13F-HR filed by COWEN INC.
COWEN INC. filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-15, with 290 holding rows worth $2,550,807,000.
- Accession
- 0001085146-18-000889
- Filer
- CIK 1466538
- Filed
- 2018-02-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 318 entries on the cover page, a total value of $2,550,807,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,550,807,000 with VALUE read as thousands by filing date, 13F file number 028-14571. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerRAMIUS ADVISORS LLC028-10674
- included managerCOWEN & COMPANY, LLC028-04125
- included managerQuadratic Capital Management LLC028-17713
- included managerCowen Investment Management LLC028-13626
- included managerMARGATE CAPITAL MANAGEMENT LP
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 3,988,600 | $467,026,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 914,300 | $243,990,000 | thousands by filing date | call |
| AETNA INC NEW | 00817Y108 | COM | 751,100 | $135,491,000 | thousands by filing date | call |
| MONSANTO CO NEW | 61166W101 | COM | 1,012,285 | $118,215,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 1,296,420 | $110,688,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 797,670 | $93,398,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 476,038 | $85,872,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 500,000 | $76,230,000 | thousands by filing date | put |
| ROCKWELL COLLINS INC | 774341101 | COM | 507,035 | $68,764,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,756,800 | $68,305,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 869,679 | $55,676,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 576,118 | $52,697,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,509,797 | $48,661,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,222,200 | $47,519,000 | thousands by filing date | put |
| TRIBUNE COMPANY | 896047503 | COMMON | 1,018,044 | $43,236,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 300,600 | $35,104,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F676 | COM | 309,100 | $30,233,000 | thousands by filing date | put |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 1,306,000 | $30,090,000 | thousands by filing date | put |
| CAVIUM INC | 14964U108 | COM | 265,260 | $22,237,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 195,600 | $16,700,000 | thousands by filing date | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 105,000 | $16,355,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 57,500 | $15,344,000 | thousands by filing date | put |
| FGL HLDGS | G3402M102 | ORD SHS | 1,431,364 | $14,414,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 109,200 | $13,931,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F302 | COM SER C | 642,800 | $13,608,000 | thousands by filing date | put |
| TIME WARNER INC | 887317303 | COM NEW | 140,900 | $12,888,000 | thousands by filing date | call |
| HUNTER MARITIME ACQUISITION | Y37828111 | CL A | 1,247,211 | $12,173,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 324,100 | $11,927,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 559,000 | $11,835,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 202,300 | $11,509,000 | thousands by filing date | put |
| Adobe Inc | 00724F101 | COM | 64,922 | $11,377,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 739,410 | $11,187,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 273,294 | $10,838,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 127,378 | $10,805,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L204 | UNIT 04/12/2024 | 1,048,945 | $10,689,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 639,300 | $10,663,000 | thousands by filing date | call |
| BROADSOFT INC | 11133B409 | COM | 189,300 | $10,392,000 | thousands by filing date | put |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 167,545 | $9,964,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 107,792 | $9,597,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 300,641 | $9,542,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 688,725 | $9,360,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 7,933 | $9,277,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 161,940 | $8,962,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 126,645 | $8,846,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 911,720 | $8,825,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U201 | UNIT 06/30/2022 | 845,593 | $8,422,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 259,800 | $8,373,000 | thousands by filing date | call |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 44,800 | $8,144,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 127,733 | $8,088,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 94,168 | $8,055,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 37,950 | $8,002,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 72,834 | $7,996,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 624,399 | $7,899,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 76,588 | $7,830,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 7,127 | $7,508,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 42,420 | $7,301,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 13,866 | $7,123,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 94,900 | $7,111,000 | thousands by filing date | put |
| MATLIN & PARTNE | 57682V205 | Common Stock | 697,716 | $7,082,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 136,336 | $7,046,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 85,900 | $6,982,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 23,237 | $6,853,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 122,311 | $6,634,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A103 | COM CL A | 659,470 | $6,535,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 188,100 | $6,495,000 | thousands by filing date | put |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 19,024 | $6,391,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 55,100 | $6,309,000 | thousands by filing date | call |
| ILG INC | 44967H101 | COM | 220,800 | $6,288,000 | thousands by filing date | call |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 32,993 | $5,998,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N205 | UNIT 03/06/2025 | 588,042 | $5,880,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 160,765 | $5,485,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 100,200 | $5,307,000 | thousands by filing date | put |
| HENNESSY CAP ACQUSTON CORP I | 42588L204 | UNIT 06/15/2024 | 504,503 | $5,232,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 420,427 | $4,982,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 40,678 | $4,878,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 48,600 | $4,754,000 | thousands by filing date | call |
| FORTINET INC COM | 34959E109 | Stock | 100,000 | $4,369,000 | thousands by filing date | call |
| GLOBAL PARTNER ACQUISITION C | 37954X105 | COM | 434,183 | $4,364,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 72,403 | $4,254,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 245,844 | $4,167,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 244,837 | $4,091,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V107 | CL A | 416,951 | $4,049,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 31,606 | $4,032,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 39,092 | $3,921,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 29,615 | $3,861,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 131,388 | $3,536,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 41,287 | $3,420,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 402,162 | $3,237,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 100,000 | $3,201,000 | thousands by filing date | put |
| XEROX CORP | 984121608 | COM NEW | 105,000 | $3,061,000 | thousands by filing date | call |
| LEGACY ACQUISITION CORP | 524643202 | UNIT 05/31/2024 | 295,180 | $2,934,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867109 | COM CL A | 279,059 | $2,774,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 40,000 | $2,697,000 | thousands by filing date | call |
| Yogaworks, Inc. | 986005106 | com | 935,000 | $2,646,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 57,680 | $2,520,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 20,000 | $2,473,000 | thousands by filing date | put |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 246,895 | $2,452,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 84,175 | $2,397,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 40,200 | $2,383,000 | thousands by filing date | put |
| CM SEVEN STAR ACQUISITION CO | G2345N102 | SHS | 229,151 | $2,211,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 20,000 | $2,069,000 | thousands by filing date | call |
| SEMTECH CORP COM | 816850101 | Stock | 60,000 | $2,052,000 | thousands by filing date | call |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 149,188 | $2,036,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 28,614 | $2,021,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 7,500 | $2,001,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P202 | UNIT 99/99/9999 | 178,699 | $1,879,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 64,250 | $1,873,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 169,599 | $1,832,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 110,500 | $1,786,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 45,180 | $1,722,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 42,389 | $1,708,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 50,000 | $1,670,000 | thousands by filing date | put |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 166,815 | $1,660,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 150,000 | $1,602,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 25,000 | $1,588,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 100,000 | $1,570,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 17,800 | $1,489,000 | thousands by filing date | put |
| SEMTECH CORP COM | 816850101 | Stock | 43,521 | $1,488,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920119 | UNIT 99/99/9999 | 147,403 | $1,483,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 49,576 | $1,478,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 150,365 | $1,466,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 100,000 | $1,461,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 100,000 | $1,461,000 | thousands by filing date | put |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 41,800 | $1,452,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 90,000 | $1,439,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 8,400 | $1,422,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 16,200 | $1,386,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 50,305 | $1,386,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827102 | UNIT 99/99/9999 | 126,055 | $1,305,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 32,000 | $1,281,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 51,960 | $1,278,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 8,800 | $1,229,000 | thousands by filing date | put |
| GGP INC | 36174X101 | COM | 51,579 | $1,206,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 110,166 | $1,177,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 17,500 | $1,172,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 75,000 | $1,143,000 | thousands by filing date | call |
| TE CONNECTIVITY LTD | H84989104 | SHS | 12,000 | $1,141,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 6,690 | $1,132,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 5,820 | $1,126,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,061 | $1,111,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 5,000 | $1,105,000 | thousands by filing date | call |
| FORUM MERGER II CORP | 34985B202 | UNIT 09/30/2025 | 100,000 | $1,090,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 6,400 | $1,084,000 | thousands by filing date | call |
| AKORN INC | 009728106 | COM | 33,500 | $1,080,000 | thousands by filing date | put |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 20,600 | $1,056,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,000 | $1,046,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F302 | COM SER C | 49,173 | $1,041,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 18,200 | $1,036,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T203 | UNIT 99/99/9999T | 95,500 | $1,012,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 10,000 | $1,003,000 | thousands by filing date | put |
| OSPREY ENERGY ACQUISITION CO | 688397207 | UNIT 07/21/2022 | 100,000 | $995,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 8,800 | $941,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 4,700 | $932,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,900 | $865,000 | thousands by filing date | put |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 35,380 | $862,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 6,100 | $851,000 | thousands by filing date | call |
| Charles Schwab Corp | 808513105 | COM | 16,500 | $848,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 11,300 | $832,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A203 | UNIT 99/99/9999 | 77,790 | $826,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 416,500 | $821,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,000 | $781,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 53,500 | $781,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,900 | $739,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 700 | $738,000 | thousands by filing date | call |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 67,999 | $702,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 7,150 | $699,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 13,100 | $693,000 | thousands by filing date | put |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 19,954 | $690,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,500 | $689,000 | thousands by filing date | call |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 12,500 | $671,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,500 | $657,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 5,400 | $648,000 | thousands by filing date | call |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 60,000 | $648,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,000 | $614,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,000 | $610,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 15,600 | $608,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 4,800 | $601,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 12,900 | $592,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 500 | $585,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 500 | $585,000 | thousands by filing date | call |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 57,082 | $567,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 6,600 | $565,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 19,100 | $564,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 14,700 | $563,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 15,500 | $561,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 3,650 | $560,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 4,500 | $543,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 8,900 | $540,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 5,100 | $539,000 | thousands by filing date | call |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 22,788 | $522,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 12,375 | $518,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 35,000 | $517,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 85,600 | $506,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 5,500 | $505,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,000 | $498,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A203 | UNIT 01/15/2024 | 48,647 | $494,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,900 | $493,000 | thousands by filing date | call |
| CISION LTD | G1992S117 | *W EXP 06/22/202 | 180,000 | $490,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A110 | UNIT 99/99/9999 | 46,665 | $481,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,200 | $479,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 1,500 | $467,000 | thousands by filing date | |
| Fgl Holdings Wt Exp | g3402m110 | WT | 300,400 | $466,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,100 | $463,000 | thousands by filing date | put |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 46,711 | $458,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,300 | $456,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 111,085 | $450,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 41,057 | $449,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 37,450 | $442,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 400 | $422,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 5,000 | $418,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,805 | $412,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 3,700 | $389,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 23,950 | $374,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 21,300 | $372,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 9,900 | $359,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 7,500 | $355,000 | thousands by filing date | call |
| DOWDUPONT INC | 26078J100 | COM | 4,800 | $342,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 10,000 | $340,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 5,500 | $327,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,000 | $323,000 | thousands by filing date | put |
| Union Pacific Corporation | 907818108 | COM | 2,400 | $322,000 | thousands by filing date | put |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 13,300 | $322,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,500 | $321,000 | thousands by filing date | put |
| HOLOGIC INC | 436440101 | COM | 7,500 | $321,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 27,262 | $314,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 52,900 | $312,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 6,750 | $309,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,100 | $305,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,700 | $300,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920127 | *W EXP 01/01/202 | 271,248 | $298,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,700 | $296,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 3,000 | $296,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 1,700 | $293,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 1,900 | $291,000 | thousands by filing date | call |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 696,334 | $285,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,200 | $282,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 2,600 | $278,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 3,700 | $275,000 | thousands by filing date | call |
| QUANTA SVCS INC | 74762E102 | COM | 7,000 | $274,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 27,636 | $274,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 5,100 | $270,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 4,200 | $269,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 2,500 | $269,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 900 | $265,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 1,700 | $261,000 | thousands by filing date | put |
| MATLIN & PARTNERS ACQUISITIO | 57682V114 | *W EXP 05/28/202 | 620,252 | $261,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 161,549 | $254,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 23,680 | $251,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 5,400 | $249,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 8,400 | $248,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 2,300 | $243,000 | thousands by filing date | put |
| MasterCard, Inc | 57636Q104 | COM | 1,600 | $242,000 | thousands by filing date | put |
| DOWDUPONT INC | 26078J100 | COM | 3,400 | $242,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 2,900 | $234,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 1,300 | $226,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,000 | $225,000 | thousands by filing date | call |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 6,300 | $225,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,900 | $223,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 1,556 | $217,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 11,973 | $215,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L105 | COM | 21,967 | $215,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,400 | $212,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 2,900 | $207,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 1,200 | $207,000 | thousands by filing date | put |
| KLX INC | 482539103 | COM | 3,000 | $205,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,400 | $203,000 | thousands by filing date | put |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 109,031 | $191,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 18,150 | $185,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 150,568 | $181,000 | thousands by filing date | |
| FORUM MERGER CORP | 34985B111 | *W EXP 06/01/202 | 246,992 | $168,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L113 | *W EXP 06/15/202 | 195,123 | $165,000 | thousands by filing date | |
| FORUM MERGER CORP | 34985B103 | COM CL A | 15,536 | $155,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A111 | *W EXP 03/28/202 | 97,318 | $145,000 | thousands by filing date | |
| WTS/HUNTER MARITIME ACQUISITIEXP12/31/2021 | Y37828129 | WARR | 461,987 | $140,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G109 | COM | 12,150 | $121,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 266,938 | $113,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 135,395 | $111,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 69,695 | $108,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J104 | CL A | 10,000 | $97,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N110 | *W EXP 08/21/202 | 314,829 | $91,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 33,832 | $42,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 5,464,288 | $39,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 128,865 | $37,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 37,600 | $23,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 55,586 | $22,000 | thousands by filing date | |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 32,750 | $18,000 | thousands by filing date | |
| WILLSCOT CORP | 971375118 | *W EXP 09/10/202 | 12,447 | $18,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J112 | *W EXP 08/01/202 | 34,243 | $14,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 17,404 | $10,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 13,030 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-000889 | this filing | 2018-02-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-18-000927 | base | 2018-02-26 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-18-000928 | added | 2018-02-26 | acceptance time not in the bulk data set |