 59,840,000 | $57.5M | +11,291,000 |
| GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 4/1 | principal | 52,496,000 | $56.4M | -12,000,000 |
| TRAVERE THERAPEUTICS INCTRAVERE THERAPEUTICS INC CNV | principal | 43,285,000 | $48.9M | -2,404,000 |
| SUPER MICRO COMPUTER INCSUPER MICRO COMPUTER INC NOTE 3.500% 3/0 | principal | 45,252,000 | $46.2M | -114,863,000 |
| GUESS INCGUESS INC BOND | principal | 45,771,000 | $45.4M | 0 |
| ETSY INCETSY INC NOTE 0.125% 9/0 | principal | 48,500,000 | $44.8M | +34,500,000 |
| SPIRIT AEROSYSTEMS INCSPIRIT AEROSYSTEMS INC CNV | principal | 26,547,000 | $39.2M | 0 |
| FORD MOTOR COMPANYFORD MOTOR COMPANY NOTE 3/1 | principal | 38,000,000 | $38.5M | new |
| UNITY SOFTWARE INCUNITY SOFTWARE INC NOTE 11/1 | principal | 39,896,000 | $38M | 0 |
| XOMETRY INCXOMETRY INC NOTE 1.000% 2/0 | principal | 31,563,000 | $37.9M | 0 |
| SUNRUN INCSUNRUN INC NOTE 4.000% 3/0 | principal | 26,500,000 | $35.8M | 0 |
| CHEGG INCCHEGG INC NOTE 9/0 | principal | 40,255,000 | $35.2M | 0 |
| ARRAY TECHNOLOGIES INCARRAY TECHNOLOGIES INC NOTE 1.000%12/0 | principal | 40,468,000 | $35.2M | 0 |
| 8X8 INC NEW8X8 INC NEW NOTE 4.000% 2/0 | principal | 40,733,000 | $35.2M | 0 |
| VERINT SYSTEMS INCVERINT SYSTEMS INC BOND | principal | 35,403,000 | $34.8M | 0 |
| SSR Mining IncSSR Mining Inc Convertible bond | principal | 24,450,000 | $34.7M | new |
| PELOTON INTERACTIVE INCPELOTON INTERACTIVE INC NOTE 2/1 | principal | 34,001,000 | $33.4M | 0 |
| AXON ENTERPRISE INCAXON ENTERPRISE INC NOTE 0.500%12/1 | principal | 10,500,000 | $33M | new |
| Q2 HLDGS INCQ2 HLDGS INC NOTE 0.750% 6/0 | principal | 31,321,000 | $32.3M | 0 |
| TXNM ENERGY INCTXNM ENERGY INC NOTE 5.750% 6/0 | principal | 24,350,000 | $31.9M | 0 |
| IONIS PHARMACEUTICALS INIONIS PHARMACEUTICALS IN NOTE 4/0 | principal | 25,500,000 | $31.4M | -2,500,000 |
| NIO INCNIO INC NOTE 4.625%10/1 | principal | 27,250,000 | $28.7M | 0 |
| BRIDGEBIO PHARMA INCBRIDGEBIO PHARMA INC Convertible | principal | 28,652,000 | $28.4M | +6,591,000 |
| ETSY INCETSY INC NOTE 0.250% 6/1 | principal | 31,000,000 | $27.6M | new |
| SAREPTA THERAPEUTICS INCSAREPTA THERAPEUTICS INC NOTE 1.250% 9/1 | principal | 30,897,000 | $27.1M | +25,397,000 |
| PTC THERAPEUTICS INCPTC THERAPEUTICS INC NOTE 1.500% 9/1 | principal | 20,984,000 | $27M | -15,000,000 |
| MAGNITE INCMAGNITE INC NOTE 0.250% 3/1 | principal | 27,639,000 | $26.9M | 0 |
| ZIFF DAVIS INCZIFF DAVIS INC DEBT 3.625% 3/0 | principal | 27,009,000 | $26.1M | 0 |
| BILL HOLDINGS INCBILL HOLDINGS INC NOTE 4/0 | principal | 27,902,000 | $26M | +9,239,000 |
| ENPHASE ENERGY INCENPHASE ENERGY INC NOTE 3/0 | principal | 28,785,000 | $25M | +11,535,000 |
| MGP INGREDIENTS INC NEWMGP INGREDIENTS INC NEW NOTE 1.875%11/1 | principal | 26,000,000 | $24.9M | new |
| RIVIAN AUTOMOTIVE INCRIVIAN AUTOMOTIVE INC NOTE 4.625% 3/1 | principal | 22,976,000 | $23.9M | -17,000,000 |
| PINNACLE WEST CAP CORPPINNACLE WEST CAP CORP CNV | principal | 21,697,000 | $23.4M | -43,025,000 |
| APPLIED OPTOELECTRONICS INCAPPLIED OPTOELECTRONICS INC NOTE 2.750% 1/1 | principal | 23,089,000 | $23.3M | 0 |
| Q2 HLDGS INCQ2 HLDGS INC NOTE 0.125%11/1 | principal | 23,403,000 | $23.2M | +5,000,000 |
| BEYOND MEAT INCBEYOND MEAT INC NOTE 3/1 | principal | 112,700,000 | $22.7M | 0 |
| UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC NOTE 12/1 | principal | 18,050,000 | $22M | new |
| CENTURY ALUM COCENTURY ALUM CO NOTE 2.750% 5/0 | principal | 13,512,000 | $22M | +1,540,000 |
| EVOLENT HEALTH INCEVOLENT HEALTH INC NOTE 3.500%12/0 | principal | 27,181,000 | $21.9M | -11,319,000 |
| JETBLUE AIRWAYS CORPJETBLUE AIRWAYS CORP NOTE 2.500% 9/0 | principal | 20,784,000 | $21.5M | new |
| NORTHERN OIL & GAS INCNORTHERN OIL & GAS INC NOTE 3.625% 4/1 | principal | 21,250,000 | $21.3M | +18,250,000 |
| HERTZ CORPHERTZ CORP NOTE 8.000% 7/1 | principal | 14,954,999 | $20.7M | new |
| BLACKLINE INCBLACKLINE INC NOTE 3/1 | principal | 20,856,000 | $20.4M | 0 |
| STRATEGY INCSTRATEGY INC NOTE 2.250% 6/1 | principal | 11,000,000 | $19.7M | +2,000,000 |
| CIPHER DIGITAL INCCIPHER DIGITAL INC NOTE 1.750% 5/1 | principal | 6,500,000 | $19.3M | 0 |
| COINBASE GLOBAL INCCOINBASE GLOBAL INC NOTE 0.250% 4/0 | principal | 15,000,000 | $18.9M | new |
| GROUPON INCGROUPON INC NOTE 6.250% 3/1 | principal | 15,350,000 | $17.9M | +5,000,000 |
| GROUPON INCGROUPON INC NOTE 4.875% 6/3 | principal | 19,074,000 | $17.8M | new |
| GOSSAMER BIO INCGOSSAMER BIO INC NOTE 5.000% 6/0 | principal | 24,540,000 | $17.2M | new |
| KOSMOS ENERGY LTDKOSMOS ENERGY LTD NOTE 3.125% 3/1 | principal | 26,485,000 | $17.1M | 0 |
| REDFIN CORPREDFIN CORP NOTE 0.500% 4/0 | principal | 18,165,000 | $16.9M | +10,165,000 |
| PROS HOLDINGS INCPROS HOLDINGS INC NOTE 2.250% 9/1 | principal | 16,524,000 | $16.3M | +4,757,000 |
| PEBBLEBROOK HOTEL TRPEBBLEBROOK HOTEL TR NOTE 1.750%12/1 | principal | 16,583,000 | $16M | -30,000,000 |
| CELCUITY INCCELCUITY INC NOTE 2.750% 8/0 | principal | 11,250,000 | $15M | new |
| VAIL RESORTS INCVAIL RESORTS INC NOTE 1/0 | principal | 15,130,000 | $14.9M | 0 |
| AMC GLOBAL MEDIA INCAMC GLOBAL MEDIA INC NOTE 4.250% 2/1 | principal | 15,000,000 | $14.4M | 0 |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 | principal | 7,775,000 | $14.1M | 0 |
| RAPID7 INCRAPID7 INC NOTE 1.250% 3/1 | principal | 14,250,000 | $12.8M | 0 |
| UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC NOTE 0.875%12/0 | principal | 8,500,000 | $12.5M | new |
| OMEROS CORPOMEROS CORP NOTE 9.500% 6/1 | principal | 13,380,000 | $11.4M | 0 |
| WISDOMTREE INCWISDOMTREE INC NOTE 3.250% 6/1 | principal | 8,300,000 | $10.7M | new |
| GROUPON INCGROUPON INC NOTE 1.125% 3/1 | principal | 10,839,000 | $10.6M | 0 |
| BANDWIDTH INCBANDWIDTH INC NOTE 0.500% 4/0 | principal | 11,900,000 | $10.2M | 0 |
Sold out in Q3 2025
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| HCMHUTCHMED CHINA LTD | 11,373 | $171K | shares |
| SHBISHORE BANCSHARES INC | 10,553 | $166K | shares |
| AXTIAXT INC | 71,410 | $149K | shares |
| LUNRINTUITIVE MACHINES INC | 13,600 | $148K | put |
| AMPLAMPLITUDE INC | 11,555 | $143K | shares |
| FLYYSPIRIT AVIATION HLDGS INC COM( | 26,947 | $134K | shares |
| CSANYCOSAN S A | 25,879 | $131K | shares |
| LXPLXP INDUSTRIAL TRUST | 15,751 | $130K | shares |
| WOLFSPEED INCWOLFSPEED INC | 325,000 | $130K | put |
| SUPVGRUPO SUPERVIELLE S.A. | 12,100 | $128K | call |
| BTXBLACKROCK TECH AND PRIVATE E | 16,406 | $120K | shares |
| VERVE THERAPEUTICS INCVERVE THERAPEUTICS INC | 10,586 | $119K | shares |
| PETSPETMED EXPRESS INC | 33,678 | $112K | shares |
| LAZRQLUMINAR TECHNOLOGIES INC. COM | 38,399 | $110K | shares |
| UFIUNIFI INC | 19,980 | $104K | shares |
| AIPARTERIS INC | 10,929 | $104K | shares |
| LUCID GROUP INCLUCID GROUP INC | 48,200 | $102K | put |
| NFENEW FORTRESS ENERGY INC | 28,700 | $95.3K | call |
| EGANEGAIN CORP | 13,350 | $83.4K | shares |
| ALTGALTA EQUIPMENT GROUP INC | 10,300 | $65.1K | call |
| IMTXIMMATICS N.V | 11,792 | $63.4K | shares |
| UNITI GROUP INCUNITI GROUP INC | 13,500 | $58.3K | shares |
| SANASANA BIOTECHNOLOGY INC | 20,792 | $56.8K | shares |
| BYNDBEYOND MEAT INC | 15,807 | $55.2K | shares |
| CHARGEPOINT HLDGS INCCHARGEPOINT HLDGS INC | 77,065 | $54.2K | shares |
| FLLFULL HSE RESORTS INC | 13,780 | $50.4K | shares |
| ABSIABSCI CORPORATION | 17,908 | $46K | shares |
| PACBPACIFIC BIOSCIENCES CALIF IN | 32,073 | $39.8K | shares |
| JVSPAC ACQUISITION CORPJVSPAC ACQUISITION CORP | 45,000 | $39.6K | shares |
| UAMYUNITED STATES ANTIMONY CORP | 14,390 | $31.4K | shares |
| LWLGLIGHTWAVE LOGIC INC | 25,288 | $31.4K | shares |
| REIRING ENERGY INC | 34,279 | $27.2K | shares |
| WOLFSPEED INCWOLFSPEED INC | 56,749 | $22.6K | shares |
| LXRXLEXICON PHARMACEUTICALS INC | 23,723 | $22.4K | shares |
| DISTOKEN ACQUISITION CORP (…DISTOKEN ACQUISITION CORP (U.S.) … | 75,000 | $21.1K | shares |
| ADICET BIO INCADICET BIO INC | 22,199 | $13.5K | shares |
| 00 | 100,000 | $11.4K | shares |
| Distoken Acquisition CorpDistoken Acquisition Corp | 75,000 | $8.32K | shares |
| Chenghe Acquisition II CoChenghe Acquisition II Co | 87,500 | $7.69K | shares |
| SUMMIT HEALTHCARE ACQUISITI…SUMMIT HEALTHCARE ACQUISITION | 100,000 | $4K | shares |
| EMCWFEMBRACE CHANGE ACQUISITION COR | 100,000 | $2K | shares |
| GIBO HOLDINGS LTD.GIBO HOLDINGS LTD. | 10,000 | $1.46K | shares |
| IMMATICS N.VIMMATICS N.V | 792,353 | $475 | shares |
How Q3 2025 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001104659-25-112505 | base | 2025-11-14 | acceptance time not in the bulk data set |