COWEN INC.

13F filer, CIK 1466538, NEW YORK, NY

COWEN INC. reported $2,827,049,000 across 225 holdings for the quarter ended 2017-09-30, in a 13F-HR filed 2017-11-14. Its ten largest share positions make up 70.29% of the portfolio.

Filed 2017-11-14 (acceptance time not in the bulk data set), ingested 2026-10-07 19:07:28 UTC13F-HR 0001085146-17-002350

Period: 2017-09-30
Reported value: $2.83B
Holdings: 225
Top 10 weight: 70.29%
New: 118
Sold out: 202

Largest buys vs the previous quarter

Security	Shares change	Approx. value
KITE PHARMA INCnew	+4,200,600	$755M
TIME WARNER INCadded	+2,264,505	$232M
NXPIadded	+2,026,729	$229M
SCRIPPS NETWORKS INTERACT INnew	+2,602,947	$224M
BARD C R INCadded	+286,685	$91.9M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
MOBILEYE NV XXXMAN…exited	-3,345,226	-$210M
BROCADE COMMUNICATIONS SYS Ireduced	-11,348,178	-$135M
ALERE INCreduced	-925,328	-$47.2M
HUNreduced	-1,163,703	-$31.9M
WHOLE FOODS MKT INCexited	-543,852	-$22.9M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2017

Share positions as resolved from 13F-HR 0001085146-17-002350, largest first. % of portfolio is the value over $2,827,049,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
KITE PHARMA INCKITE PHARMA INC	4,200,600	$755M	26.72%	new
NXPINXP SEMICONDUCTORS N V	2,916,094	$330M	11.67%	+2,026,729		Timeline
TIME WARNER INCTIME WARNER INC	2,576,195	$264M	9.34%	+2,264,505
SCRIPPS NETWORKS INTERACT INSCRIPPS NETWORKS INTERACT IN	2,602,947	$224M	7.91%	new
BARD C R INCBARD C R INC	571,487	$183M	6.48%	+286,685
CALPINE CORPCALPINE CORP	3,637,172	$53.6M	1.9%	new
TLTISHARES TR	379,500	$47.3M	1.67%	new		Timeline
TRIBUNE COMPANYTRIBUNE COMPANY	1,082,227	$44.2M	1.56%	new
CENTURYLINK INCCENTURYLINK INC	2,289,100	$43.3M	1.53%	+1,873,791
TMUST-MOBILE US INC	696,504	$42.9M	1.52%	+456,901		Timeline
SMHVANECK ETF TRUST	447,300	$41.7M	1.48%	new		Timeline
IWMISHARES TR	265,000	$39.3M	1.39%	new		Timeline
ADVISORY BOARD CO/THEADVISORY BOARD CO/THE	671,001	$36M	1.27%	+372,984
NEW YORK REIT INCNEW YORK REIT INC	4,571,213	$35.9M	1.27%	-344,871
TAT&T INC	856,100	$33.5M	1.19%	new		Timeline
STRAIGHT PATH COMMUNICATNS ISTRAIGHT PATH COMMUNICATNS I	183,437	$33.1M	1.17%	+158,855
POWERSHARESPOWERSHARES	1,306,000	$30.2M	1.07%	new
CHTRCHARTER COMMUNICATIONS INC	81,722	$29.7M	1.05%	new		Timeline
SPYSTATE STR SPDR S&P 500 ETF T	116,500	$29.3M	1.04%	+102,500		Timeline
VWR CORPVWR CORP	705,658	$23.4M	0.83%	-56,330
ALERE INCALERE INC	436,014	$22.2M	0.79%	-925,328
LEVEL 3 COMMUNICATIONS INCLEVEL 3 COMMUNICATIONS INC	332,005	$17.7M	0.63%	new
XLPSELECT SECTOR SPDR TR	303,800	$16.4M	0.58%	new		Timeline
MONSANTO CO NEWMONSANTO CO NEW	107,800	$12.9M	0.46%	new
Boulevard Acquisition Corp …Boulevard Acquisition Corp II	1,165,997	$11.7M	0.41%	new
LIBERTY INTERACTIVE CORPLIBERTY INTERACTIVE CORP	201,022	$11.6M	0.41%	+77,482
EWWISHARES INC	210,500	$11.5M	0.41%	new		Timeline
DISCOVERY INCDISCOVERY INC	519,772	$10.5M	0.37%	new
VANTAGE ENERGY ACQUISITIONVANTAGE ENERGY ACQUISITION	1,000,000	$10.2M	0.36%	-4,252
INDAISHARES TR	284,600	$9.35M	0.33%	new		Timeline
UNILEVER PLCUNILEVER PLC	160,140	$9.28M	0.33%	+53,824
TURISHARES INC	215,600	$9.01M	0.32%	new		Timeline
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	206,369	$8.65M	0.31%	+67,082
ALTABA INCALTABA INC	122,670	$8.13M	0.29%	-37,800
HLFHERBALIFE LTD	118,300	$8.03M	0.28%	new		Timeline
LULULULULEMON ATHLETICA INC	126,400	$7.87M	0.28%	new		Timeline
AMZNAMAZON COM INC	7,563	$7.27M	0.26%	-647		Timeline
KAYNE ANDERSON ACQUISITIONKAYNE ANDERSON ACQUISITION	700,826	$7.04M	0.25%	-446,231
LBRDALIBERTY BROADBAND CORP	74,451	$7.01M	0.25%	+68,732		Timeline
ENSCO PLCENSCO PLC	1,172,000	$7M	0.25%	new
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP	137,700	$6.73M	0.24%	+82,200
EWYISHARES INC	94,900	$6.55M	0.23%	new		Timeline
PETROBRAS ARGENTINA SA-BPETROBRAS ARGENTINA SA-B	505,167	$6.38M	0.23%	+140,162
MATLIN & PARTNEMATLIN & PARTNE	612,416	$6.22M	0.22%	-62,384
MONEYGRAM INTL INCMONEYGRAM INTL INC	369,501	$5.95M	0.21%	new
DISCOVERY INCDISCOVERY INC	276,200	$5.88M	0.21%	new
ILG INCILG INC	218,000	$5.83M	0.21%	+156,000
HUNHUNTSMAN CORP	208,533	$5.72M	0.2%	-1,163,703		Timeline
KHCKRAFT HEINZ CO	67,500	$5.24M	0.19%	new		Timeline
POWERSHARESPOWERSHARES	266,000	$5.05M	0.18%	new
CAGCONAGRA BRANDS INC	149,371	$5.04M	0.18%	+110,000		Timeline
GP INVTS ACQUISITION CORGP INVTS ACQUISITION COR	516,015	$4.9M	0.17%	+24,300
SFMSPROUTS FMRS MKT INC	260,000	$4.88M	0.17%	+179,500		Timeline
I AM CAP ACQUISITION COI AM CAP ACQUISITION CO	475,996	$4.88M	0.17%	new
AKORN INCAKORN INC	145,399	$4.83M	0.17%	-674,168
CF CORPCF CORP	423,338	$4.74M	0.17%	+398,338
HENNESSY CAP ACQUSTON CORP IHENNESSY CAP ACQUSTON CORP I	450,000	$4.65M	0.16%	new
HD SUPPLY HLDGS INCHD SUPPLY HLDGS INC	128,600	$4.64M	0.16%	new
CPFL ENERGIA SA SPONS ADRCPFL ENERGIA SA SPONS ADR	268,097	$4.6M	0.16%	-119,803
GENERAL COMMUNICATION INCGENERAL COMMUNICATION INC	112,403	$4.58M	0.16%	-74,317
MPCMARATHON PETE CORP	79,401	$4.45M	0.16%	new		Timeline
DDSDILLARDS INC	78,000	$4.37M	0.15%	new		Timeline
SINA CORPSINA CORP	34,632	$3.97M	0.14%	+21,208
CONSTELLATION ALPHA CAP CORPCONSTELLATION ALPHA CAP CORP	401,165	$3.91M	0.14%	new
SILVER RUN ACQUISITIONSILVER RUN ACQUISITION	373,822	$3.81M	0.13%	-128,320
UNITED STATES NATL GAS FUNDUNITED STATES NATL GAS FUND	574,200	$3.77M	0.13%	new
VVISA INC	35,400	$3.73M	0.13%	new		Timeline
HAINHAIN CELESTIAL GROUP INC	90,000	$3.7M	0.13%	+35,500		Timeline
GDDYGODADDY INC	85,000	$3.7M	0.13%	new		Timeline
NORDSTROM INCNORDSTROM INC	75,000	$3.54M	0.13%	+72,000
THCTENET HEALTHCARE CORP	202,000	$3.32M	0.12%	new		Timeline
LA JOLLA PHARMACEUTICAL COLA JOLLA PHARMACEUTICAL CO	93,700	$3.26M	0.12%	+76,500
Vale SaVale Sa	319,881	$2.99M	0.11%	new
SINCLAIR BROADCAST GROUP INCSINCLAIR BROADCAST GROUP INC	90,700	$2.91M	0.1%	+624
NESRNATIONAL ENERGY SERVICES REU	300,000	$2.89M	0.1%	0		Timeline
Yogaworks, Inc.Yogaworks, Inc.	1,035,000	$2.87M	0.1%	new
NEURODERM LTDNEURODERM LTD	64,000	$2.86M	0.1%	new
BHP BILLITON- ADRBHP BILLITON- ADR	79,389	$2.81M	0.1%	0
MODERN MEDIA ACQUISITIONMODERN MEDIA ACQUISITION	239,553	$2.65M	0.09%	+60,854
RIGTRANSOCEAN LTD	241,838	$2.6M	0.09%	new		Timeline
WBWEIBO CORP	25,000	$2.47M	0.09%	-73,707		Timeline
DELL TECHNOLOGIES INC CLASS…DELL TECHNOLOGIES INC CLASS CLASS…	32,000	$2.47M	0.09%	new
ALLERGAN PLCALLERGAN PLC	11,800	$2.42M	0.09%	-500
ROCKWELL COLLINS INCROCKWELL COLLINS INC	18,500	$2.42M	0.09%	new
HUNTER MARITIME ACQUISITIONHUNTER MARITIME ACQUISITION	235,803	$2.32M	0.08%	+149,893
TSLATESLA INC	6,500	$2.22M	0.08%	new		Timeline
FOLDAMICUS THERAPEUTIC	147,000	$2.22M	0.08%	+118,000		Timeline
SILVER RUN ACQUISITIONSILVER RUN ACQUISITION	199,655	$2.15M	0.08%	new
OCI PARTNERS LPOCI PARTNERS LP	265,105	$2.12M	0.08%	+56,685
GORES HLDGS II INCGORES HLDGS II INC	207,019	$2.06M	0.07%	new
TPG PACE ENERGY HLDGS CORPTPG PACE ENERGY HLDGS CORP	198,525	$2.02M	0.07%	new
NORTEL INVERSORA S ANORTEL INVERSORA S A	51,647	$2.01M	0.07%	new
ORBITAL ATK INCORBITAL ATK INC	14,900	$1.98M	0.07%	new
CISION LTDCISION LTD	668,964	$1.97M	0.07%	+607,434
GLNGGOLAR LNG LTD	84,400	$1.91M	0.07%	+51,900		Timeline
NXSTAGE MEDICAL INCNXSTAGE MEDICAL INC	69,100	$1.91M	0.07%	new
BMYBRISTOL-MYERS SQUIBB CO	30,000	$1.9M	0.07%	new		Timeline
HOLLYFRONTIER CORPHOLLYFRONTIER CORP	52,100	$1.87M	0.07%	+37,100
ROKROCKWELL AUTOMATION INC	10,000	$1.78M	0.06%	new		Timeline
M III ACQUISITION CORPM III ACQUISITION CORP	176,110	$1.73M	0.06%	-325,040
JBGSJBG SMITH PPTYS	49,500	$1.69M	0.06%	new		Timeline
RITEAID CORPRITEAID CORP	858,400	$1.68M	0.06%	+523,400
GRFSGRIFOLS S A	76,343	$1.67M	0.06%	new		Timeline
PSECPROSPECT CAP CORP	248,000	$1.67M	0.06%	new		Timeline
JCIJOHNSON CONTROLS INTERNATION	39,680	$1.6M	0.06%	+4,250		Timeline
CNDTCONDUENT INC	94,392	$1.48M	0.05%	-7,208		Timeline
SJNKSPDR SERIES TRUST	51,980	$1.45M	0.05%	-1,070		Timeline
SPROTT PHYSICAL GOLD SILVERSPROTT PHYSICAL GOLD SILVER	112,350	$1.42M	0.05%	0
LUVSOUTHWEST AIRLS CO	25,000	$1.4M	0.05%	new		Timeline
ENERGEN CORPENERGEN CORP	25,000	$1.37M	0.05%	new
BUDANHEUSER BUSCH INBEV SA NV	11,285	$1.35M	0.05%	-1,750		Timeline
PBFPBF ENERGY INC	48,200	$1.33M	0.05%	new		Timeline
LOGMEIN INCLOGMEIN INC	11,750	$1.29M	0.05%	-6,300
AAPLAPPLE INC	8,340	$1.28M	0.05%	new		Timeline
STERLING BANCORP DELSTERLING BANCORP DEL	51,960	$1.28M	0.05%	0
MSGSMADISON SQUARE GRDN SPRT COR	5,884	$1.26M	0.04%	+200		Timeline
SAGE THERAPEUTICS INCSAGE THERAPEUTICS INC	20,000	$1.25M	0.04%	new
XEROX CORPXEROX CORP	36,850	$1.23M	0.04%	-10,900
HCAHCA HEALTHCARE INC	15,000	$1.19M	0.04%	new		Timeline
LEN-BLENNAR CORP	26,114	$1.18M	0.04%	+6,220		Timeline
INTERCEPT PHARMACEUTICALS ININTERCEPT PHARMACEUTICALS IN	20,000	$1.16M	0.04%	new
SYNGENTA AG ADRSYNGENTA AG ADR	12,000	$1.1M	0.04%	new
INSMINSMED INC	34,500	$1.08M	0.04%	new		Timeline
SILVER SPRING NETWORKS INCSILVER SPRING NETWORKS INC	64,800	$1.05M	0.04%	new
NVDANVIDIA CORPORATION	5,845	$1.04M	0.04%	-166		Timeline
NXSTNEXSTAR MEDIA GROUP INC	16,750	$1.04M	0.04%	new		Timeline
FORUM MERGER II CORPFORUM MERGER II CORP	100,000	$1.02M	0.04%	-45,500
GTY TECHNOLOGY HOLDINGS INCGTY TECHNOLOGY HOLDINGS INC	100,000	$1.01M	0.04%	0
TE CONNECTIVITY LTDTE CONNECTIVITY LTD	12,000	$997K	0.04%	+5,500
FORUM MERGER CORPFORUM MERGER CORP	101,200	$987K	0.03%	-8,833
M III ACQUISITION CORPM III ACQUISITION CORP	95,500	$985K	0.03%	0
SOCIAL CAP HEDOSOPHIA HLDGSSOCIAL CAP HEDOSOPHIA HLDGS	90,100	$961K	0.03%	new
SPRINT CORPSPRINT CORP	120,000	$934K	0.03%	new
FRED S INC CLASS AFRED S INC CLASS A	143,978	$927K	0.03%	new
PENNPENN ENTERTAINMENT INC	39,200	$917K	0.03%	-26,580		Timeline
FORFORESTAR GROUP INC	50,000	$860K	0.03%	new		Timeline
MODERN MEDIA ACQUISITIONMODERN MEDIA ACQUISITION	85,200	$832K	0.03%	-210,353
CMGCHIPOTLE MEXICAN GRILL INC	2,700	$831K	0.03%	new		Timeline
MAGELLAN MIDSTREAM PARTNERS…MAGELLAN MIDSTREAM PARTNERS, L	10,855	$771K	0.03%	-2,275
CDNSCADENCE DESIGN SYSTEM INC	18,800	$742K	0.03%	-7,400		Timeline
Viacom Inc Cl AViacom Inc Cl A	20,000	$734K	0.03%	new
NEENEXTERA ENERGY INC	5,000	$733K	0.03%	0		Timeline
WYNDHAM DESTINATIONS INCWYNDHAM DESTINATIONS INC	6,900	$727K	0.03%	new
MSMORGAN STANLEY	15,000	$723K	0.03%	new		Timeline
SCHWCHARLES SCHWAB CORP (THE)	16,500	$722K	0.03%	0		Timeline
TEXTEREX CORP NEW	15,000	$675K	0.02%	new		Timeline
ALNYALNYLAM PHARMACEUTICALS INC	5,700	$670K	0.02%	new		Timeline
ATLANTIC ACQUISITION CORPATLANTIC ACQUISITION CORP	67,319	$660K	0.02%	new
DOUBLE EAGLE ACQUISITION CORDOUBLE EAGLE ACQUISITION COR	65,219	$659K	0.02%	new
RAYTHEON CORAYTHEON CO	3,500	$653K	0.02%	0
RAREULTRAGENYX PHARMACEUTICAL IN	12,175	$648K	0.02%	new		Timeline
GOOGALPHABET INC	661	$634K	0.02%	-990		Timeline
SYNCHRONOSS TECHNOLOGIES INCSYNCHRONOSS TECHNOLOGIES INC	66,900	$624K	0.02%	+61,900
GDGENERAL DYNAMICS CORP	3,000	$617K	0.02%	0		Timeline
VYXNCR VOYIX CORPORATION	16,000	$600K	0.02%	+15,983		Timeline
MODEL PERFORMANCE ACQUISIT-AMODEL PERFORMANCE ACQUISIT-A	60,359	$592K	0.02%	new
IBMINTERNATIONAL BUSINESS MACHS	4,000	$580K	0.02%	-500		Timeline
NOCNORTHROP GRUMMAN CORP	2,000	$575K	0.02%	0		Timeline
HOLXHOLOGIC INC	15,000	$550K	0.02%	+10,000		Timeline
PANDORA MEDIA INCPANDORA MEDIA INC	69,500	$535K	0.02%	new
PRUDENTIAL SHT DURATION HG YPRUDENTIAL SHT DURATION HG Y	35,000	$534K	0.02%	-500
EPDENTERPRISE PRODS PARTNERS L	20,455	$533K	0.02%	-12,580		Timeline
SIMPLY GOOD FOODS COSIMPLY GOOD FOODS CO	224,360	$533K	0.02%	new
EXONE COEXONE CO	45,000	$511K	0.02%	new
BACBANK OF AMER CORP	20,000	$507K	0.02%	new		Timeline
TWO HARBORS INVESTMENT CORPTWO HARBORS INVESTMENT CORP	50,000	$504K	0.02%	new
HYTBLACKROCK CORPOR HI YLD FD I	43,737	$494K	0.02%	-387		Timeline
SPHSUBURBAN PROPANE PARTNERS L	18,800	$490K	0.02%	-1,650		Timeline
OSPREY ENERGY ACQUISITION COOSPREY ENERGY ACQUISITION CO	47,013	$467K	0.02%	new
COGINT INCCOGINT INC	95,256	$467K	0.02%	new
UNIVAR SOLUTIONSUNIVAR SOLUTIONS	1,008,335	$444K	0.02%	+989,475
KBL MERGER CORP IVKBL MERGER CORP IV	43,347	$442K	0.02%	-1,186,018
ZAYO GROUP HLDGS INC COMZAYO GROUP HLDGS INC COM	12,725	$438K	0.02%	new
JNJJOHNSON & JOHNSON	3,356	$436K	0.02%	+1,800		Timeline
COFCAPITAL ONE FINL CORP	5,000	$423K	0.01%	0		Timeline
STEMLINE THERAPEUTICS INCSTEMLINE THERAPEUTICS INC	37,800	$420K	0.01%	new
PROSHARES TRPROSHARES TR	8,915	$416K	0.01%	new
GORES HLDGS II INCGORES HLDGS II INC	256,280	$390K	0.01%	-32,089
BOARDWALK PIPELINE PARTNERSBOARDWALK PIPELINE PARTNERS	25,780	$379K	0.01%	-4,920
CIGNA CORPORATIONCIGNA CORPORATION	17,800	$350K	0.01%	new
CZRCZR	25,000	$334K	0.01%	new
PYPLPAYPAL HLDGS INC	5,200	$333K	0.01%	new		Timeline
PINNACLE ENTMT INC NEWPINNACLE ENTMT INC NEW	15,500	$330K	0.01%	-9,500
DRAPER OAKWOOD TECHNOLOGYDRAPER OAKWOOD TECHNOLOGY	31,618	$321K	0.01%	new
INDUSTREA ACQUISITION CORPINDUSTREA ACQUISITION CORP	32,631	$319K	0.01%	new
AGROFRESH SOLUTIONS INCAGROFRESH SOLUTIONS INC	564,073	$310K	0.01%	+278,617
SQMSOCIEDAD QUIMICA Y MINERA DE	5,500	$306K	0.01%	new		Timeline
PENSARE ACQUISITION CORPPENSARE ACQUISITION CORP	30,800	$298K	0.01%	new
DELPHI AUTOMOTIVE PLCDELPHI AUTOMOTIVE PLC	3,000	$295K	0.01%	new
AMBAAMBARELLA INC	6,000	$294K	0.01%	new		Timeline
Cyber Security ETFCyber Security ETF	9,500	$286K	0.01%	0
DASEKE INCDASEKE INC	174,683	$285K	0.01%	-856,546
ENERGY TRANSFER PARTNERS LPENERGY TRANSFER PARTNERS LP	15,473	$283K	0.01%	-7,022
BRK-ABERKSHIRE HATHAWAY INC DEL	1	$275K	0.01%	new		Timeline
TICC CAPITAL CORPTICC CAPITAL CORP	38,300	$262K	0.01%	new
OKEONEOK INC NEW	4,447	$246K	0.01%	new		Timeline
ANGIES LIST INCANGIES LIST INC	19,300	$240K	0.01%	new
MATLIN & PARTNERS ACQUISITIOMATLIN & PARTNERS ACQUISITIO	549,323	$231K	0.01%	-20,051
METAMETA PLATFORMS INC	1,300	$222K	0.01%	new		Timeline
ASTORIA FINANCIAL CORPASTORIA FINANCIAL CORP	10,000	$215K	0.01%	new
HENNESSY CAP ACQUSTON CORP IHENNESSY CAP ACQUSTON CORP I	272,499	$199K	0.01%	new
BROCADE COMMUNICATIONS SYS IBROCADE COMMUNICATIONS SYS I	15,000	$179K	0.01%	-11,348,178
ACTGACACIA RESH CORP	37,000	$168K	0.01%	new		Timeline
ZYNERBA PHARMACEUTICALS INCZYNERBA PHARMACEUTICALS INC	20,000	$167K	0.01%	new
LANDCADIA HLDGS INCLANDCADIA HLDGS INC	15,688	$157K	0.01%	new
NATIONAL ENERGY SERVICES REUNATIONAL ENERGY SERVICES REU	300,000	$150K	0.01%	0
MODERN MEDIA ACQUISITIONMODERN MEDIA ACQUISITION	339,366	$143K	0.01%	-30,326
TPG PACE HLDGS CORPTPG PACE HLDGS CORP	12,985	$134K	<0.01%	new
Forum Merger CorpForum Merger Corp	328,230	$127K	<0.01%	+310,334
KAYNE ANDERSON ACQUISITIONKAYNE ANDERSON ACQUISITION	10,000	$98K	<0.01%	new
OVIDOVID THERAPEUTICS INC	10,211	$88K	<0.01%	new		Timeline
KAYNE ANDERSON ACQUISITIONKAYNE ANDERSON ACQUISITION	91,415	$81K	<0.01%	-56,083
CONSTELLATION ALPHA CAP CORPCONSTELLATION ALPHA CAP CORP	269,767	$65K	<0.01%	new
CF CORPCF CORP	22,759	$48K	<0.01%	new
KBL MERGER CORP IV RTKBL MERGER CORP IV RT	152,965	$44K	<0.01%	new
PENSARE ACQUISITION CORPPENSARE ACQUISITION CORP	104,730	$42K	<0.01%	new
BISON CAP ACQUISITION CORPBISON CAP ACQUISITION CORP	87,224	$30K	<0.01%	new
DOUBLE EAGLE ACQUISITION CORDOUBLE EAGLE ACQUISITION COR	36,004	$25K	<0.01%	-218,765
INDUSTREA ACQUISITION CORPINDUSTREA ACQUISITION CORP	45,000	$18K	<0.01%	new
GTY TECHNOLOGY HOLDINGS INCGTY TECHNOLOGY HOLDINGS INC	13,913	$16K	<0.01%	-66,205
BISON CAP ACQUISITION CORPBISON CAP ACQUISITION CORP	42,372	$13K	<0.01%	new
COMMUNITY HEALTH SYS INC NEWCOMMUNITY HEALTH SYS INC NEW	774,889	$9K	<0.01%	+57,498
DYNEGY INC NEW DELDYNEGY INC NEW DEL	10,000	$2K	<0.01%	-35,182
EL PASO ELECTRIC COEL PASO ELECTRIC CO	951,000	$0	0%	0	Value filed as zero, left out of ratios.
NANOVIRICIDES INCNANOVIRICIDES INC	373,750	$0	0%	0	Value filed as zero, left out of ratios.

Sold out in Q3 2017

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 202. All 202

Security	Shares before	Value before	Type
MOBILEYE NV XXXMAN…MOBILEYE NV XXXMANDATORY…	3,345,226	$210M	shares
SPYSTATE STR SPDR S&P 500 ETF T	207,800	$50.2M	call
SPYSTATE STR SPDR S&P 500 ETF T	204,700	$49.5M	put
CENTURYLINK INCCENTURYLINK INC	1,811,400	$43.3M	call
IWMISHARES TR	265,000	$37.3M	put
POWERSHARESPOWERSHARES	1,306,000	$30.2M	put
NXPINXP SEMICONDUCTORS N V	269,200	$29.5M	call
MONSANTO CO NEWMONSANTO CO NEW	227,600	$26.9M	put
TMUST-MOBILE US INC	428,700	$26M	call
WHOLE FOODS MKT INCWHOLE FOODS MKT INC	543,852	$22.9M	shares
LABORATORY CORP OF AMERICALABORATORY CORP OF AMERICA	136,200	$21M	put
RICE ENERGY INCRICE ENERGY INC	752,146	$20M	shares
XLPSELECT SECTOR SPDR TR	303,800	$16.7M	put
WEBMD HEALTH CORPWEBMD HEALTH CORP	274,845	$16.1M	shares
SINCLAIR BROADCAST GROUP INCSINCLAIR BROADCAST GROUP INC	436,200	$14.4M	call
SPDR SERIES TRUSTSPDR SERIES TRUST	439,900	$14M	call
ENSCO PLCENSCO PLC	2,653,100	$13.7M	call
TAT&T INC	352,600	$13.3M	call
ICLRICON PUB LTD CO	135,900	$13.3M	put
ADVISORY BOARD CO/THEADVISORY BOARD CO/THE	229,500	$11.8M	put
EWWISHARES INC	208,900	$11.3M	call
KWKENNEDY-WILSON HOLDINGS INC	526,500	$10M	call
TURISHARES INC	228,100	$9.47M	call
MOBILEYE NV XXXMAN…MOBILEYE NV XXXMANDATORY…	139,000	$8.73M	call
TRIBUNE COMPANYTRIBUNE COMPANY	201,400	$8.21M	call
FELCOR LODGING TR INCFELCOR LODGING TR INC	1,135,712	$8.19M	shares
ALLIED WRLD ASSUR COM HLDG AALLIED WRLD ASSUR COM HLDG A	150,405	$7.96M	shares
METMETLIFE INC	144,600	$7.95M	put
PAREXEL INTL CORPPAREXEL INTL CORP	90,738	$7.89M	shares
CIGNA CORPORATIONCIGNA CORPORATION	46,600	$7.8M	call
STRAIGHT PATH COMMUNICATNS ISTRAIGHT PATH COMMUNICATNS I	42,900	$7.71M	call
WBWEIBO CORP	114,900	$7.64M	put
EPIWISDOMTREE TR	302,500	$7.41M	put
TIME WARNER INCTIME WARNER INC	70,300	$7.13M	put
AKORN INCAKORN INC	200,800	$6.74M	call
NORDSTROM INCNORDSTROM INC	137,500	$6.58M	call
EWYISHARES INC	94,900	$6.43M	put
CURRENCYSHARES EURO TRUSTCURRENCYSHARES EURO TRUST	57,000	$6.3M	put
REYNOLDS AMERICAN INCREYNOLDS AMERICAN INC	95,074	$6.18M	shares
CABELAS INCCABELAS INC	101,700	$6.04M	put
WDCWESTERN DIGITAL CORP	67,800	$6.01M	call
CSXCSX CORP	99,400	$5.42M	call
FAIRPOINT COMMUNICATIONS INCFAIRPOINT COMMUNICATIONS INC	342,821	$5.37M	shares
POWERSHARESPOWERSHARES	266,100	$5.28M	put
MONEYGRAM INTL INCMONEYGRAM INTL INC	286,800	$4.95M	put
RITEAID CORPRITEAID CORP	1,624,900	$4.79M	put
SFMSPROUTS FMRS MKT INC	211,000	$4.78M	put
RITEAID CORPRITEAID CORP	1,603,300	$4.73M	call
TURISHARES INC	113,900	$4.73M	put
WHOLE FOODS MKT INCWHOLE FOODS MKT INC	111,100	$4.68M	put
CARE CAP PPTYS INCCARE CAP PPTYS INC	173,062	$4.62M	shares
NXPINXP SEMICONDUCTORS N V	40,000	$4.38M	put
STRAIGHT PATH COMMUNICATNS ISTRAIGHT PATH COMMUNICATNS I	23,800	$4.28M	put
UNITED STATES NATL GAS FUNDUNITED STATES NATL GAS FUND	608,400	$4.12M	put
UNILEVER N VUNILEVER N V	71,806	$3.97M	shares
VMIVALMONT INDS INC	26,000	$3.89M	put
SMHVANECK ETF TRUST	44,900	$3.68M	put
EQTEQT CORP	60,100	$3.52M	call
TIME WARNER INCTIME WARNER INC	34,600	$3.51M	call
EXPEEXPEDIA GROUP INC	22,500	$3.35M	put
HRG GROUP INC COMHRG GROUP INC COM	180,914	$3.2M	shares
MOBILEYE NV XXXMAN…MOBILEYE NV XXXMANDATORY…	50,000	$3.14M	put
UNILEVER N VUNILEVER N V	55,200	$3.05M	put
STAPLES INCSTAPLES INC	299,300	$3.01M	call
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP	65,000	$2.95M	put
QCOMQUALCOMM INC	51,700	$2.85M	put
UTS CF CORPUTS CF CORP	230,180	$2.83M	shares
TAT&T INC	73,800	$2.79M	put
VTTI ENERGY PARTNERS LP COM…VTTI ENERGY PARTNERS LP COM UNIT …	140,164	$2.75M	shares
ILG INCILG INC	100,000	$2.75M	put
EASTERLY ACQUISITION CORPEASTERLY ACQUISITION CORP	269,600	$2.71M	shares
QIWIQIWI PLC	109,467	$2.7M	shares
MONSANTO CO NEWMONSANTO CO NEW	22,500	$2.66M	call
HAINHAIN CELESTIAL GROUP INC	65,000	$2.52M	put
KATE SPADE & COMPANYKATE SPADE & COMPANY	127,000	$2.35M	call
LSCCLATTICE SEMICONDUCTOR CORP	334,424	$2.23M	shares
ETDETHAN ALLEN INTERIORS INC	65,000	$2.1M	put
MPCMARATHON PETE CORP	40,000	$2.09M	call
TSCOTRACTOR SUPPLY CO	37,800	$2.05M	call
PSECPROSPECT CAP CORP	248,000	$2.01M	put
STAPLES INCSTAPLES INC	199,841	$2.01M	shares
SPECTRANETICS CORPSPECTRANETICS CORP	50,000	$1.92M	call
NBIXNEUROCRINE BIOSCIENCES INC	41,100	$1.89M	call
CLOVIS ONCOLOGY INCCLOVIS ONCOLOGY INC	20,000	$1.87M	call
MTZMASTEC INC	39,100	$1.76M	put
PATHEON N VPATHEON N V	50,000	$1.74M	call
SUPNSUPERNUS PHARMACEUTICALS	40,000	$1.72M	call
ANDINA ACQUISITION CORP IIANDINA ACQUISITION CORP II	163,455	$1.65M	shares
METMETLIFE INC	27,500	$1.51M	shares
NIELSEN HOLDINGS PLCNIELSEN HOLDINGS PLC	38,500	$1.49M	shares
BOCBOSTON OMAHA CORP	110,812	$1.46M	shares
GLDSPDR GOLD TR	12,000	$1.42M	put
AVEXIS INCAVEXIS INC	17,100	$1.41M	call
BIIBBIOGEN INC	5,000	$1.36M	put
BIIBBIOGEN INC	5,000	$1.36M	call
ATWOOD OCEANICS INCATWOOD OCEANICS INC	162,811	$1.33M	shares
HCAHCA HEALTHCARE INC	15,000	$1.31M	call
UAAUNDER ARMOUR INC	58,405	$1.27M	shares
PORTOLA PHARMACEUTICALS INC…PORTOLA PHARMACEUTICALS INC COM	22,600	$1.27M	put
PBFPBF ENERGY INC	54,200	$1.21M	call

How Q3 2017 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001085146-17-002350	base		2017-11-14	acceptance time not in the bulk data set	2026-10-07 19:07:28 UTC