13F-HR filed by COWEN INC.
COWEN INC. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 225 holding rows worth $2,827,049,000.
- Accession
- 0001085146-17-002350
- Filer
- CIK 1466538
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 251 entries on the cover page, a total value of $2,827,049,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,827,049,000 with VALUE read as thousands by filing date, 13F file number 028-14571. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRAMIUS ADVISORS LLC028-10674
- included managerCOWEN & COMPANY, LLC028-04125
- included managerQuadratic Capital Management LLC028-17713
- included managerCowen Investment Management LLC028-13626
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KITE PHARMA INC | 49803L109 | COM | 4,200,600 | $755,310,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,916,094 | $329,781,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 2,576,195 | $263,933,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 2,602,947 | $223,568,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 571,487 | $183,162,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 3,637,172 | $53,648,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 379,500 | $47,346,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 1,082,227 | $44,220,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 2,289,100 | $43,263,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 696,504 | $42,946,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 447,300 | $41,742,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 265,000 | $39,268,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 671,001 | $35,982,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 4,571,213 | $35,884,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 856,100 | $33,533,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 183,437 | $33,142,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 1,306,000 | $30,247,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 81,722 | $29,700,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 116,500 | $29,269,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 705,658 | $23,364,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 436,014 | $22,232,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 332,005 | $17,693,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 303,800 | $16,399,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 107,800 | $12,917,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q102 | CL A | 1,165,997 | $11,660,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 201,022 | $11,569,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 210,500 | $11,495,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 519,772 | $10,531,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L204 | UNIT 04/12/2024 | 1,000,000 | $10,170,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 284,600 | $9,349,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 160,140 | $9,282,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 215,600 | $9,014,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 206,369 | $8,647,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 122,670 | $8,126,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 118,300 | $8,025,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 126,400 | $7,869,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 7,563 | $7,271,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U201 | UNIT 06/30/2022 | 700,826 | $7,043,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 74,451 | $7,012,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,172,000 | $6,997,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 137,700 | $6,726,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 94,900 | $6,554,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 505,167 | $6,375,000 | thousands by filing date | |
| MATLIN & PARTNE | 57682V205 | Common Stock | 612,416 | $6,216,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 369,501 | $5,953,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 276,200 | $5,880,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 218,000 | $5,827,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 208,533 | $5,718,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 67,500 | $5,235,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 266,000 | $5,049,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 149,371 | $5,039,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357124 | SHS | 516,015 | $4,902,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 260,000 | $4,880,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q207 | UNIT 08/15/2022 | 475,996 | $4,879,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 145,399 | $4,826,000 | thousands by filing date | |
| CF CORP | G20307107 | SHS CL A | 423,338 | $4,741,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L204 | UNIT 06/15/2024 | 450,000 | $4,646,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 128,600 | $4,639,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 268,097 | $4,601,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 112,403 | $4,585,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 79,401 | $4,453,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 78,000 | $4,374,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 34,632 | $3,971,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 401,165 | $3,911,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A103 | COM CL A | 373,822 | $3,806,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 574,200 | $3,772,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 35,400 | $3,725,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 90,000 | $3,704,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 85,000 | $3,698,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 75,000 | $3,536,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 202,000 | $3,318,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 93,700 | $3,259,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 319,881 | $2,991,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 90,700 | $2,907,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 300,000 | $2,886,000 | thousands by filing date | |
| Yogaworks, Inc. | 986005106 | com | 1,035,000 | $2,867,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 64,000 | $2,857,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 79,389 | $2,814,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P202 | UNIT 99/99/9999 | 239,553 | $2,649,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 241,838 | $2,602,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 25,000 | $2,474,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 32,000 | $2,471,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 11,800 | $2,418,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 18,500 | $2,418,000 | thousands by filing date | |
| HUNTER MARITIME ACQUISITION | Y37828111 | CL A | 235,803 | $2,320,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 6,500 | $2,218,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 147,000 | $2,217,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A202 | UNIT 99/99/9999 | 199,655 | $2,146,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 265,105 | $2,121,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867109 | COM CL A | 207,019 | $2,064,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656202 | UNIT 99/99/9999 | 198,525 | $2,025,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 51,647 | $2,014,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 14,900 | $1,984,000 | thousands by filing date | |
| CISION LTD | G1992S117 | *W EXP 06/22/202 | 668,964 | $1,973,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 84,400 | $1,908,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 69,100 | $1,908,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 30,000 | $1,901,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 52,100 | $1,874,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 10,000 | $1,782,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T104 | COM | 176,110 | $1,726,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 49,500 | $1,693,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 858,400 | $1,682,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 76,343 | $1,671,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 248,000 | $1,667,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 39,680 | $1,599,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 94,392 | $1,479,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 51,980 | $1,454,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 112,350 | $1,423,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 25,000 | $1,400,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 25,000 | $1,367,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 11,285 | $1,346,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 48,200 | $1,331,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 11,750 | $1,293,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 8,340 | $1,285,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 51,960 | $1,281,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 5,884 | $1,260,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 20,000 | $1,246,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 36,850 | $1,227,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 15,000 | $1,194,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 26,114 | $1,177,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 20,000 | $1,161,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 12,000 | $1,105,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 34,500 | $1,077,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 64,800 | $1,048,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 5,845 | $1,045,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 16,750 | $1,044,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34985B202 | UNIT 09/30/2025 | 100,000 | $1,025,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 100,000 | $1,006,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 12,000 | $997,000 | thousands by filing date | |
| FORUM MERGER CORP | 34985B103 | COM CL A | 101,200 | $987,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T203 | UNIT 99/99/9999T | 95,500 | $985,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 90,100 | $961,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 120,000 | $934,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 143,978 | $927,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 39,200 | $917,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 50,000 | $860,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 85,200 | $832,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 2,700 | $831,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 10,855 | $771,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 18,800 | $742,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 20,000 | $734,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,000 | $733,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 6,900 | $727,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 15,000 | $723,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 16,500 | $722,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 15,000 | $675,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 5,700 | $670,000 | thousands by filing date | |
| ATLANTIC ACQUISITION CORP | 048206106 | COM | 67,319 | $660,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 65,219 | $659,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,500 | $653,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 12,175 | $648,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 661 | $634,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 66,900 | $624,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,000 | $617,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 16,000 | $600,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQUISIT-A | 57682V106 | Common | 60,359 | $592,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,000 | $580,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,000 | $575,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 15,000 | $550,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 69,500 | $535,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 35,000 | $534,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 20,455 | $533,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO | 82900L110 | *W EXP 07/07/202 | 224,360 | $533,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 45,000 | $511,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 20,000 | $507,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 50,000 | $504,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 43,737 | $494,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 18,800 | $490,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397207 | UNIT 07/21/2022 | 47,013 | $467,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 95,256 | $467,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 1,008,335 | $444,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A203 | UNIT 01/15/2024 | 43,347 | $442,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 12,725 | $438,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,356 | $436,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,000 | $423,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 37,800 | $420,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 8,915 | $416,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 256,280 | $390,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 25,780 | $379,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 17,800 | $350,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 25,000 | $334,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 5,200 | $333,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 15,500 | $330,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L202 | UNIT 09/30/2024 | 31,618 | $321,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J104 | CL A | 32,631 | $319,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 564,073 | $310,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 5,500 | $306,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 30,800 | $298,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 3,000 | $295,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 6,000 | $294,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 9,500 | $286,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 174,683 | $285,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 15,473 | $283,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $275,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 38,300 | $262,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 4,447 | $246,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 19,300 | $240,000 | thousands by filing date | |
| MATLIN & PARTNERS ACQUISITIO | 57682V114 | *W EXP 05/28/202 | 549,323 | $231,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,300 | $222,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 10,000 | $215,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L113 | *W EXP 06/15/202 | 272,499 | $199,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 15,000 | $179,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 37,000 | $168,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 20,000 | $167,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 15,688 | $157,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 300,000 | $150,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 339,366 | $143,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827102 | UNIT 99/99/9999 | 12,985 | $134,000 | thousands by filing date | |
| Forum Merger Corp | 34985B129 | RIGHT 06/01/2019 | 328,230 | $127,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 10,000 | $98,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 10,211 | $88,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U110 | *W EXP 06/30/202 | 91,415 | $81,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F116 | *W EXP 03/23/202 | 269,767 | $65,000 | thousands by filing date | |
| CF CORP | G20307115 | *W EXP 05/25/202 | 22,759 | $48,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 152,965 | $44,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 104,730 | $42,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P112 | *W EXP 06/20/202 | 87,224 | $30,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195116 | *W EXP 09/16/202 | 36,004 | $25,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J112 | *W EXP 08/01/202 | 45,000 | $18,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A128 | *W EXP 10/25/202 | 13,913 | $16,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P138 | RIGHT 03/20/2019 | 42,372 | $13,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 774,889 | $9,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R157 | *W EXP 02/02/202 | 10,000 | $2,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 951,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOVIRICIDES INC | 630087203 | COM NEW | 373,750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-002350 | this filing | 2017-11-14 | acceptance time not in the bulk data set |