Concert Wealth Management Inc.
Follow13F filer, CIK 1456534, SAN JOSE, CA
Concert Wealth Management Inc. reported $449,558,000 across 523 holdings for the quarter ended 2016-12-31, in a 13F-HR filed 2017-02-10. Its ten largest share positions make up 16.5% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-17-000507
- Period
- 2016-12-31
- Reported value
- $450M
- Holdings
- 523
- Top 10 weight
- 16.5%
- New
- 45
- Sold out
- 585
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| ZROZadded | +11,605 | $1.26M |
| VTIadded | +9,746 | $1.12M |
| FBTadded | +10,747 | $978K |
| IEMGadded | +20,906 | $888K |
| ZIONnew | +14,915 | $643K |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| AAPLreduced | -122,533 | -$14.2M |
| MSFTreduced | -181,137 | -$11.3M |
| SPABreduced | -122,399 | -$6.97M |
| BACreduced | -306,226 | -$6.78M |
| XOMreduced | -65,929 | -$5.95M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 484 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| NVDANVIDIA CORPORATION COM | call | 1,800 | $74K | -200 |
| LNGCHENIERE ENERGY INC Stock | call | 1,000 | $8K | new |
| IWMISHARES TR SHS | call | 3,100 | $4K | +2,900 |
| GSGOLDMAN SACHS GROUP INC COM | put | 200 | $1K | new |
| AXPAMERICAN EXPRESS CO COM | call | 300 | $0 | new |
| BACBANK OF AMER CORP COM | call | 1,700 | $0 | new |
| CSCOCISCO SYS INC COM | call | 200 | $0 | new |
| KOCOCA COLA CO COM | call | 600 | $0 | new |
| XLFSELECT SECTOR SPDR TR SHS | call | 400 | $0 | new |
| GILDGILEAD SCIENCES INC COM | call | 600 | $0 | +500 |
| HCAHCA HEALTHCARE INC COM | call | 600 | $0 | new |
| INTCINTEL CORP COM | call | 600 | $0 | -1,900 |
| ISRGINTUITIVE SURGICAL INC COM | call | 500 | $0 | new |
| EWWISHARES INC SHS | call | 200 | $0 | new |
| IWMISHARES TR SHS | put | 19,200 | $0 | -3,700 |
| LOWLOWES COS INC COM | call | 200 | $0 | new |
| MSFTMICROSOFT CORP COM | call | 500 | $0 | +200 |
| MSMORGAN STANLEY COM | call | 200 | $0 | new |
| PEPPEPSICO INC COM | call | 100 | $0 | new |
| PFEPFIZER INC COM | call | 600 | $0 | new |
| XHBSPDR SERIES TRUST SHS | call | 100 | $0 | new |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | put | 8,000 | $0 | -22,800 |
| UPSUNITED PARCEL SVCS INC COM | call | 100 | $0 | new |
| VRTXVERTEX PHARMACEUTICALS INC COM | call | 800 | $0 | new |
| DALDELTA AIR LINES INC Stock | call | 200 | $0 | new |
| EOGEOG RES INC Stock | call | 100 | $0 | new |
| CLCOLGATE PALMOLIVE CO Stock | call | 200 | $0 | new |
| LENLENNAR CORP Stock | call | 2,400 | $0 | new |
| DGDOLLAR GEN CORP Stock | call | 200 | $0 | new |
| SWKSSKYWORKS SOLUTIONS INC Stock | call | 200 | $0 | new |
| UNITED TECH CORPUNITED TECH CORP COM | call | 100 | $0 | new |
| CELGENE CORPCELGENE CORP COM | call | 600 | $0 | -2,100 |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| HIGHARTFORD INSURANCE GROUP INC Stock | principal | 27,575 | $1.31M | new |
| POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST DYN BIOT & GEN | principal | 27,618 | $1.08M | +274 |
| POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST HI YLD EQ DVDN | principal | 33,841 | $570K | -19,694 |
| ITBISHARES TR US HOME CONS ETF | principal | 16,405 | $447K | +13,424 |
| KBESPDR SERIES TRUST ST STR SP BANK | principal | 7,431 | $320K | -9,952 |
| EPSWISDOMTREE TR US LARGECAP FUND | principal | 3,805 | $296K | -205 |
| IJKISHARES TR S&P MC 400GR ETF | principal | 1,539 | $279K | -239 |
Sold out in Q4 2016
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| ISHARES TRISHARES TR | 82 | $5K | shares |
| IGFISHARES TR | 100 | $4K | shares |
| RXIISHARES TR | 40 | $4K | shares |
| SPTISPDR SERIES TRUST | 68 | $4K | shares |
| IDGTISHARES TR | 100 | $4K | shares |
| SLVPISHARES INC | 300 | $4K | shares |
| ISHARESISHARES | 467 | $4K | shares |
| FTSE RAFI Internat'l Dev Mk…FTSE RAFI Internat'l Dev Mkts | 101 | $4K | shares |
| INTEL CORPINTEL CORP | 3,000 | $4K | principal |
| EG DJ EMRG MKT CNSUMR TITAEG DJ EMRG MKT CNSUMR TITA | 160 | $4K | shares |
| CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR | 124 | $4K | shares |
| POWERSHARES ETF TR IIPOWERSHARES ETF TR II | 174 | $4K | shares |
| GOVTISHARES TR | 124 | $3K | shares |
| Powershs Exch Trad Fd TrPowershs Exch Trad Fd Tr | 770 | $3K | shares |
| DANAHER CORP DELDANAHER CORP DEL | 1,000 | $3K | principal |
| POWERSHARES GOLDEN DRAGON (…POWERSHARES GOLDEN DRAGON (PGJ) | 92 | $3K | shares |
| GLOBAL X FDSGLOBAL X FDS | 239 | $3K | shares |
| POWERSHARES GLOBALPOWERSHARES GLOBAL | 250 | $3K | shares |
| GLOBAL X FDSGLOBAL X FDS | 326 | $3K | shares |
| PIMCO DIVERSIFIED INCOME AC…PIMCO DIVERSIFIED INCOME ACTIVE E… | 61 | $3K | shares |
| IMTMISHARES TR | 59 | $2K | shares |
| DGSWISDOMTREE TR | 38 | $2K | shares |
| LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORP | 500 | $2K | call |
| SCJISHARES INC | 26 | $2K | shares |
| POWERSHARES ETF TRUST DYN F…POWERSHARES ETF TRUST DYN FD & | 50 | $2K | shares |
| POWERSHARES ETF TRUST IIPOWERSHARES ETF TRUST II | 110 | $2K | shares |
| SHYGISHARES TR | 19 | $1K | shares |
| EBNDSPDR SERIES TRUST | 48 | $1K | shares |
| IBNDSPDR SERIES TRUST | 15 | $1K | shares |
| LEN-BLENNAR CORP | 30 | $1K | shares |
| ENORISHARES TR | 64 | $1K | shares |
| HEEMISHARES INC | 55 | $1K | shares |
| SPFFGLOBAL X FDS | 90 | $1K | shares |
| ISHARES TRISHARES TR | 61 | $1K | shares |
| GLOBAL X FDSGLOBAL X FDS | 54 | $1K | shares |
| ADBEADOBE INC | 1,700 | $0 | call |
| CVXCHEVRON CORPORATION | 200 | $0 | put |
| CVXCHEVRON CORPORATION | 700 | $0 | call |
| XLESELECT SECTOR SPDR TR | 300 | $0 | put |
| XLESELECT SECTOR SPDR TR | 300 | $0 | call |
| IBMINTERNATIONAL BUSINESS MACHS | 100 | $0 | call |
| REETISHARES TR | 5 | $0 | shares |
| MCDMCDONALDS CORP | 200 | $0 | put |
| MCDMCDONALDS CORP | 700 | $0 | call |
| MUMICRON TECHNOLOGY INC | 10,000 | $0 | call |
| ORCLORACLE CORP | 10,000 | $0 | call |
| QCOMQUALCOMM INC | 100 | $0 | call |
| CWISPDR INDEX SHS FDS | 170 | $0 | shares |
| SBUXSTARBUCKS CORP | 2,500 | $0 | call |
| UNHUNITEDHEALTH GROUP INC | 100 | $0 | call |
| VCLTVANGUARD SCOTTSDALE FDS | 500 | $0 | shares |
| VTVANGUARD INTL EQUITY INDEX F | 8 | $0 | shares |
| VVISA INC | 700 | $0 | put |
| VWOVANGUARD INTL EQUITY INDEX F | 300 | $0 | put |
| DISDISNEY WALT CO | 100 | $0 | call |
| WFCWELLS FARGO & CO | 100 | $0 | call |
| STIPISHARES TR | 557 | $0 | shares |
| IWFISHARES TR | 400 | $0 | put |
| DIASTATE STR SPDR DOW JONES IND | 200 | $0 | put |
| DIASTATE STR SPDR DOW JONES IND | 700 | $0 | call |
| EEMISHARES TR | 100 | $0 | call |
| VTWGVANGUARD SCOTTSDALE FDS | 308 | $0 | shares |
| FCXFREEPORT MCMORAN INC | 1,100 | $0 | call |
| FFIVF5 INC | 1,400 | $0 | call |
| BIIBBIOGEN INC | 300 | $0 | call |
| TLTISHARES TR | 100 | $0 | call |
| FXUFIRST TR EXCHANGE-TRADED FD | 1 | $0 | shares |
| EWCISHARES INC | 50 | $0 | shares |
| UAAUNDER ARMOUR INC | 200 | $0 | call |
| PSECPROSPECT CAP CORP | 20,000 | $0 | call |
| ALEXION PHARMACEUTICALS INCALEXION PHARMACEUTICALS INC | 1,000 | $0 | call |
| IGEISHARES TR | 80 | $0 | shares |
| JXIISHARES TR | 7 | $0 | shares |
| IAKISHARES TR | 2 | $0 | shares |
| PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser | 800 | $0 | put |
| PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser | 3,300 | $0 | call |
| POTASH CORP OF SASKATCHEWANPOTASH CORP OF SASKATCHEWAN | 1,900 | $0 | call |
| SANOFISANOFI | 15 | $0 | shares |
| PROSHARES TRPROSHARES TR | 5,000 | $0 | call |
| CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR | 14 | $0 | shares |
| CLAYMORE EXCHANGE TRD FD TR…CLAYMORE EXCHANGE TRD FD TR GUGG … | 200 | $0 | shares |
| Wilshire US REIT ETFWilshire US REIT ETF | 300 | $0 | shares |
| POWERSHARES ETF TR IIPOWERSHARES ETF TR II | 1,000 | $0 | shares |
| PROSHARES TR II ULTRA VIX S…PROSHARES TR II ULTRA VIX SHORT | 400 | $0 | put |
| PROSHARES TR II ULTRA VIX S…PROSHARES TR II ULTRA VIX SHORT | 100 | $0 | call |
How Q4 2016 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001085146-17-000507 | base | 2017-02-10 | acceptance time not in the bulk data set |