D. E. Shaw & Co., Inc.
Follow13F filer, CIK 1009207, New York, NY
D. E. Shaw & Co., Inc. reported $116,492,369,102 across 4,494 holdings for the quarter ended 2024-09-30, in a 13F-HR filed 2024-11-14. Its ten largest share positions make up 14.33% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001104659-24-119021
- Period
- 2024-09-30
- Reported value
- $116B
- Holdings
- 4,494
- Top 10 weight
- 14.33%
- New
- 652
- Sold out
- 592
Part of the filer group D. E. Shaw & Co., Inc.
D. E. Shaw Adviser II, L.L.C.D. E. SHAW & CO, L.P.
- D. E. Shaw Adviser II, L.L.C.
- D. E. SHAW & CO, L.P.
- D. E. Shaw Composite Adviser, L.L.C.
- D. E. Shaw Heliant Adviser, L.L.C.
- D. E. Shaw Investment Management, L.L.C.
- D. E. Shaw Multi-Asset Adviser, L.L.C.
- David E. Shaw
- D. E. Shaw & Co., L.L.C.
- D. E. Shaw Valence Portfolios, L.L.C.
Stakes and trades reported after 2024-09-30
13D, 13G and Form 4 filings by this filer's group, dated after the 13F period, on securities the quarter does not hold as shares.
- GOSS GOSSAMER BIO INC: 13D/A 369,459 shares, 6% of the class, 13D/A filed 2026-10-08, 0001104659-26-114792Timeline
Accepted , ingested
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| NVDAadded | +5,992,477 | $728M |
| VCITadded | +7,467,488 | $625M |
| MRKadded | +4,382,317 | $498M |
| BACadded | +12,271,360 | $487M |
| AVGOadded | +2,068,010 | $357M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| TSLAreduced | -2,662,005 | -$696M |
| ADBEreduced | -1,178,068 | -$610M |
| ACNreduced | -1,465,348 | -$518M |
| MSFTreduced | -1,149,558 | -$495M |
| CMGreduced | -7,668,960 | -$442M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 2,976 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
The largest 100 of 1,371. All 1,371
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| NVDANVIDIA CORPORATION COM | put | 6,276,700 | $762M | +1,025,200 |
| METAMETA PLATFORMS INC COM | put | 1,227,800 | $703M | -19,900 |
| AAPLAPPLE INC COM | call | 2,866,900 | $668M | +923,800 |
| TSLATESLA INC COM | put | 2,421,000 | $633M | +35,200 |
| NVDANVIDIA CORPORATION COM | call | 5,132,700 | $623M | +1,119,700 |
| MSFTMICROSOFT CORP COM | call | 1,100,600 | $474M | +547,800 |
| CCITIGROUP INC COM | put | 7,557,300 | $473M | -736,800 |
| CMGCHIPOTLE MEXICAN GRILL INC STOK | put | 8,150,000 | $470M | +200,000 |
| AMZNAMAZON COM INC COM | put | 2,510,700 | $468M | +222,000 |
| AMDADVANCED MICRO DEVICES INC COM | put | 2,721,000 | $446M | +481,700 |
| BKNGBOOKING HOLDINGS INC COM | call | 100,900 | $425M | +18,800 |
| BRK-BBERKSHIRE HATHAWAY INC DEL COM | call | 917,600 | $422M | +116,600 |
| BABAALIBABA GROUP HLDG LTD SPONSORED ADS | put | 3,769,800 | $400M | +945,000 |
| NFLXNETFLIX INC. COM | put | 551,900 | $391M | +122,300 |
| JPMJPMORGAN CHASE & CO COM | call | 1,851,800 | $390M | +426,400 |
| CRWDCROWDSTRIKE HLDGS INC COM | put | 1,358,100 | $381M | +370,200 |
| NFLXNETFLIX INC. COM | call | 532,600 | $378M | +168,600 |
| LLYELI LILLY & CO COM | call | 411,700 | $365M | +79,700 |
| XOMEXXON MOBIL CORP COM | call | 3,051,200 | $358M | +349,600 |
| BKNGBOOKING HOLDINGS INC COM | put | 80,900 | $341M | 0 |
| METAMETA PLATFORMS INC COM | call | 593,900 | $340M | +118,800 |
| TSMTAIWAN SEMICONDUCTOR MANUFAC SPONSORED ADS | call | 1,936,600 | $336M | +921,200 |
| COSTCOSTCO WHOLESALE CORPORATION COM | call | 369,300 | $327M | +96,700 |
| TSLATESLA INC COM | call | 1,215,400 | $318M | +120,900 |
| CMGCHIPOTLE MEXICAN GRILL INC STOK | call | 5,346,000 | $308M | -144,000 |
| AVGOBROADCOM INC COM | put | 1,699,200 | $293M | +1,532,100 |
| AMZNAMAZON COM INC COM | call | 1,568,500 | $292M | +30,600 |
| LULULULULEMON ATHLETICA INC COM | put | 1,050,200 | $285M | +370,800 |
| PFEPFIZER INC COM | put | 9,833,200 | $285M | -2,048,200 |
| LLYELI LILLY & CO COM | put | 320,800 | $284M | +34,200 |
| PYPLPAYPAL HLDGS INC STOK | put | 3,633,400 | $284M | +85,000 |
| BABOEING CO COM | put | 1,837,700 | $279M | +245,500 |
| PANWPALO ALTO NETWORKS INC COM | put | 816,400 | $279M | +126,200 |
| SNOWSNOWFLAKE INC Stock | put | 2,420,200 | $278M | +864,100 |
| AVGOBROADCOM INC COM | call | 1,597,000 | $275M | +1,390,300 |
| NKENIKE INC COM | put | 3,082,200 | $272M | +928,800 |
| MUMICRON TECHNOLOGY INC COM | put | 2,538,600 | $263M | +1,721,300 |
| PLTRPALANTIR TECHNOLOGIES INC COM | put | 6,816,600 | $254M | -2,050,200 |
| GOOGLALPHABET INC COM | call | 1,516,400 | $251M | +765,600 |
| GSGOLDMAN SACHS GROUP INC COM | put | 505,200 | $250M | -86,600 |
| FSLRFIRST SOLAR INC Stock | put | 998,500 | $249M | -53,300 |
| BABAALIBABA GROUP HLDG LTD SPONSORED ADS | call | 2,333,000 | $248M | -562,800 |
| PLTRPALANTIR TECHNOLOGIES INC COM | call | 6,596,100 | $245M | +3,009,300 |
| BACBANK OF AMER CORP COM | call | 6,102,500 | $242M | -433,900 |
| AMDADVANCED MICRO DEVICES INC COM | call | 1,451,400 | $238M | +256,300 |
| CCITIGROUP INC COM | call | 3,702,900 | $232M | -989,100 |
| TGTTARGET CORP Stock | put | 1,479,100 | $231M | +536,800 |
| GSGOLDMAN SACHS GROUP INC COM | call | 464,600 | $230M | +27,100 |
| AZOAUTOZONE INC Stock | put | 72,200 | $227M | -4,300 |
| SPOTSPOTIFY TECHNOLOGY S A STOK | put | 600,500 | $221M | -8,300 |
| PANWPALO ALTO NETWORKS INC COM | call | 601,000 | $205M | -21,900 |
| INTCINTEL CORP COM | put | 8,379,700 | $197M | +3,263,300 |
| GOOGALPHABET INC COM | call | 1,168,100 | $195M | +445,300 |
| GEGE AEROSPACE COM | call | 982,700 | $185M | +120,900 |
| CATCATERPILLAR INC COM | call | 450,500 | $176M | -41,600 |
| FSLRFIRST SOLAR INC Stock | call | 696,300 | $174M | -220,100 |
| GMGENERAL MTRS CO Stock | put | 3,857,100 | $173M | -2,256,900 |
| BABOEING CO COM | call | 1,115,000 | $170M | +221,300 |
| XYZBLOCK INC Stock | put | 2,423,400 | $163M | +517,600 |
| NEMNEWMONT CORP COM | put | 3,011,100 | $161M | +683,000 |
| BMYBRISTOL-MYERS SQUIBB CO COM | put | 3,079,600 | $159M | -87,600 |
| PDDPDD HOLDINGS INC ADR | call | 1,176,900 | $159M | -281,600 |
| ARMARM HOLDINGS PLC SPONSORED ADS | put | 1,097,700 | $157M | +490,000 |
| PGPROCTER & GAMBLE CO COM | call | 884,200 | $153M | +105,000 |
| MDBMONGODB INC Stock | put | 562,400 | $152M | +59,700 |
| DISDISNEY WALT CO COM | put | 1,577,500 | $152M | +829,000 |
| WFCWELLS FARGO & CO COM | put | 2,639,300 | $149M | -731,000 |
| SUPER MICRO COMPUTER INCSUPER MICRO COMPUTER INC COM | put | 353,300 | $147M | +22,400 |
| JDJD.COM INC ADR | put | 3,655,200 | $146M | -635,600 |
| PDDPDD HOLDINGS INC ADR | put | 1,079,900 | $146M | -5,700 |
| AAPLAPPLE INC COM | put | 618,000 | $144M | -197,000 |
| COSTCOSTCO WHOLESALE CORPORATION COM | put | 158,600 | $141M | +14,600 |
| BACBANK OF AMER CORP COM | put | 3,531,200 | $140M | -2,511,800 |
| WFCWELLS FARGO & CO COM | call | 2,464,200 | $139M | -132,400 |
| DISDISNEY WALT CO COM | call | 1,432,700 | $138M | +230,200 |
| QCOMQUALCOMM INC COM | call | 806,000 | $137M | -200,300 |
| ADBEADOBE INC COM | put | 263,900 | $137M | +36,000 |
| SUPER MICRO COMPUTER INCSUPER MICRO COMPUTER INC COM | call | 324,200 | $135M | +18,600 |
| MELIMERCADOLIBRE INC STOK | call | 65,000 | $133M | +29,500 |
| CVXCHEVRON CORPORATION COM | call | 893,400 | $132M | +4,400 |
| CRWDCROWDSTRIKE HLDGS INC COM | call | 458,800 | $129M | +162,900 |
| UBERUBER TECHNOLOGIES INC COM | put | 1,697,300 | $128M | -1,326,900 |
| PFEPFIZER INC COM | call | 4,390,400 | $127M | +918,800 |
| RTXRTX CORPORATION COM | call | 1,046,900 | $127M | -329,500 |
| CVSCVS HEALTH CORP COM | put | 2,013,600 | $127M | -95,000 |
| MSMORGAN STANLEY COM | call | 1,189,500 | $124M | +253,100 |
| VRTVERTIV HOLDINGS CO Stock | put | 1,203,900 | $120M | +588,000 |
| QCOMQUALCOMM INC COM | put | 703,100 | $120M | +107,300 |
| SHOPSHOPIFY INC CL A SUB VTG SHS | put | 1,482,000 | $119M | -141,100 |
| ARMARM HOLDINGS PLC SPONSORED ADS | call | 818,600 | $117M | +577,300 |
| FFORD MTR CO Stock | put | 10,987,800 | $116M | +1,686,000 |
| CVNACARVANA CO Stock | call | 665,800 | $116M | +262,600 |
| MELIMERCADOLIBRE INC STOK | put | 56,000 | $115M | -12,800 |
| UALUNITED AIRLS HLDGS INC Stock | put | 2,008,000 | $115M | +25,800 |
| SBUXSTARBUCKS CORP COM | put | 1,134,600 | $111M | +468,800 |
| HDHOME DEPOT INC COM | call | 265,500 | $108M | +92,400 |
| ELLAUDER ESTEE COS INC Stock | put | 1,070,600 | $107M | +397,000 |
| SPOTSPOTIFY TECHNOLOGY S A STOK | call | 286,400 | $106M | +43,000 |
| TXNTEXAS INSTRS INC COM | call | 510,400 | $105M | +223,100 |
| MSFTMICROSOFT CORP COM | put | 244,800 | $105M | +90,700 |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
The largest 100 of 147. All 147
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.375% 6/0 | principal | 92,682,000 | $319M | +5,643,000 |
| MONGODB INCMONGODB INC NOTE 0.250% 1/1 | principal | 159,451,000 | $220M | +17,052,000 |
| ZSCALER INCZSCALER INC NOTE 0.125% 7/0 | principal | 150,230,000 | $184M | +76,245,000 |
| WAYFAIR INCWAYFAIR INC Convertible bond | principal | 115,317,000 | $170M | +78,317,000 |
| INSMED INCINSMED INC NOTE 0.750% 6/0 | principal | 71,505,000 | $164M | +27,750,000 |
| CHART INDS INCCHART INDS INC NOTE 1.000%11/1 | principal | 75,362,000 | $157M | +1,870,000 |
| CINEMARK HLDGS INCCINEMARK HLDGS INC NOTE 4.500% 8/1 | principal | 68,821,000 | $137M | 0 |
| NCL CORP LTDNCL CORP LTD NOTE 5.375% 8/0 | principal | 101,450,000 | $126M | +16,000,000 |
| SEAGATE HDD CAYMANSEAGATE HDD CAYMAN NOTE 3.500% 6/0 | principal | 86,856,000 | $125M | new |
| WAYFAIR INCWAYFAIR INC NOTE 1.000% 8/1 | principal | 119,982,000 | $112M | +17,500,000 |
| COINBASE GLOBAL INCCOINBASE GLOBAL INC NOTE 0.500% 6/0 | principal | 113,500,000 | $111M | +12,000,000 |
| UNITED STATES STL CORPUNITED STATES STL CORP NOTE 5.000%11/0 | principal | 41,351,000 | $110M | -5,000,000 |
| LI AUTO INCLI AUTO INC NOTE 0.250% 5/0 | principal | 91,186,000 | $109M | +43,551,000 |
| STRIDE INCSTRIDE INC NOTE 1.125% 9/0 | principal | 63,749,000 | $107M | new |
| SPOTIFY USA INCSPOTIFY USA INC NOTE 3/1 | principal | 106,618,000 | $106M | -37,630,000 |
| SNAP INCSNAP INC NOTE 0.125% 3/0 | principal | 132,963,000 | $106M | +12,489,000 |
| AIRBNB INC CLASS AAIRBNB INC CLASS A CLASS A | principal | 105,738,000 | $98.6M | -8,695,000 |
| PERMIAN RES OPER LLCPERMIAN RES OPER LLC NOTE 3.250% 4/0 | principal | 34,545,000 | $82.1M | 0 |
| RINGCENTRAL INCRINGCENTRAL INC NOTE 3/1 | principal | 81,741,000 | $75.1M | +2,500,000 |
| OKTA INCOKTA INC NOTE 0.125% 9/0 | principal | 76,857,000 | $73.3M | -10,000,000 |
| CHEGG INCCHEGG INC NOTE 0.125% 3/1 | principal | 74,932,000 | $71.9M | +5,500,000 |
| OMNICELL COMOMNICELL COM NOTE 0.250% 9/1 | principal | 74,972,000 | $71.8M | 0 |
| ETSY INCETSY INC NOTE 0.125%10/0 | principal | 69,804,000 | $69M | -4,381,000 |
| SUNNOVA ENERGY INTL INC.SUNNOVA ENERGY INTL INC. NOTE 0.250%12/0 | principal | 84,450,000 | $63.6M | -6,000,000 |
| MAKEMYTRIP LIMITED MAURITIUSMAKEMYTRIP LIMITED MAURITIUS NOTE 2/1 | principal | 24,549,000 | $59.7M | +10,245,000 |
| CLOUDFLARE INCCLOUDFLARE INC NOTE 8/1 | principal | 62,500,000 | $57.9M | +47,310,000 |
| OKTA INCOKTA INC NOTE 0.375% 6/1 | principal | 56,846,000 | $52.7M | -15,000,000 |
| WORLD KINECT CORPORATIONWORLD KINECT CORPORATION Convertible | principal | 42,880,000 | $52.2M | new |
| GRANITE CONSTR INCGRANITE CONSTR INC NOTE 3.750% 5/1 | principal | 27,500,000 | $49.5M | new |
| BILIBILI INCBILIBILI INC NOTE 0.500%12/0 | principal | 49,696,000 | $49.4M | 0 |
| GUESS INCGUESS INC BOND | principal | 43,571,000 | $48.1M | +6,000,000 |
| TELADOC HEALTH INCTELADOC HEALTH INC NOTE 1.250% 6/0 | principal | 54,700,000 | $47.4M | new |
| WAYFAIR INCWAYFAIR INC NOTE 0.625%10/0 | principal | 49,140,000 | $47M | +6,000,000 |
| GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 4/1 | principal | 42,216,000 | $46.5M | 0 |
| ALARM COM HLDGS INCALARM COM HLDGS INC NOTE 1/1 | principal | 49,476,000 | $46.2M | +10,000,000 |
| PATRICK INDS INCPATRICK INDS INC NOTE 1.750%12/0 | principal | 29,768,000 | $45.3M | +26,768,000 |
| FIVE9 INCFIVE9 INC NOTE 0.500% 6/0 | principal | 45,519,000 | $44M | +10,000,000 |
| NIO INCNIO INC NOTE 0.500% 2/0 | principal | 45,000,000 | $44M | +8,000,000 |
| BRIDGEBIO PHARMA INCBRIDGEBIO PHARMA INC Convertible | principal | 52,250,000 | $43.8M | 0 |
| INFINERA CORPINFINERA CORP BOND | principal | 38,247,000 | $43.6M | +5,991,000 |
| PTC THERAPEUTICS INCPTC THERAPEUTICS INC NOTE 1.500% 9/1 | principal | 40,984,000 | $42.3M | +1,000,000 |
| SEA LTDSEA LTD NOTE 0.250% 9/1 | principal | 46,300,000 | $41.9M | +1,100,000 |
| ENVESTNET INCENVESTNET INC NOTE 2.625%12/0 | principal | 39,049,000 | $41.4M | +2,049,000 |
| ARRAY TECHNOLOGIES INCARRAY TECHNOLOGIES INC NOTE 1.000%12/0 | principal | 55,968,000 | $41.4M | +1,500,000 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 | principal | 39,990,000 | $41.4M | -60,799,000 |
| RIVIAN AUTOMOTIVE INCRIVIAN AUTOMOTIVE INC NOTE 4.625% 3/1 | principal | 45,500,000 | $41M | +10,500,000 |
| UNITY SOFTWARE INCUNITY SOFTWARE INC NOTE 11/1 | principal | 44,435,000 | $39.7M | 0 |
| NRG ENERGY INCNRG ENERGY INC DBCV 2.750% 6/0 | principal | 17,729,000 | $39.4M | +7,149,000 |
| CHEGG INCCHEGG INC NOTE 9/0 | principal | 51,083,000 | $38.8M | +13,733,000 |
| NIO INCNIO INC NOTE 4.625%10/1 | principal | 44,200,000 | $38.8M | new |
| ZTO EXPRESS CAYMAN INCZTO EXPRESS CAYMAN INC NOTE 1.500% 9/0 | principal | 35,500,000 | $37.5M | -14,500,000 |
| CANADIAN SOLAR INCCANADIAN SOLAR INC NOTE 2.500%10/0 | principal | 38,346,000 | $37.2M | 0 |
| FIRSTENERGY CORPFIRSTENERGY CORP NOTE 4.000% 5/0 | principal | 35,000,000 | $36.7M | -25,000,000 |
| IQIYI INCIQIYI INC NOTE 6.500% 3/1 | principal | 37,800,000 | $36.3M | +16,500,000 |
| TRAVERE THERAPEUTICS INCTRAVERE THERAPEUTICS INC CNV | principal | 41,689,000 | $36.1M | 0 |
| ORMAT TECHNOLOGIES INCORMAT TECHNOLOGIES INC NOTE 2.500% 7/1 | principal | 33,375,000 | $34.8M | -1,500,000 |
| FASTLY INCFASTLY INC NOTE 3/1 | principal | 37,365,000 | $34.4M | 0 |
| Q2 HLDGS INCQ2 HLDGS INC NOTE 0.750% 6/0 | principal | 31,321,000 | $34.1M | -19,500,000 |
| JAMF HLDG CORPJAMF HLDG CORP NOTE 0.125% 9/0 | principal | 34,749,000 | $31.6M | 0 |
| TRANSMEDICS GROUP INCTRANSMEDICS GROUP INC NOTE 1.500% 6/0 | principal | 17,000,000 | $31.4M | new |
| SIRIUSXM HOLDINGS INCSIRIUSXM HOLDINGS INC NOTE 3.750% 3/1 | principal | 29,984,000 | $31M | +2,500,000 |
| XOMETRY INCXOMETRY INC NOTE 1.000% 2/0 | principal | 34,763,000 | $29.9M | new |
| NIO INCNIO INC NOTE 3.875%10/1 | principal | 32,500,000 | $29.7M | new |
| 8X8 INC NEW8X8 INC NEW NOTE 4.000% 2/0 | principal | 38,733,000 | $29M | 0 |
| PELOTON INTERACTIVE INCPELOTON INTERACTIVE INC NOTE 2/1 | principal | 31,182,000 | $28.4M | 0 |
| CYTOKINETICS INCCYTOKINETICS INC NOTE 3.500% 7/0 | principal | 21,559,000 | $27.9M | -1,273,000 |
| GROUPON INCGROUPON INC NOTE 1.125% 3/1 | principal | 30,850,000 | $27.7M | -4,000,000 |
| REDFIN CORPREDFIN CORP NOTE 0.500% 4/0 | principal | 37,250,000 | $27.3M | 0 |
| GUARDANT HEALTH INCGUARDANT HEALTH INC NOTE 11/1 | principal | 33,500,000 | $27M | +1,000,000 |
| ENPHASE ENERGY INCENPHASE ENERGY INC NOTE 3/0 | principal | 28,736,000 | $25.4M | -12,500,000 |
| BREAD FINANCIAL HOLDINGS INBREAD FINANCIAL HOLDINGS IN BOND | principal | 17,382,000 | $25.1M | -22,918,000 |
| NATERA INCNATERA INC BOND | principal | 7,249,000 | $24M | new |
| SEA LTDSEA LTD NOTE 2.375%12/0 | principal | 19,671,000 | $23.6M | -52,829,000 |
| MIDDLEBY CORPMIDDLEBY CORP NOTE 1.000% 9/0 | principal | 20,000,000 | $23.1M | new |
| BOFA FIN LLCBOFA FIN LLC MTNF 0.600% 5/2 | principal | 20,739,000 | $23M | new |
| ENVISTA HOLDINGS CORPORATIONENVISTA HOLDINGS CORPORATION BOND | principal | 20,694,000 | $22.6M | 0 |
| BOOKING HOLDINGS INCBOOKING HOLDINGS INC NOTE 0.750% 5/0 | principal | 10,049,000 | $22.5M | new |
| HCI GROUP INCHCI GROUP INC NOTE 4.750% 6/0 | principal | 15,250,000 | $22.1M | 0 |
| RAPID7 INCRAPID7 INC NOTE 1.250% 3/1 | principal | 23,050,000 | $21.8M | new |
| BLOOM ENERGY CORPBLOOM ENERGY CORP Bond | principal | 23,295,000 | $21.4M | 0 |
| WOLFSPEED INCWOLFSPEED INC NOTE 1.875%12/0 | principal | 52,400,000 | $19.7M | 0 |
| RAPID7 INCRAPID7 INC NOTE 0.250% 3/1 | principal | 21,507,000 | $19.7M | +360,000 |
| AMERICAN AIRLINES GROUP INCAMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0 | principal | 19,162,000 | $19.7M | +17,362,000 |
| BLACKLINE INCBLACKLINE INC NOTE 3/1 | principal | 20,856,000 | $19.6M | 0 |
| BEYOND MEAT INCBEYOND MEAT INC NOTE 3/1 | principal | 112,700,000 | $19.5M | 0 |
| SAREPTA THERAPEUTICS INCSAREPTA THERAPEUTICS INC DBCV 1.500%11/1 | principal | 11,371,000 | $19.4M | 0 |
| ARBOR REALTY TRUST INCARBOR REALTY TRUST INC NOTE 7.500% 8/0 | principal | 18,000,000 | $18.4M | 0 |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 | principal | 7,710,000 | $17.7M | +1,000,000 |
| Q2 HLDGS INCQ2 HLDGS INC NOTE 0.125%11/1 | principal | 18,403,000 | $17.7M | 0 |
| WAYFAIR INCWAYFAIR INC NOTE 1.125%11/0 | principal | 17,606,000 | $17.6M | +14,600,000 |
| HUBSPOT INCHUBSPOT INC NOTE 0.375% 6/0 | principal | 9,260,000 | $17.4M | -6,693,000 |
| PROS HOLDINGS INCPROS HOLDINGS INC NOTE 2.250% 9/1 | principal | 18,500,000 | $16.7M | new |
| ENPHASE ENERGY INCENPHASE ENERGY INC BOND | principal | 11,314,000 | $16.6M | 0 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 1.125% 2/1 | principal | 15,897,000 | $16.2M | new |
| REVANCE THERAPEUTICS INCREVANCE THERAPEUTICS INC BOND | principal | 17,230,000 | $14.7M | -23,392,000 |
| EXPEDIA GROUP INCEXPEDIA GROUP INC NOTE 2/1 | principal | 15,000,000 | $14.3M | +11,910,000 |
| EQUINOX GOLD CORPEQUINOX GOLD CORP NOTE 4.750%10/1 | principal | 11,338,000 | $14.2M | new |
| BILL HOLDINGS INCBILL HOLDINGS INC NOTE 4/0 | principal | 15,750,000 | $14M | +11,750,000 |
| SEMTECH CORPSEMTECH CORP NOTE 1.625%11/0 | principal | 9,500,000 | $13.5M | -13,000,000 |
| NCL CORP LTDNCL CORP LTD NOTE 2.500% 2/1 | principal | 13,500,000 | $13.4M | -10,000,000 |
Sold out in Q3 2024
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| ZGNERMENEGILDO ZEGNA N V | 16,128 | $191K | shares |
| TBCHTURTLE BEACH CORP | 13,300 | $191K | put |
| CHGGCHEGG INC | 60,000 | $190K | put |
| ASTLALGOMA STL GROUP INC | 26,946 | $187K | shares |
| BTEBAYTEX ENERGY CORP | 53,600 | $186K | shares |
| FLYWFLYWIRE CORPORATION | 11,213 | $184K | shares |
| IOVAIOVANCE BIOTHERAPEUTICS INC | 22,800 | $183K | call |
| URGNUROGEN PHARMA LTD | 10,843 | $182K | shares |
| RCREADY CAPITAL CORP | 21,835 | $179K | shares |
| R1 RCM INCR1 RCM INC | 13,967 | $175K | shares |
| WHFWHITEHORSE FIN INC | 14,062 | $173K | shares |
| CLVTCLARIVATE PLC | 29,458 | $168K | shares |
| LQDALIQUIDIA CORPORATION | 13,948 | $167K | shares |
| NGNOVAGOLD RESOURCES INC | 47,576 | $165K | shares |
| CDXSCODEXIS INC | 53,025 | $164K | shares |
| AIPARTERIS INC | 21,558 | $162K | shares |
| OABIOMNIAB INC | 42,963 | $161K | shares |
| CONNQCONNS INC | 145,678 | $161K | shares |
| PACTIV EVERGREEN INCPACTIV EVERGREEN INC | 13,490 | $153K | shares |
| KEZAR LIFE SCIENCES INCKEZAR LIFE SCIENCES INC | 246,841 | $148K | shares |
| AIRSAIRSCULPT TECHNOLOGIES INC | 33,942 | $136K | shares |
| NEXANEXA RES S A | 17,492 | $134K | shares |
| ABOSACUMEN PHARMACEUTICALS INC | 55,007 | $133K | shares |
| AGNTAGNT INC | 11,000 | $124K | put |
| IMMRIMMERSION CORP | 12,882 | $121K | shares |
| TORTOISEECOFIN ACQUISITION CTORTOISEECOFIN ACQUISITION C | 742,500 | $117K | shares |
| COTYCOTY INC | 11,635 | $117K | shares |
| BLUEBIRD BIO INCBLUEBIRD BIO INC | 117,175 | $115K | shares |
| PLRXPLIANT THERAPEUTICS INC | 10,679 | $115K | shares |
| BLNKBLINK CHARGING CO | 40,000 | $110K | put |
| 2U INC2U INC | 20,592 | $106K | shares |
| PROJECT ENERGY REIMAGINED ACPROJECT ENERGY REIMAGINED AC | 1,237,500 | $105K | shares |
| TRISTAR ACQUISITION I CORPTRISTAR ACQUISITION I CORP | 847,500 | $102K | shares |
| ORMPORAMED PHARMACEUTICALS INC | 38,566 | $99.1K | shares |
| ANNXANNEXON INC | 20,000 | $98K | put |
| ACREARES COML REAL ESTATE CORP | 13,959 | $92.8K | shares |
| PLTKPLAYTIKA HLDG CORP | 11,523 | $90.7K | shares |
| LFMDLIFEMD INC | 13,200 | $90.6K | call |
| VUZIVUZIX CORP | 60,610 | $81.8K | shares |
| JOBYJOBY AVIATION INC | 15,934 | $81.3K | shares |
| MAXEON SOLAR TECHNOLOGIES LTMAXEON SOLAR TECHNOLOGIES LT | 93,780 | $80K | shares |
| CHURCHILL CAPITAL CORP VIICHURCHILL CAPITAL CORP VII | 222,985 | $78K | shares |
| TTECTTEC HLDGS INC | 12,500 | $73.5K | call |
| CHMICHERRY HILL MTG INVT CORP | 19,859 | $72.1K | shares |
| MVISMICROVISION INC DEL | 63,547 | $67.4K | shares |
| RWTREDWOOD TRUST INC | 10,362 | $67.2K | shares |
| CEL-SCI CORPCEL-SCI CORP | 53,215 | $61.7K | shares |
| INNVINNOVAGE HLDG CORP | 12,370 | $61.4K | shares |
| SOHO HOUSE & CO INCSOHO HOUSE & CO INC | 11,395 | $60.5K | shares |
| TELUS INTL CDA INCTELUS INTL CDA INC | 10,000 | $57.8K | put |
| EFXTENERFLEX LTD | 10,500 | $56.6K | shares |
| ANEW MED INCANEW MED INC | 20,000 | $49.6K | shares |
| TRVGTRIVAGO N V | 24,550 | $49.3K | shares |
| AKOYA BIOSCIENCES INC COMAKOYA BIOSCIENCES INC COM | 19,370 | $45.3K | shares |
| IMAQRINTERNATIONAL MEDIA ACQ CORP R | 900,000 | $44.3K | shares |
| SLAM CORPSLAM CORP | 159,816 | $40K | shares |
| BIGGQBIG LOTS INC. | 20,608 | $35.7K | shares |
| SPWRQSUNPOWER CORP | 11,500 | $34K | call |
| ANEW MED INCANEW MED INC | 300,000 | $30.3K | shares |
| FINTECH ECOSYSTEM DEVEFINTECH ECOSYSTEM DEVE | 247,500 | $27.2K | shares |
| WHWKWHITEHAWK THERAPEUTICS INC | 17,796 | $26K | shares |
| MariaDB PLCMariaDB PLC | 143,827 | $21.5K | shares |
| ZALATORIS ACQUISITION CORPZALATORIS ACQUISITION CORP | 742,500 | $17.8K | shares |
| FUBOFUBOTV INC | 13,600 | $16.9K | shares |
| GOLDEN ARROW MERGER CORPGOLDEN ARROW MERGER CORP | 108,968 | $16.3K | shares |
| VERTEX ENERGY INCVERTEX ENERGY INC | 15,885 | $15K | shares |
| OATLY GROUP ABOATLY GROUP AB | 13,848 | $13K | shares |
| BLUE WORLD ACQUISITION CORPBLUE WORLD ACQUISITION CORP | 64,002 | $12.9K | shares |
| CETUS CAP ACQUISITION CORPCETUS CAP ACQUISITION CORP | 40,000 | $11.4K | shares |
| VINTAGE WINE ESTATES INCVINTAGE WINE ESTATES INC | 1,212,500 | $11K | shares |
| FIBROGEN INCFIBROGEN INC | 10,186 | $9.09K | shares |
| International Media Acquisi…International Media Acquisition C… | 900,000 | $9K | shares |
| EQUITY UNCOVERED AMERICAN C…EQUITY UNCOVERED AMERICAN CALL | 395,000 | $7.94K | shares |
| PLUM ACQUISITION CORP IPLUM ACQUISITION CORP I | 90,749 | $7.71K | shares |
| BITE ACQUISITION CORPBITE ACQUISITION CORP | 137,500 | $7.56K | shares |
| KERNEL GROUP HOLDINGS INCKERNEL GROUP HOLDINGS INC | 50,000 | $6.52K | shares |
| NEWBURY STREET ACQUISITN CORNEWBURY STREET ACQUISITN COR | 100,000 | $5.9K | shares |
| CANNA-GLOBAL ACQUISITION CO…CANNA-GLOBAL ACQUISITION CORP | 525,000 | $5.51K | shares |
| HOLDCO NUVUHOLDCO NUVU | 250,000 | $5.33K | shares |
| Arogo Capital Acquisition C…Arogo Capital Acquisition Corp | 150,000 | $4.5K | shares |
| PROOF ACQUISITION CORP I WT…PROOF ACQUISITION CORP I WT EX | 275,000 | $3.99K | shares |
| SPECTAIRE HOLDINGS INCSPECTAIRE HOLDINGS INC | 99,999 | $3.85K | shares |
| IRIS ACQUISITION CORPIRIS ACQUISITION CORP | 83,353 | $3.34K | shares |
| OCA ACQUISITION CORPOCA ACQUISITION CORP | 32,284 | $2.91K | shares |
| QIWIQIWI PLC | 13,150 | $2.67K | shares |
| FINTECH ECOSYSTEM DEVEFINTECH ECOSYSTEM DEVE | 123,750 | $2.51K | shares |
| BLUE WORLD ACQUISITION CORPBLUE WORLD ACQUISITION CORP | 32,001 | $2.24K | shares |
| DNABWGINKGO BIOWORKS HLDGS INC WT E | 71,236 | $2.01K | shares |
| CETUS CAP ACQUISITION CORPCETUS CAP ACQUISITION CORP | 40,000 | $1.55K | shares |
| VLDXWVELO3D INC WT EXP 12/01/25 (DE | 85,459 | $1.2K | shares |
| Blueriver Acquisition CorpBlueriver Acquisition Corp | 79,868 | $1.09K | shares |
| SEP ACQUISITION CORPSEP ACQUISITION CORP | 46,316 | $463 | shares |
How Q3 2024 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001104659-24-119021 | base | 2024-11-14 | acceptance time not in the bulk data set |