Skip to content

Carroll Financial Associates, Inc.

Follow

13F filer, CIK 1567784, CHARLOTTE, NC

Carroll Financial Associates, Inc. reported $1,626,041,000 across 1,751 holdings for the quarter ended 2021-03-31, in a 13F-HR filed 2021-04-06. Its ten largest share positions make up 44.91% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000909012-21-000061

Period
2021-03-31
Reported value
$1.63B
Holdings
1,751
Top 10 weight
44.91%
New
221
Sold out
86

Largest buys vs the previous quarter

SecurityShares changeApprox. value
GSSTnew+259,582$13.2M
NCINO INCnew+125,000$8.34M
JPSTadded+135,855$6.89M
MSTBadded+146,307$4.2M
PULSadded+57,809$2.88M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
ARKGreduced-83,738-$7.43M
AGGYreduced-145,006-$7.4M
ARKKreduced-40,007-$4.8M
PSEPreduced-122,423-$3.52M
KOMPreduced-49,388-$3.34M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2021

Share positions as resolved from 13F-HR 0000909012-21-000061, largest first. % of portfolio is the value over $1,626,041,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
PRIMPRIMORIS SVCS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 72 shares; 2020Q2: 72 shares; 2020Q3: 72 shares; 2020Q4: 72 shares; 2021Q1: 72 shares 72$2K<0.01%0Timeline
WWDWOODWARD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 21 shares; 2020Q3: 21 shares; 2020Q4: 21 shares; 2021Q1: 22 shares 22$2K<0.01%+1Timeline
XEXGXEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 1,150 shares; 2020Q2: 1,150 shares; 2020Q3: 250 shares; 2020Q4: 250 shares; 2021Q1: 250 shares 250$2K<0.01%0Timeline
FDISFIDELITY COVINGTON TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 150 shares; 2021Q1: 30 shares 30$2K<0.01%-120Timeline
PDBCINVESCO ACTVELY MNGD ETC FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 317 shares; 2020Q2: 317 shares; 2020Q3: 1,773 shares; 2020Q4: 317 shares; 2021Q1: 119 shares 119$2K<0.01%-198Timeline
DEMWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 406 shares; 2020Q2: 100 shares; 2020Q3: 100 shares; 2020Q4: 289 shares; 2021Q1: 60 shares 60$2K<0.01%-229Timeline
SNAPSNAP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 54 shares; 2020Q2: 54 shares; 2020Q3: 54 shares; 2020Q4: 3,569 shares; 2021Q1: 54 shares 54$2K<0.01%-3,515Timeline
THRMGENTHERM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 38 shares; 2020Q2: 38 shares; 2020Q3: 38 shares; 2020Q4: 38 shares; 2021Q1: 38 shares 38$2K<0.01%0Timeline
CRONCRONOS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 220 shares; 2020Q2: 220 shares; 2020Q3: 320 shares; 2020Q4: 320 shares; 2021Q1: 220 shares 220$2K<0.01%-100Timeline
KODKEASTMAN KODAK COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 350 shares; 2020Q4: 350 shares; 2021Q1: 350 shares 350$2K<0.01%0Timeline
KWRQUAKER HOUGHTONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 12 shares; 2020Q2: 12 shares; 2020Q3: 12 shares; 2020Q4: 12 shares; 2021Q1: 12 shares 12$2K<0.01%0Timeline
RLRALPH LAUREN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 18 shares; 2020Q2: 18 shares; 2020Q3: 18 shares; 2020Q4: 18 shares; 2021Q1: 18 shares 18$2K<0.01%0Timeline
FIDUFIDELITY COVINGTON TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 50 shares; 2020Q3: 50 shares; 2020Q4: 50 shares; 2021Q1: 50 shares 50$2K<0.01%0Timeline
HXLHEXCEL CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 18 shares; 2020Q2: 37 shares; 2020Q3: 37 shares; 2020Q4: 37 shares; 2021Q1: 43 shares 43$2K<0.01%+6Timeline
TCBITEXAS CAP BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 31 shares; 2020Q2: 31 shares; 2020Q3: 31 shares; 2020Q4: 31 shares; 2021Q1: 31 shares 31$2K<0.01%0Timeline
UMBFUMB FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 27 shares; 2020Q2: 27 shares; 2020Q3: 27 shares; 2020Q4: 27 shares; 2021Q1: 27 shares 27$2K<0.01%0Timeline
GBDCGOLUB CAP BDC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 200 shares 200$2K<0.01%newTimeline
BLNKBLINK CHARGING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 57 shares 57$2K<0.01%newTimeline
CHARGEPOINT HLDGS INCCHARGEPOINT HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 75 shares 75$2K<0.01%new
DESKTOP METAL INCDESKTOP METAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 183 shares 183$2K<0.01%new
NEW AMERICA HIGH INCOME FUN…NEW AMERICA HIGH INCOME FUND IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 240 shares; 2020Q2: 240 shares; 2020Q3: 240 shares; 2020Q4: 240 shares; 2021Q1: 240 shares 240$2K<0.01%0
BCVBANCROFT FD LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 96 shares; 2020Q2: 96 shares; 2020Q3: 96 shares; 2020Q4: 96 shares; 2021Q1: 96 shares 96$2K<0.01%0Timeline
PACWEST BANCORP DELPACWEST BANCORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 69 shares; 2020Q2: 69 shares; 2020Q3: 69 shares; 2020Q4: 69 shares; 2021Q1: 69 shares 69$2K<0.01%0
NXRTNEXPOINT RESIDENTIAL TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 46 shares; 2020Q2: 46 shares; 2020Q3: 46 shares; 2020Q4: 46 shares; 2021Q1: 46 shares 46$2K<0.01%0Timeline
GOROGOLD RESOURCE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 849 shares; 2020Q4: 849 shares; 2021Q1: 849 shares 849$2K<0.01%0Timeline
XSLVINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 802 shares; 2020Q2: 806 shares; 2020Q3: 814 shares; 2020Q4: 63 shares; 2021Q1: 63 shares 63$2K<0.01%0Timeline
COLONY CAPITAL INCCOLONY CAPITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 419 shares; 2020Q2: 419 shares; 2020Q3: 419 shares; 2020Q4: 419 shares; 2021Q1: 419 shares 419$2K<0.01%0
WOODISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 30 shares; 2020Q4: 30 shares; 2021Q1: 30 shares 30$2K<0.01%0Timeline
TBXPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 96 shares 96$2K<0.01%newTimeline
KLDOKALEIDO BIOSCIENCES INC COM STQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 339 shares 339$2K<0.01%newTimeline
LIBERTY MEDIA CORP DELAWARELIBERTY MEDIA CORP DELAWAREQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 41 shares; 2020Q2: 69 shares; 2020Q3: 69 shares; 2020Q4: 69 shares; 2021Q1: 69 shares 69$2K<0.01%0
NAVISTAR INTERNATIONALNAVISTAR INTERNATIONALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 75 shares; 2020Q2: 75 shares; 2020Q3: 65 shares; 2020Q4: 65 shares; 2021Q1: 65 shares 65$2K<0.01%0
AIR TRANSPORT SERVICES GRP IAIR TRANSPORT SERVICES GRP IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 100 shares; 2020Q2: 100 shares; 2020Q3: 100 shares; 2020Q4: 100 shares; 2021Q1: 100 shares 100$2K<0.01%0
SPDR GOLD MINISHARES TRUSTSPDR GOLD MINISHARES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 120 shares; 2020Q2: 120 shares; 2020Q3: 120 shares; 2020Q4: 120 shares; 2021Q1: 120 shares 120$2K<0.01%0
GRACE W R & CO DEL NEW COMGRACE W R & CO DEL NEW COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 40 shares 40$2K<0.01%new
SPINNAKER ETF SERIESSPINNAKER ETF SERIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 500 shares; 2021Q1: 115 shares 115$2K<0.01%-385
ASHFORD HOSPITALITY TR INCASHFORD HOSPITALITY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 1,000 shares 1,000$2K<0.01%new
CNNECANNAE HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 1,535 shares; 2020Q3: 35 shares; 2020Q4: 35 shares; 2021Q1: 48 shares 48$1K<0.01%+13Timeline
FRELFIDELITY COVINGTON TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 39 shares; 2020Q2: 39 shares; 2020Q3: 39 shares; 2020Q4: 39 shares; 2021Q1: 39 shares 39$1K<0.01%0Timeline
NTGRNETGEAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 25 shares; 2020Q2: 25 shares; 2020Q3: 25 shares; 2020Q4: 25 shares; 2021Q1: 25 shares 25$1K<0.01%0Timeline
PTONPELOTON INTERACTIVE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 512 shares; 2020Q2: 1,183 shares; 2020Q3: 832 shares; 2020Q4: 1,550 shares; 2021Q1: 12 shares 12$1K<0.01%-1,538Timeline
RKTROCKET COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 53 shares; 2021Q1: 53 shares 53$1K<0.01%0Timeline
JAZZJAZZ PHARMACEUTICALS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 11 shares; 2020Q2: 11 shares; 2020Q3: 11 shares; 2020Q4: 11 shares; 2021Q1: 11 shares 11$1K<0.01%0Timeline
APAMARTISAN PARTNERS ASSET MGMTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 25 shares; 2020Q2: 25 shares; 2020Q3: 25 shares; 2020Q4: 25 shares; 2021Q1: 25 shares 25$1K<0.01%0Timeline
CFRCULLEN FROST BANKERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 15 shares; 2020Q2: 15 shares; 2020Q3: 15 shares; 2020Q4: 15 shares; 2021Q1: 15 shares 15$1K<0.01%0Timeline
PINSPINTEREST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 2,151 shares; 2021Q1: 25 shares 25$1K<0.01%-2,126Timeline
TRGPTARGA RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 46 shares; 2020Q2: 46 shares; 2020Q3: 46 shares; 2020Q4: 46 shares; 2021Q1: 46 shares 46$1K<0.01%0Timeline
CRNCCERENCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 16 shares; 2020Q2: 16 shares; 2020Q3: 16 shares; 2020Q4: 16 shares; 2021Q1: 16 shares 16$1K<0.01%0Timeline
BOKFBOK FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 12 shares; 2020Q2: 12 shares; 2020Q3: 12 shares; 2020Q4: 12 shares; 2021Q1: 12 shares 12$1K<0.01%0Timeline
CCCHEMOURS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 261 shares; 2020Q2: 258 shares; 2020Q3: 122 shares; 2020Q4: 42 shares; 2021Q1: 42 shares 42$1K<0.01%0Timeline
ACCOACCO BRANDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 159 shares; 2020Q2: 159 shares; 2020Q3: 159 shares; 2020Q4: 159 shares; 2021Q1: 159 shares 159$1K<0.01%0Timeline
UECURANIUM ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 400 shares; 2021Q1: 400 shares 400$1K<0.01%0Timeline
CBOECBOE GLOBAL MKTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 15 shares 15$1K<0.01%newTimeline
HUBBHUBBELL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 6 shares; 2020Q2: 6 shares; 2020Q3: 6 shares; 2020Q4: 6 shares; 2021Q1: 6 shares 6$1K<0.01%0Timeline
AGNCAGNC INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 110 shares; 2020Q2: 110 shares; 2020Q3: 110 shares; 2020Q4: 110 shares; 2021Q1: 110 shares 110$1K<0.01%0Timeline
NGVTINGEVITY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 16 shares; 2020Q2: 16 shares; 2020Q3: 16 shares; 2020Q4: 16 shares; 2021Q1: 16 shares 16$1K<0.01%0Timeline
AREALEXANDRIA REAL ESTATE EQ INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 11 shares 11$1K<0.01%newTimeline
CROXCROCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 15 shares 15$1K<0.01%newTimeline
IYRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 16 shares; 2020Q2: 16 shares; 2020Q3: 16 shares; 2020Q4: 16 shares; 2021Q1: 16 shares 16$1K<0.01%0Timeline
PFNPIMCO INCOME STRATEGY FD IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 118 shares; 2020Q2: 118 shares; 2020Q3: 118 shares; 2020Q4: 118 shares; 2021Q1: 118 shares 118$1K<0.01%0Timeline
PRIPRIMERICA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 7 shares 7$1K<0.01%newTimeline
GUNRFLEXSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 32 shares 32$1K<0.01%newTimeline
XTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 25 shares 25$1K<0.01%newTimeline
IOSPINNOSPEC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 18 shares; 2020Q2: 18 shares; 2020Q3: 18 shares; 2020Q4: 18 shares; 2021Q1: 18 shares 18$1K<0.01%0Timeline
AAONAAON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 23 shares; 2020Q2: 23 shares; 2020Q3: 23 shares; 2020Q4: 23 shares; 2021Q1: 23 shares 23$1K<0.01%0Timeline
FCPTFOUR CORNERS PPTY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 43 shares; 2020Q2: 43 shares; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 60 shares 60$1K<0.01%newTimeline
GBCIGLACIER BANCORP INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 35 shares; 2020Q2: 35 shares; 2020Q3: 35 shares; 2020Q4: 35 shares; 2021Q1: 35 shares 35$1K<0.01%0Timeline
SNDRSCHNEIDER NATIONAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 65 shares; 2020Q2: 65 shares; 2020Q3: 65 shares; 2020Q4: 65 shares; 2021Q1: 65 shares 65$1K<0.01%0Timeline
ADNTADIENT PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 28 shares; 2020Q2: 28 shares; 2020Q3: 28 shares; 2020Q4: 28 shares; 2021Q1: 28 shares 28$1K<0.01%0Timeline
COHUCOHU INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 40 shares 40$1K<0.01%newTimeline
KTOSKRATOS DEFENSE & SEC SOLUTIOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 63 shares 63$1K<0.01%newTimeline
SFIXSTITCH FIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 65 shares; 2020Q2: 25 shares; 2020Q3: 25 shares; 2020Q4: 25 shares; 2021Q1: 25 shares 25$1K<0.01%0Timeline
PBHPRESTIGE CONSMR HEALTHCARE IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 346 shares; 2020Q2: 346 shares; 2020Q3: 346 shares; 2020Q4: 346 shares; 2021Q1: 42 shares 42$1K<0.01%-304Timeline
FSTAFIDELITY COVINGTON TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 38 shares; 2020Q4: 38 shares; 2021Q1: 38 shares 38$1K<0.01%0Timeline
PRKSUNITED PARKS & RESORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 35 shares; 2020Q3: 35 shares; 2020Q4: 35 shares; 2021Q1: 35 shares 35$1K<0.01%0Timeline
ICFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 44 shares; 2020Q2: 14 shares; 2020Q3: 14 shares; 2020Q4: 28 shares; 2021Q1: 29 shares 29$1K<0.01%+1Timeline
IDAIDACORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 1 shares; 2020Q2: 1 shares; 2020Q3: 1 shares; 2020Q4: not reported; 2021Q1: 16 shares 16$1K<0.01%newTimeline
CRANE COCRANE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 17 shares; 2020Q2: 17 shares; 2020Q3: 17 shares; 2020Q4: 17 shares; 2021Q1: 17 shares 17$1K<0.01%0
ZYNGA INC.ZYNGA INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 115 shares; 2020Q3: 115 shares; 2020Q4: 115 shares; 2021Q1: 115 shares 115$1K<0.01%0
HYTBLACKROCK CORPOR HI YLD FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 622 shares; 2020Q2: 122 shares; 2020Q3: 122 shares; 2020Q4: 122 shares; 2021Q1: 122 shares 122$1K<0.01%0Timeline
FSLYFASTLY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 25 shares; 2020Q3: 25 shares; 2020Q4: 25 shares; 2021Q1: 25 shares 25$1K<0.01%0Timeline
MAGELLAN HEALTH SERVICES INCMAGELLAN HEALTH SERVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 15 shares; 2020Q2: 15 shares; 2020Q3: 15 shares; 2020Q4: 15 shares; 2021Q1: 15 shares 15$1K<0.01%0
PREMIER INCPREMIER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 55 shares; 2020Q2: 55 shares; 2020Q3: 55 shares; 2020Q4: 55 shares; 2021Q1: 55 shares 55$1K<0.01%0
XBOEXBLACKROCK ENHANCED GLOBALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 149 shares; 2020Q2: 149 shares; 2020Q3: 149 shares; 2020Q4: 149 shares; 2021Q1: 149 shares 149$1K<0.01%0Timeline
TCF FINANCIAL CORPORATION NETCF FINANCIAL CORPORATION NEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 35 shares; 2020Q2: 35 shares; 2020Q3: 35 shares; 2020Q4: 35 shares; 2021Q1: 35 shares 35$1K<0.01%0
GREAT WESTN BANCORP INCGREAT WESTN BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 60 shares; 2020Q2: 60 shares; 2020Q3: 60 shares; 2020Q4: 60 shares; 2021Q1: 60 shares 60$1K<0.01%0
HPPHUDSON PAC PPTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 32 shares; 2020Q2: 79 shares; 2020Q3: 79 shares; 2020Q4: 47 shares; 2021Q1: 70 shares 70$1K<0.01%+23Timeline
INVESCO DYNAMIC CR OPPORTUNIINVESCO DYNAMIC CR OPPORTUNIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 106 shares; 2020Q2: 106 shares; 2020Q3: 106 shares; 2020Q4: 106 shares; 2021Q1: 106 shares 106$1K<0.01%0
AMC ENTMT HLDGS INCAMC ENTMT HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 104 shares 104$1K<0.01%new
BGC PARTNERS INCBGC PARTNERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 373 shares; 2020Q2: 373 shares; 2020Q3: 373 shares; 2020Q4: 369 shares; 2021Q1: 369 shares 369$1K<0.01%0
NUVASIVE INCNUVASIVE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 18 shares; 2020Q2: 18 shares; 2020Q3: 18 shares; 2020Q4: 18 shares; 2021Q1: 27 shares 27$1K<0.01%+9
KRATON CORPORATIONKRATON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 38 shares; 2020Q3: 38 shares; 2020Q4: 38 shares; 2021Q1: 38 shares 38$1K<0.01%0
EQXEQUINOX GOLD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 238 shares; 2020Q3: 238 shares; 2020Q4: 238 shares; 2021Q1: 238 shares 238$1K<0.01%0Timeline
WASHWASHINGTON TR BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 21 shares; 2020Q2: 21 shares; 2020Q3: 21 shares; 2020Q4: 21 shares; 2021Q1: 21 shares 21$1K<0.01%0Timeline
DNOWDNOW INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 148 shares; 2020Q2: 186 shares; 2020Q3: 186 shares; 2020Q4: 186 shares; 2021Q1: 186 shares 186$1K<0.01%0Timeline
MMTABERDEEN MULTI-MARKET INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 195 shares; 2020Q2: 195 shares; 2020Q3: 195 shares; 2020Q4: 195 shares; 2021Q1: 195 shares 195$1K<0.01%0Timeline
SPROSPERO THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 110 shares 110$1K<0.01%newTimeline
HNDLSTRATEGY SHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 50 shares 50$1K<0.01%newTimeline
DBAWDBX ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 223 shares; 2020Q2: 51 shares; 2020Q3: 51 shares; 2020Q4: 51 shares; 2021Q1: 51 shares 51$1K<0.01%0Timeline
MTAMETALLA RTY & STREAMING LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 200 shares 200$1K<0.01%newTimeline
NUSANUSHARES ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 1,398 shares; 2020Q2: 79 shares; 2020Q3: 79 shares; 2020Q4: 79 shares; 2021Q1: 79 shares 79$1K<0.01%0Timeline
LIBERTY GLOBAL PLC-ALIBERTY GLOBAL PLC-AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 122 shares; 2020Q2: 52 shares; 2020Q3: 52 shares; 2020Q4: 52 shares; 2021Q1: 52 shares 52$1K<0.01%0
ALTAIR ENGINEERING INCALTAIR ENGINEERING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 37 shares; 2020Q2: 130 shares; 2020Q3: 28 shares; 2020Q4: 28 shares; 2021Q1: 28 shares 28$1K<0.01%0
LIBERTY MEDIA CORP-BRAVES CLIBERTY MEDIA CORP-BRAVES CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 16 shares; 2020Q2: 38 shares; 2020Q3: 38 shares; 2020Q4: 38 shares; 2021Q1: 38 shares 38$1K<0.01%0
NUVVE HOLDING CORPNUVVE HOLDING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 154 shares 154$1K<0.01%new
IMMUNOGEN INCIMMUNOGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 221 shares; 2020Q2: 221 shares; 2020Q3: 221 shares; 2020Q4: 221 shares; 2021Q1: 221 shares 221$1K<0.01%0
AKTSQAkoustis Technologies IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 2,410 shares; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 120 shares 120$1K<0.01%newTimeline
RITE AID CORPRITE AID CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 50 shares; 2020Q2: 50 shares; 2020Q3: 50 shares; 2020Q4: 50 shares; 2021Q1: 50 shares 50$1K<0.01%0
VELODYNE LIDAR INCVELODYNE LIDAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 100 shares; 2021Q1: 100 shares 100$1K<0.01%0
VINCO VENTURES INCVINCO VENTURES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 1,500 shares; 2021Q1: 425 shares 425$1K<0.01%-1,075
AGEAGLE AERIAL SYS INC NEWAGEAGLE AERIAL SYS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 230 shares; 2021Q1: 230 shares 230$1K<0.01%0
NORTHERN LTS FD TR IVNORTHERN LTS FD TR IVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 58 shares; 2020Q2: 246 shares; 2020Q3: 58 shares; 2020Q4: 58 shares; 2021Q1: 58 shares 58$1K<0.01%0
NOVAN INCNOVAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 1,000 shares; 2020Q2: 1,000 shares; 2020Q3: 1,000 shares; 2020Q4: 1,000 shares; 2021Q1: 1,000 shares 1,000$1K<0.01%0
SHYGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 16 shares; 2020Q2: 16 shares; 2020Q3: 65 shares; 2020Q4: 16 shares; 2021Q1: 16 shares 16$00%0Value filed as zero, left out of ratios.Timeline
FNDESCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 29 shares; 2020Q2: 29 shares; 2020Q3: 29 shares; 2020Q4: 29 shares; 2021Q1: 29 shares 29$00%0Value filed as zero, left out of ratios.Timeline
SCHHSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 8 shares; 2020Q2: 8 shares; 2020Q3: 8 shares; 2020Q4: 8 shares; 2021Q1: 8 shares 8$00%0Value filed as zero, left out of ratios.Timeline
CWISPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 28 shares; 2020Q2: 28 shares; 2020Q3: 28 shares; 2020Q4: 28 shares; 2021Q1: 28 shares 28$00%0Value filed as zero, left out of ratios.Timeline
VNQIVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 4 shares; 2020Q2: 4 shares; 2020Q3: 97 shares; 2020Q4: 4 shares; 2021Q1: 4 shares 4$00%0Value filed as zero, left out of ratios.Timeline
LMNDLEMONADE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 5 shares 5$00%newValue filed as zero, left out of ratios.Timeline
SSOPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 2 shares; 2020Q2: 2 shares; 2020Q3: 4 shares; 2020Q4: 4 shares; 2021Q1: 4 shares 4$00%0Value filed as zero, left out of ratios.Timeline
STLDSTEEL DYNAMICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 1 shares; 2020Q2: 1 shares; 2020Q3: 1 shares; 2020Q4: 1 shares; 2021Q1: 1 shares 1$00%0Value filed as zero, left out of ratios.Timeline
KEYSKEYSIGHT TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 34 shares; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 3 shares 3$00%newValue filed as zero, left out of ratios.Timeline
NNNNNN REIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 202 shares; 2020Q2: 202 shares; 2020Q3: 202 shares; 2020Q4: 202 shares; 2021Q1: 19 shares 19$00%-183Value filed as zero, left out of ratios.Timeline
EMEEMCOR GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 4 shares 4$00%newValue filed as zero, left out of ratios.Timeline
GATXGATX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 5 shares; 2020Q3: 5 shares; 2020Q4: 5 shares; 2021Q1: 5 shares 5$00%0Value filed as zero, left out of ratios.Timeline
YELPYELP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 17 shares; 2020Q2: 17 shares; 2020Q3: 17 shares; 2020Q4: 17 shares; 2021Q1: 17 shares 17$00%0Value filed as zero, left out of ratios.Timeline
NRGNRG ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 13 shares; 2020Q2: 13 shares; 2020Q3: 16 shares; 2020Q4: 10 shares; 2021Q1: 10 shares 10$00%0Value filed as zero, left out of ratios.Timeline
LPLALPL FINL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 4 shares 4$00%newValue filed as zero, left out of ratios.Timeline
JBLJABIL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 9 shares 9$00%newValue filed as zero, left out of ratios.Timeline
DKDELEK US HLDGS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 24 shares; 2020Q2: 24 shares; 2020Q3: 24 shares; 2020Q4: 24 shares; 2021Q1: 0 shares 0$00%-24Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.Timeline
DHID R HORTON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 724 shares; 2020Q2: 1,564 shares; 2020Q3: 1,037 shares; 2020Q4: 876 shares; 2021Q1: 11 shares 11$00%-865Value filed as zero, left out of ratios.Timeline
BXMTBLACKSTONE MORTGAGE TRUST INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 500 shares; 2020Q2: 500 shares; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 24 shares 24$00%newValue filed as zero, left out of ratios.Timeline
AMEAMETEK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 0 shares; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 7 shares 7$00%newValue filed as zero, left out of ratios.Timeline
EGEVEREST GROUP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 6 shares; 2020Q2: 6 shares; 2020Q3: 6 shares; 2020Q4: 6 shares; 2021Q1: 3 shares 3$00%-3Value filed as zero, left out of ratios.Timeline
RGAREINSURANCE GROUP AMER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 5 shares 5$00%newValue filed as zero, left out of ratios.Timeline
HBANHUNTINGTON BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 41 shares; 2020Q2: 41 shares; 2020Q3: 41 shares; 2020Q4: 41 shares; 2021Q1: 41 shares 41$00%0Value filed as zero, left out of ratios.Timeline
ERICTELEFONAKTIEBOLAGET LM ERICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 20 shares; 2020Q2: 20 shares; 2020Q3: 20 shares; 2020Q4: 20 shares; 2021Q1: 20 shares 20$00%0Value filed as zero, left out of ratios.Timeline
TXNMTXNM ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 10 shares; 2020Q2: 10 shares; 2020Q3: 10 shares; 2020Q4: 10 shares; 2021Q1: 10 shares 10$00%0Value filed as zero, left out of ratios.Timeline
ACHCACADIA HEALTHCARE COMPANY INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 45 shares; 2020Q2: 45 shares; 2020Q3: 45 shares; 2020Q4: 45 shares; 2021Q1: 0 shares 0$00%-45Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.Timeline
SNPSSYNOPSYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 2 shares 2$00%newValue filed as zero, left out of ratios.Timeline
STESTERIS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 249 shares; 2020Q4: not reported; 2021Q1: 4 shares 4$00%newValue filed as zero, left out of ratios.Timeline
CDNSCADENCE DESIGN SYSTEM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 41 shares; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 6 shares 6$00%newValue filed as zero, left out of ratios.Timeline
NVTNVENT ELEC PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 15 shares; 2020Q2: 15 shares; 2020Q3: 15 shares; 2020Q4: 15 shares; 2021Q1: 15 shares 15$00%0Value filed as zero, left out of ratios.Timeline
NDAQNASDAQ INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 471 shares; 2020Q2: 298 shares; 2020Q3: 12 shares; 2020Q4: 12 shares; 2021Q1: 2 shares 2$00%-10Value filed as zero, left out of ratios.Timeline
MTARCELORMITTAL SA LUXEMBOURGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 302 shares; 2020Q2: 2 shares; 2020Q3: 2 shares; 2020Q4: 2 shares; 2021Q1: 2 shares 2$00%0Value filed as zero, left out of ratios.Timeline
NWSANEWS CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 48 shares; 2020Q2: 40 shares; 2020Q3: 15 shares; 2020Q4: 15 shares; 2021Q1: 15 shares 15$00%0Value filed as zero, left out of ratios.Timeline
RIGTRANSOCEAN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 30 shares; 2020Q2: 30 shares; 2020Q3: 56 shares; 2020Q4: 56 shares; 2021Q1: 56 shares 56$00%0Value filed as zero, left out of ratios.Timeline
OGSONE GAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 7 shares 7$00%newValue filed as zero, left out of ratios.Timeline
EXREXTRA SPACE STORAGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 5 shares 5$00%newValue filed as zero, left out of ratios.Timeline
DXCDXC TECHNOLOGY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 20 shares; 2020Q2: 8 shares; 2020Q3: 8 shares; 2020Q4: 8 shares; 2021Q1: 8 shares 8$00%0Value filed as zero, left out of ratios.Timeline
COLDAMERICOLD REALTY TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 18 shares 18$00%newValue filed as zero, left out of ratios.Timeline
THGHANOVER INS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 5 shares 5$00%newValue filed as zero, left out of ratios.Timeline
REXRREXFORD INDL RLTY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 6 shares 6$00%newValue filed as zero, left out of ratios.Timeline
TLHISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 606 shares; 2020Q2: 4 shares; 2020Q3: 4 shares; 2020Q4: 4 shares; 2021Q1: 4 shares 4$00%0Value filed as zero, left out of ratios.Timeline
NGDNEW GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 80 shares; 2020Q4: 80 shares; 2021Q1: 80 shares 80$00%0Value filed as zero, left out of ratios.Timeline
PHKPIMCO HIGH INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 7 shares; 2020Q2: 7 shares; 2020Q3: 7 shares; 2020Q4: 7 shares; 2021Q1: 7 shares 7$00%0Value filed as zero, left out of ratios.Timeline
UWMPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 5 shares; 2020Q2: 5 shares; 2020Q3: 5 shares; 2020Q4: 5 shares; 2021Q1: 5 shares 5$00%0Value filed as zero, left out of ratios.Timeline
RMAXRE/MAX HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 100 shares; 2020Q2: 100 shares; 2020Q3: 100 shares; 2020Q4: 100 shares; 2021Q1: 0 shares 0$00%-100Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.Timeline
TTCTORO COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 5 shares 5$00%newValue filed as zero, left out of ratios.Timeline
FNDFSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 29 shares; 2020Q2: 29 shares; 2020Q3: 29 shares; 2020Q4: 29 shares; 2021Q1: 29 shares 29$00%0Value filed as zero, left out of ratios.Timeline
TFXTELEFLEX INCORPORATEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 2 shares 2$00%newValue filed as zero, left out of ratios.Timeline
ENFRALPS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 11 shares; 2020Q2: 11 shares; 2020Q3: 11 shares; 2020Q4: 11 shares; 2021Q1: 11 shares 11$00%0Value filed as zero, left out of ratios.Timeline
CLSKCLEANSPARK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 100 shares; 2020Q3: 100 shares; 2020Q4: 29 shares; 2021Q1: 29 shares 29$00%0Value filed as zero, left out of ratios.Timeline
CNOCNO FINL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 239 shares; 2020Q2: 239 shares; 2020Q3: 239 shares; 2020Q4: 235 shares; 2021Q1: 0 shares 0$00%-235Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.Timeline
DAKTDAKTRONICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 32 shares; 2020Q2: 32 shares; 2020Q3: 32 shares; 2020Q4: 32 shares; 2021Q1: 32 shares 32$00%0Value filed as zero, left out of ratios.Timeline
BHFBRIGHTHOUSE FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 42 shares; 2020Q2: 42 shares; 2020Q3: 6 shares; 2020Q4: 6 shares; 2021Q1: 1 shares 1$00%-5Value filed as zero, left out of ratios.Timeline
VTOLBRISTOW GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 5 shares; 2021Q1: 5 shares 5$00%0Value filed as zero, left out of ratios.Timeline
CWTCALIFORNIA WTR SVC GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 13 shares 13$00%newValue filed as zero, left out of ratios.Timeline
FCNFTI CONSULTING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 125 shares; 2020Q2: 125 shares; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 2 shares 2$00%newValue filed as zero, left out of ratios.Timeline
GMEGAMESTOP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 1 shares 1$00%newValue filed as zero, left out of ratios.Timeline
GTXGARRETT MOTION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 163 shares; 2020Q2: 163 shares; 2020Q3: 81 shares; 2020Q4: 91 shares; 2021Q1: 66 shares 66$00%-25Value filed as zero, left out of ratios.Timeline
JPEMJ P MORGAN EXCHANGE TRADED FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 15 shares; 2020Q2: 16 shares; 2020Q3: 11 shares; 2020Q4: 12 shares; 2021Q1: 12 shares 12$00%0Value filed as zero, left out of ratios.Timeline
OPLNOPENLANE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 28 shares; 2020Q2: 28 shares; 2020Q3: 28 shares; 2020Q4: 28 shares; 2021Q1: 28 shares 28$00%0Value filed as zero, left out of ratios.Timeline
LILAKLIBERTY LATIN AMERICA LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 26 shares; 2020Q2: 26 shares; 2020Q3: 26 shares; 2020Q4: 26 shares; 2021Q1: 26 shares 26$00%0Value filed as zero, left out of ratios.Timeline
LILALIBERTY LATIN AMERICA LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 8 shares; 2020Q2: 8 shares; 2020Q3: 8 shares; 2020Q4: 8 shares; 2021Q1: 8 shares 8$00%0Value filed as zero, left out of ratios.Timeline
SCHESCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 18 shares; 2020Q2: 18 shares; 2020Q3: 18 shares; 2020Q4: 18 shares; 2021Q1: 18 shares 18$00%0Value filed as zero, left out of ratios.Timeline
SCHCSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 12 shares; 2020Q2: 12 shares; 2020Q3: 252 shares; 2020Q4: 12 shares; 2021Q1: 12 shares 12$00%0Value filed as zero, left out of ratios.Timeline
FNDCSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 18 shares; 2020Q2: 18 shares; 2020Q3: 18 shares; 2020Q4: 18 shares; 2021Q1: 18 shares 18$00%0Value filed as zero, left out of ratios.Timeline
ASIXADVANSIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 48 shares; 2020Q2: 48 shares; 2020Q3: 28 shares; 2020Q4: 32 shares; 2021Q1: 26 shares 26$00%-6Value filed as zero, left out of ratios.Timeline
CNDTCONDUENT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 120 shares; 2020Q2: 120 shares; 2020Q3: 120 shares; 2020Q4: 120 shares; 2021Q1: 120 shares 120$00%0Value filed as zero, left out of ratios.Timeline
BANDBANDWIDTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 85 shares; 2020Q2: 564 shares; 2020Q3: 484 shares; 2020Q4: not reported; 2021Q1: 6 shares 6$00%newValue filed as zero, left out of ratios.Timeline
KTBKONTOOR BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 300 shares; 2020Q2: 54 shares; 2020Q3: 12 shares; 2020Q4: 12 shares; 2021Q1: 12 shares 12$00%0Value filed as zero, left out of ratios.Timeline
MVVPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 9 shares; 2020Q2: 9 shares; 2020Q3: 9 shares; 2020Q4: 9 shares; 2021Q1: 9 shares 9$00%0Value filed as zero, left out of ratios.Timeline
RSRELIANCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 1 shares 1$00%newValue filed as zero, left out of ratios.Timeline
RVTYREVVITY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 722 shares; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 2 shares 2$00%newValue filed as zero, left out of ratios.Timeline
UNFUNIFIRST CORP MASSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 12 shares; 2020Q2: 12 shares; 2020Q3: 12 shares; 2020Q4: 12 shares; 2021Q1: 0 shares 0$00%-12Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.Timeline
VIAVVIAVI SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 2 shares; 2020Q2: 2 shares; 2020Q3: 2 shares; 2020Q4: 2 shares; 2021Q1: 2 shares 2$00%0Value filed as zero, left out of ratios.Timeline
GLGLOBE LIFE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 3 shares 3$00%newValue filed as zero, left out of ratios.Timeline
CRESTWOOD EQUITY PARTNERS L…CRESTWOOD EQUITY PARTNERS LP UQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 27 shares 27$00%newValue filed as zero, left out of ratios.
GTGOODYEAR TIRE & RUBR COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 38 shares; 2020Q4: 38 shares; 2021Q1: 38 shares 38$00%0Value filed as zero, left out of ratios.Timeline
BCXBLACKROCK RES & COMMODITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 98 shares; 2020Q2: 98 shares; 2020Q3: 98 shares; 2020Q4: 98 shares; 2021Q1: 98 shares 98$00%0Value filed as zero, left out of ratios.Timeline
PICBINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 23 shares; 2020Q2: 24 shares; 2020Q3: 21 shares; 2020Q4: 21 shares; 2021Q1: 21 shares 21$00%0Value filed as zero, left out of ratios.Timeline
CCOICOGENT COMM HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 14 shares 14$00%newValue filed as zero, left out of ratios.Timeline
CYRUSONE INCCYRUSONE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 53 shares; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 3 shares 3$00%newValue filed as zero, left out of ratios.
SCSSTEELCASE INC-CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 1,050 shares; 2020Q2: 50 shares; 2020Q3: 50 shares; 2020Q4: 50 shares; 2021Q1: 50 shares 50$00%0Value filed as zero, left out of ratios.Timeline
IGLBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 9 shares; 2020Q2: 9 shares; 2020Q3: 9 shares; 2020Q4: 9 shares; 2021Q1: 9 shares 9$00%0Value filed as zero, left out of ratios.Timeline
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 1,440 shares; 2020Q2: 240 shares; 2020Q3: 240 shares; 2020Q4: 8,371 shares; 2021Q1: 75 shares 75$00%-8,296Value filed as zero, left out of ratios.
ERCALLSPRING MULTI SECTOR INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 570 shares; 2020Q2: 20 shares; 2020Q3: 20 shares; 2020Q4: 20 shares; 2021Q1: 20 shares 20$00%0Value filed as zero, left out of ratios.Timeline
Mallinckrodt PlcMallinckrodt PlcQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 7 shares; 2020Q2: 7 shares; 2020Q3: 7 shares; 2020Q4: 7 shares; 2021Q1: 7 shares 7$00%0Value filed as zero, left out of ratios.
IGOVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 98 shares; 2020Q2: 17 shares; 2020Q3: 24,677 shares; 2020Q4: 3,297 shares; 2021Q1: 17 shares 17$00%-3,280Value filed as zero, left out of ratios.Timeline
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 200 shares; 2020Q2: 200 shares; 2020Q3: 211 shares; 2020Q4: 217 shares; 2021Q1: 217 shares 217$00%0Value filed as zero, left out of ratios.
CUBIC CORPCUBIC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 1 shares; 2020Q3: 1 shares; 2020Q4: 1 shares; 2021Q1: 1 shares 1$00%0Value filed as zero, left out of ratios.
HELEHELEN OF TROY LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 1 shares 1$00%newValue filed as zero, left out of ratios.Timeline
CLOUGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 157 shares; 2021Q1: 12 shares 12$00%-145Value filed as zero, left out of ratios.Timeline
CANTEL MEDICAL CORPCANTEL MEDICAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 25 shares; 2020Q2: 25 shares; 2020Q3: 25 shares; 2020Q4: 25 shares; 2021Q1: 0 shares 0$00%-25Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.
ARLOARLO TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 49 shares; 2020Q2: 49 shares; 2020Q3: 49 shares; 2020Q4: 49 shares; 2021Q1: 49 shares 49$00%0Value filed as zero, left out of ratios.Timeline
ZNTLZENTALIS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 10 shares; 2021Q1: 10 shares 10$00%0Value filed as zero, left out of ratios.Timeline
TEEKAY CORPORATIONTEEKAY CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 300 shares; 2020Q2: 300 shares; 2020Q3: 300 shares; 2020Q4: 300 shares; 2021Q1: 300 shares 300$00%0Value filed as zero, left out of ratios.
TNADIREXION SHARES ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 2,500 shares; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 0 shares 0$00%newValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios.Timeline
GPROGOPRO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 0 shares 0$00%newValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios.Timeline
FUTYFIDELITY COVINGTON TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 25 shares; 2021Q1: 5 shares 5$00%-20Value filed as zero, left out of ratios.Timeline
MISTMILESTONE PHARMACEUTICALS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 40 shares; 2020Q3: 40 shares; 2020Q4: 40 shares; 2021Q1: 40 shares 40$00%0Value filed as zero, left out of ratios.Timeline
VALARIS PLC XXX SH…VALARIS PLC XXX SHS CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 240 shares; 2020Q2: 240 shares; 2020Q3: 240 shares; 2020Q4: 240 shares; 2021Q1: 240 shares 240$00%0Value filed as zero, left out of ratios.
KIESPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 21 shares; 2020Q2: 21 shares; 2020Q3: 21 shares; 2020Q4: 21 shares; 2021Q1: 21 shares 21$00%0Value filed as zero, left out of ratios.Timeline
ENLINK MIDSTREAM LLCENLINK MIDSTREAM LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 154 shares; 2020Q2: 293 shares; 2020Q3: 293 shares; 2020Q4: 139 shares; 2021Q1: 139 shares 139$00%0Value filed as zero, left out of ratios.
PFIGINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 22 shares; 2020Q2: 21 shares; 2020Q3: 18 shares; 2020Q4: 18 shares; 2021Q1: 20 shares 20$00%+2Value filed as zero, left out of ratios.Timeline
EWDISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 20 shares; 2020Q2: 20 shares; 2020Q3: 20 shares; 2020Q4: 20 shares; 2021Q1: 20 shares 20$00%0Value filed as zero, left out of ratios.Timeline
RDOGALPS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 1,203 shares; 2020Q2: 15 shares; 2020Q3: 19 shares; 2020Q4: 20 shares; 2021Q1: 20 shares 20$00%0Value filed as zero, left out of ratios.Timeline
ONLNPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 10,164 shares; 2021Q1: 3 shares 3$00%-10,161Value filed as zero, left out of ratios.Timeline
SRVNXG CUSHING MIDSTREAM ENERGYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 28 shares; 2020Q3: 28 shares; 2020Q4: 28 shares; 2021Q1: 28 shares 28$00%0Value filed as zero, left out of ratios.Timeline
OXBROXBRIDGE RE HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 55 shares 55$00%newValue filed as zero, left out of ratios.Timeline
PSCFINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 132 shares; 2020Q2: 1,640 shares; 2020Q3: 754 shares; 2020Q4: 217 shares; 2021Q1: 0 shares 0$00%-217Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.Timeline
REDFIN CORPREDFIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 1 shares 1$00%newValue filed as zero, left out of ratios.
Direxion Daily S&P 500 Bear…Direxion Daily S&P 500 Bear 3X Sh…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 10 shares 10$00%newValue filed as zero, left out of ratios.
DIEBOLD NXDF INCDIEBOLD NXDF INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 40 shares; 2021Q1: 40 shares 40$00%0Value filed as zero, left out of ratios.
PREMIER FINANCIAL CORPPREMIER FINANCIAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 11 shares 11$00%newValue filed as zero, left out of ratios.
MERITOR INCMERITOR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 9 shares; 2020Q4: 9 shares; 2021Q1: 9 shares 9$00%0Value filed as zero, left out of ratios.
RIGEL PHARMACEUTICALS INCRIGEL PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 165 shares 165$00%newValue filed as zero, left out of ratios.
DRIL-QUIP INCDRIL-QUIP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 12 shares; 2020Q2: 12 shares; 2020Q3: 12 shares; 2020Q4: 12 shares; 2021Q1: 12 shares 12$00%0Value filed as zero, left out of ratios.
LIBERTY TRIPADVISOR HLDGS INLIBERTY TRIPADVISOR HLDGS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 36 shares; 2020Q2: 36 shares; 2020Q3: 36 shares; 2020Q4: 36 shares; 2021Q1: 36 shares 36$00%0Value filed as zero, left out of ratios.
DZSIQDZS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 4 shares; 2020Q4: 4 shares; 2021Q1: 4 shares 4$00%0Value filed as zero, left out of ratios.Timeline
AURORA CANNABIS INC-NEWAURORA CANNABIS INC-NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 8 shares; 2020Q3: 8 shares; 2020Q4: 8 shares; 2021Q1: 8 shares 8$00%0Value filed as zero, left out of ratios.
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 7 shares; 2020Q2: 18 shares; 2020Q3: 18 shares; 2020Q4: 18 shares; 2021Q1: 18 shares 18$00%0Value filed as zero, left out of ratios.
GLOBAL X FDSGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 1,974 shares; 2020Q2: 3,025 shares; 2020Q3: 5,645 shares; 2020Q4: 70 shares; 2021Q1: 70 shares 70$00%0Value filed as zero, left out of ratios.
9 METERS BIOPHARMA INC9 METERS BIOPHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 600 shares; 2020Q3: 600 shares; 2020Q4: 600 shares; 2021Q1: 600 shares 600$00%0Value filed as zero, left out of ratios.
ENERPLUS CORPENERPLUS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 96 shares 96$00%newValue filed as zero, left out of ratios.
YAMANA GOLD INCYAMANA GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 100 shares; 2020Q2: 100 shares; 2020Q3: 100 shares; 2020Q4: 100 shares; 2021Q1: 100 shares 100$00%0Value filed as zero, left out of ratios.
AMYRIS INCAMYRIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 1 shares 1$00%newValue filed as zero, left out of ratios.
PLURALSIGHT INCPLURALSIGHT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 603 shares; 2020Q2: 603 shares; 2020Q3: 603 shares; 2020Q4: 580 shares; 2021Q1: 0 shares 0$00%-580Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.
IDEANOMICS INCIDEANOMICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 100 shares 100$00%newValue filed as zero, left out of ratios.
HYCROFT MINING HOLDING CORPHYCROFT MINING HOLDING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 200 shares; 2020Q4: 200 shares; 2021Q1: 200 shares 200$00%0Value filed as zero, left out of ratios.
AG MTG INVT TR INCAG MTG INVT TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 200 shares 200$00%newValue filed as zero, left out of ratios.
STATE AUTO FINANCIAL CORPSTATE AUTO FINANCIAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 10 shares; 2020Q2: 10 shares; 2020Q3: 10 shares; 2020Q4: 10 shares; 2021Q1: 10 shares 10$00%0Value filed as zero, left out of ratios.
NEW ENERGY SYS GROUPNEW ENERGY SYS GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 30 shares; 2020Q2: 30 shares; 2020Q3: 30 shares; 2020Q4: 30 shares; 2021Q1: 30 shares 30$00%0Value filed as zero, left out of ratios.
CONTRAFECT CORPCONTRAFECT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 200 shares; 2020Q2: 200 shares; 2020Q3: 200 shares; 2020Q4: 200 shares; 2021Q1: 200 shares 200$00%0Value filed as zero, left out of ratios.
ETF SER SOLUTIONSETF SER SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 18 shares; 2020Q4: 18 shares; 2021Q1: 18 shares 18$00%0Value filed as zero, left out of ratios.
CELSION CORPCELSION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 40 shares; 2020Q2: 40 shares; 2020Q3: 40 shares; 2020Q4: 40 shares; 2021Q1: 40 shares 40$00%0Value filed as zero, left out of ratios.
ADITX THERAPEUTICS INCADITX THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 131 shares 131$00%newValue filed as zero, left out of ratios.
NORTHERN LTS FD TR IVNORTHERN LTS FD TR IVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 15 shares; 2020Q2: 814 shares; 2020Q3: 15 shares; 2020Q4: 15 shares; 2021Q1: 15 shares 15$00%0Value filed as zero, left out of ratios.
SONNET BIOTHERAPEUTC HLDNG ISONNET BIOTHERAPEUTC HLDNG IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 10 shares; 2020Q3: 10 shares; 2020Q4: 10 shares; 2021Q1: 10 shares 10$00%0Value filed as zero, left out of ratios.
SEANERGY MARITIME HLDGS COR…SEANERGY MARITIME HLDGS CORP SHS …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 150 shares 150$00%newValue filed as zero, left out of ratios.

Sold out in Q1 2021

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
PJANINNOVATOR ETFS TRUST11,900$363Kshares
SCHRSCHWAB STRATEGIC TR5,644$328Kshares
QTWOQ2 HLDGS INC1,891$239Kshares
UJULINNOVATOR ETFS TRUST5,409$143Kshares
BNDWVANGUARD SCOTTSDALE FDS1,694$139Kshares
PAUGINNOVATOR ETFS TRUST4,613$130Kshares
PROSHARES TRPROSHARES TR10,000$127Kshares
POCTINNOVATOR ETFS TRUST3,819$106Kshares
FXIISHARES TR2,133$99Kshares
BABINVESCO EXCH TRADED FD TR II2,700$90Kshares
DIREXION SHS ETF TRDIREXION SHS ETF TR10,007$72Kshares
CRDFCARDIFF ONCOLOGY INC3,710$66Kshares
TUPPERWARE BRANDS CORPTUPPERWARE BRANDS CORP2,013$65Kshares
RWJINVESCO EXCH TRADED FD TR II773$62Kshares
PTINPACER FDS TR2,360$62Kshares
BJANINNOVATOR ETFS TRUST1,683$55Kshares
BOCTINNOVATOR ETFS TRUST1,740$52Kshares
PNOVINNOVATOR ETFS TRUST1,700$49Kshares
KOCTINNOVATOR ETFS TRUST1,880$48Kshares
AAPADVANCE AUTO PARTS INC290$45Kshares
INDEXIQ ETF TRINDEXIQ ETF TR1,992$39Kshares
AIVAPARTMENT INVT & MGMT CO7,000$36Kshares
PJUNINNOVATOR ETFS TRUST1,220$36Kshares
PAWZPROSHARES TR486$34Kshares
DAYDAYFORCE INC307$32Kshares
SLACK TECHNOLOGIES INCSLACK TECHNOLOGIES INC769$32Kshares
IPORENAISSANCE CAP GREENWICH FD500$32Kshares
SGISOMNIGROUP INTERNATIONAL INC915$24Kshares
CRICARTERS INC230$21Kshares
RODMLATTICE STRATEGIES TR754$21Kshares
NUVEEN TAX-ADVANTAGED DIVIDNUVEEN TAX-ADVANTAGED DIVID1,421$20Kshares
VRNSVARONIS SYS INC111$18Kshares
IHEISHARES TR90$16Kshares
EELVINVESCO EXCH TRADED FD TR II745$16Kshares
BANK OF AMER CORPBANK OF AMER CORP10$15Kshares
CENTURYLINK INCCENTURYLINK INC1,605$15Kshares
MGNIMAGNITE INC479$14Kshares
RNGRINGCENTRAL INC38$14Kshares
ETGEATON VANCE TX ADV GLBL DIV800$14Kshares
TREXTREX INC165$13Kshares
UHSUNIVERSAL HLTH SVCS INC100$13Kshares
TWSTTWIST BIOSCIENCE CORP95$13Kshares
PRIMO WATER CORPORATIONPRIMO WATER CORPORATION861$13Kshares
PLUGPLUG PWR INC376$12Kshares
IMMRIMMERSION CORP1,000$11Kshares
IBDRISHARES TR403$10Kshares
IBDSISHARES TR391$10Kshares
REALPAGE INCREALPAGE INC117$10Kshares
ITAISHARES TR90$8Kshares
SJNKSPDR SERIES TRUST262$7Kshares
IBDTISHARES TR240$7Kshares
ISHARES IBONDS DEC 2025 TERMISHARES IBONDS DEC 2025 TERM259$7Kshares
KBESPDR SERIES TRUST163$6Kshares
ACWVISHARES INC55$5Kshares
ALLIANZGI CONV INCOME FDALLIANZGI CONV INCOME FD986$5Kshares
CHINA MOBILE LIMITEDCHINA MOBILE LIMITED206$5Kshares
FXLFIRST TR EXCHANGE-TRADED FD40$4Kshares
ATLASSIAN CORPATLASSIAN CORP20$4Kshares
DGPDEUTSCHE BK AG LONDON BRH100$4Kshares
VRAIETFIS SER TR I210$4Kshares
WTWWILLIS TOWERS WATSON PLC LTD17$3Kshares
CNOOC LIMITEDCNOOC LIMITED34$3Kshares
ALLIANZGI DIVIDEND INT & PRMALLIANZGI DIVIDEND INT & PRM250$3Kshares
EATON VANCE CORPEATON VANCE CORP43$2Kshares
HGLBHIGHLAND GLOBAL ALLOCATION F352$2Kshares
IBUYAMPLIFY ETF TR25$2Kshares
TEXAS PACIFIC LAND TRUSTTEXAS PACIFIC LAND TRUST3$2Kshares
AGF INVTS TRAGF INVTS TR90$2Kshares
HOGHARLEY DAVIDSON INC28$1Kshares
VNOVORNADO RLTY TR37$1Kshares
SWBISMITH & WESSON BRANDS INC100$1Kshares
TBTPROSHARES TR76$1Kshares
XBITXBIOTECH INC100$1Kshares
PLURISTEM THERAPEUTICS INCPLURISTEM THERAPEUTICS INC150$1Kshares
PCGPG&E CORP70$0shares
BKLNINVESCO EXCH TRADED FD TR II0$0shares
UNILEVER N VUNILEVER N V0$0shares
TILRAY INCTILRAY INC50$0shares
OLPONE LIBERTY PPTYS INC11$0shares
OCGNOCUGEN INC125$0shares
AOUTAMERICAN OUTDOOR BRANDS INC25$0shares
DOGPROSHARES TR12$0shares
INVESCO QQQ TRUST SERIES 1INVESCO QQQ TRUST SERIES 10$0shares
BRISTOL-MYERS SQUIBB COBRISTOL-MYERS SQUIBB CO46$0shares
AMERICAN INTL GROUP INCAMERICAN INTL GROUP INC45$0shares
PROSHARES TRPROSHARES TR25$0shares

How Q1 2021 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000909012-21-000061 base2021-04-06acceptance time not in the bulk data set