Concert Wealth Management Inc.
Follow13F filer, CIK 1456534, SAN JOSE, CA
Concert Wealth Management Inc. reported $449,558,000 across 523 holdings for the quarter ended 2016-12-31, in a 13F-HR filed 2017-02-10. Its ten largest share positions make up 16.5% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-17-000507
- Period
- 2016-12-31
- Reported value
- $450M
- Holdings
- 523
- Top 10 weight
- 16.5%
- New
- 45
- Sold out
- 585
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| ZROZadded | +11,605 | $1.26M |
| VTIadded | +9,746 | $1.12M |
| FBTadded | +10,747 | $978K |
| IEMGadded | +20,906 | $888K |
| ZIONnew | +14,915 | $643K |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| AAPLreduced | -122,533 | -$14.2M |
| MSFTreduced | -181,137 | -$11.3M |
| SPABreduced | -122,399 | -$6.97M |
| BACreduced | -306,226 | -$6.78M |
| XOMreduced | -65,929 | -$5.95M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 484 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| NVDANVIDIA CORPORATION COM | call | 1,800 | $74K | -200 |
| LNGCHENIERE ENERGY INC Stock | call | 1,000 | $8K | new |
| IWMISHARES TR SHS | call | 3,100 | $4K | +2,900 |
| GSGOLDMAN SACHS GROUP INC COM | put | 200 | $1K | new |
| AXPAMERICAN EXPRESS CO COM | call | 300 | $0 | new |
| BACBANK OF AMER CORP COM | call | 1,700 | $0 | new |
| CSCOCISCO SYS INC COM | call | 200 | $0 | new |
| KOCOCA COLA CO COM | call | 600 | $0 | new |
| XLFSELECT SECTOR SPDR TR SHS | call | 400 | $0 | new |
| GILDGILEAD SCIENCES INC COM | call | 600 | $0 | +500 |
| HCAHCA HEALTHCARE INC COM | call | 600 | $0 | new |
| INTCINTEL CORP COM | call | 600 | $0 | -1,900 |
| ISRGINTUITIVE SURGICAL INC COM | call | 500 | $0 | new |
| EWWISHARES INC SHS | call | 200 | $0 | new |
| IWMISHARES TR SHS | put | 19,200 | $0 | -3,700 |
| LOWLOWES COS INC COM | call | 200 | $0 | new |
| MSFTMICROSOFT CORP COM | call | 500 | $0 | +200 |
| MSMORGAN STANLEY COM | call | 200 | $0 | new |
| PEPPEPSICO INC COM | call | 100 | $0 | new |
| PFEPFIZER INC COM | call | 600 | $0 | new |
| XHBSPDR SERIES TRUST SHS | call | 100 | $0 | new |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | put | 8,000 | $0 | -22,800 |
| UPSUNITED PARCEL SVCS INC COM | call | 100 | $0 | new |
| VRTXVERTEX PHARMACEUTICALS INC COM | call | 800 | $0 | new |
| DALDELTA AIR LINES INC Stock | call | 200 | $0 | new |
| EOGEOG RES INC Stock | call | 100 | $0 | new |
| CLCOLGATE PALMOLIVE CO Stock | call | 200 | $0 | new |
| LENLENNAR CORP Stock | call | 2,400 | $0 | new |
| DGDOLLAR GEN CORP Stock | call | 200 | $0 | new |
| SWKSSKYWORKS SOLUTIONS INC Stock | call | 200 | $0 | new |
| UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP COM | call | 100 | $0 | new |
| CELGENE CORPCELGENE CORP COM | call | 600 | $0 | -2,100 |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| HIGHARTFORD INSURANCE GROUP INC Stock | principal | 27,575 | $1.31M | new |
| POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST DYN BIOT & GEN | principal | 27,618 | $1.08M | +274 |
| POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST HI YLD EQ DVDN | principal | 33,841 | $570K | -19,694 |
| ITBISHARES TR US HOME CONS ETF | principal | 16,405 | $447K | +13,424 |
| KBESPDR SERIES TRUST ST STR SP BANK | principal | 7,431 | $320K | -9,952 |
| EPSWISDOMTREE TR US LARGECAP FUND | principal | 3,805 | $296K | -205 |
| IJKISHARES TR S&P MC 400GR ETF | principal | 1,539 | $279K | -239 |
Sold out in Q4 2016
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| USMVISHARES TR | 87,177 | $3.95M | shares |
| KHCKRAFT HEINZ CO | 35,775 | $3.21M | shares |
| HCP INCHCP INC | 80,131 | $3.05M | shares |
| HDVISHARES TR | 33,475 | $2.71M | shares |
| PYPLPAYPAL HLDGS INC | 61,110 | $2.49M | shares |
| AMERIGAS PARTNERS MLPAMERIGAS PARTNERS MLP | 53,273 | $2.43M | shares |
| POWERSHARES EXCHANGEPOWERSHARES EXCHANGE | 58,207 | $2.27M | shares |
| IEFISHARES TR | 19,971 | $2.23M | shares |
| FUTYFIDELITY COVINGTON TRUST | 67,352 | $2.12M | shares |
| SLFSUN LIFE FINANCIAL INC. | 62,408 | $2.04M | shares |
| ARROW INVTS TRARROW INVTS TR | 196,364 | $2.02M | shares |
| RYDEX ETF TRUSTRYDEX ETF TRUST | 16,307 | $2M | shares |
| CENTURYLINK INCCENTURYLINK INC | 64,446 | $1.77M | shares |
| FDNFIRST TR EXCHANGE-TRADED FD | 20,123 | $1.64M | shares |
| BMOBANK OF MONTREAL | 24,393 | $1.6M | shares |
| FIRST TRUST ENERGY INCOME A…FIRST TRUST ENERGY INCOME AND | 54,463 | $1.48M | shares |
| FERRELLGAS PARTNERS L.P.FERRELLGAS PARTNERS L.P. | 125,703 | $1.46M | shares |
| VFHVANGUARD WORLD FD | 29,126 | $1.44M | shares |
| QUALISHARES TR | 21,104 | $1.42M | shares |
| VCRVANGUARD WORLD FD | 11,157 | $1.41M | shares |
| NWBINORTHWEST BANCSHARES INC | 88,141 | $1.4M | shares |
| XLUSELECT SECTOR SPDR TR | 26,496 | $1.29M | shares |
| BIGGQBIG LOTS INC. | 26,190 | $1.25M | shares |
| CLXCLOROX CO DEL | 9,466 | $1.18M | shares |
| TMTOYOTA MOTOR CORP | 10,135 | $1.18M | shares |
| IWBISHARES TR | 9,352 | $1.13M | shares |
| POWERSHARESPOWERSHARES | 71,787 | $1.09M | shares |
| DWMWISDOMTREE TR | 22,469 | $1.06M | shares |
| MTUMISHARES TR | 13,263 | $1.03M | shares |
| VMBSVANGUARD SCOTTSDALE FDS | 18,309 | $987K | shares |
| HIGHARTFORD INSURANCE GROUP INC | 23,096 | $984K | shares |
| IDVISHARES TR | 32,614 | $974K | shares |
| ISHARESISHARES | 76,795 | $964K | shares |
| DIAXNUVEEN DOW 30SM DYNAMIC OVERWR | 65,313 | $939K | shares |
| VCITVANGUARD SCOTTSDALE FDS | 10,023 | $899K | shares |
| QDEFFLEXSHARES TR | 37,826 | $860K | shares |
| IEIISHARES TR | 6,573 | $830K | shares |
| IYWISHARES TR | 6,873 | $819K | shares |
| WWDWOODWARD INC | 12,904 | $807K | shares |
| ACWIISHARES TR | 13,408 | $796K | shares |
| XBISPDR SERIES TRUST | 11,707 | $780K | shares |
| BONDPIMCO ETF TR | 7,031 | $760K | shares |
| GLWCORNING INC | 31,420 | $744K | shares |
| EMBISHARES TR | 6,258 | $734K | shares |
| IMCBISHARES TR | 4,677 | $721K | shares |
| ALCOA INCALCOA INC | 71,307 | $716K | shares |
| POWERSHARES ETF TR IIPOWERSHARES ETF TR II | 17,923 | $704K | shares |
| IAIISHARES TR | 16,868 | $696K | shares |
| ELLAUDER ESTEE COS INC | 7,836 | $690K | shares |
| L-3 COMMUNICATIONS HLDGS INCL-3 COMMUNICATIONS HLDGS INC | 4,282 | $652K | shares |
| GEMGOLDMAN SACHS ETF TR | 22,718 | $642K | shares |
| SNYSANOFI SA | 16,013 | $614K | shares |
| SPDR SERIES TRUST BLOOMBERG…SPDR SERIES TRUST BLOOMBERG BR | 16,695 | $611K | shares |
| IYHISHARES TR | 4,037 | $609K | shares |
| IYYISHARES TR | 5,524 | $600K | shares |
| CMSCMS ENERGY CORP | 13,733 | $582K | shares |
| CSMPROSHARES TR | 10,661 | $563K | shares |
| TROWPRICE T ROWE GROUP INC | 8,360 | $559K | shares |
| CORCENCORA INC | 6,909 | $557K | shares |
| CALMCAL MAINE FOODS INC | 13,983 | $550K | shares |
| IGVISHARES TR | 4,769 | $542K | shares |
| EGA EMERGING GLOBAL SHS TREGA EMERGING GLOBAL SHS TR | 14,753 | $538K | shares |
| XLRESELECT SECTOR SPDR TR | 16,577 | $518K | shares |
| COFCAPITAL ONE FINL CORP | 7,199 | $515K | shares |
| EXCHANGE TRADED CONCEPTS TREXCHANGE TRADED CONCEPTS TR | 26,494 | $513K | shares |
| VISVANGUARD WORLD FD | 4,523 | $503K | shares |
| ICFISHARES TR | 4,809 | $502K | principal |
| POWERSHARES ETF TR IIPOWERSHARES ETF TR II | 22,283 | $502K | shares |
| EAELECTRONIC ARTS INC | 5,784 | $494K | shares |
| CGNXCOGNEX CORP | 9,051 | $478K | shares |
| FTSLFIRST TR EXCHANGE-TRADED FD | 9,779 | $476K | shares |
| EEMSISHARES INC | 10,862 | $476K | shares |
| VDEVANGUARD WORLD FD | 4,842 | $475K | shares |
| MUBISHARES TR | 4,185 | $471K | shares |
| Invesco S&P 500 Pure GrowthInvesco S&P 500 Pure Growth | 5,442 | $461K | shares |
| FPEFIRST TR EXCH TRADED FD III | 23,224 | $455K | shares |
| RYDEX ETF TRUSTRYDEX ETF TRUST | 3,677 | $455K | shares |
| PZZAPAPA JOHNS INTL INC | 5,745 | $453K | shares |
| PAASPAN AMERN SILVER CORP | 25,500 | $449K | shares |
| JGHNUVEEN GLOBAL HIGH INCOME FD | 27,912 | $438K | shares |
| SHIRE PLCSHIRE PLC | 2,189 | $428K | shares |
| EWUSISHARES TR | 11,702 | $426K | shares |
| POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST | 7,386 | $425K | shares |
| NVONOVO-NORDISK A S | 10,225 | $424K | shares |
| GELGENESIS ENERGY L P | 11,177 | $424K | shares |
| BIO PATH HOLDINGS INCBIO PATH HOLDINGS INC | 302,645 | $424K | shares |
| APHAMPHENOL CORP | 6,489 | $420K | shares |
| SYNGENTA AG ADRSYNGENTA AG ADR | 4,715 | $416K | shares |
| HEHAWAIIAN ELEC INDS INC MTN B | 13,366 | $399K | shares |
| TIPISHARES TR | 3,394 | $392K | shares |
| XELXCEL ENERGY INC | 9,551 | $390K | shares |
| IGOVISHARES TR | 3,829 | $390K | shares |
| DEODIAGEO PLC | 3,340 | $388K | shares |
| Cyber Security ETFCyber Security ETF | 13,749 | $385K | shares |
| CITRIX SYSTEMS INCCITRIX SYSTEMS INC | 4,472 | $382K | shares |
| POWERSHARES GLOBAL ETF TRUSTPOWERSHARES GLOBAL ETF TRUST | 14,377 | $376K | shares |
| NTESNETEASE COM INC | 1,553 | $374K | shares |
| GMFSPDR INDEX SHS FDS | 4,597 | $372K | shares |
| VPUVANGUARD WORLD FD | 3,441 | $369K | shares |
| NXPINXP SEMICONDUCTORS N V | 3,569 | $363K | shares |
| HPHELMERICH & PAYNE INC | 5,316 | $355K | shares |
| FXDFIRST TR EXCHANGE-TRADED FD | 10,100 | $354K | shares |
| AEPAMERICAN ELEC PWR CO INC | 5,446 | $351K | shares |
| IYZISHARES TR | 10,729 | $346K | shares |
| FTSMFIRST TR EXCHANGE-TRADED FD | 5,702 | $342K | shares |
| IGMISHARES TR | 2,744 | $340K | shares |
| TWLOTWILIO INC | 5,204 | $334K | shares |
| RWRSPDR SERIES TRUST | 3,441 | $334K | shares |
| LABORATORY CRP OF AMER HLDGSLABORATORY CRP OF AMER HLDGS | 2,393 | $328K | shares |
| POWERSHARES ETF TRUST DYN L…POWERSHARES ETF TRUST DYN LSR | 9,160 | $328K | shares |
| VBKVANGUARD INDEX FDS | 2,465 | $325K | shares |
| EXCEXELON CORP | 9,453 | $315K | shares |
| ISCVISHARES TR | 2,430 | $315K | shares |
| FSLRFIRST SOLAR INC | 7,887 | $313K | shares |
| POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST | 5,505 | $313K | shares |
| FLOTISHARES TR | 6,102 | $309K | shares |
| BLACKROCK MUN 2020 TERM TRBLACKROCK MUN 2020 TERM TR | 18,720 | $309K | shares |
| NATIONAL OILWELL VARCO INCNATIONAL OILWELL VARCO INC | 8,210 | $307K | shares |
| JLSNUVEEN MORTGAGE AND INCOME F | 12,741 | $307K | shares |
| HYLSFIRST TR EXCHANGE-TRADED FD | 6,207 | $305K | shares |
| POWERSHARES ETF TR II S&P S…POWERSHARES ETF TR II S&P SMCP | 4,101 | $303K | shares |
| WESTAR ENERGY INCWESTAR ENERGY INC | 5,314 | $302K | shares |
| INVESCO AEROSPACE & DEFENSE…INVESCO AEROSPACE & DEFENSE ETF | 7,781 | $301K | shares |
| BLACKROCK MUNIHOLDINGS QUAL…BLACKROCK MUNIHOLDINGS QUALITY | 20,328 | $300K | shares |
| WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INC | 3,650 | $296K | shares |
| FQF TRFQF TR | 10,865 | $296K | shares |
| MCHPMICROCHIP TECHNOLOGY INC. | 4,705 | $293K | shares |
| RYDEX GUGGENHEIMRYDEX GUGGENHEIM | 3,368 | $293K | shares |
| EWYISHARES INC | 4,986 | $291K | shares |
| HYSPIMCO ETF TR | 2,904 | $289K | shares |
| FXGFIRST TR EXCHANGE-TRADED FD | 6,234 | $289K | shares |
| RVTYREVVITY INC | 5,152 | $288K | shares |
| SPYDSPDR SERIES TRUST | 8,286 | $286K | shares |
| ARISTA NETWORKS INCARISTA NETWORKS INC | 3,317 | $284K | shares |
| NGNOVAGOLD RESOURCES INC | 50,300 | $282K | shares |
| CNICANADIAN NATL RY CO | 4,298 | $281K | shares |
| IEUSISHARES TR | 6,211 | $281K | shares |
| POWERSHARES ETF TR IIPOWERSHARES ETF TR II | 8,911 | $281K | shares |
| POWERSHARES ETF TRUST IIPOWERSHARES ETF TRUST II | 7,148 | $278K | shares |
| ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR | 5,233 | $276K | shares |
| HIIHUNTINGTON INGALLS INDS INC | 1,768 | $273K | shares |
| BGC PARTNERS INCBGC PARTNERS INC | 30,928 | $271K | shares |
| VAWVANGUARD WORLD FD | 2,503 | $269K | shares |
| BCEBCE INC | 5,822 | $268K | shares |
| NFRAFLEXSHARES TR | 5,846 | $264K | shares |
| PROSHRE U/S DJ-UBS CRUDE OILPROSHRE U/S DJ-UBS CRUDE OIL | 3,277 | $264K | shares |
| HOGHARLEY DAVIDSON INC | 4,977 | $261K | shares |
| DJPBARCLAYS BANK PLC | 11,103 | $260K | shares |
| ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR | 5,171 | $259K | shares |
| ICFISHARES TR | 2,449 | $256K | shares |
| STATE STREETSTATE STREET | 2,308 | $255K | shares |
| OLNOLIN CORP | 12,454 | $254K | shares |
| HD SUPPLY HLDGS INCHD SUPPLY HLDGS INC | 8,004 | $253K | shares |
| CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR | 11,071 | $251K | shares |
| SLVISHARES SILVER TR | 13,821 | $249K | shares |
| DPZDOMINOS PIZZA INC | 1,648 | $249K | shares |
| IYJISHARES TR | 2,195 | $249K | shares |
| EEMVISHARES INC | 4,608 | $249K | shares |
| Mallinckrodt PlcMallinckrodt Plc | 3,578 | $248K | shares |
| ISHARES TRISHARES TR | 6,703 | $247K | shares |
| NNNNNN REIT INC | 4,857 | $246K | shares |
| DSIISHARES TR | 3,036 | $245K | shares |
| ETRENTERGY CORP NEW | 3,161 | $245K | shares |
| IWOISHARES TR | 1,627 | $242K | shares |
| ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME F | 47,265 | $242K | shares |
| SPDR INDEX SHS FDSSPDR INDEX SHS FDS | 9,201 | $239K | shares |
| PMMFRANKLIN MANAGED MUN INCOME | 29,830 | $238K | shares |
| SOXXISHARES TR | 2,098 | $237K | shares |
| IHEISHARES TR | 1,574 | $237K | shares |
| FEFIRSTENERGY CORP | 7,179 | $236K | shares |
| BIDUBAIDU INC | 1,304 | $236K | shares |
| UAAUNDER ARMOUR INC | 6,061 | $236K | shares |
| SPIPSPDR SERIES TRUST | 4,059 | $236K | shares |
| Invesco Optm Yd Dvrs Cdty S…Invesco Optm Yd Dvrs Cdty Stra No… | 13,266 | $234K | shares |
| CMACOMERICA INC | 4,959 | $232K | shares |
| BFHBREAD FINANCIAL HOLDINGS INC | 1,071 | $232K | shares |
| NUVEEN BUILD AMER BD OPPTNYNUVEEN BUILD AMER BD OPPTNY | 10,132 | $232K | shares |
| BXMXNUVEEN S&P 500 BUY-WRITE INCOM | 17,359 | $230K | shares |
| PowerShares CEF Income Comp…PowerShares CEF Income Composite | 10,058 | $230K | shares |
| DNPDNP SELECT INCOME FD INC | 22,052 | $227K | shares |
| KEPKOREA ELEC PWR CORP | 9,342 | $226K | shares |
| DBLDOUBLELINE OPPORTUNISTIC CR | 8,739 | $225K | shares |
| GTGOODYEAR TIRE & RUBR CO | 6,989 | $225K | shares |
| IEURISHARES TR | 5,443 | $224K | shares |
| EOTEATON VANCE NATL MUN OPPORT | 9,633 | $223K | shares |
| POWERSHARES ETF TR IIPOWERSHARES ETF TR II | 8,701 | $223K | shares |
| HPEHEWLETT PACKARD ENTERPRISE C | 9,654 | $222K | shares |
| NVRNVR INC | 132 | $220K | shares |
| YORWYORK WTR CO | 7,411 | $220K | shares |
| FADFIRST TR EXCHANGE-TRADED ALP | 4,196 | $220K | shares |
| TXTTEXTRON INC | 5,561 | $219K | shares |
| MICHAELS COS INCMICHAELS COS INC | 9,098 | $218K | shares |
| WHRWHIRLPOOL CORP | 1,367 | $217K | shares |
| XFFCXFLAHERTY & CRUMRIN PFD & INM | 10,445 | $217K | shares |
| TEVATEVA PHARMACEUTICAL INDS LTD | 4,637 | $216K | shares |
| ADMARCHER DANIELS MIDLAND CO | 5,115 | $215K | shares |
| WMBWILLIAMS COS INC | 6,945 | $215K | shares |
| IWVISHARES TR | 1,666 | $214K | shares |
| MDIVFIRST TR EXCHANGE TRADED FD | 11,321 | $214K | shares |
| BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME QUA | 13,654 | $213K | shares |
| DTEDTE ENERGY CO | 2,258 | $212K | shares |
| EFADPROSHARES TR | 6,033 | $212K | shares |
| AMNAMN HEALTHCARE SVCS INC | 6,537 | $211K | shares |
| ADVENT CLAY CONV SEC INC FDADVENT CLAY CONV SEC INC FD | 36,744 | $211K | shares |
| TEITEMPLETON EMERGING MKTS INCO | 18,794 | $209K | shares |
| LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORP | 10,449 | $209K | shares |
| PEGPUBLIC SVC ENTERPRISE GROUP | 5,003 | $208K | shares |
| ETENERGY TRANSFER L P | 12,353 | $206K | shares |
| ETOEATON VANCE TAX-ADVANTAGED G | 9,621 | $206K | shares |
| CABELAS INCCABELAS INC | 3,764 | $206K | shares |
| FTCFIRST TR EXCHANGE-TRADED ALP | 4,048 | $206K | shares |
| UNILEVER PLCUNILEVER PLC | 4,370 | $205K | shares |
| VEREIT INCVEREIT INC | 19,820 | $205K | shares |
| SBIWESTERN ASSET INTER MUNI | 19,393 | $205K | shares |
| AMSURG CORPAMSURG CORP | 3,091 | $205K | shares |
| NOWSERVICENOW INC | 2,565 | $203K | shares |
| VVVANGUARD INDEX FDS | 2,029 | $202K | shares |
| PPGPPG INDS INC | 1,970 | $202K | shares |
| XYLXYLEM INC | 3,849 | $201K | shares |
| BTZBLACKROCK CR ALLOCATION | 14,938 | $201K | shares |
| ARCCARES CAPITAL CORP | 12,737 | $200K | shares |
| EUFNISHARES TR | 11,573 | $199K | shares |
| AORISHARES TR | 4,775 | $198K | shares |
| EFTEATON VANCE FLOATING RATE IN | 14,011 | $198K | shares |
| NUVEENNUVEEN | 20,263 | $195K | shares |
| BLACKROCK MUNIENHANCED FD INBLACKROCK MUNIENHANCED FD IN | 15,264 | $194K | shares |
| EWAISHARES INC | 9,189 | $192K | shares |
| MINTPIMCO ETF TR | 1,841 | $188K | shares |
| AOMISHARES TR | 5,170 | $188K | shares |
| PMOFRANKLIN MUN OPPORTUNITIES T | 14,059 | $187K | shares |
| ABRDN PHYSICAL SILVER SHARE…ABRDN PHYSICAL SILVER SHARES ETF | 10,316 | $187K | shares |
| XSSPXNUVEEN S&P 500 DYNAMIC OVERW | 13,401 | $185K | shares |
| FXOFIRST TR EXCHANGE-TRADED FD | 7,624 | $185K | shares |
| POWERSHARES GLOBAL ETF TRUS…POWERSHARES GLOBAL ETF TRUSTHI | 9,818 | $185K | shares |
| PPTFRANKLIN PREMIER INCOME TR | 37,318 | $183K | shares |
| SHYISHARES TR | 2,136 | $181K | shares |
| PROSHARES TRPROSHARES TR | 4,668 | $181K | shares |
| GLVCLOUGH GLOBAL DIVID & INCOME | 14,838 | $180K | shares |
| WTREWISDOMTREE TR | 6,203 | $179K | shares |
| RR DONNELLEY + SONS CORR DONNELLEY + SONS CO | 11,313 | $179K | shares |
| PIMCO CALIFORNIA MUNICIPAL …PIMCO CALIFORNIA MUNICIPAL INC | 13,700 | $176K | shares |
| PDTHANCOCK JOHN PREM DIVID FD | 10,776 | $176K | shares |
| TOLZPROSHARES TR | 4,240 | $176K | shares |
| ADXADAMS DIVERSIFIED EQUITY FD | 13,177 | $174K | shares |
| IWNISHARES TR | 1,617 | $169K | shares |
| HYIWESTERN ASSET HIGH YIELD OPP | 10,912 | $168K | shares |
| PROFIRE ENERGY INCPROFIRE ENERGY INC | 135,786 | $168K | shares |
| MANITOWOC FOODSERVICE INCMANITOWOC FOODSERVICE INC | 10,255 | $166K | shares |
| IYCISHARES TR | 1,133 | $165K | shares |
| PSECPROSPECT CAP CORP | 20,255 | $164K | shares |
| NADNUVEEN QUALITY MUNCP INCOME | 10,813 | $162K | shares |
| EIRLISHARES TR | 4,145 | $160K | shares |
| BBX CAPITAL CORP-ABBX CAPITAL CORP-A | 32,205 | $160K | shares |
| IOOISHARES TR | 2,121 | $157K | shares |
| UAUNDER ARMOUR INC | 4,603 | $154K | shares |
| DEWWISDOMTREE TR | 3,635 | $154K | shares |
| AMSURG CORPAMSURG CORP | 1,200 | $154K | shares |
| XTNSPDR SERIES TRUST | 3,321 | $153K | shares |
| ETJEATON VANCE RISK-MANAGED DIV | 15,652 | $147K | shares |
| EOIEATON VANCE ENHANCED EQUITY | 11,495 | $146K | shares |
| NUVNUVEEN MUN VALUE FD INC | 13,751 | $145K | shares |
| TBFPROSHARES TR | 6,822 | $144K | shares |
| EIMEATON VANCE MUN BD FD | 10,265 | $141K | shares |
| XNROXNEUBERGER R/EST SECS INC FD | 24,093 | $139K | shares |
| IHIISHARES TR | 940 | $137K | shares |
| CALPINE CORPCALPINE CORP | 10,735 | $136K | shares |
| JP MORGAN CHASE & COJP MORGAN CHASE & CO | 4,195 | $133K | shares |
| AGZISHARES TR | 1,125 | $132K | shares |
| POWERSHARES DWA TACTICAL SE…POWERSHARES DWA TACTICAL SECTOR R… | 5,171 | $132K | shares |
| IYGISHARES TR | 1,468 | $130K | shares |
| OEFISHARES TR | 1,370 | $129K | shares |
| EWGISHARES INC | 4,790 | $126K | shares |
| RENREN INCRENREN INC | 60,000 | $124K | shares |
| SCHRSCHWAB STRATEGIC TR | 2,202 | $123K | shares |
| IAGIAMGOLD CORP | 30,000 | $122K | shares |
| VOTVANGUARD INDEX FDS | 1,102 | $118K | shares |
| iShares MSCI Frontier 100iShares MSCI Frontier 100 | 4,555 | $117K | shares |
| HEFAISHARES TR | 4,704 | $116K | shares |
| IJJISHARES TR | 854 | $114K | shares |
| EWZISHARES INC | 3,413 | $114K | shares |
| FCXFREEPORT MCMORAN INC | 10,557 | $113K | shares |
| POWERSHARESPOWERSHARES | 3,545 | $111K | shares |
| DREYFUS STRATEGIC MUNS INCDREYFUS STRATEGIC MUNS INC | 11,921 | $111K | shares |
| SPWRQSUNPOWER CORP | 12,083 | $110K | shares |
| EWNISHARES INC | 4,363 | $109K | shares |
| UNITED DEV FUNDING XXXREG…UNITED DEV FUNDING XXXREGISTRAT… | 34,073 | $109K | shares |
| SCHHSCHWAB STRATEGIC TR | 2,673 | $108K | shares |
| OIAINVESCO MUNI INCOME OPP TRST | 12,864 | $106K | shares |
| POWERSHARES ETF TR II S&P S…POWERSHARES ETF TR II S&P SMCP | 1,651 | $106K | shares |
| XEROX CORPXEROX CORP | 10,375 | $104K | shares |
| ISHARESISHARES | 6,588 | $103K | shares |
| IYKISHARES TR | 900 | $102K | shares |
| POWERSHARES S&P SMALLCA…POWERSHARES S&P SMALLCAP LOW | 2,642 | $102K | shares |
| EWKISHARES INC | 5,369 | $100K | shares |
| EPIWISDOMTREE TR | 4,516 | $98K | shares |
| EIDOISHARES TR | 3,706 | $98K | shares |
| TEMPLETON GLOBAL INCOME FDTEMPLETON GLOBAL INCOME FD | 15,390 | $97K | shares |
| POWERSHARES GLOBAL ETF TRUS…POWERSHARES GLOBAL ETF TRUSTGB | 4,347 | $96K | shares |
| IXNISHARES TR | 855 | $95K | principal |
| CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR | 4,298 | $95K | shares |
| EWLISHARES INC | 3,078 | $93K | shares |
| BANK OF AMER CORPBANK OF AMER CORP | 75 | $91K | shares |
| WISDOMTREE TRUSTWISDOMTREE TRUST | 1,456 | $88K | shares |
| FNDXSCHWAB STRATEGIC TR | 2,817 | $87K | shares |
| IWPISHARES TR | 887 | $86K | shares |
| KRESPDR SERIES TRUST | 2,043 | $85K | shares |
| KGCKINROSS GOLD CORP | 20,000 | $84K | shares |
| MNANYLIM ETF TR | 2,812 | $83K | shares |
| PSLVSPROTT ASSET MANAGEMENT LP | 10,950 | $81K | shares |
| RWXSPDR INDEX SHS FDS | 1,922 | $81K | shares |
| BWZSPDR SERIES TRUST | 2,500 | $80K | shares |
| INDEXIQ ETF TR HDG MACTRKINDEXIQ ETF TR HDG MACTRK | 3,142 | $79K | shares |
| LEGACY RESERVES LPLEGACY RESERVES LP | 57,219 | $77K | shares |
| SCHCSCHWAB STRATEGIC TR | 2,509 | $76K | shares |
| CMFISHARES TR | 626 | $76K | shares |
| WTMFWISDOMTREE TR | 1,816 | $76K | shares |
| VALEVALE S A | 13,255 | $75K | shares |
| FCOMFIDELITY COVINGTON TRUST | 2,452 | $73K | shares |
| IGLBISHARES TR | 1,128 | $73K | shares |
| CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR | 3,449 | $71K | shares |
| SPIBSPDR SERIES TRUST | 2,001 | $70K | shares |
| CORPPIMCO ETF TR | 696 | $69K | shares |
| ISHARES MSCIISHARES MSCI | 6,157 | $69K | shares |
| DEMWISDOMTREE TR | 1,791 | $68K | shares |
| XDHYXCREDIT SUISSE HIGH YIELD CRE | 26,000 | $68K | shares |
| VOCVOC ENERGY TR | 22,349 | $66K | shares |
| RYDEX ETF TRUSTRYDEX ETF TRUST | 888 | $65K | shares |
| POWERSHARES ETF TR IIPOWERSHARES ETF TR II | 1,077 | $65K | shares |
| CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR | 3,182 | $65K | shares |
| POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST | 1,550 | $63K | shares |
| POWERSHARES S&PPOWERSHARES S&P | 3,088 | $63K | shares |
| PROSHARES TRPROSHARES TR | 1,553 | $62K | shares |
| POWERSHARES ETF TR IIPOWERSHARES ETF TR II | 2,236 | $62K | shares |
| ACWVISHARES INC | 805 | $61K | shares |
| SPDR SERIES TRUSTSPDR SERIES TRUST | 1,597 | $61K | shares |
| MSMLISHARES TR | 430 | $61K | shares |
| VOXVANGUARD WORLD FD | 665 | $60K | shares |
| LYGLLOYDS BANKING GROUP PLC | 20,980 | $60K | shares |
| THDISHARES INC | 786 | $60K | shares |
| ENZLISHARES TR | 1,222 | $60K | shares |
| VGITVANGUARD SCOTTSDALE FDS | 868 | $58K | shares |
| EFGISHARES TR | 819 | $57K | shares |
| DIVGLOBAL X FDS | 2,289 | $56K | shares |
| DLSWISDOMTREE TR | 888 | $54K | shares |
| INVESCO WATER RESOURCES ETFINVESCO WATER RESOURCES ETF | 2,220 | $54K | shares |
| TURISHARES INC | 1,358 | $52K | shares |
| SPDWSPDR INDEX SHS FDS | 1,902 | $51K | shares |
| IYEISHARES TR | 1,298 | $51K | shares |
| USRTISHARES TR | 1,000 | $51K | shares |
| USTPROSHARES TR | 798 | $51K | shares |
| POWERSHARES DYN SEMICONDUCTPOWERSHARES DYN SEMICONDUCT | 1,555 | $51K | shares |
| WISDOMTREE TRWISDOMTREE TR | 1,963 | $51K | shares |
| MANITOWOC COMPANY INCMANITOWOC COMPANY INC | 10,255 | $49K | shares |
| GVIISHARES TR | 419 | $47K | shares |
| IWSISHARES TR | 601 | $47K | shares |
| WIPSPDR SERIES TRUST | 809 | $47K | shares |
| IYTISHARES TR | 318 | $47K | shares |
| VPLVANGUARD INTL EQUITY INDEX F | 758 | $46K | shares |
| FEZSPDR INDEX SHS FDS | 1,445 | $46K | shares |
| HYHGPROSHARES TR | 700 | $46K | shares |
| DFEWISDOMTREE TR | 818 | $45K | shares |
| CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR | 1,146 | $45K | shares |
| FNDBSCHWAB STRATEGIC TR | 1,338 | $43K | shares |
| DDMPROSHARES TR | 602 | $43K | shares |
| POWERSHARES ETF TRUST DYN M…POWERSHARES ETF TRUST DYN MEDI | 1,660 | $43K | shares |
| VGLTVANGUARD SCOTTSDALE FDS | 500 | $42K | shares |
| IFVFIRST TR EXCHANGE TRADED FD | 2,372 | $42K | shares |
| CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR | 1,722 | $42K | shares |
| SPYSTATE STR SPDR S&P 500 ETF T | 2,500 | $41K | call |
| ILCGISHARES TR | 339 | $41K | shares |
| IUSGISHARES TR | 962 | $41K | shares |
| FXHFIRST TR EXCHANGE-TRADED FD | 665 | $41K | shares |
| FHLCFIDELITY COVINGTON TRUST | 1,199 | $41K | shares |
| EPPISHARES INC | 1,004 | $41K | shares |
| GNRSPDR INDEX SHS FDS | 1,008 | $40K | shares |
| EPHEISHARES TR | 1,075 | $39K | shares |
| IXPISHARES TR | 622 | $38K | shares |
| MXIISHARES TR | 725 | $38K | shares |
| POWERSHARESPOWERSHARES | 1,119 | $38K | shares |
| EUHYISHARES INC | 767 | $37K | shares |
| HUNTINGTON BANCSHARES INCHUNTINGTON BANCSHARES INC | 26 | $37K | shares |
| PSKSPDR SERIES TRUST | 797 | $36K | shares |
| HYMBSPDR SERIES TRUST | 606 | $36K | shares |
| VONVVANGUARD SCOTTSDALE FDS | 380 | $35K | shares |
| IDUISHARES TR | 293 | $35K | shares |
| FDISFIDELITY COVINGTON TRUST | 1,136 | $35K | shares |
| INDAISHARES TR | 1,130 | $34K | shares |
| ILFISHARES TR | 1,188 | $34K | shares |
| IXJISHARES TR | 325 | $33K | principal |
| IEZISHARES TR | 820 | $33K | shares |
| POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST | 780 | $33K | shares |
| CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR | 657 | $33K | shares |
| SPBOSPDR SERIES TRUST | 970 | $32K | shares |
| DTHWISDOMTREE TR | 840 | $32K | shares |
| DGROISHARES TR | 1,065 | $31K | shares |
| FIDUFIDELITY COVINGTON TRUST | 1,029 | $31K | shares |
| SELECT SECTOR SPDR TRSELECT SECTOR SPDR TR | 1,014 | $31K | shares |
| SPSMSPDR SERIES TRUST | 400 | $30K | shares |
| DNLWISDOMTREE TR | 615 | $30K | shares |
| FSTAFIDELITY COVINGTON TRUST | 951 | $30K | shares |
| XHSSPDR SERIES TRUST | 543 | $30K | shares |
| EFVISHARES TR | 659 | $29K | shares |
| AOAISHARES TR | 586 | $28K | shares |
| KIESPDR SERIES TRUST | 384 | $28K | shares |
| POWERSHARES ETF TRUST DYN N…POWERSHARES ETF TRUST DYN NETW | 700 | $28K | shares |
| SPDR INDEX SHS FDSSPDR INDEX SHS FDS | 587 | $28K | shares |
| PROSHARES TRPROSHARES TR | 1,117 | $28K | shares |
| SDOGALPS ETF TR | 650 | $27K | shares |
| POWERSHARES ETF TRUST IIPOWERSHARES ETF TRUST II | 738 | $27K | shares |
| WTVWISDOMTREE TR | 400 | $25K | shares |
| POWERSHARES FUNDAMENTAL PUR…POWERSHARES FUNDAMENTAL PURE LARG… | 800 | $25K | shares |
| SRLNSSGA ACTIVE ETF TR | 513 | $24K | shares |
| BLVVANGUARD BD INDEX FDS | 243 | $24K | shares |
| GWXSPDR INDEX SHS FDS | 771 | $24K | shares |
| XTLSPDR SERIES TRUST | 372 | $24K | shares |
| POWERSHARESPOWERSHARES | 1,112 | $24K | shares |
| CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR | 1,110 | $24K | shares |
| POWERSHARES ETF TR IIPOWERSHARES ETF TR II | 899 | $24K | shares |
| FENYFIDELITY COVINGTON TRUST | 1,115 | $23K | shares |
| FTECFIDELITY COVINGTON TRUST | 619 | $23K | shares |
| IEOISHARES TR | 371 | $23K | shares |
| VTWOVANGUARD SCOTTSDALE FDS | 240 | $23K | shares |
| Invesco Global Listed Priva…Invesco Global Listed Private Equ… | 2,115 | $23K | shares |
| POWERSHARES NASDAQ INTERNEPOWERSHARES NASDAQ INTERNE | 264 | $23K | shares |
| ISCGISHARES TR | 150 | $22K | shares |
| XMESPDR SERIES TRUST | 851 | $22K | shares |
| VGSHVANGUARD SCOTTSDALE FDS | 355 | $22K | shares |
| Invesco Intl Developed Low …Invesco Intl Developed Low Vol | 725 | $22K | shares |
| Powershares Etf Fd Tr IIPowershares Etf Fd Tr II | 450 | $22K | shares |
| PROSHARES ULTRAPROSHARES ULTRA | 569 | $22K | shares |
| FRELFIDELITY COVINGTON TRUST | 879 | $21K | shares |
| VSSVANGUARD INTL EQUITY INDEX F | 218 | $21K | shares |
| SCHVSCHWAB STRATEGIC TR | 464 | $21K | shares |
| FMATFIDELITY COVINGTON TRUST | 760 | $21K | shares |
| IYMISHARES TR | 250 | $20K | shares |
| EZAISHARES INC | 346 | $20K | shares |
| INDYISHARES TR | 667 | $20K | shares |
| RYDEX ETF TRUSTRYDEX ETF TRUST | 224 | $20K | shares |
| PROSHARES TRPROSHARES TR | 535 | $20K | shares |
| POWERSHARESETF TRUST DYN SF…POWERSHARESETF TRUST DYN SFTWR | 400 | $19K | shares |
| TDIVFIRST TR EXCHANGE TRADED FD | 600 | $18K | shares |
| USDUWISDOMTREE TR | 673 | $18K | shares |
| POWERSHARES TR II S&P SMALL…POWERSHARES TR II S&P SMALLCAP | 1,095 | $18K | shares |
| GURUGLOBAL X FDS | 782 | $18K | shares |
| XPHSPDR SERIES TRUST | 388 | $17K | shares |
| QCLNFIRST TR EXCHANGE-TRADED FD | 1,169 | $17K | shares |
| SPDR INDEX SHS FDSSPDR INDEX SHS FDS | 1,040 | $17K | shares |
| CARZFIRST TR EXCHANGE-TRADED FD | 500 | $16K | shares |
| Guggenheim Exch Trd FdGuggenheim Exch Trd Fd | 865 | $16K | shares |
| KEYCORP NEWKEYCORP NEW | 121 | $16K | shares |
| INDEXIQ ETF TR IQ GLBINDEXIQ ETF TR IQ GLB | 600 | $16K | shares |
| XARSPDR SERIES TRUST | 260 | $15K | shares |
| CIBRFIRST TR EXCHANGE-TRADED FD | 750 | $15K | shares |
| AOKISHARES TR | 443 | $15K | shares |
| FXRFIRST TR EXCHANGE-TRADED FD | 480 | $14K | shares |
| PSTPROSHARES TR | 668 | $14K | shares |
| USIGISHARES TR | 121 | $13K | shares |
| GSIEGOLDMAN SACHS ETF TR | 494 | $13K | shares |
| FOX CORP CLASS BFOX CORP CLASS B | 543 | $13K | shares |
| POWERSHARES ETF TRUST HLTHC…POWERSHARES ETF TRUST HLTHCR S | 245 | $13K | shares |
| POWERSHARES FUNDAMENTALPOWERSHARES FUNDAMENTAL | 440 | $13K | shares |
| SKYYFIRST TR EXCHANGE-TRADED FD | 347 | $12K | shares |
| SPSBSPDR SERIES TRUST | 407 | $12K | shares |
| GLOBAL X FDSGLOBAL X FDS | 1,000 | $12K | shares |
| POWERSHARES WILDERHILL PRGPOWERSHARES WILDERHILL PRG | 500 | $12K | shares |
| SPMBSPDR SERIES TRUST | 400 | $11K | shares |
| EWPISHARES INC | 400 | $11K | shares |
| FTDSFIRST TR EXCHANGE-TRADED FD | 400 | $11K | shares |
| ALPS ETF TRALPS ETF TR | 575 | $11K | shares |
| IXUSISHARES TR | 200 | $10K | shares |
| VONGVANGUARD SCOTTSDALE FDS | 92 | $10K | shares |
| IXCISHARES TR | 300 | $10K | shares |
| ROYAL BANK OF SCOTLAND GROU…ROYAL BANK OF SCOTLAND GROUP PLC | 400 | $10K | shares |
| SPDR SERIES TRUST OILGAS EQ…SPDR SERIES TRUST OILGAS EQUIP | 513 | $10K | shares |
| WISDOMTREE AUSTRALIAWISDOMTREE AUSTRALIA | 187 | $10K | shares |
| POWERSHARES ETF TR II EURO …POWERSHARES ETF TR II EURO CUR HDG | 417 | $10K | shares |
| VXFVANGUARD INDEX FDS | 96 | $9K | shares |
| VWOBVANGUARD WHITEHALL FDS | 115 | $9K | shares |
| ILCVISHARES TR | 102 | $9K | shares |
| IWYISHARES TR | 166 | $9K | shares |
| Viacom Inc Cl AViacom Inc Cl A | 200 | $9K | shares |
| RYDEX ETF TRUSTRYDEX ETF TRUST | 100 | $9K | shares |
| INDEXIQ ETF TRINDEXIQ ETF TR | 300 | $9K | shares |
| DGTSPDR SERIES TRUST | 123 | $8K | shares |
| SPEMSPDR INDEX SHS FDS | 110 | $7K | shares |
| CMBSISHARES TR | 141 | $7K | shares |
| EZUISHARES INC | 176 | $6K | shares |
| MDYVSPDR SERIES TRUST | 79 | $6K | shares |
| POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST | 300 | $6K | shares |
| POWERSHARES ETF TRUST IIPOWERSHARES ETF TRUST II | 250 | $6K | shares |
| RYDEX GUGGENHEIMRYDEX GUGGENHEIM | 63 | $6K | shares |
| IUSVISHARES TR | 115 | $5K | principal |
| IWCISHARES TR | 60 | $5K | shares |
| EWXSPDR INDEX SHS FDS | 114 | $5K | shares |
| ENFRALPS ETF TR | 200 | $5K | shares |
| EDOGALPS ETF TR | 224 | $5K | shares |
| GLOBAL X FTSE GREECE 20 ETFGLOBAL X FTSE GREECE 20 ETF | 662 | $5K | shares |
| CLAYMORE EXCHANGE-TRADED FD…CLAYMORE EXCHANGE-TRADED FD WI | 190 | $5K | shares |
| POWERSHARES ETF TRUST DYN B…POWERSHARES ETF TRUST DYN BLDG | 200 | $5K | shares |
| Galena Biopharma IncGalena Biopharma Inc | 14,961 | $5K | shares |
How Q4 2016 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001085146-17-000507 | base | 2017-02-10 | acceptance time not in the bulk data set |