D. E. Shaw & Co., Inc.
Follow13F filer, CIK 1009207, New York, NY
D. E. Shaw & Co., Inc. reported $116,492,369,102 across 4,494 holdings for the quarter ended 2024-09-30, in a 13F-HR filed 2024-11-14. Its ten largest share positions make up 14.33% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001104659-24-119021
- Period
- 2024-09-30
- Reported value
- $116B
- Holdings
- 4,494
- Top 10 weight
- 14.33%
- New
- 652
- Sold out
- 592
Part of the filer group D. E. Shaw & Co., Inc.
D. E. Shaw Adviser II, L.L.C.D. E. SHAW & CO, L.P.
- D. E. Shaw Adviser II, L.L.C.
- D. E. SHAW & CO, L.P.
- D. E. Shaw Composite Adviser, L.L.C.
- D. E. Shaw Heliant Adviser, L.L.C.
- D. E. Shaw Investment Management, L.L.C.
- D. E. Shaw Multi-Asset Adviser, L.L.C.
- David E. Shaw
- D. E. Shaw & Co., L.L.C.
- D. E. Shaw Valence Portfolios, L.L.C.
Stakes and trades reported after 2024-09-30
13D, 13G and Form 4 filings by this filer's group, dated after the 13F period, on securities the quarter does not hold as shares.
- GOSS GOSSAMER BIO INC: 13D/A 369,459 shares, 6% of the class, 13D/A filed 2026-10-08, 0001104659-26-114792Timeline
Accepted , ingested
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| NVDAadded | +5,992,477 | $728M |
| VCITadded | +7,467,488 | $625M |
| MRKadded | +4,382,317 | $498M |
| BACadded | +12,271,360 | $487M |
| AVGOadded | +2,068,010 | $357M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| TSLAreduced | -2,662,005 | -$696M |
| ADBEreduced | -1,178,068 | -$610M |
| ACNreduced | -1,465,348 | -$518M |
| MSFTreduced | -1,149,558 | -$495M |
| CMGreduced | -7,668,960 | -$442M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 2,976 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
The largest 100 of 1,371. All 1,371
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| NVDANVIDIA CORPORATION COM | put | 6,276,700 | $762M | +1,025,200 |
| METAMETA PLATFORMS INC COM | put | 1,227,800 | $703M | -19,900 |
| AAPLAPPLE INC COM | call | 2,866,900 | $668M | +923,800 |
| TSLATESLA INC COM | put | 2,421,000 | $633M | +35,200 |
| NVDANVIDIA CORPORATION COM | call | 5,132,700 | $623M | +1,119,700 |
| MSFTMICROSOFT CORP COM | call | 1,100,600 | $474M | +547,800 |
| CCITIGROUP INC COM | put | 7,557,300 | $473M | -736,800 |
| CMGCHIPOTLE MEXICAN GRILL INC STOK | put | 8,150,000 | $470M | +200,000 |
| AMZNAMAZON COM INC COM | put | 2,510,700 | $468M | +222,000 |
| AMDADVANCED MICRO DEVICES INC COM | put | 2,721,000 | $446M | +481,700 |
| BKNGBOOKING HOLDINGS INC COM | call | 100,900 | $425M | +18,800 |
| BRK-BBERKSHIRE HATHAWAY INC DEL COM | call | 917,600 | $422M | +116,600 |
| BABAALIBABA GROUP HLDG LTD SPONSORED ADS | put | 3,769,800 | $400M | +945,000 |
| NFLXNETFLIX INC. COM | put | 551,900 | $391M | +122,300 |
| JPMJPMORGAN CHASE & CO COM | call | 1,851,800 | $390M | +426,400 |
| CRWDCROWDSTRIKE HLDGS INC COM | put | 1,358,100 | $381M | +370,200 |
| NFLXNETFLIX INC. COM | call | 532,600 | $378M | +168,600 |
| LLYELI LILLY & CO COM | call | 411,700 | $365M | +79,700 |
| XOMEXXON MOBIL CORP COM | call | 3,051,200 | $358M | +349,600 |
| BKNGBOOKING HOLDINGS INC COM | put | 80,900 | $341M | 0 |
| METAMETA PLATFORMS INC COM | call | 593,900 | $340M | +118,800 |
| TSMTAIWAN SEMICONDUCTOR MANUFAC SPONSORED ADS | call | 1,936,600 | $336M | +921,200 |
| COSTCOSTCO WHOLESALE CORPORATION COM | call | 369,300 | $327M | +96,700 |
| TSLATESLA INC COM | call | 1,215,400 | $318M | +120,900 |
| CMGCHIPOTLE MEXICAN GRILL INC STOK | call | 5,346,000 | $308M | -144,000 |
| AVGOBROADCOM INC COM | put | 1,699,200 | $293M | +1,532,100 |
| AMZNAMAZON COM INC COM | call | 1,568,500 | $292M | +30,600 |
| LULULULULEMON ATHLETICA INC COM | put | 1,050,200 | $285M | +370,800 |
| PFEPFIZER INC COM | put | 9,833,200 | $285M | -2,048,200 |
| LLYELI LILLY & CO COM | put | 320,800 | $284M | +34,200 |
| PYPLPAYPAL HLDGS INC STOK | put | 3,633,400 | $284M | +85,000 |
| BABOEING CO COM | put | 1,837,700 | $279M | +245,500 |
| PANWPALO ALTO NETWORKS INC COM | put | 816,400 | $279M | +126,200 |
| SNOWSNOWFLAKE INC Stock | put | 2,420,200 | $278M | +864,100 |
| AVGOBROADCOM INC COM | call | 1,597,000 | $275M | +1,390,300 |
| NKENIKE INC COM | put | 3,082,200 | $272M | +928,800 |
| MUMICRON TECHNOLOGY INC COM | put | 2,538,600 | $263M | +1,721,300 |
| PLTRPALANTIR TECHNOLOGIES INC COM | put | 6,816,600 | $254M | -2,050,200 |
| GOOGLALPHABET INC COM | call | 1,516,400 | $251M | +765,600 |
| GSGOLDMAN SACHS GROUP INC COM | put | 505,200 | $250M | -86,600 |
| FSLRFIRST SOLAR INC Stock | put | 998,500 | $249M | -53,300 |
| BABAALIBABA GROUP HLDG LTD SPONSORED ADS | call | 2,333,000 | $248M | -562,800 |
| PLTRPALANTIR TECHNOLOGIES INC COM | call | 6,596,100 | $245M | +3,009,300 |
| BACBANK OF AMER CORP COM | call | 6,102,500 | $242M | -433,900 |
| AMDADVANCED MICRO DEVICES INC COM | call | 1,451,400 | $238M | +256,300 |
| CCITIGROUP INC COM | call | 3,702,900 | $232M | -989,100 |
| TGTTARGET CORP Stock | put | 1,479,100 | $231M | +536,800 |
| GSGOLDMAN SACHS GROUP INC COM | call | 464,600 | $230M | +27,100 |
| AZOAUTOZONE INC Stock | put | 72,200 | $227M | -4,300 |
| SPOTSPOTIFY TECHNOLOGY S A STOK | put | 600,500 | $221M | -8,300 |
| PANWPALO ALTO NETWORKS INC COM | call | 601,000 | $205M | -21,900 |
| INTCINTEL CORP COM | put | 8,379,700 | $197M | +3,263,300 |
| GOOGALPHABET INC COM | call | 1,168,100 | $195M | +445,300 |
| GEGE AEROSPACE COM | call | 982,700 | $185M | +120,900 |
| CATCATERPILLAR INC COM | call | 450,500 | $176M | -41,600 |
| FSLRFIRST SOLAR INC Stock | call | 696,300 | $174M | -220,100 |
| GMGENERAL MTRS CO Stock | put | 3,857,100 | $173M | -2,256,900 |
| BABOEING CO COM | call | 1,115,000 | $170M | +221,300 |
| XYZBLOCK INC Stock | put | 2,423,400 | $163M | +517,600 |
| NEMNEWMONT CORP COM | put | 3,011,100 | $161M | +683,000 |
| BMYBRISTOL-MYERS SQUIBB CO COM | put | 3,079,600 | $159M | -87,600 |
| PDDPDD HOLDINGS INC ADR | call | 1,176,900 | $159M | -281,600 |
| ARMARM HOLDINGS PLC SPONSORED ADS | put | 1,097,700 | $157M | +490,000 |
| PGPROCTER & GAMBLE CO COM | call | 884,200 | $153M | +105,000 |
| MDBMONGODB INC Stock | put | 562,400 | $152M | +59,700 |
| DISDISNEY WALT CO COM | put | 1,577,500 | $152M | +829,000 |
| WFCWELLS FARGO & CO COM | put | 2,639,300 | $149M | -731,000 |
| SUPER MICRO COMPUTER INCSUPER MICRO COMPUTER INC COM | put | 353,300 | $147M | +22,400 |
| JDJD.COM INC ADR | put | 3,655,200 | $146M | -635,600 |
| PDDPDD HOLDINGS INC ADR | put | 1,079,900 | $146M | -5,700 |
| AAPLAPPLE INC COM | put | 618,000 | $144M | -197,000 |
| COSTCOSTCO WHOLESALE CORPORATION COM | put | 158,600 | $141M | +14,600 |
| BACBANK OF AMER CORP COM | put | 3,531,200 | $140M | -2,511,800 |
| WFCWELLS FARGO & CO COM | call | 2,464,200 | $139M | -132,400 |
| DISDISNEY WALT CO COM | call | 1,432,700 | $138M | +230,200 |
| QCOMQUALCOMM INC COM | call | 806,000 | $137M | -200,300 |
| ADBEADOBE INC COM | put | 263,900 | $137M | +36,000 |
| SUPER MICRO COMPUTER INCSUPER MICRO COMPUTER INC COM | call | 324,200 | $135M | +18,600 |
| MELIMERCADOLIBRE INC STOK | call | 65,000 | $133M | +29,500 |
| CVXCHEVRON CORPORATION COM | call | 893,400 | $132M | +4,400 |
| CRWDCROWDSTRIKE HLDGS INC COM | call | 458,800 | $129M | +162,900 |
| UBERUBER TECHNOLOGIES INC COM | put | 1,697,300 | $128M | -1,326,900 |
| PFEPFIZER INC COM | call | 4,390,400 | $127M | +918,800 |
| RTXRTX CORPORATION COM | call | 1,046,900 | $127M | -329,500 |
| CVSCVS HEALTH CORP COM | put | 2,013,600 | $127M | -95,000 |
| MSMORGAN STANLEY COM | call | 1,189,500 | $124M | +253,100 |
| VRTVERTIV HOLDINGS CO Stock | put | 1,203,900 | $120M | +588,000 |
| QCOMQUALCOMM INC COM | put | 703,100 | $120M | +107,300 |
| SHOPSHOPIFY INC CL A SUB VTG SHS | put | 1,482,000 | $119M | -141,100 |
| ARMARM HOLDINGS PLC SPONSORED ADS | call | 818,600 | $117M | +577,300 |
| FFORD MTR CO Stock | put | 10,987,800 | $116M | +1,686,000 |
| CVNACARVANA CO Stock | call | 665,800 | $116M | +262,600 |
| MELIMERCADOLIBRE INC STOK | put | 56,000 | $115M | -12,800 |
| UALUNITED AIRLS HLDGS INC Stock | put | 2,008,000 | $115M | +25,800 |
| SBUXSTARBUCKS CORP COM | put | 1,134,600 | $111M | +468,800 |
| HDHOME DEPOT INC COM | call | 265,500 | $108M | +92,400 |
| ELLAUDER ESTEE COS INC Stock | put | 1,070,600 | $107M | +397,000 |
| SPOTSPOTIFY TECHNOLOGY S A STOK | call | 286,400 | $106M | +43,000 |
| TXNTEXAS INSTRS INC COM | call | 510,400 | $105M | +223,100 |
| MSFTMICROSOFT CORP COM | put | 244,800 | $105M | +90,700 |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.375% 6/0 | principal | 92,682,000 | $319M | +5,643,000 |
| MONGODB INCMONGODB INC NOTE 0.250% 1/1 | principal | 159,451,000 | $220M | +17,052,000 |
| ZSCALER INCZSCALER INC NOTE 0.125% 7/0 | principal | 150,230,000 | $184M | +76,245,000 |
| WAYFAIR INCWAYFAIR INC Convertible bond | principal | 115,317,000 | $170M | +78,317,000 |
| INSMED INCINSMED INC NOTE 0.750% 6/0 | principal | 71,505,000 | $164M | +27,750,000 |
| CHART INDS INCCHART INDS INC NOTE 1.000%11/1 | principal | 75,362,000 | $157M | +1,870,000 |
| CINEMARK HLDGS INCCINEMARK HLDGS INC NOTE 4.500% 8/1 | principal | 68,821,000 | $137M | 0 |
| NCL CORP LTDNCL CORP LTD NOTE 5.375% 8/0 | principal | 101,450,000 | $126M | +16,000,000 |
| SEAGATE HDD CAYMANSEAGATE HDD CAYMAN NOTE 3.500% 6/0 | principal | 86,856,000 | $125M | new |
| WAYFAIR INCWAYFAIR INC NOTE 1.000% 8/1 | principal | 119,982,000 | $112M | +17,500,000 |
| COINBASE GLOBAL INCCOINBASE GLOBAL INC NOTE 0.500% 6/0 | principal | 113,500,000 | $111M | +12,000,000 |
| UNITED STATES STL CORPUNITED STATES STL CORP NOTE 5.000%11/0 | principal | 41,351,000 | $110M | -5,000,000 |
| LI AUTO INCLI AUTO INC NOTE 0.250% 5/0 | principal | 91,186,000 | $109M | +43,551,000 |
| STRIDE INCSTRIDE INC NOTE 1.125% 9/0 | principal | 63,749,000 | $107M | new |
| SPOTIFY USA INCSPOTIFY USA INC NOTE 3/1 | principal | 106,618,000 | $106M | -37,630,000 |
| SNAP INCSNAP INC NOTE 0.125% 3/0 | principal | 132,963,000 | $106M | +12,489,000 |
| AIRBNB INC CLASS AAIRBNB INC CLASS A CLASS A | principal | 105,738,000 | $98.6M | -8,695,000 |
| PERMIAN RES OPER LLCPERMIAN RES OPER LLC NOTE 3.250% 4/0 | principal | 34,545,000 | $82.1M | 0 |
| RINGCENTRAL INCRINGCENTRAL INC NOTE 3/1 | principal | 81,741,000 | $75.1M | +2,500,000 |
| OKTA INCOKTA INC NOTE 0.125% 9/0 | principal | 76,857,000 | $73.3M | -10,000,000 |
| CHEGG INCCHEGG INC NOTE 0.125% 3/1 | principal | 74,932,000 | $71.9M | +5,500,000 |
| OMNICELL COMOMNICELL COM NOTE 0.250% 9/1 | principal | 74,972,000 | $71.8M | 0 |
| ETSY INCETSY INC NOTE 0.125%10/0 | principal | 69,804,000 | $69M | -4,381,000 |
| SUNNOVA ENERGY INTL INC.SUNNOVA ENERGY INTL INC. NOTE 0.250%12/0 | principal | 84,450,000 | $63.6M | -6,000,000 |
| MAKEMYTRIP LIMITED MAURITIUSMAKEMYTRIP LIMITED MAURITIUS NOTE 2/1 | principal | 24,549,000 | $59.7M | +10,245,000 |
| CLOUDFLARE INCCLOUDFLARE INC NOTE 8/1 | principal | 62,500,000 | $57.9M | +47,310,000 |
| OKTA INCOKTA INC NOTE 0.375% 6/1 | principal | 56,846,000 | $52.7M | -15,000,000 |
| WORLD KINECT CORPORATIONWORLD KINECT CORPORATION Convertible | principal | 42,880,000 | $52.2M | new |
| GRANITE CONSTR INCGRANITE CONSTR INC NOTE 3.750% 5/1 | principal | 27,500,000 | $49.5M | new |
| BILIBILI INCBILIBILI INC NOTE 0.500%12/0 | principal | 49,696,000 | $49.4M | 0 |
| GUESS INCGUESS INC BOND | principal | 43,571,000 | $48.1M | +6,000,000 |
| TELADOC HEALTH INCTELADOC HEALTH INC NOTE 1.250% 6/0 | principal | 54,700,000 | $47.4M | new |
| WAYFAIR INCWAYFAIR INC NOTE 0.625%10/0 | principal | 49,140,000 | $47M | +6,000,000 |
| GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 4/1 | principal | 42,216,000 | $46.5M | 0 |
| ALARM COM HLDGS INCALARM COM HLDGS INC NOTE 1/1 | principal | 49,476,000 | $46.2M | +10,000,000 |
| PATRICK INDS INCPATRICK INDS INC NOTE 1.750%12/0 | principal | 29,768,000 | $45.3M | +26,768,000 |
| FIVE9 INCFIVE9 INC NOTE 0.500% 6/0 | principal | 45,519,000 | $44M | +10,000,000 |
| NIO INCNIO INC NOTE 0.500% 2/0 | principal | 45,000,000 | $44M | +8,000,000 |
| BRIDGEBIO PHARMA INCBRIDGEBIO PHARMA INC Convertible | principal | 52,250,000 | $43.8M | 0 |
| INFINERA CORPINFINERA CORP BOND | principal | 38,247,000 | $43.6M | +5,991,000 |
| PTC THERAPEUTICS INCPTC THERAPEUTICS INC NOTE 1.500% 9/1 | principal | 40,984,000 | $42.3M | +1,000,000 |
| SEA LTDSEA LTD NOTE 0.250% 9/1 | principal | 46,300,000 | $41.9M | +1,100,000 |
| ENVESTNET INCENVESTNET INC NOTE 2.625%12/0 | principal | 39,049,000 | $41.4M | +2,049,000 |
| ARRAY TECHNOLOGIES INCARRAY TECHNOLOGIES INC NOTE 1.000%12/0 | principal | 55,968,000 | $41.4M | +1,500,000 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 | principal | 39,990,000 | $41.4M | -60,799,000 |
| RIVIAN AUTOMOTIVE INCRIVIAN AUTOMOTIVE INC NOTE 4.625% 3/1 | principal | 45,500,000 | $41M | +10,500,000 |
| UNITY SOFTWARE INCUNITY SOFTWARE INC NOTE 11/1 | principal | 44,435,000 | $39.7M | 0 |
| NRG ENERGY INCNRG ENERGY INC DBCV 2.750% 6/0 | principal | 17,729,000 | $39.4M | +7,149,000 |
| CHEGG INCCHEGG INC NOTE 9/0 | principal | 51,083,000 | $38.8M | +13,733,000 |
| NIO INCNIO INC NOTE 4.625%10/1 | principal | 44,200,000 | $38.8M | new |
| ZTO EXPRESS CAYMAN INCZTO EXPRESS CAYMAN INC NOTE 1.500% 9/0 | principal | 35,500,000 | $37.5M | -14,500,000 |
| CANADIAN SOLAR INCCANADIAN SOLAR INC NOTE 2.500%10/0 | principal | 38,346,000 | $37.2M | 0 |
| FIRSTENERGY CORPFIRSTENERGY CORP NOTE 4.000% 5/0 | principal | 35,000,000 | $36.7M | -25,000,000 |
| IQIYI INCIQIYI INC NOTE 6.500% 3/1 | principal | 37,800,000 | $36.3M | +16,500,000 |
| TRAVERE THERAPEUTICS INCTRAVERE THERAPEUTICS INC CNV | principal | 41,689,000 | $36.1M | 0 |
| ORMAT TECHNOLOGIES INCORMAT TECHNOLOGIES INC NOTE 2.500% 7/1 | principal | 33,375,000 | $34.8M | -1,500,000 |
| FASTLY INCFASTLY INC NOTE 3/1 | principal | 37,365,000 | $34.4M | 0 |
| Q2 HLDGS INCQ2 HLDGS INC NOTE 0.750% 6/0 | principal | 31,321,000 | $34.1M | -19,500,000 |
| JAMF HLDG CORPJAMF HLDG CORP NOTE 0.125% 9/0 | principal | 34,749,000 | $31.6M | 0 |
| TRANSMEDICS GROUP INCTRANSMEDICS GROUP INC NOTE 1.500% 6/0 | principal | 17,000,000 | $31.4M | new |
| SIRIUSXM HOLDINGS INCSIRIUSXM HOLDINGS INC NOTE 3.750% 3/1 | principal | 29,984,000 | $31M | +2,500,000 |
| XOMETRY INCXOMETRY INC NOTE 1.000% 2/0 | principal | 34,763,000 | $29.9M | new |
| NIO INCNIO INC NOTE 3.875%10/1 | principal | 32,500,000 | $29.7M | new |
| 8X8 INC NEW8X8 INC NEW NOTE 4.000% 2/0 | principal | 38,733,000 | $29M | 0 |
| PELOTON INTERACTIVE INCPELOTON INTERACTIVE INC NOTE 2/1 | principal | 31,182,000 | $28.4M | 0 |
| CYTOKINETICS INCCYTOKINETICS INC NOTE 3.500% 7/0 | principal | 21,559,000 | $27.9M | -1,273,000 |
| GROUPON INCGROUPON INC NOTE 1.125% 3/1 | principal | 30,850,000 | $27.7M | -4,000,000 |
| REDFIN CORPREDFIN CORP NOTE 0.500% 4/0 | principal | 37,250,000 | $27.3M | 0 |
| GUARDANT HEALTH INCGUARDANT HEALTH INC NOTE 11/1 | principal | 33,500,000 | $27M | +1,000,000 |
| ENPHASE ENERGY INCENPHASE ENERGY INC NOTE 3/0 | principal | 28,736,000 | $25.4M | -12,500,000 |
| BREAD FINANCIAL HOLDINGS INBREAD FINANCIAL HOLDINGS IN BOND | principal | 17,382,000 | $25.1M | -22,918,000 |
| NATERA INCNATERA INC BOND | principal | 7,249,000 | $24M | new |
| SEA LTDSEA LTD NOTE 2.375%12/0 | principal | 19,671,000 | $23.6M | -52,829,000 |
| MIDDLEBY CORPMIDDLEBY CORP NOTE 1.000% 9/0 | principal | 20,000,000 | $23.1M | new |
| BOFA FIN LLCBOFA FIN LLC MTNF 0.600% 5/2 | principal | 20,739,000 | $23M | new |
| ENVISTA HOLDINGS CORPORATIONENVISTA HOLDINGS CORPORATION BOND | principal | 20,694,000 | $22.6M | 0 |
| BOOKING HOLDINGS INCBOOKING HOLDINGS INC NOTE 0.750% 5/0 | principal | 10,049,000 | $22.5M | new |
| HCI GROUP INCHCI GROUP INC NOTE 4.750% 6/0 | principal | 15,250,000 | $22.1M | 0 |
| RAPID7 INCRAPID7 INC NOTE 1.250% 3/1 | principal | 23,050,000 | $21.8M | new |
| BLOOM ENERGY CORPBLOOM ENERGY CORP Bond | principal | 23,295,000 | $21.4M | 0 |
| WOLFSPEED INCWOLFSPEED INC NOTE 1.875%12/0 | principal | 52,400,000 | $19.7M | 0 |
| RAPID7 INCRAPID7 INC NOTE 0.250% 3/1 | principal | 21,507,000 | $19.7M | +360,000 |
| AMERICAN AIRLINES GROUP INCAMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0 | principal | 19,162,000 | $19.7M | +17,362,000 |
| BLACKLINE INCBLACKLINE INC NOTE 3/1 | principal | 20,856,000 | $19.6M | 0 |
| BEYOND MEAT INCBEYOND MEAT INC NOTE 3/1 | principal | 112,700,000 | $19.5M | 0 |
| SAREPTA THERAPEUTICS INCSAREPTA THERAPEUTICS INC DBCV 1.500%11/1 | principal | 11,371,000 | $19.4M | 0 |
| ARBOR REALTY TRUST INCARBOR REALTY TRUST INC NOTE 7.500% 8/0 | principal | 18,000,000 | $18.4M | 0 |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 | principal | 7,710,000 | $17.7M | +1,000,000 |
| Q2 HLDGS INCQ2 HLDGS INC NOTE 0.125%11/1 | principal | 18,403,000 | $17.7M | 0 |
| WAYFAIR INCWAYFAIR INC NOTE 1.125%11/0 | principal | 17,606,000 | $17.6M | +14,600,000 |
| HUBSPOT INCHUBSPOT INC NOTE 0.375% 6/0 | principal | 9,260,000 | $17.4M | -6,693,000 |
| PROS HOLDINGS INCPROS HOLDINGS INC NOTE 2.250% 9/1 | principal | 18,500,000 | $16.7M | new |
| ENPHASE ENERGY INCENPHASE ENERGY INC BOND | principal | 11,314,000 | $16.6M | 0 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 1.125% 2/1 | principal | 15,897,000 | $16.2M | new |
| REVANCE THERAPEUTICS INCREVANCE THERAPEUTICS INC BOND | principal | 17,230,000 | $14.7M | -23,392,000 |
| EXPEDIA GROUP INCEXPEDIA GROUP INC NOTE 2/1 | principal | 15,000,000 | $14.3M | +11,910,000 |
| EQUINOX GOLD CORPEQUINOX GOLD CORP NOTE 4.750%10/1 | principal | 11,338,000 | $14.2M | new |
| BILL HOLDINGS INCBILL HOLDINGS INC NOTE 4/0 | principal | 15,750,000 | $14M | +11,750,000 |
| SEMTECH CORPSEMTECH CORP NOTE 1.625%11/0 | principal | 9,500,000 | $13.5M | -13,000,000 |
| NCL CORP LTDNCL CORP LTD NOTE 2.500% 2/1 | principal | 13,500,000 | $13.4M | -10,000,000 |
| ETSY INCETSY INC NOTE 0.250% 6/1 | principal | 16,000,000 | $13.1M | new |
| SUNNOVA ENERGY INTL INC.SUNNOVA ENERGY INTL INC. NOTE 2.625% 2/1 | principal | 19,500,000 | $12.6M | 0 |
| IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INC NOTE 1.500% 6/1 | principal | 14,050,000 | $12.5M | new |
| PENN ENTERTAINMENT INCPENN ENTERTAINMENT INC NOTE 2.750% 5/1 | principal | 11,500,000 | $12.5M | 0 |
| SABRE GLBL INCSABRE GLBL INC BOND | principal | 12,123,000 | $12M | 0 |
| CAMTEK LTDCAMTEK LTD BOND | principal | 8,055,000 | $12M | new |
| BANDWIDTH INCBANDWIDTH INC NOTE 0.500% 4/0 | principal | 15,400,000 | $11.9M | +1,000,000 |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 | principal | 3,000,000 | $11.1M | 0 |
| OMEROS CORPOMEROS CORP NOTE 5.250% 2/1 | principal | 14,880,000 | $10.2M | 0 |
| WAYFAIR INCWAYFAIR INC NOTE 3.250% 9/1 | principal | 8,300,000 | $10M | -27,950,000 |
| ANYWHERE REAL ESTATE GROUP LANYWHERE REAL ESTATE GROUP L CNV | principal | 11,330,000 | $9.98M | new |
| CONFLUENT INCCONFLUENT INC NOTE 1/1 | principal | 11,000,000 | $9.77M | new |
| Shopify IncShopify Inc Convertible bond | principal | 9,975,000 | $9.62M | -19,576,000 |
| VENTAS RLTY LTD PARTNERSHIPVENTAS RLTY LTD PARTNERSHIP NOTE 3.750% 6/0 | principal | 7,000,000 | $8.53M | new |
| EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 1.000% 1/1 | principal | 8,054,000 | $8.39M | new |
| LIVEPERSON INCLIVEPERSON INC NOTE 12/1 | principal | 16,714,000 | $7.57M | 0 |
| CENTURY ALUM COCENTURY ALUM CO NOTE 2.750% 5/0 | principal | 6,750,000 | $7.52M | new |
| PETIQ INCPETIQ INC NOTE 4.000% 6/0 | principal | 6,354,000 | $7.41M | new |
| ZIFF DAVIS INCZIFF DAVIS INC DEBT 3.625% 3/0 | principal | 7,735,000 | $7.4M | new |
| PACIRA BIOSCIENCES INCPACIRA BIOSCIENCES INC NOTE 0.750% 8/0 | principal | 7,653,000 | $7.33M | +2,500,000 |
| FORD MOTOR COMPANYFORD MOTOR COMPANY NOTE 3/1 | principal | 6,655,000 | $6.52M | +1,655,000 |
| TECHTARGET INCTECHTARGET INC NOTE 12/1 | principal | 6,500,000 | $6.4M | 0 |
| AIR TRANS SVCS GROUP INCAIR TRANS SVCS GROUP INC BOND | principal | 6,500,000 | $6.12M | new |
| BLOOM ENERGY CORPBLOOM ENERGY CORP COM CL A | principal | 5,641,000 | $5.83M | 0 |
| NCL CORP LTDNCL CORP LTD BOND | principal | 5,916,000 | $5.74M | new |
| APELLIS PHARMACEUTICALS INCAPELLIS PHARMACEUTICALS INC NOTE 3.500% 9/1 | principal | 5,000,000 | $5.55M | 0 |
| LUMINAR TECHNOLOGIES INCLUMINAR TECHNOLOGIES INC DEBT 11.500% 1/1 | principal | 7,500,000 | $4.93M | new |
| ZYNEX INCZYNEX INC NOTE 5.000% 5/1 | principal | 5,000,000 | $4.88M | 0 |
| SPIRIT AIRLS INCSPIRIT AIRLS INC NOTE 4.750% 5/1 | principal | 7,612,000 | $4.81M | 0 |
| BLOCK INCBLOCK INC NOTE 5/0 | principal | 5,000,000 | $4.62M | new |
| CERENCE INCCERENCE INC NOTE 1.500% 7/0 | principal | 8,000,000 | $4.34M | new |
| LUMINAR TECHNOLOGIES INCLUMINAR TECHNOLOGIES INC DEBT 9.000% 1/1 | principal | 5,000,000 | $4.17M | new |
| INSEEGO CORPINSEEGO CORP NOTE 3.250% 5/0 | principal | 5,000,000 | $4.08M | 0 |
| SOUTHWEST AIRLS COSOUTHWEST AIRLS CO NOTE 1.250% 5/0 | principal | 4,000,000 | $4.04M | new |
| OATLY GROUP ABOATLY GROUP AB NOTE 9.250% 9/1 | principal | 5,505,454 | $3.83M | 0 |
| JETBLUE AIRWAYS CORPJETBLUE AIRWAYS CORP NOTE 0.500% 4/0 | principal | 4,000,000 | $3.7M | -12,238,000 |
| H WORLD GROUP LTDH WORLD GROUP LTD Convertible bond | principal | 3,200,000 | $3.64M | -4,300,000 |
| COHERUS ONCOLOGY INCCOHERUS ONCOLOGY INC BOND | principal | 4,500,000 | $3.53M | -5,500,000 |
| REDWOOD TRUST INCREDWOOD TRUST INC Convertible | principal | 3,210,000 | $3.21M | -2,000,000 |
| HAEMONETICS CORP MASSHAEMONETICS CORP MASS NOTE 3/0 | principal | 3,300,000 | $3.06M | new |
| TPI COMPOSITES INCTPI COMPOSITES INC FIXED | principal | 5,000,000 | $2.72M | 0 |
| PPL CAP FDG INCPPL CAP FDG INC NOTE 2.875% 3/1 | principal | 2,450,000 | $2.6M | new |
| SABRE GLBL INCSABRE GLBL INC NOTE 7.320% 8/0 | principal | 1,824,000 | $2.06M | 0 |
| PEBBLEBROOK HOTEL TRPEBBLEBROOK HOTEL TR NOTE 1.750%12/1 | principal | 2,000,000 | $1.84M | new |
| SOUTHERN COSOUTHERN CO NOTE 3.875%12/1 | principal | 1,250,000 | $1.39M | +250,000 |
| GLAUKOS CORPGLAUKOS CORP BOND | principal | 497,000 | $1.17M | 0 |
| PDD HOLDINGS INCPDD HOLDINGS INC NOTE 12/0 | principal | 860,000 | $869K | 0 |
Sold out in Q3 2024
Positions in the previous quarter's report that this quarter's report no longer lists.
The largest 100 of 592. All 592
| Security | Shares before | Value before | Type |
|---|---|---|---|
| QQQINVESCO QQQ TR | 1,200,000 | $575M | put |
| ROYAL CARIBBEAN GROUPROYAL CARIBBEAN GROUP | 170,317,000 | $550M | principal |
| FOURSHIFT4 PMTS INC | 2,199,900 | $161M | call |
| WESTROCK COWESTROCK CO | 2,953,608 | $148M | shares |
| TE CONNECTIVITY LTDTE CONNECTIVITY LTD | 680,856 | $102M | shares |
| QQQINVESCO QQQ TR | 187,000 | $89.6M | shares |
| ATI INCATI INC | 20,154,000 | $72.2M | principal |
| LAM RESEARCH CORPLAM RESEARCH CORP | 67,200 | $71.6M | put |
| INSULET CORPINSULET CORP | 37,438,000 | $41M | principal |
| IQIYI INCIQIYI INC | 40,013,000 | $39.8M | principal |
| ALNYLAM PHARMACEUTICALS INCALNYLAM PHARMACEUTICALS INC | 35,650,000 | $38.4M | principal |
| FERGUSON PLCFERGUSON PLC | 193,212 | $37.4M | shares |
| TMDXTRANSMEDICS GROUP INC | 210,271 | $31.7M | shares |
| SILK ROAD MEDICAL INCSILK ROAD MEDICAL INC | 1,154,781 | $31.2M | shares |
| LAM RESEARCH CORPLAM RESEARCH CORP | 29,123 | $31M | shares |
| IJRISHARES TR | 268,889 | $28.7M | shares |
| SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC | 9,931,779 | $28.1M | shares |
| SMART GLOBAL HLDGS INCSMART GLOBAL HLDGS INC | 19,137,000 | $24.2M | principal |
| SGSWEETGREEN INC | 772,964 | $23.3M | shares |
| VITLVITAL FARMS INC | 493,167 | $23.1M | shares |
| DUKE ENERGY CORP NEWDUKE ENERGY CORP NEW | 20,000,000 | $20M | principal |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL | 824,288 | $18.3M | shares |
| LAM RESEARCH CORPLAM RESEARCH CORP | 17,100 | $18.2M | call |
| LIBERTY MEDIA CORP DEL COM …LIBERTY MEDIA CORP DEL COM LBTY S… | 797,365 | $17.7M | shares |
| VALEVALE S A | 1,551,200 | $17.3M | call |
| COLBCOLUMBIA BKG SYS INC | 867,327 | $17.3M | shares |
| SPIRIT AIRLS INCSPIRIT AIRLS INC | 33,900,000 | $16.9M | principal |
| AMCAMC ENTMT HLDGS INC | 3,341,622 | $16.6M | shares |
| EVERBRIDGE INCEVERBRIDGE INC | 441,052 | $15.4M | shares |
| NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP | 4,733,804 | $15.2M | shares |
| BRIDGEBIO PHARMA INCBRIDGEBIO PHARMA INC | 14,429,000 | $14.6M | principal |
| ASSETMARK FINL HLDGS INCASSETMARK FINL HLDGS INC | 414,658 | $14.3M | shares |
| VAIL RESORTS INCVAIL RESORTS INC | 15,619,000 | $14.3M | principal |
| WALKME LTD ORD SHSWALKME LTD ORD SHS | 959,905 | $13.4M | shares |
| BKLNINVESCO EXCH TRADED FD TR II | 598,500 | $12.6M | shares |
| CNHCNH INDL N V | 1,231,766 | $12.5M | shares |
| PRKSUNITED PARKS & RESORTS INC | 227,266 | $12.3M | shares |
| HAEHAEMONETICS CORP MASS | 140,264 | $11.6M | shares |
| CITHE CIGNA GROUP | 35,100 | $11.6M | call |
| ADTADT INC DEL | 1,495,623 | $11.4M | shares |
| ITUBITAU UNIBANCO HLDG S A | 1,631,536 | $9.53M | shares |
| ABTABBOTT LABORATORIES | 87,900 | $9.13M | put |
| GTLSCHART INDS INC | 60,365 | $8.71M | shares |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC | 8,034,000 | $8.44M | principal |
| DISH NETWORK CORPORATIONDISH NETWORK CORPORATION | 13,500,000 | $8.39M | principal |
| OREALTY INCOME CORP | 158,200 | $8.36M | call |
| ENCORE WIRE CORPENCORE WIRE CORP | 28,699 | $8.32M | shares |
| BLACKROCK INCBLACKROCK INC | 10,491 | $8.26M | shares |
| SJMSMUCKER J M CO | 74,491 | $8.12M | shares |
| YUMYUM BRANDS INC | 60,000 | $7.95M | call |
| RIVNRIVIAN AUTOMOTIVE INC | 571,606 | $7.67M | shares |
| TRMDTORM PLC | 197,324 | $7.65M | shares |
| IWDISHARES TR | 42,110 | $7.35M | shares |
| RHRH | 6,177,000 | $7.29M | principal |
| EXACT SCIENCES CORPEXACT SCIENCES CORP | 8,750,000 | $7.18M | principal |
| CHURCHILL CAPITAL CORP IXCHURCHILL CAPITAL CORP IX | 700,000 | $7.1M | shares |
| NEOGENOMICS INCNEOGENOMICS INC | 9,000,000 | $7.09M | principal |
| IYTISHARES TR | 101,277 | $6.63M | shares |
| DJTTRUMP MEDIA & TECHNOLOGY GRO | 202,200 | $6.62M | shares |
| TRUPTRUPANION INC | 210,916 | $6.2M | shares |
| CGNXCOGNEX CORP | 130,326 | $6.09M | shares |
| STAASTAAR SURGICAL CO | 122,717 | $5.84M | shares |
| LOWLOWES COS INC | 26,500 | $5.84M | put |
| GINKGO BIOWORKS HOLDINGS INCGINKGO BIOWORKS HOLDINGS INC | 17,356,369 | $5.8M | shares |
| BWABORGWARNER INC | 176,200 | $5.68M | put |
| SYYSYSCO CORP | 77,600 | $5.54M | call |
| CCICROWN CASTLE INC | 56,200 | $5.49M | call |
| BWABORGWARNER INC | 167,189 | $5.39M | shares |
| MORPHIC HLDG INCMORPHIC HLDG INC | 152,819 | $5.21M | shares |
| GSLGLOBAL SHIP LEASE INC | 179,607 | $5.17M | shares |
| OVERSEAS SHIPHOLDING GROUP IOVERSEAS SHIPHOLDING GROUP I | 604,211 | $5.12M | shares |
| BBYBEST BUY INC | 60,600 | $5.11M | put |
| ITBISHARES TR | 49,621 | $5.02M | shares |
| JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD | 5,000,000 | $4.82M | principal |
| TORTOISEECOFIN ACQUISITION CTORTOISEECOFIN ACQUISITION C | 430,000 | $4.7M | shares |
| TTEKTETRA TECH INC NEW | 22,690 | $4.64M | shares |
| HIBBETT INCHIBBETT INC | 52,493 | $4.58M | shares |
| STWDSTARWOOD PPTY TR INC | 227,389 | $4.31M | shares |
| DXCMDEXCOM INC | 37,200 | $4.22M | put |
| RBARB GLOBAL INC | 55,000 | $4.2M | call |
| SWKSSKYWORKS SOLUTIONS INC | 38,546 | $4.11M | shares |
| EXACT SCIENCES CORPEXACT SCIENCES CORP | 4,500,000 | $3.92M | principal |
| SNXTD SYNNEX CORPORATION | 33,600 | $3.88M | put |
| IBPINSTALLED BLDG PRODS INC | 18,408 | $3.79M | shares |
| INFINERA CORPINFINERA CORP | 603,399 | $3.67M | shares |
| SEESEALED AIR CORP NEW | 105,000 | $3.65M | call |
| DINOHF SINCLAIR CORP | 66,300 | $3.54M | call |
| CFLTCONFLUENT INC-CLASS A | 119,600 | $3.53M | call |
| PCGPG&E CORP | 200,000 | $3.49M | call |
| SCHHSCHWAB STRATEGIC TR | 174,668 | $3.49M | shares |
| VKTXVIKING THERAPEUTICS INC | 65,000 | $3.45M | put |
| KMXCARMAX INC | 46,600 | $3.42M | put |
| ATENA10 NETWORKS INC | 246,415 | $3.41M | shares |
| Zalatoris II Acquisition Co…Zalatoris II Acquisition Corp | 308,000 | $3.37M | shares |
| RGAREINSURANCE GROUP AMER INC | 16,248 | $3.34M | shares |
| DOOBRP INC | 52,000 | $3.33M | call |
| OLEDUNIVERSAL DISPLAY CORP | 15,817 | $3.33M | shares |
| RRXREGAL REXNORD CORPORATION | 24,100 | $3.26M | put |
| FFINFIRST FINL BANKSHARES INC | 110,304 | $3.26M | shares |
| MACIUMELAR ACQUISITION CORP. I | 325,000 | $3.25M | shares |
How Q3 2024 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001104659-24-119021 | base | 2024-11-14 | acceptance time not in the bulk data set |