Carroll Financial Associates, Inc.
Follow13F filer, CIK 1567784, CHARLOTTE, NC
Carroll Financial Associates, Inc. reported $1,295,543,000 across 1,683 holdings for the quarter ended 2020-09-30, in a 13F-HR filed 2020-10-06. Its ten largest share positions make up 48.04% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000909012-20-000129
- Period
- 2020-09-30
- Reported value
- $1.3B
- Holdings
- 1,683
- Top 10 weight
- 48.04%
- New
- 105
- Sold out
- 129
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| AAPLadded | +264,206 | $30.6M |
| VNLAadded | +192,392 | $9.69M |
| PSEPadded | +207,718 | $5.46M |
| PULSadded | +95,568 | $4.77M |
| EJULnew | +181,830 | $4.6M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| HYLBreduced | -200,007 | -$9.55M |
| NJANreduced | -144,203 | -$5.39M |
| PRFreduced | -21,699 | -$2.47M |
| MSFTreduced | -11,491 | -$2.42M |
| WISDOMTREE FLOATING RATETRE…reduced | -93,258 | -$2.34M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 1,683 share positions
Sold out in Q3 2020
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| GLOBAL X FDSGLOBAL X FDS | 48,086 | $1.49M | shares |
| OUNZVANECK MERK GOLD ETF | 59,038 | $1.03M | shares |
| LRGFISHARES TR | 16,737 | $520K | shares |
| IEZISHARES TR | 44,566 | $383K | shares |
| CAPITALA FIN CORPCAPITALA FIN CORP | 141,614 | $372K | shares |
| IHEISHARES TR | 1,716 | $264K | shares |
| PPAINVESCO EXCHANGE TRADED FD T | 2,621 | $145K | shares |
| UMCUNITED MICROELECTRONICS CORP | 53,974 | $142K | shares |
| MDBMONGODB INC | 604 | $136K | shares |
| ProShares UltraPro ShtProShares UltraPro Sht | 15,000 | $113K | shares |
| DSTLETF SER SOLUTIONS | 3,354 | $101K | shares |
| LIFE STORAGE INCLIFE STORAGE INC | 900 | $85K | shares |
| LSCCLATTICE SEMICONDUCTOR CORP | 2,598 | $73K | shares |
| EVREVERCORE INC | 1,225 | $72K | shares |
| ALTYGLOBAL X FDS | 6,671 | $71K | shares |
| RVTYREVVITY INC | 722 | $70K | shares |
| TNADIREXION SHARES ETF TRUST | 2,500 | $68K | shares |
| XRTSPDR SERIES TRUST | 1,589 | $68K | shares |
| ATLASSIAN CORPATLASSIAN CORP | 367 | $66K | shares |
| CHWYCHEWY INC | 1,412 | $63K | shares |
| BTALAGF INVTS TR | 2,460 | $59K | shares |
| ODFLOLD DOMINION FREIGHT LINE IN | 301 | $51K | shares |
| WSMWILLIAMS SONOMA INC | 526 | $43K | shares |
| FORMFORMFACTOR INC | 1,329 | $38K | shares |
| SILK ROAD MEDICAL INCSILK ROAD MEDICAL INC | 877 | $36K | shares |
| AGIOAGIOS PHARMACEUTICALS INC | 655 | $35K | shares |
| APPNAPPIAN CORP | 671 | $34K | shares |
| DFEWISDOMTREE TR | 700 | $34K | shares |
| TERTERADYNE INC | 398 | $33K | shares |
| ILMNILLUMINA INC | 87 | $32K | shares |
| BYNDBEYOND MEAT INC | 235 | $31K | shares |
| RNGRINGCENTRAL INC | 110 | $31K | shares |
| UDOWPROSHARES TR | 500 | $31K | shares |
| JP MORGAN CHASE & COJP MORGAN CHASE & CO | 2,330 | $30K | shares |
| SYSBISHARES TR | 290 | $29K | shares |
| PTLCPACER FDS TR | 1,000 | $27K | shares |
| FDLFIRST TR EXCHANGE-TRADED FD | 910 | $23K | shares |
| IBERIABANK CORPIBERIABANK CORP | 471 | $21K | shares |
| HIWHIGHWOODS PPTYS INC | 550 | $20K | shares |
| ACADACADIA PHARMACEUTICALS INC | 432 | $20K | shares |
| VIDIETF SER SOLUTIONS | 970 | $19K | shares |
| AIRTAIR T INC | 1,512 | $17K | shares |
| DWXSPDR INDEX SHS FDS | 503 | $16K | shares |
| DLSWISDOMTREE TR | 261 | $14K | shares |
| FCNFTI CONSULTING INC | 125 | $14K | shares |
| WTMFWISDOMTREE TR | 382 | $13K | shares |
| BXMTBLACKSTONE MORTGAGE TRUST IN | 500 | $12K | shares |
| RWOSPDR INDEX SHS FDS | 274 | $10K | shares |
| AYIACUITY INC | 100 | $9K | shares |
| IFFINTERNATIONAL FLAVORS&FRAGRA | 76 | $9K | shares |
| ILCVISHARES TR | 99 | $9K | shares |
| XNEAXNUVEEN AMT FREE QLTY MUN INC | 710 | $9K | shares |
| SOUTHWESTERN ENERGY COSOUTHWESTERN ENERGY CO | 3,645 | $9K | shares |
| MCYMERCURY GENL CORP NEW | 210 | $8K | shares |
| CATALENT INC USD 0.01CATALENT INC USD 0.01 | 113 | $8K | shares |
| JBTMJBT MAREL CORPORATION | 92 | $7K | shares |
| CBL & ASSOCIATES PROPERTIES…CBL & ASSOCIATES PROPERTIES IN | 27,600 | $7K | shares |
| IWCISHARES TR | 69 | $6K | shares |
| NEW YORK MORTGAGE TRUST INCNEW YORK MORTGAGE TRUST INC | 2,420 | $6K | shares |
| LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC | 10,000 | $6K | shares |
| SPSCSPS COMM INC | 70 | $5K | shares |
| BMOBANK OF MONTREAL | 105 | $5K | shares |
| LECOLINCOLN ELEC HLDGS INC | 63 | $5K | shares |
| WHWYNDHAM HOTELS & RESORTS INC | 140 | $5K | shares |
| AMANTERO MIDSTREAM CORP | 827 | $4K | shares |
| RMBSRAMBUS INC DEL | 282 | $4K | shares |
| CRUSCIRRUS LOGIC INC | 69 | $4K | shares |
| LYGLLOYDS BANKING GROUP PLC | 2,826 | $4K | shares |
| IXCISHARES TR | 250 | $4K | shares |
| TALOTALOS ENERGY INC | 466 | $4K | shares |
| TNDMTANDEM DIABETES CARE INC | 45 | $4K | shares |
| MLCOMELCO RESORTS AND ENTMNT LTD | 270 | $4K | shares |
| PERFICIENT INCPERFICIENT INC | 118 | $4K | shares |
| IAC INTERACTIVECORPIAC INTERACTIVECORP | 14 | $4K | shares |
| MDRXVERADIGM INC. COMMON STOCK(DE) | 643 | $4K | shares |
| RUBICON PROJ INCRUBICON PROJ INC | 633 | $4K | shares |
| APPFAPPFOLIO INC | 23 | $3K | shares |
| FIVNFIVE9 INC | 35 | $3K | shares |
| QLYSQUALYS INC | 38 | $3K | shares |
| CDNSCADENCE DESIGN SYSTEM INC | 41 | $3K | shares |
| PAGPENSKE AUTOMOTIVE GRP INC | 97 | $3K | shares |
| BURLBURLINGTON STORES INC | 19 | $3K | shares |
| AKAMAKAMAI TECHNOLOGIES INC | 37 | $3K | shares |
| SBHSALLY BEAUTY HLDGS INC | 256 | $3K | shares |
| NEW ORIENTAL EDUCATION & TE…NEW ORIENTAL EDUCATION & TECHN | 27 | $3K | shares |
| DAYDAYFORCE INC | 49 | $3K | shares |
| WYNDHAM DESTINATIONS INCWYNDHAM DESTINATIONS INC | 140 | $3K | shares |
| TIFFANY & CO NEWTIFFANY & CO NEW | 31 | $3K | shares |
| INPHI CORPINPHI CORP | 33 | $3K | shares |
| ACACIA COMMUNICATIONS INCACACIA COMMUNICATIONS INC | 57 | $3K | shares |
| TECH DATA CORPTECH DATA CORP | 24 | $3K | shares |
| AKCEA THERAPEUTICS INCAKCEA THERAPEUTICS INC | 275 | $3K | shares |
| VOYAVOYA FINANCIAL INC | 60 | $2K | shares |
| NBIXNEUROCRINE BIOSCIENCES INC | 18 | $2K | shares |
| XEMDXWESTERN ASSET EMERGING MKTS | 169 | $2K | shares |
| CLEARBRIDGE MLP AND MIDSTRMCLEARBRIDGE MLP AND MIDSTRM | 900 | $2K | shares |
| CLEARBRIDGE MLP AND MIDSTRMCLEARBRIDGE MLP AND MIDSTRM | 900 | $2K | shares |
| VECOVEECO INSTRS INC DEL | 80 | $1K | shares |
| PIIMPINJ INC | 50 | $1K | shares |
| CARAVIS BUDGET GROUP INC | 70 | $1K | shares |
| FCPTFOUR CORNERS PPTY TR INC | 43 | $1K | shares |
| FHBFIRST HAWAIIAN INC | 65 | $1K | shares |
| IAA INCIAA INC | 28 | $1K | shares |
| VYGRVOYAGER THERAPEUTICS INC | 100 | $1K | shares |
| INDEXIQ ETF TRINDEXIQ ETF TR | 88 | $1K | shares |
| PRINCIPAL EXCHANGE TRADED FDPRINCIPAL EXCHANGE TRADED FD | 29 | $1K | shares |
| REALITY SHS ETF TR DIVS ETFREALITY SHS ETF TR DIVS ETF | 70 | $1K | shares |
| AMEAMETEK INC | 0 | $0 | shares |
| ERIEERIE INDTY CO | 5 | $0 | shares |
| IGRCBRE GBL REAL ESTATE INC FD | 0 | $0 | shares |
| BLKBBLACKBAUD INC | 9 | $0 | shares |
| DCIDONALDSON INC | 12 | $0 | shares |
| REZISHARES TR | 3 | $0 | shares |
| RDVYFIRST TR EXCHANGE TRADED FD | 0 | $0 | shares |
| NEARISHARES U S ETF TR | 17 | $0 | shares |
| NMFCNEW MTN FIN CORP | 100 | $0 | shares |
| Whiting Petroleum CorporaWhiting Petroleum Corpora | 89 | $0 | shares |
| GOLDMAN SACHS MLP ENERGY RENGOLDMAN SACHS MLP ENERGY REN | 40 | $0 | shares |
| PIPRPIPER SANDLER COS | 4 | $0 | shares |
| FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORP | 46 | $0 | shares |
| PPTYETF SER SOLUTIONS | 9 | $0 | shares |
| Lincoln National CorporatLincoln National Corporat | 1 | $0 | shares |
| LOGMEIN INCLOGMEIN INC | 1 | $0 | shares |
| MCDERMOTT INTL INC COMMCDERMOTT INTL INC COM | 0 | $0 | shares |
| AIR INDS GROUP COMAIR INDS GROUP COM | 11 | $0 | shares |
| CALLON PETE CO DELCALLON PETE CO DEL | 140 | $0 | shares |
| BRIGGS & STRATTON CORPBRIGGS & STRATTON CORP | 181 | $0 | shares |
| DASAN ZHONE SOLUTIONS INCDASAN ZHONE SOLUTIONS INC | 4 | $0 | shares |
| AIR T FDGAIR T FDG | 4,192 | $0 | shares |
How Q3 2020 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0000909012-20-000129 | base | 2020-10-06 | acceptance time not in the bulk data set |