COWEN INC.

13F filer, CIK 1466538, NEW YORK, NY

COWEN INC. reported $49,853,753,000 across 292 holdings for the quarter ended 2017-12-31, in a 13F-HR/A filed 2018-02-26. Its ten largest share positions make up 61.8% of the portfolio.

Filed 2018-02-26 (acceptance time not in the bulk data set), ingested 2026-10-07 19:06:41 UTC13F-HR/A 0001085146-18-000927

Period: 2017-12-31
Reported value: $49.9B
Holdings: 292
Top 10 weight: 61.8%
New: 187
Sold out: 120

Largest buys vs the previous quarter

Security	Shares change	Approx. value
MONSANTO CO NEWadded	+954,772	$111M
AETNA INC NEWnew	+529,837	$95.6M
ROCKWELL COLLINS INCadded	+500,801	$67.9M
QCOMnew	+944,921	$60.5M
AKORN INCadded	+1,502,770	$48.4M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
KITE PHARMA INCexited	-4,200,600	-$755M
NXPIreduced	-2,042,204	-$239M
BARD C R INCexited	-571,487	-$183M
TIME WARNER INCreduced	-1,872,276	-$171M
SCRIPPS NETWORKS INTERACT INreduced	-1,219,079	-$104M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2017

Share positions as resolved from 13F-HR/A 0001085146-18-000927, largest first. % of portfolio is the value over $1,222,716,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
MONSANTO CO NEWMONSANTO CO NEW	1,062,572	$124M	10.15%	+954,772
SCRIPPS NETWORKS INTERACT INSCRIPPS NETWORKS INTERACT IN	1,383,868	$118M	9.66%	-1,219,079
NXPINXP SEMICONDUCTORS N V	873,890	$102M	8.37%	-2,042,204	Timeline
AETNA INC NEWAETNA INC NEW	529,837	$95.6M	7.82%	new
ROCKWELL COLLINS INCROCKWELL COLLINS INC	519,301	$70.4M	5.76%	+500,801
TIME WARNER INCTIME WARNER INC	703,919	$64.4M	5.27%	-1,872,276
QCOMQUALCOMM INC	944,921	$60.5M	4.95%	new	Timeline
AKORN INCAKORN INC	1,648,169	$53.1M	4.34%	+1,502,770
TRIBUNE COMPANYTRIBUNE COMPANY	1,043,003	$44.3M	3.62%	-39,224
CAVIUM INCCAVIUM INC	271,764	$22.8M	1.86%	new
FGL HLDGSFGL HLDGS	1,556,708	$15.7M	1.28%	new
CALPINE CORPCALPINE CORP	885,779	$13.4M	1.1%	-2,751,393
HUNTER MARITIME ACQUISITIONHUNTER MARITIME ACQUISITION	1,247,211	$12.2M	1%	+1,011,408
ZAYO GROUP HLDGS INC COMZAYO GROUP HLDGS INC COM	324,100	$11.9M	0.98%	+311,375
ADBEADOBE INC	64,922	$11.4M	0.93%	new	Timeline
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	273,294	$10.8M	0.89%	+66,925
APTIV PLCAPTIV PLC	127,378	$10.8M	0.88%	new
VANTAGE ENERGY ACQUISITIONVANTAGE ENERGY ACQUISITION	1,048,945	$10.7M	0.87%	+48,945
PINNACLE FOODS INC DELPINNACLE FOODS INC DEL	167,545	$9.96M	0.81%	new
ADIANALOG DEVICES INC	107,792	$9.6M	0.78%	new	Timeline
LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORP	300,641	$9.54M	0.78%	new
PETROBRAS ARGENTINA SA-BPETROBRAS ARGENTINA SA-B	688,725	$9.36M	0.77%	+183,558
STRAIGHT PATH COMMUNICATNS ISTRAIGHT PATH COMMUNICATNS I	51,388	$9.34M	0.76%	-132,049
AMZNAMAZON COM INC	7,933	$9.28M	0.76%	+370	Timeline
UNILEVER PLCUNILEVER PLC	161,940	$8.96M	0.73%	+1,800
ALTABA INCALTABA INC	126,645	$8.85M	0.72%	+3,975
CAPITOL INVT CORP IVCAPITOL INVT CORP IV	911,720	$8.82M	0.72%	new
KAYNE ANDERSON ACQUISITIONKAYNE ANDERSON ACQUISITION	845,593	$8.42M	0.69%	+144,767
ACTVISION BLIZZARD INCACTVISION BLIZZARD INC	127,733	$8.09M	0.66%	new
MSFTMICROSOFT CORP	94,168	$8.05M	0.66%	new	Timeline
MSGSMADISON SQUARE GRDN SPRT COR	37,950	$8M	0.65%	+32,066	Timeline
TTWOTAKE-TWO INTERACTIVE SOFTWAR	72,834	$8M	0.65%	new	Timeline
CZRCZR	624,399	$7.9M	0.65%	+599,399
CRMSALESFORCE INC	76,588	$7.83M	0.64%	new	Timeline
GOOGLALPHABET INC	7,127	$7.51M	0.61%	new	Timeline
MCDMCDONALDS CORP	42,420	$7.3M	0.6%	new	Timeline
BLACKROCK INCBLACKROCK INC	13,866	$7.12M	0.58%	new
MATLIN & PARTNEMATLIN & PARTNE	697,716	$7.08M	0.58%	+85,300
LEN-BLENNAR CORP	136,336	$7.05M	0.58%	+110,222	Timeline
DELL TECHNOLOGIES INC CLASS…DELL TECHNOLOGIES INC CLASS CLASS…	85,900	$6.98M	0.57%	+53,900
BABOEING CO	23,237	$6.85M	0.56%	new	Timeline
LIBERTY INTERACTIVE CORPLIBERTY INTERACTIVE CORP	122,311	$6.63M	0.54%	-78,711
CHTRCHARTER COMMUNICATIONS INC	19,024	$6.39M	0.52%	-62,698	Timeline
GIGCAPITAL INCGIGCAPITAL INC	588,042	$5.88M	0.48%	new
FOX CORP CLASS BFOX CORP CLASS B	160,765	$5.49M	0.45%	new
HENNESSY CAP ACQUSTON CORP IHENNESSY CAP ACQUSTON CORP I	504,503	$5.23M	0.43%	+54,503
DYNEGY INC NEW DELDYNEGY INC NEW DEL	430,735	$5.1M	0.42%	new
PEPPEPSICO INC	40,678	$4.88M	0.4%	new	Timeline
GLOBAL PARTNER ACQUISITION CGLOBAL PARTNER ACQUISITION C	434,183	$4.36M	0.36%	new
AMBAAMBARELLA INC	72,403	$4.25M	0.35%	+66,403	Timeline
HRG GROUP INC COMHRG GROUP INC COM	245,844	$4.17M	0.34%	new
FIRST DATA CORP NEW COM CL AFIRST DATA CORP NEW COM CL A	244,837	$4.09M	0.33%	new
FEDERAL STR ACQUISITION CORPFEDERAL STR ACQUISITION CORP	416,951	$4.05M	0.33%	new
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP	31,606	$4.03M	0.33%	new
SINA CORPSINA CORP	39,092	$3.92M	0.32%	+4,460
NOWSERVICENOW INC	29,615	$3.86M	0.32%	new	Timeline
ENEL GENERACION CHILE S AENEL GENERACION CHILE S A	131,388	$3.54M	0.29%	new
SPLUNK INCSPLUNK INC	41,287	$3.42M	0.28%	new
OCI PARTNERS LPOCI PARTNERS LP	402,162	$3.24M	0.26%	+137,057
LEGACY ACQUISITION CORPLEGACY ACQUISITION CORP	295,180	$2.93M	0.24%	new
GORES HLDGS II INCGORES HLDGS II INC	279,059	$2.77M	0.23%	+72,040
Yogaworks, Inc.Yogaworks, Inc.	935,000	$2.65M	0.22%	-100,000
ILG INCILG INC	91,889	$2.62M	0.21%	-126,111
FTNTFORTINET INC	57,680	$2.52M	0.21%	new	Timeline
GTY TECHNOLOGY HOLDINGS INCGTY TECHNOLOGY HOLDINGS INC	246,895	$2.45M	0.2%	+146,895
CM SEVEN STAR ACQUISITION COCM SEVEN STAR ACQUISITION CO	229,151	$2.21M	0.18%	new
COWEN GROUP INCCOWEN GROUP INC	149,188	$2.04M	0.17%	new
PNRPENTAIR PLC	28,614	$2.02M	0.17%	new	Timeline
SPYSTATE STR SPDR S&P 500 ETF T	7,500	$2M	0.16%	-109,000	Timeline
MODERN MEDIA ACQUISITIONMODERN MEDIA ACQUISITION	178,699	$1.88M	0.15%	-60,854
XEROX CORPXEROX CORP	64,250	$1.87M	0.15%	+27,400
SILVER RUN ACQUISITIONSILVER RUN ACQUISITION	185,603	$1.84M	0.15%	-188,219
ENTERCOM COMMUNICATIONS CORPENTERCOM COMMUNICATIONS CORP	169,599	$1.83M	0.15%	new
CNDTCONDUENT INC	110,500	$1.79M	0.15%	+16,108	Timeline
JCIJOHNSON CONTROLS INTERNATION	45,180	$1.72M	0.14%	+5,500	Timeline
BHP BILLITON- ADRBHP BILLITON- ADR	42,389	$1.71M	0.14%	-37,000
NESRNATIONAL ENERGY SERVICES REU	166,815	$1.66M	0.14%	-133,185	Timeline
TMUST-MOBILE US INC	25,000	$1.59M	0.13%	-671,504	Timeline
SMTCSEMTECH CORP	43,521	$1.49M	0.12%	new	Timeline
CAPITOL INVT CORP IVCAPITOL INVT CORP IV	147,403	$1.48M	0.12%	new
GLNGGOLAR LNG LTD	49,576	$1.48M	0.12%	-34,824	Timeline
CONSTELLATION ALPHA CAP CORPCONSTELLATION ALPHA CAP CORP	150,365	$1.47M	0.12%	-250,800
SNAPSNAP INC	100,000	$1.46M	0.12%	new	Timeline
JBGSJBG SMITH PPTYS	41,800	$1.45M	0.12%	-7,700	Timeline
SJNKSPDR SERIES TRUST	50,305	$1.39M	0.11%	-1,675	Timeline
TPG PACE HLDGS CORPTPG PACE HLDGS CORP	126,055	$1.3M	0.11%	+113,070
HD SUPPLY HLDGS INCHD SUPPLY HLDGS INC	32,000	$1.28M	0.1%	-96,600
STERLING BANCORP DELSTERLING BANCORP DEL	51,960	$1.28M	0.1%	0
AAPLAPPLE INC	7,490	$1.27M	0.1%	-850	Timeline
GGP INCGGP INC	52,844	$1.24M	0.1%	new
RIGTRANSOCEAN LTD	110,166	$1.18M	0.1%	-131,672	Timeline
AAGILENT TECHNOLOGIES INC	17,500	$1.17M	0.1%	new	Timeline
TE CONNECTIVITY LTDTE CONNECTIVITY LTD	12,000	$1.14M	0.09%	0
NVDANVIDIA CORPORATION	5,820	$1.13M	0.09%	-25	Timeline
ENVISION HEALTHCARE CORPENVISION HEALTHCARE CORP	32,442	$1.12M	0.09%	new
GOOGALPHABET INC	1,061	$1.11M	0.09%	+400	Timeline
FORUM MERGER II CORPFORUM MERGER II CORP	100,000	$1.09M	0.09%	0
SERVICEMASTER GLOBAL HOLDINGSERVICEMASTER GLOBAL HOLDING	20,600	$1.06M	0.09%	new
DISCOVERY INCDISCOVERY INC	49,173	$1.04M	0.09%	-470,599
EQTEQT CORP	18,200	$1.04M	0.08%	new	Timeline
M III ACQUISITION CORPM III ACQUISITION CORP	95,500	$1.01M	0.08%	0
OSPREY ENERGY ACQUISITION COOSPREY ENERGY ACQUISITION CO	100,000	$995K	0.08%	+52,987
SFMSPROUTS FMRS MKT INC	35,380	$862K	0.07%	-224,620	Timeline
SCHWCHARLES SCHWAB CORP (THE)	16,500	$848K	0.07%	0	Timeline
PYPLPAYPAL HLDGS INC	11,300	$832K	0.07%	+6,100	Timeline
M I ACQUISITIONS INCM I ACQUISITIONS INC	77,790	$826K	0.07%	new
RITEAID CORPRITEAID CORP	416,500	$821K	0.07%	-441,900
NEENEXTERA ENERGY INC	5,000	$781K	0.06%	0	Timeline
HORIZON PHARMA PLCHORIZON PHARMA PLC	53,500	$781K	0.06%	new
ELECTRUM SPL ACQUISITION CORELECTRUM SPL ACQUISITION COR	67,999	$702K	0.06%	new
SMHVANECK ETF TRUST	7,150	$699K	0.06%	-440,150	Timeline
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP	12,500	$671K	0.05%	-125,200
RAYTHEON CORAYTHEON CO	3,500	$657K	0.05%	0
NOCNORTHROP GRUMMAN CORP	2,000	$614K	0.05%	0	Timeline
GDGENERAL DYNAMICS CORP	3,000	$610K	0.05%	0	Timeline
LANDCADIA HLDGS INCLANDCADIA HLDGS INC	57,082	$567K	0.05%	+41,394
IBMINTERNATIONAL BUSINESS MACHS	3,650	$560K	0.05%	-350	Timeline
ZBHZIMMER BIOMET HOLDINGS INC	4,500	$543K	0.04%	new	Timeline
GRFSGRIFOLS S A	22,788	$522K	0.04%	-53,555	Timeline
CDNSCADENCE DESIGN SYSTEM INC	12,375	$518K	0.04%	-6,425	Timeline
PRUDENTIAL SHT DURATION HG YPRUDENTIAL SHT DURATION HG Y	35,000	$517K	0.04%	0
COFCAPITAL ONE FINL CORP	5,000	$498K	0.04%	0	Timeline
KBL MERGER CORP IVKBL MERGER CORP IV	48,647	$494K	0.04%	+5,300
CISION LTDCISION LTD	180,000	$490K	0.04%	-488,964
GTY TECHNOLOGY HOLDINGS INCGTY TECHNOLOGY HOLDINGS INC	46,665	$481K	0.04%	new
TSLATESLA INC	1,500	$467K	0.04%	-5,000	Timeline
Fgl Holdings Wt ExpFgl Holdings Wt Exp	300,400	$466K	0.04%	new
MODERN MEDIA ACQUISITIONMODERN MEDIA ACQUISITION	46,711	$458K	0.04%	-38,489
ACTGACACIA RESH CORP	111,085	$450K	0.04%	+74,085	Timeline
HYTBLACKROCK CORPOR HI YLD FD I	41,057	$449K	0.04%	-2,680	Timeline
RENEWABLE ENERGY GROUP INCRENEWABLE ENERGY GROUP INC	37,450	$442K	0.04%	new
XOMEXXON MOBIL CORP	5,000	$418K	0.03%	new	Timeline
MAGELLAN MIDSTREAM PARTNERS…MAGELLAN MIDSTREAM PARTNERS, L	5,805	$412K	0.03%	-5,050
BUNGE LTDBUNGE LTD	6,000	$402K	0.03%	new
EAELECTRONIC ARTS INC	3,700	$389K	0.03%	new	Timeline
STEMLINE THERAPEUTICS INCSTEMLINE THERAPEUTICS INC	23,950	$374K	0.03%	-13,850
VYXNCR VOYIX CORPORATION	10,000	$340K	0.03%	-6,000	Timeline
JNJJOHNSON & JOHNSON	2,356	$329K	0.03%	-1,000	Timeline
SQMSOCIEDAD QUIMICA Y MINERA DE	5,500	$327K	0.03%	0	Timeline
SPHSUBURBAN PROPANE PARTNERS L	13,300	$322K	0.03%	-5,500	Timeline
HOLXHOLOGIC INC	7,500	$321K	0.03%	-7,500	Timeline
CPFL ENERGIA SA SPONS ADRCPFL ENERGIA SA SPONS ADR	27,262	$314K	0.03%	-240,835
SPRINT CORPSPRINT CORP	52,900	$312K	0.03%	-67,100
JUNO THERAPEUTICS INCJUNO THERAPEUTICS INC	6,750	$309K	0.03%	new
BDXBECTON DICKINSON & CO	1,427	$305K	0.02%	new	Timeline
METAMETA PLATFORMS INC	1,700	$300K	0.02%	+400	Timeline
CAPITOL INVT CORP IVCAPITOL INVT CORP IV	271,248	$298K	0.02%	new
AGROFRESH SOLUTIONS INCAGROFRESH SOLUTIONS INC	696,334	$285K	0.02%	+132,261
PWRQUANTA SVCS INC	7,000	$274K	0.02%	new	Timeline
SABAN CAP ACQUISITION CORPSABAN CAP ACQUISITION CORP	27,636	$274K	0.02%	new
MATLIN & PARTNERS ACQUISITIOMATLIN & PARTNERS ACQUISITIO	620,252	$261K	0.02%	+70,929
GORES HLDGS II INCGORES HLDGS II INC	161,549	$254K	0.02%	-94,731
SOCIAL CAP HEDOSOPHIA HLDGSSOCIAL CAP HEDOSOPHIA HLDGS	23,680	$251K	0.02%	-66,420
AMGNAMGEN INC	1,300	$226K	0.02%	new	Timeline
REVANCE THERAPEUTICS INCREVANCE THERAPEUTICS INC	6,300	$225K	0.02%	new
ENERGY TRANSFER PARTNERS LPENERGY TRANSFER PARTNERS LP	11,973	$215K	0.02%	-3,500
HENNESSY CAP ACQUSTON CORP IHENNESSY CAP ACQUSTON CORP I	21,967	$215K	0.02%	new
KLX INCKLX INC	3,000	$205K	0.02%	new
SOCIAL CAP HEDOSOPHIA HLDGSSOCIAL CAP HEDOSOPHIA HLDGS	109,031	$191K	0.02%	new
VONAGE HLDGS CORPVONAGE HLDGS CORP	18,150	$185K	0.02%	new
VANTAGE ENERGY ACQUISITIONVANTAGE ENERGY ACQUISITION	150,568	$181K	0.01%	new
FORUM MERGER CORPFORUM MERGER CORP	246,992	$168K	0.01%	new
HENNESSY CAP ACQUSTON CORP IHENNESSY CAP ACQUSTON CORP I	195,123	$165K	0.01%	-77,376
FORUM MERGER CORPFORUM MERGER CORP	15,536	$155K	0.01%	-85,664
SILVER RUN ACQUISITIONSILVER RUN ACQUISITION	97,318	$145K	0.01%	new
WTS/HUNTER MARITIME ACQUISI…WTS/HUNTER MARITIME ACQUISITIEXP1…	461,987	$140K	0.01%	new
FINTECH ACQUISITION CORP IIFINTECH ACQUISITION CORP II	12,150	$121K	0.01%	new
NII HLDGS INC COM PAR $0.001NII HLDGS INC COM PAR $0.001	266,938	$113K	0.01%	new
NATIONAL ENERGY SERVICES REUNATIONAL ENERGY SERVICES REU	135,395	$111K	0.01%	-164,605
TPG PACE HLDGS CORPTPG PACE HLDGS CORP	69,695	$108K	0.01%	new
INDUSTREA ACQUISITION CORPINDUSTREA ACQUISITION CORP	10,000	$97K	0.01%	-22,631
CM SEVEN STAR ACQUISITION COCM SEVEN STAR ACQUISITION CO	314,829	$91K	0.01%	new
SABAN CAP ACQUISITION CORPSABAN CAP ACQUISITION CORP	33,832	$42K	<0.01%	new
COMMUNITY HEALTH SYS INC NEWCOMMUNITY HEALTH SYS INC NEW	5,464,288	$39K	<0.01%	+4,689,399
KBL MERGER CORP IV RTKBL MERGER CORP IV RT	128,865	$37K	<0.01%	-24,100
UNIVAR SOLUTIONSUNIVAR SOLUTIONS	37,600	$23K	<0.01%	-970,735
MODERN MEDIA ACQUISITIONMODERN MEDIA ACQUISITION	55,586	$22K	<0.01%	-283,780
WRLSW US 08 Aug 22 C11.5WRLSW US 08 Aug 22 C11.5	32,750	$18K	<0.01%	new
WILLSCOT CORPWILLSCOT CORP	12,447	$18K	<0.01%	new
INDUSTREA ACQUISITION CORPINDUSTREA ACQUISITION CORP	34,243	$14K	<0.01%	-10,757
MODERN MEDIA ACQUISITIONMODERN MEDIA ACQUISITION	17,404	$10K	<0.01%	new
PENSARE ACQUISITION CORPPENSARE ACQUISITION CORP	13,030	$7K	<0.01%	-91,700

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

The largest 100 of 110. All 110

Security	Type	Amount	Value	Change
NXPINXP SEMICONDUCTORS N V Stock	call	4,088,200	$29.5B	new
AETNA INC NEWAETNA INC NEW COM	call	769,500	$16.9B	new
TIME WARNER INCTIME WARNER INC COM NEW	call	144,300	$372M	new
SPYSTATE STR SPDR S&P 500 ETF T SHS	call	936,800	$341M	new
SMHVANECK ETF TRUST COM	put	337,500	$252M	new
SCRIPPS NETWORKS INTERACT INSCRIPPS NETWORKS INTERACT IN CL A COM	put	211,500	$173M	new
TAT&T INC COM	put	1,268,400	$136M	new
TAT&T INC COM	call	1,891,500	$120M	new
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP COM	put	119,200	$119M	new
MONSANTO CO NEWMONSANTO CO NEW COM	call	308,000	$89.1M	new
AKORN INCAKORN INC COM	call	267,900	$85.9M	new
DISCOVERY INCDISCOVERY INC COM SER C	call	592,900	$84.2M	new
IWMISHARES TR SHS	put	500,000	$76.2M	new
DISCOVERY INCDISCOVERY INC COM SER C	put	675,900	$40M	new
SMHVANECK ETF TRUST COM	call	53,000	$37M	new
STRAIGHT PATH COMMUNICATNS ISTRAIGHT PATH COMMUNICATNS I CL B	put	48,300	$33.6M	new
ILG INCILG INC COM	call	241,000	$33M	new
BROADSOFT INCBROADSOFT INC COM	put	201,400	$31.6M	new
POWERSHARESPOWERSHARES EXCHANGE TRADED	put	1,306,000	$30.1M	new
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser COM	put	105,000	$16.4M	new
SPYSTATE STR SPDR S&P 500 ETF T SHS	put	57,500	$15.3M	new
CENTURYLINK INCCENTURYLINK INC COM	call	684,300	$13.8M	new
XLPSELECT SECTOR SPDR TR STATE STREET CON	put	202,300	$11.5M	new
TWENTY FIRST CENTY FOX INCTWENTY FIRST CENTY FOX INC CL A	put	204,700	$9.36M	new
EWYISHARES INC MSCI STH KOR ETF	put	94,900	$7.11M	new
AKORN INCAKORN INC COM	put	36,600	$6.33M	new
LOGMEIN INCLOGMEIN INC COMMON STOCK	call	55,100	$6.31M	new
SIMOSILICON MOTION TECHNOLOGY CO ADR	put	100,200	$5.31M	new
FTNTFORTINET INC Stock	call	100,000	$4.37M	new
DANDANA INC COM	put	100,000	$3.2M	new
XEROX CORPXEROX CORP COM NEW	call	105,000	$3.06M	new
XILINX INCXILINX INC COM	call	40,000	$2.7M	new
GLDSPDR GOLD TR GOLD SHS	put	20,000	$2.47M	new
GISGENERAL MILLS INC Stock	put	40,200	$2.38M	new
WBWEIBO CORP ADR	call	20,000	$2.07M	new
SMTCSEMTECH CORP Stock	call	60,000	$2.05M	new
MGMMGM RESORTS INTERNATIONAL COM	put	50,000	$1.67M	new
RIGTRANSOCEAN LTD Stock	put	150,000	$1.6M	new
PDFSPDF SOLUTIONS INC COMMON STOCK	call	100,000	$1.57M	new
XOMEXXON MOBIL CORP COM	put	17,800	$1.49M	new
SNAPSNAP INC CL A	put	100,000	$1.46M	new
SLVISHARES SILVER TR COM	put	90,000	$1.44M	new
AAPLAPPLE INC COM	put	8,400	$1.42M	new
MSFTMICROSOFT CORP COM	put	16,200	$1.39M	new
JNJJOHNSON & JOHNSON COM	put	8,800	$1.23M	new
CYPRESS SEMICONDUCTOR CORPCYPRESS SEMICONDUCTOR CORP COM	call	75,000	$1.14M	new
MLMMARTIN MARIETTA MATLS INC Stock	call	5,000	$1.1M	new
AAPLAPPLE INC COM	call	6,400	$1.08M	new
GOOGALPHABET INC COM	put	1,000	$1.05M	new
SINA CORPSINA CORP ORD	put	10,000	$1M	new
JPMJPMORGAN CHASE & CO COM	call	8,800	$941K	new
BRK-BBERKSHIRE HATHAWAY INC DEL COM	put	4,700	$932K	new
METAMETA PLATFORMS INC COM	put	4,900	$865K	new
JNJJOHNSON & JOHNSON COM	call	6,100	$851K	new
HDHOME DEPOT INC COM	put	3,900	$739K	new
GOOGLALPHABET INC COM	call	700	$738K	new
VZVERIZON COMMUNICATIONS INC COM	put	13,100	$693K	new
PGPROCTER & GAMBLE CO COM	call	7,500	$689K	new
ENSCO PLCENSCO PLC SHS CLASS A	call	91,900	$655K	new
PEPPEPSICO INC COM	call	5,400	$648K	new
ENTERCOM COMMUNICATIONS CORPENTERCOM COMMUNICATIONS CORP CL A	call	60,000	$648K	new
NXPINXP SEMICONDUCTORS N V Stock	put	16,800	$608K	new
CVXCHEVRON CORPORATION COM	call	4,800	$601K	new
KOCOCA COLA CO COM	call	12,900	$592K	new
AMZNAMAZON COM INC COM	put	500	$585K	new
AMZNAMAZON COM INC COM	call	500	$585K	new
MSFTMICROSOFT CORP COM	call	6,600	$565K	new
BACBANK OF AMER CORP COM	call	19,100	$564K	new
CSCOCISCO SYS INC COM	put	14,700	$563K	new
PFEPFIZER INC COM	put	15,500	$561K	new
WFCWELLS FARGO & CO COM	call	8,900	$540K	new
PMPHILIP MORRIS INTL INC COM	call	5,100	$539K	new
PGPROCTER & GAMBLE CO COM	put	5,500	$505K	new
XOMEXXON MOBIL CORP COM	call	5,900	$493K	new
VVISA INC COM	call	4,200	$479K	new
UNHUNITEDHEALTH GROUP INC COM	put	2,100	$463K	new
BRK-BBERKSHIRE HATHAWAY INC DEL COM	call	2,300	$456K	new
GOOGLALPHABET INC COM	put	400	$422K	new
GENERAL ELEC COGENERAL ELEC CO COM	call	21,300	$372K	new
PFEPFIZER INC COM	call	9,900	$359K	new
ORCLORACLE CORP COM	call	7,500	$355K	new
DOWDUPONT INCDOWDUPONT INC COM	put	4,800	$342K	new
DISDISNEY WALT CO COM	put	3,000	$323K	new
UNPUNION PAC CORP COM	put	2,400	$322K	new
MOALTRIA GROUP INC COM	put	4,500	$321K	new
CCITIGROUP INC COM	put	4,100	$305K	new
AMGNAMGEN INC COM	put	1,700	$296K	new
WMTWALMART INC COM	call	3,000	$296K	new
MCDMCDONALDS CORP COM	call	1,700	$293K	new
IBMINTERNATIONAL BUSINESS MACHS COM	call	1,900	$291K	new
MMM3M CO Stock	put	1,200	$282K	new
JPMJPMORGAN CHASE & CO COM	put	2,600	$278K	new
CCITIGROUP INC COM	call	3,700	$275K	new
VZVERIZON COMMUNICATIONS INC COM	call	5,100	$270K	new
QCOMQUALCOMM INC COM	call	4,200	$269K	new
DISDISNEY WALT CO COM	call	2,500	$269K	new
BABOEING CO COM	put	900	$265K	new
HONHONEYWELL INTL INC COM	put	1,700	$261K	new
INTCINTEL CORP COM	call	5,400	$249K	new
BACBANK OF AMER CORP COM	put	8,400	$248K	new

Sold out in Q4 2017

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 120. All 120

Security	Shares before	Value before	Type
KITE PHARMA INCKITE PHARMA INC	4,200,600	$755M	shares
BARD C R INCBARD C R INC	571,487	$183M	shares
TLTISHARES TR	379,500	$47.3M	shares
CENTURYLINK INCCENTURYLINK INC	2,289,100	$43.3M	shares
IWMISHARES TR	265,000	$39.3M	shares
ADVISORY BOARD CO/THEADVISORY BOARD CO/THE	671,001	$36M	shares
NEW YORK REIT INCNEW YORK REIT INC	4,571,213	$35.9M	shares
TAT&T INC	856,100	$33.5M	shares
POWERSHARESPOWERSHARES	1,306,000	$30.2M	shares
VWR CORPVWR CORP	705,658	$23.4M	shares
ALERE INCALERE INC	436,014	$22.2M	shares
LEVEL 3 COMMUNICATIONS INCLEVEL 3 COMMUNICATIONS INC	332,005	$17.7M	shares
XLPSELECT SECTOR SPDR TR	303,800	$16.4M	shares
Boulevard Acquisition Corp …Boulevard Acquisition Corp II	1,165,997	$11.7M	shares
EWWISHARES INC	210,500	$11.5M	shares
INDAISHARES TR	284,600	$9.35M	shares
TURISHARES INC	215,600	$9.01M	shares
HLFHERBALIFE LTD	118,300	$8.03M	shares
LULULULULEMON ATHLETICA INC	126,400	$7.87M	shares
LBRDALIBERTY BROADBAND CORP	74,451	$7.01M	shares
ENSCO PLCENSCO PLC	1,172,000	$7M	shares
EWYISHARES INC	94,900	$6.55M	shares
MONEYGRAM INTL INCMONEYGRAM INTL INC	369,501	$5.95M	shares
DISCOVERY INCDISCOVERY INC	276,200	$5.88M	shares
HUNHUNTSMAN CORP	208,533	$5.72M	shares
KHCKRAFT HEINZ CO	67,500	$5.24M	shares
POWERSHARESPOWERSHARES	266,000	$5.05M	shares
CAGCONAGRA BRANDS INC	149,371	$5.04M	shares
GP INVTS ACQUISITION CORGP INVTS ACQUISITION COR	516,015	$4.9M	shares
I AM CAP ACQUISITION COI AM CAP ACQUISITION CO	475,996	$4.88M	shares
CF CORPCF CORP	423,338	$4.74M	shares
GENERAL COMMUNICATION INCGENERAL COMMUNICATION INC	112,403	$4.58M	shares
MPCMARATHON PETE CORP	79,401	$4.45M	shares
DDSDILLARDS INC	78,000	$4.37M	shares
UNITED STATES NATL GAS FUNDUNITED STATES NATL GAS FUND	574,200	$3.77M	shares
VVISA INC	35,400	$3.73M	shares
HAINHAIN CELESTIAL GROUP INC	90,000	$3.7M	shares
GDDYGODADDY INC	85,000	$3.7M	shares
NORDSTROM INCNORDSTROM INC	75,000	$3.54M	shares
THCTENET HEALTHCARE CORP	202,000	$3.32M	shares
LA JOLLA PHARMACEUTICAL COLA JOLLA PHARMACEUTICAL CO	93,700	$3.26M	shares
Vale SaVale Sa	319,881	$2.99M	shares
SINCLAIR BROADCAST GROUP INCSINCLAIR BROADCAST GROUP INC	90,700	$2.91M	shares
NEURODERM LTDNEURODERM LTD	64,000	$2.86M	shares
WBWEIBO CORP	25,000	$2.47M	shares
ALLERGAN PLCALLERGAN PLC	11,800	$2.42M	shares
FOLDAMICUS THERAPEUTIC	147,000	$2.22M	shares
SILVER RUN ACQUISITIONSILVER RUN ACQUISITION	199,655	$2.15M	shares
TPG PACE ENERGY HLDGS CORPTPG PACE ENERGY HLDGS CORP	198,525	$2.02M	shares
NORTEL INVERSORA S ANORTEL INVERSORA S A	51,647	$2.01M	shares
ORBITAL ATK INCORBITAL ATK INC	14,900	$1.98M	shares
NXSTAGE MEDICAL INCNXSTAGE MEDICAL INC	69,100	$1.91M	shares
BMYBRISTOL-MYERS SQUIBB CO	30,000	$1.9M	shares
HOLLYFRONTIER CORPHOLLYFRONTIER CORP	52,100	$1.87M	shares
ROKROCKWELL AUTOMATION INC	10,000	$1.78M	shares
M III ACQUISITION CORPM III ACQUISITION CORP	176,110	$1.73M	shares
PSECPROSPECT CAP CORP	248,000	$1.67M	shares
SPROTT PHYSICAL GOLD SILVERSPROTT PHYSICAL GOLD SILVER	112,350	$1.42M	shares
LUVSOUTHWEST AIRLS CO	25,000	$1.4M	shares
ENERGEN CORPENERGEN CORP	25,000	$1.37M	shares
BUDANHEUSER BUSCH INBEV SA NV	11,285	$1.35M	shares
PBFPBF ENERGY INC	48,200	$1.33M	shares
LOGMEIN INCLOGMEIN INC	11,750	$1.29M	shares
SAGE THERAPEUTICS INCSAGE THERAPEUTICS INC	20,000	$1.25M	shares
HCAHCA HEALTHCARE INC	15,000	$1.19M	shares
INTERCEPT PHARMACEUTICALS ININTERCEPT PHARMACEUTICALS IN	20,000	$1.16M	shares
SYNGENTA AG ADRSYNGENTA AG ADR	12,000	$1.1M	shares
INSMINSMED INC	34,500	$1.08M	shares
SILVER SPRING NETWORKS INCSILVER SPRING NETWORKS INC	64,800	$1.05M	shares
NXSTNEXSTAR MEDIA GROUP INC	16,750	$1.04M	shares
FRED S INC CLASS AFRED S INC CLASS A	143,978	$927K	shares
PENNPENN ENTERTAINMENT INC	39,200	$917K	shares
FORFORESTAR GROUP INC	50,000	$860K	shares
CMGCHIPOTLE MEXICAN GRILL INC	2,700	$831K	shares
Viacom Inc Cl AViacom Inc Cl A	20,000	$734K	shares
WYNDHAM DESTINATIONS INCWYNDHAM DESTINATIONS INC	6,900	$727K	shares
MSMORGAN STANLEY	15,000	$723K	shares
TEXTEREX CORP NEW	15,000	$675K	shares
ALNYALNYLAM PHARMACEUTICALS INC	5,700	$670K	shares
ATLANTIC ACQUISITION CORPATLANTIC ACQUISITION CORP	67,319	$660K	shares
DOUBLE EAGLE ACQUISITION CORDOUBLE EAGLE ACQUISITION COR	65,219	$659K	shares
RAREULTRAGENYX PHARMACEUTICAL IN	12,175	$648K	shares
SYNCHRONOSS TECHNOLOGIES INCSYNCHRONOSS TECHNOLOGIES INC	66,900	$624K	shares
MODEL PERFORMANCE ACQUISIT-AMODEL PERFORMANCE ACQUISIT-A	60,359	$592K	shares
PANDORA MEDIA INCPANDORA MEDIA INC	69,500	$535K	shares
EPDENTERPRISE PRODS PARTNERS L	20,455	$533K	shares
SIMPLY GOOD FOODS COSIMPLY GOOD FOODS CO	224,360	$533K	shares
EXONE COEXONE CO	45,000	$511K	shares
BACBANK OF AMER CORP	20,000	$507K	shares
TWO HARBORS INVESTMENT CORPTWO HARBORS INVESTMENT CORP	50,000	$504K	shares
COGINT INCCOGINT INC	95,256	$467K	shares
PROSHARES TRPROSHARES TR	8,915	$416K	shares
BOARDWALK PIPELINE PARTNERSBOARDWALK PIPELINE PARTNERS	25,780	$379K	shares
CIGNA CORPORATIONCIGNA CORPORATION	17,800	$350K	shares
PINNACLE ENTMT INC NEWPINNACLE ENTMT INC NEW	15,500	$330K	shares
DRAPER OAKWOOD TECHNOLOGYDRAPER OAKWOOD TECHNOLOGY	31,618	$321K	shares
PENSARE ACQUISITION CORPPENSARE ACQUISITION CORP	30,800	$298K	shares
DELPHI AUTOMOTIVE PLCDELPHI AUTOMOTIVE PLC	3,000	$295K	shares
Cyber Security ETFCyber Security ETF	9,500	$286K	shares
DASEKE INCDASEKE INC	174,683	$285K	shares

How Q4 2017 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001085146-18-000889	superseded		2018-02-15	acceptance time not in the bulk data set	2026-10-07 19:06:41 UTC
13F-HR/A 0001085146-18-000927	base	restatement	2018-02-26	acceptance time not in the bulk data set	2026-10-07 19:06:41 UTC
13F-HR/A 0001085146-18-000928	added	new holdings	2018-02-26	acceptance time not in the bulk data set	2026-10-07 19:06:41 UTC