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Benchmark Capital Advisors

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13F filer, CIK 1352859, NEW YORK, NY

Benchmark Capital Advisors reported $132,228,000 across 131 holdings for the quarter ended 2018-06-30, in a 13F-HR filed 2018-07-25. Its ten largest share positions make up 31.7% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001352859-18-000007

Period
2018-06-30
Reported value
$132M
Holdings
131
Top 10 weight
31.7%
New
16
Sold out
15

Largest buys vs the previous quarter

SecurityShares changeApprox. value
BK TECHNOLOGIES INCnew+1,484,948$5.49M
KKRnew+178,463$4.43M
MRKnew+27,750$1.68M
NWLnew+44,560$1.15M
METAadded+5,825$1.13M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
RELM WIRELESS CORPexited-1,514,473-$5.98M
KKR & CO LPexited-170,513-$3.46M
BMYreduced-40,800-$2.26M
SRPTreduced-15,250-$2.01M
VSATexited-19,250-$1.26M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2018

Share positions as resolved from 13F-HR 0001352859-18-000007, largest first. % of portfolio is the value over $131,814,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 21,271 shares; 2017Q2: 14,011 shares; 2017Q3: 13,961 shares; 2017Q4: 16,447 shares; 2018Q1: 32,366 shares; 2018Q2: 37,991 shares 37,991$7.03M5.34%+5,625Timeline
BK TECHNOLOGIES INCBK TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 1,484,948 shares 1,484,948$5.49M4.17%new
KKRKKR & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 178,463 shares 178,463$4.43M3.36%newTimeline
ABRARBOR REALTY TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 419,919 shares; 2017Q2: 423,769 shares; 2017Q3: 395,419 shares; 2017Q4: 395,419 shares; 2018Q1: 388,819 shares; 2018Q2: 403,519 shares 403,519$4.21M3.19%+14,700Timeline
GMGENERAL MTRS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 151,743 shares; 2017Q2: 150,368 shares; 2017Q3: 138,068 shares; 2017Q4: 114,493 shares; 2018Q1: 111,093 shares; 2018Q2: 104,593 shares 104,593$4.12M3.13%-6,500Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 46,215 shares; 2017Q2: 44,115 shares; 2017Q3: 43,365 shares; 2017Q4: 43,105 shares; 2018Q1: 42,765 shares; 2018Q2: 40,465 shares 40,465$3.99M3.03%-2,300Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 116,949 shares; 2017Q2: 116,974 shares; 2017Q3: 110,675 shares; 2017Q4: 100,075 shares; 2018Q1: 97,525 shares; 2018Q2: 90,725 shares 90,725$3.29M2.5%-6,800Timeline
BRK-ABERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 3 shares; 2017Q2: 2 shares; 2017Q3: 11 shares; 2017Q4: 11 shares; 2018Q1: 11 shares; 2018Q2: 11 shares 11$3.1M2.35%0Timeline
HTGCHERCULES CAPITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 252,367 shares; 2017Q2: 251,217 shares; 2017Q3: 247,162 shares; 2017Q4: 248,462 shares; 2018Q1: 244,139 shares; 2018Q2: 241,717 shares 241,717$3.06M2.32%-2,422Timeline
MPTMEDICAL PROPERTIES TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 237,100 shares; 2017Q2: 239,550 shares; 2017Q3: 231,850 shares; 2017Q4: 229,350 shares; 2018Q1: 222,550 shares; 2018Q2: 217,250 shares 217,250$3.05M2.31%-5,300Timeline
RED LION HOTELS CORPRED LION HOTELS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 248,674 shares; 2017Q2: 246,611 shares; 2017Q3: 242,941 shares; 2017Q4: 249,141 shares; 2018Q1: 243,441 shares; 2018Q2: 233,297 shares 233,297$2.72M2.06%-10,144
PHYSSPROTT ASSET MANAGEMENT LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 266,071 shares; 2017Q2: 264,371 shares; 2017Q3: 284,671 shares; 2017Q4: 283,671 shares; 2018Q1: 276,471 shares; 2018Q2: 263,371 shares 263,371$2.68M2.03%-13,100Timeline
AERIE PHARMACEUTICALS INCAERIE PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 49,325 shares; 2017Q2: 13,400 shares; 2017Q3: 29,400 shares; 2017Q4: 29,600 shares; 2018Q1: 29,600 shares; 2018Q2: 35,000 shares 35,000$2.36M1.79%+5,400
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 22,000 shares; 2018Q1: 45,250 shares; 2018Q2: 45,950 shares 45,950$2.28M1.73%+700Timeline
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 98,634 shares; 2017Q2: 99,134 shares; 2017Q3: 98,034 shares; 2017Q4: 86,000 shares; 2018Q1: 80,350 shares; 2018Q2: 39,550 shares 39,550$2.19M1.66%-40,800Timeline
MMACYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 61,200 shares; 2017Q4: 61,200 shares; 2018Q1: 60,000 shares; 2018Q2: 57,000 shares 57,000$2.13M1.62%-3,000Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 3,550 shares; 2017Q2: 3,550 shares; 2017Q3: 3,550 shares; 2017Q4: 3,452 shares; 2018Q1: 3,800 shares; 2018Q2: 9,625 shares 9,625$1.87M1.42%+5,825Timeline
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 43,195 shares; 2017Q2: 31,490 shares; 2017Q3: 30,320 shares; 2017Q4: 30,320 shares; 2018Q1: 29,470 shares; 2018Q2: 27,525 shares 27,525$1.84M1.4%-1,945Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 25,652 shares; 2017Q2: 29,615 shares; 2017Q3: 32,608 shares; 2017Q4: 47,122 shares; 2018Q1: 48,636 shares; 2018Q2: 55,352 shares 55,352$1.78M1.35%+6,716Timeline
DXJWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 38,230 shares; 2017Q3: 35,730 shares; 2017Q4: 36,730 shares; 2018Q1: 35,030 shares; 2018Q2: 32,130 shares 32,130$1.73M1.32%-2,900Timeline
CHIMERA INVESTMENT CORPCHIMERA INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 118,320 shares; 2017Q2: 118,320 shares; 2017Q3: 107,180 shares; 2017Q4: 107,180 shares; 2018Q1: 99,230 shares; 2018Q2: 94,230 shares 94,230$1.72M1.31%-5,000
DVNDEVON ENERGY CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 29,553 shares; 2017Q2: 44,053 shares; 2017Q3: 41,753 shares; 2017Q4: 40,553 shares; 2018Q1: 40,503 shares; 2018Q2: 38,803 shares 38,803$1.71M1.29%-1,700Timeline
WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 33,000 shares; 2017Q2: 33,050 shares; 2017Q3: 31,550 shares; 2017Q4: 31,250 shares; 2018Q1: 30,450 shares; 2018Q2: 28,350 shares 28,350$1.7M1.29%-2,100
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 18,200 shares; 2017Q2: 18,000 shares; 2017Q3: 16,300 shares; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 27,750 shares 27,750$1.68M1.28%newTimeline
MDLZMONDELEZ INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 66,133 shares; 2017Q2: 65,273 shares; 2017Q3: 59,523 shares; 2017Q4: 59,523 shares; 2018Q1: 44,523 shares; 2018Q2: 39,123 shares 39,123$1.6M1.22%-5,400Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 600 shares; 2017Q2: 600 shares; 2017Q3: 600 shares; 2017Q4: 609 shares; 2018Q1: 500 shares; 2018Q2: 1,425 shares 1,425$1.59M1.21%+925Timeline
VTRVENTAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 23,200 shares; 2018Q2: 25,900 shares 25,900$1.48M1.12%+2,700Timeline
STEWSRH TOTAL RETURN FUND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 141,500 shares; 2017Q2: 140,500 shares; 2017Q3: 128,000 shares; 2017Q4: 128,000 shares; 2018Q1: 146,400 shares; 2018Q2: 143,400 shares 143,400$1.47M1.12%-3,000Timeline
MONMOUTH REAL ESTATE INVT COMONMOUTH REAL ESTATE INVT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 105,100 shares; 2017Q2: 103,600 shares; 2017Q3: 94,900 shares; 2017Q4: 94,900 shares; 2018Q1: 90,700 shares; 2018Q2: 87,700 shares 87,700$1.45M1.1%-3,000
GALTGALECTIN THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 194,200 shares; 2017Q2: 194,200 shares; 2017Q3: 194,200 shares; 2017Q4: 185,200 shares; 2018Q1: 221,700 shares; 2018Q2: 221,700 shares 221,700$1.41M1.07%0Timeline
TPRTAPESTRY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 35,520 shares; 2018Q1: 30,070 shares; 2018Q2: 29,070 shares 29,070$1.36M1.03%-1,000Timeline
DALDELTA AIR LINES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 23,350 shares; 2018Q2: 27,050 shares 27,050$1.34M1.02%+3,700Timeline
NFLXNETFLIX INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 3,100 shares; 2017Q2: 3,100 shares; 2017Q3: 3,400 shares; 2017Q4: 3,377 shares; 2018Q1: 3,377 shares; 2018Q2: 3,377 shares 3,377$1.32M1%0Timeline
SELECT INCOME REITSELECT INCOME REITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 79,450 shares; 2017Q2: 77,850 shares; 2017Q3: 73,450 shares; 2017Q4: 70,650 shares; 2018Q1: 63,150 shares; 2018Q2: 58,550 shares 58,550$1.32M1%-4,600
BSLBLACKSTONE SENI FLTN RAT 202Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 86,728 shares; 2017Q2: 86,728 shares; 2017Q3: 73,928 shares; 2017Q4: 73,328 shares; 2018Q1: 69,328 shares; 2018Q2: 68,628 shares 68,628$1.24M0.94%-700Timeline
CORENERGY INFRASTRUCTURE TRCORENERGY INFRASTRUCTURE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 17,558 shares; 2017Q4: 34,168 shares; 2018Q1: 33,168 shares; 2018Q2: 31,868 shares 31,868$1.2M0.91%-1,300
ROKUROKU INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 8,314 shares; 2018Q1: 9,314 shares; 2018Q2: 27,414 shares 27,414$1.17M0.89%+18,100Timeline
VOLT INFORMATION SCIEN COMVOLT INFORMATION SCIEN COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 345,940 shares; 2017Q2: 342,892 shares; 2017Q3: 331,192 shares; 2017Q4: 313,892 shares; 2018Q1: 330,745 shares; 2018Q2: 338,315 shares 338,315$1.15M0.87%+7,570
NWLNEWELL BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 44,560 shares 44,560$1.15M0.87%newTimeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 34,150 shares; 2017Q2: 39,400 shares; 2017Q3: 36,800 shares; 2017Q4: 51,000 shares; 2018Q1: 50,075 shares; 2018Q2: 83,025 shares 83,025$1.13M0.86%+32,950
CHSCPCHS INC CUM REDEMABLE PFD 8%Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 43,857 shares; 2017Q2: 43,357 shares; 2017Q3: 39,407 shares; 2017Q4: 39,207 shares; 2018Q1: 38,307 shares; 2018Q2: 36,507 shares 36,507$1.08M0.82%-1,800Timeline
TEVATEVA PHARMACEUTICAL INDS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 32,244 shares; 2017Q2: 31,944 shares; 2017Q3: 29,844 shares; 2017Q4: 47,544 shares; 2018Q1: 45,044 shares; 2018Q2: 44,244 shares 44,244$1.08M0.82%-800Timeline
CHEMBIO DIAGNOSTICSCHEMBIO DIAGNOSTICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 12,000 shares; 2017Q3: 32,900 shares; 2017Q4: 66,417 shares; 2018Q1: 75,092 shares; 2018Q2: 96,235 shares 96,235$1.07M0.81%+21,143
BHKBLACKROCK CORE BD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 86,054 shares; 2017Q2: 89,054 shares; 2017Q3: 80,054 shares; 2017Q4: 82,054 shares; 2018Q1: 83,054 shares; 2018Q2: 82,294 shares 82,294$1.05M0.8%-760Timeline
COLONY CAPITAL INCCOLONY CAPITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 164,953 shares 164,953$1.03M0.78%new
GSPRAGOLDMAN SACHS GROUP INC DEP SHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 46,069 shares; 2017Q2: 45,769 shares; 2017Q3: 42,069 shares; 2017Q4: 42,069 shares; 2018Q1: 47,169 shares; 2018Q2: 43,969 shares 43,969$1.03M0.78%-3,200Timeline
MDTMEDTRONIC PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 11,925 shares; 2018Q1: 11,925 shares; 2018Q2: 11,925 shares 11,925$1.02M0.77%0Timeline
AVTAVNET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 24,800 shares; 2018Q2: 23,300 shares 23,300$999K0.76%-1,500Timeline
LEUTHOLD FDS INC GRIZZLY SH…LEUTHOLD FDS INC GRIZZLY SHORTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 53,325 shares 53,325$976K0.74%new
BABAALIBABA GROUP HLDG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 5,970 shares; 2017Q4: 6,170 shares; 2018Q1: 6,140 shares; 2018Q2: 5,140 shares 5,140$954K0.72%-1,000Timeline
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 4,150 shares; 2017Q2: 4,150 shares; 2017Q3: 3,550 shares; 2017Q4: 9,632 shares; 2018Q1: 8,650 shares; 2018Q2: 8,950 shares 8,950$938K0.71%+300Timeline
WMTWALMART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 10,575 shares; 2018Q2: 10,575 shares 10,575$906K0.69%0Timeline
B RILEY FINANCIAL SNR NTSB RILEY FINANCIAL SNR NTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 35,600 shares 35,600$888K0.67%new
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 3,448 shares; 2017Q2: 2,948 shares; 2017Q3: not reported; 2017Q4: 4,113 shares; 2018Q1: 4,098 shares; 2018Q2: 7,298 shares 7,298$886K0.67%+3,200Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 3,300 shares; 2018Q1: 12,800 shares; 2018Q2: 12,800 shares 12,800$886K0.67%0
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 13,350 shares; 2017Q2: 13,750 shares; 2017Q3: 13,500 shares; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 10,000 shares 10,000$781K0.59%newTimeline
***SEASPAN CORPORATION CUM …***SEASPAN CORPORATION CUM REDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 29,550 shares; 2017Q2: 30,850 shares; 2017Q3: 30,050 shares; 2017Q4: 30,050 shares; 2018Q1: 30,050 shares; 2018Q2: 30,050 shares 30,050$760K0.58%0
CMCSACOMCAST CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 22,775 shares 22,775$747K0.57%newTimeline
KWKENNEDY-WILSON HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 32,500 shares; 2017Q2: 32,500 shares; 2017Q3: 32,500 shares; 2017Q4: 32,500 shares; 2018Q1: 32,500 shares; 2018Q2: 34,000 shares 34,000$719K0.55%+1,500Timeline
TEMPLETON GLOBAL TOTAL RT A…TEMPLETON GLOBAL TOTAL RT ADV CL …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 76,743 shares; 2017Q2: 76,790 shares; 2017Q3: 69,951 shares; 2017Q4: 69,982 shares; 2018Q1: 66,600 shares; 2018Q2: 61,105 shares 61,105$709K0.54%-5,495
DIAXNUVEEN DOW 30SM DYNAMIC OVERWRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 36,365 shares; 2017Q2: 42,693 shares; 2017Q3: 41,693 shares; 2017Q4: 40,193 shares; 2018Q1: 39,493 shares; 2018Q2: 38,006 shares 38,006$702K0.53%-1,487Timeline
COPCONOCOPHILLIPSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 11,250 shares; 2017Q2: 11,350 shares; 2017Q3: 11,050 shares; 2017Q4: 9,650 shares; 2018Q1: 9,650 shares; 2018Q2: 9,650 shares 9,650$672K0.51%0Timeline
RWTREDWOOD TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 112,967 shares; 2017Q2: 112,367 shares; 2017Q3: 104,467 shares; 2017Q4: 45,266 shares; 2018Q1: 38,666 shares; 2018Q2: 36,166 shares 36,166$596K0.45%-2,500Timeline
RGLDROYAL GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 6,800 shares; 2017Q2: 6,600 shares; 2017Q3: 6,200 shares; 2017Q4: 6,200 shares; 2018Q1: 6,200 shares; 2018Q2: 6,200 shares 6,200$576K0.44%0Timeline
OHIOMEGA HEALTHCARE INVS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 22,775 shares; 2017Q2: 24,675 shares; 2017Q3: 24,975 shares; 2017Q4: 23,475 shares; 2018Q1: 19,125 shares; 2018Q2: 18,525 shares 18,525$574K0.44%-600Timeline
MSPRAMorgan Stanley Dep Shs repstgQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 24,305 shares; 2017Q2: 24,305 shares; 2017Q3: 20,605 shares; 2017Q4: 20,605 shares; 2018Q1: 22,205 shares; 2018Q2: 24,205 shares 24,205$566K0.43%+2,000Timeline
METMETLIFE INC PFD SERIES A FLOATQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 24,100 shares; 2017Q2: 24,100 shares; 2017Q3: 23,100 shares; 2017Q4: 23,100 shares; 2018Q1: 21,800 shares; 2018Q2: 21,800 shares 21,800$553K0.42%0Timeline
RDIREADING INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 27,600 shares; 2017Q2: 27,600 shares; 2017Q3: 27,600 shares; 2017Q4: 27,600 shares; 2018Q1: 32,600 shares; 2018Q2: 33,600 shares 33,600$536K0.41%+1,000Timeline
DEMWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 14,049 shares; 2017Q2: 14,199 shares; 2017Q3: 13,799 shares; 2017Q4: 14,199 shares; 2018Q1: 13,899 shares; 2018Q2: 12,299 shares 12,299$527K0.4%-1,600Timeline
CTSHCOGNIZANT TECHNOLOGY SOLUTIOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 5,400 shares; 2017Q3: 7,650 shares; 2017Q4: 7,550 shares; 2018Q1: 6,450 shares; 2018Q2: 6,450 shares 6,450$509K0.39%0Timeline
HCP INCHCP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 29,550 shares; 2017Q2: 30,050 shares; 2017Q3: 28,750 shares; 2017Q4: 23,500 shares; 2018Q1: 21,550 shares; 2018Q2: 19,250 shares 19,250$497K0.38%-2,300
HOUSTON AMERN ENERGY CORPHOUSTON AMERN ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 1,578,459 shares; 2017Q2: 1,582,459 shares; 2017Q3: 1,569,459 shares; 2017Q4: 1,558,959 shares; 2018Q1: 1,558,959 shares; 2018Q2: 1,558,959 shares 1,558,959$474K0.36%0
XLESELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 5,468 shares; 2017Q2: 5,918 shares; 2017Q3: 5,918 shares; 2017Q4: 5,918 shares; 2018Q1: 5,818 shares; 2018Q2: 6,218 shares 6,218$472K0.36%+400Timeline
RETAIL OPPORTUNITY INVESTME…RETAIL OPPORTUNITY INVESTMENTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 24,000 shares; 2017Q2: 24,000 shares; 2017Q3: 24,000 shares; 2017Q4: 24,000 shares; 2018Q1: 24,000 shares; 2018Q2: 24,000 shares 24,000$460K0.35%0
ISTAR INCISTAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 59,150 shares; 2017Q2: 57,950 shares; 2017Q3: 51,050 shares; 2017Q4: 50,550 shares; 2018Q1: 44,550 shares; 2018Q2: 40,750 shares 40,750$440K0.33%-3,800
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 2,300 shares; 2017Q4: 2,300 shares; 2018Q1: 2,300 shares; 2018Q2: 2,300 shares 2,300$429K0.33%0Timeline
NUVERRA ENVIRONMENTAL SOLUTINUVERRA ENVIRONMENTAL SOLUTIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 38,980 shares; 2017Q4: 38,172 shares; 2018Q1: 38,172 shares; 2018Q2: 35,758 shares 35,758$429K0.33%-2,414
CVUCPI AEROSTRUCTURES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 39,800 shares; 2017Q2: 40,400 shares; 2017Q3: 40,400 shares; 2017Q4: 39,900 shares; 2018Q1: 39,600 shares; 2018Q2: 40,600 shares 40,600$426K0.32%+1,000Timeline
MFA FINL INCMFA FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 247,822 shares; 2017Q2: 248,722 shares; 2017Q3: 234,522 shares; 2017Q4: 230,522 shares; 2018Q1: 55,200 shares; 2018Q2: 54,700 shares 54,700$415K0.31%-500
VTIVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 2,530 shares; 2017Q2: 2,480 shares; 2017Q3: 2,480 shares; 2017Q4: 2,355 shares; 2018Q1: 2,355 shares; 2018Q2: 2,705 shares 2,705$380K0.29%+350Timeline
VERTEX ENERGY INCVERTEX ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 386,669 shares; 2017Q2: 389,669 shares; 2017Q3: 389,669 shares; 2017Q4: 372,769 shares; 2018Q1: 357,269 shares; 2018Q2: 357,269 shares 357,269$379K0.29%0
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 322 shares; 2017Q3: 322 shares; 2017Q4: 222 shares; 2018Q1: 222 shares; 2018Q2: 222 shares 222$377K0.29%0Timeline
OEFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 9,215 shares; 2017Q2: 3,850 shares; 2017Q3: 3,850 shares; 2017Q4: 3,650 shares; 2018Q1: 3,650 shares; 2018Q2: 3,150 shares 3,150$377K0.29%-500Timeline
SNYSANOFI SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 12,300 shares; 2017Q2: 12,000 shares; 2017Q3: 11,600 shares; 2017Q4: 10,500 shares; 2018Q1: 10,500 shares; 2018Q2: 9,300 shares 9,300$372K0.28%-1,200Timeline
PIMCO DYNAMIC CR INCOME FDPIMCO DYNAMIC CR INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 15,400 shares; 2017Q2: 15,400 shares; 2017Q3: 15,400 shares; 2017Q4: 15,400 shares; 2018Q1: 15,400 shares; 2018Q2: 15,400 shares 15,400$363K0.28%0
QQQINVESCO QQQ TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 2,095 shares 2,095$360K0.27%newTimeline
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 4,035 shares; 2017Q2: 4,035 shares; 2017Q3: 4,035 shares; 2017Q4: 3,035 shares; 2018Q1: 3,035 shares; 2018Q2: 3,000 shares 3,000$356K0.27%-35Timeline
CAPITAL PRODUCT PARTNERS L PCAPITAL PRODUCT PARTNERS L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 142,580 shares; 2017Q2: 140,280 shares; 2017Q3: 138,780 shares; 2017Q4: 132,280 shares; 2018Q1: 132,280 shares; 2018Q2: 110,280 shares 110,280$337K0.26%-22,000
VNQVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 3,815 shares; 2017Q2: 4,315 shares; 2017Q3: 4,465 shares; 2017Q4: 4,065 shares; 2018Q1: 3,995 shares; 2018Q2: 4,095 shares 4,095$334K0.25%+100Timeline
MUCBLACKROCK MUNIHLDNGS CALIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 33,000 shares; 2017Q2: 32,000 shares; 2017Q3: 32,000 shares; 2017Q4: 30,500 shares; 2018Q1: 25,000 shares; 2018Q2: 25,000 shares 25,000$330K0.25%0Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 6,068 shares; 2017Q2: 6,770 shares; 2017Q3: 6,783 shares; 2017Q4: 6,349 shares; 2018Q1: 6,308 shares; 2018Q2: 6,511 shares 6,511$328K0.25%+203Timeline
PTYPIMCO CORPORATE & INCOME OPPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 11,400 shares; 2018Q1: 18,400 shares; 2018Q2: 18,600 shares 18,600$325K0.25%+200Timeline
AIGAMERICAN INTL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 6,000 shares; 2017Q2: 6,500 shares; 2017Q3: 6,000 shares; 2017Q4: 6,084 shares; 2018Q1: 6,000 shares; 2018Q2: 6,000 shares 6,000$318K0.24%0Timeline
B RILEY FINANCIAL 7.50 SNR …B RILEY FINANCIAL 7.50 SNR NTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 14,447 shares; 2017Q4: 14,447 shares; 2018Q1: 13,447 shares; 2018Q2: 11,947 shares 11,947$299K0.23%-1,500
ALLIANCEBERNSTEIN MUN N Y P…ALLIANCEBERNSTEIN MUN N Y PTFLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 29,597 shares; 2017Q3: 29,597 shares; 2017Q4: 29,597 shares; 2018Q1: 29,597 shares; 2018Q2: 29,597 shares 29,597$290K0.22%0
ANNALY CAPITAL MANAGEMENTANNALY CAPITAL MANAGEMENTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 21,500 shares; 2017Q2: 23,100 shares; 2017Q3: 21,900 shares; 2017Q4: 21,900 shares; 2018Q1: 21,900 shares; 2018Q2: 28,000 shares 28,000$288K0.22%+6,100
ALLYALLY FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 18,500 shares; 2017Q2: 15,000 shares; 2017Q3: 15,000 shares; 2017Q4: 15,000 shares; 2018Q1: 10,500 shares; 2018Q2: 10,500 shares 10,500$276K0.21%0Timeline
SRPTSAREPTA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 7,500 shares; 2017Q2: 10,000 shares; 2017Q3: 20,400 shares; 2017Q4: 21,250 shares; 2018Q1: 17,250 shares; 2018Q2: 2,000 shares 2,000$264K0.2%-15,250Timeline
FDXFEDEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 1,300 shares; 2017Q2: 1,100 shares; 2017Q3: 1,150 shares; 2017Q4: 1,150 shares; 2018Q1: 1,150 shares; 2018Q2: 1,150 shares 1,150$261K0.2%0Timeline
XMCRXMFS CHARTER INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 52,850 shares; 2017Q2: 51,550 shares; 2017Q3: 45,150 shares; 2017Q4: 41,150 shares; 2018Q1: 35,650 shares; 2018Q2: 32,750 shares 32,750$260K0.2%-2,900Timeline
STONEMOR PARTNERS LPSTONEMOR PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 17,500 shares; 2018Q1: 25,000 shares; 2018Q2: 42,500 shares 42,500$256K0.19%+17,500
***TSAKOS ENERGY NAVIGATION…***TSAKOS ENERGY NAVIGATION LTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 10,100 shares; 2017Q2: 10,300 shares; 2017Q3: 10,300 shares; 2017Q4: 10,300 shares; 2018Q1: 10,300 shares; 2018Q2: 10,100 shares 10,100$256K0.19%-200
DELL TECHNOLOGIES INC CLASS…DELL TECHNOLOGIES INC CLASS CLASS…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 3,000 shares 3,000$254K0.19%new
PPAINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 4,600 shares 4,600$253K0.19%newTimeline
CATCATERPILLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 1,800 shares 1,800$244K0.19%newTimeline
PICO HLDGS INCPICO HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 30,000 shares; 2017Q2: 30,000 shares; 2017Q3: 26,207 shares; 2017Q4: 26,207 shares; 2018Q1: 25,957 shares; 2018Q2: 20,957 shares 20,957$244K0.19%-5,000
LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 10,000 shares 10,000$235K0.18%new
HC2 HLDGS INCHC2 HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 40,000 shares; 2017Q2: 40,000 shares; 2017Q3: 40,000 shares; 2017Q4: 40,000 shares; 2018Q1: 40,000 shares; 2018Q2: 40,000 shares 40,000$234K0.18%0
MINABERDEEN INTER INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 69,800 shares; 2017Q2: 72,300 shares; 2017Q3: 66,300 shares; 2017Q4: 64,300 shares; 2018Q1: 64,300 shares; 2018Q2: 60,300 shares 60,300$233K0.18%-4,000Timeline
XLVSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 3,375 shares; 2017Q2: 2,975 shares; 2017Q3: 3,425 shares; 2017Q4: 3,075 shares; 2018Q1: 3,100 shares; 2018Q2: 2,700 shares 2,700$225K0.17%-400Timeline
ALTABA INCALTABA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: not reported; 2018Q2: 3,000 shares 3,000$220K0.17%new
FIRST PACIFIC ADVISORSFIRST PACIFIC ADVISORSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 27,663 shares; 2017Q2: 27,858 shares; 2017Q3: 21,805 shares; 2017Q4: 22,119 shares; 2018Q1: 22,119 shares; 2018Q2: 21,287 shares 21,287$212K0.16%-832
XNQPXNUVEEN PA INVT QUALITY MUN FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 16,600 shares; 2017Q3: 16,600 shares; 2017Q4: 16,600 shares; 2018Q1: 16,600 shares; 2018Q2: 16,600 shares 16,600$210K0.16%0Timeline
IYYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 1,500 shares; 2018Q1: not reported; 2018Q2: 1,500 shares 1,500$205K0.16%newTimeline
FRANKLIN NY TAX FREEFRANKLIN NY TAX FREEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 25,938 shares; 2017Q3: 25,938 shares; 2017Q4: 20,938 shares; 2018Q1: 18,938 shares; 2018Q2: 18,938 shares 18,938$205K0.16%0
CNOBCONNECTONE BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 8,206 shares; 2017Q4: 8,206 shares; 2018Q1: 8,206 shares; 2018Q2: 8,206 shares 8,206$204K0.15%0Timeline
LORD ABBETT MUNI INCOM N Y …LORD ABBETT MUNI INCOM N Y SERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 18,173 shares; 2017Q3: 18,173 shares; 2017Q4: 18,173 shares; 2018Q1: 18,173 shares; 2018Q2: 18,173 shares 18,173$203K0.15%0
LORD ABBETT SHORT DURATION …LORD ABBETT SHORT DURATION INCOME…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 34,475 shares; 2017Q2: 34,740 shares; 2017Q3: 35,012 shares; 2017Q4: 35,223 shares; 2018Q1: 35,497 shares; 2018Q2: 34,790 shares 34,790$145K0.11%-707
PLATFORM SPECIALTY PRODS CORPLATFORM SPECIALTY PRODS CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 14,000 shares; 2017Q2: 14,000 shares; 2017Q3: 12,500 shares; 2017Q4: 12,500 shares; 2018Q1: 15,000 shares; 2018Q2: 12,500 shares 12,500$145K0.11%-2,500
EATON VANCE MUNS TR EV NY M…EATON VANCE MUNS TR EV NY MUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 14,147 shares; 2017Q3: 14,147 shares; 2017Q4: 14,147 shares; 2018Q1: 14,147 shares; 2018Q2: 14,147 shares 14,147$140K0.11%0
BIOLINERX LTD-SPONS ADRBIOLINERX LTD-SPONS ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 144,000 shares; 2017Q2: 144,000 shares; 2017Q3: 146,000 shares; 2017Q4: 143,000 shares; 2018Q1: 143,000 shares; 2018Q2: 143,000 shares 143,000$127K0.1%0
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 31,100 shares; 2017Q2: 33,500 shares; 2017Q3: 33,500 shares; 2017Q4: 33,500 shares; 2018Q1: 28,000 shares; 2018Q2: 25,800 shares 25,800$111K0.08%-2,200
TEEKAY OFFSHORE PARTNERS LPTEEKAY OFFSHORE PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 83,500 shares; 2017Q2: 83,500 shares; 2017Q3: 81,500 shares; 2017Q4: 70,500 shares; 2018Q1: 70,500 shares; 2018Q2: 40,500 shares 40,500$107K0.08%-30,000
RIVERPARK FDS TR STRAT INC …RIVERPARK FDS TR STRAT INC RTAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 10,327 shares; 2017Q2: 10,430 shares; 2017Q3: 10,526 shares; 2017Q4: 10,656 shares; 2018Q1: 10,719 shares; 2018Q2: 10,820 shares 10,820$101K0.08%+101
TRINITY BIOTECH PLCTRINITY BIOTECH PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 40,472 shares; 2017Q2: 40,172 shares; 2017Q3: 37,882 shares; 2017Q4: 23,982 shares; 2018Q1: 22,928 shares; 2018Q2: 19,728 shares 19,728$99K0.08%-3,200
APPLIED DNA SCIENCES INCAPPLIED DNA SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 50,000 shares; 2017Q2: 50,000 shares; 2017Q3: 50,000 shares; 2017Q4: 50,000 shares; 2018Q1: 50,000 shares; 2018Q2: 50,000 shares 50,000$63K0.05%0
GLOBAL SHIP LEASE INC NEWGLOBAL SHIP LEASE INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 79,800 shares; 2017Q2: 57,350 shares; 2017Q3: 57,350 shares; 2017Q4: 55,350 shares; 2018Q1: 45,350 shares; 2018Q2: 45,350 shares 45,350$60K0.05%0
CELLDEX THERAPEUTICS INC NEWCELLDEX THERAPEUTICS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 64,800 shares; 2017Q2: 64,800 shares; 2017Q3: 64,800 shares; 2017Q4: 61,000 shares; 2018Q1: 55,000 shares; 2018Q2: 54,400 shares 54,400$27K0.02%-600
PRESIDENTIAL RLTY NEW CL BPRESIDENTIAL RLTY NEW CL BQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 115,300 shares; 2017Q2: 115,300 shares; 2017Q3: 74,000 shares; 2017Q4: 74,000 shares; 2018Q1: 74,000 shares; 2018Q2: 74,000 shares 74,000$3K<0.01%0
GLOBAL ENERGY HLDGS GR COMGLOBAL ENERGY HLDGS GR COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 58,335 shares; 2017Q2: 58,335 shares; 2017Q3: 69,447 shares; 2017Q4: 69,447 shares; 2018Q1: 69,447 shares; 2018Q2: 69,447 shares 69,447$00%0Value filed as zero, left out of ratios.

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
GENERAL MTRS COGENERAL MTRS CO *W EXP 07/10/201call18,346$414K0

Sold out in Q2 2018

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
RELM WIRELESS CORPRELM WIRELESS CORP1,514,473$5.98Mshares
KKR &amp; CO LPKKR &amp; CO LP170,513$3.46Mshares
VSATVIASAT INC19,250$1.26Mshares
IEVISHARES TR25,045$1.17Mshares
LEUTHOLD FDS INC GRIZZLY SH…LEUTHOLD FDS INC GRIZZLY SHORT219,000$1.09Mshares
NVSNOVARTIS AG13,300$1.07Mshares
COLONY NORTHSTAR INCCOLONY NORTHSTAR INC174,009$978Kshares
JCIJOHNSON CONTROLS INTERNATION13,900$490Kshares
VGKVANGUARD INTL EQUITY INDEX F7,325$426Kshares
CLCOLGATE PALMOLIVE CO5,000$358Kshares
MUMICRON TECHNOLOGY INC6,500$339Kshares
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser1,995$319Kshares
INVESCO AEROSPACE & DEFENSE…INVESCO AEROSPACE & DEFENSE ETF4,300$244Kshares
MCDMCDONALDS CORP1,384$216Kshares
HDVISHARES TR2,400$203Kshares

How Q2 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001352859-18-000007 base2018-07-25acceptance time not in the bulk data set