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Benchmark Capital Advisors

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13F filer, CIK 1352859, NEW YORK, NY

Benchmark Capital Advisors reported $126,502,000 across 130 holdings for the quarter ended 2018-03-31, in a 13F-HR filed 2018-05-08. Its ten largest share positions make up 32.54% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001352859-18-000005

Period
2018-03-31
Reported value
$127M
Holdings
130
Top 10 weight
32.54%
New
5
Sold out
12

Largest buys vs the previous quarter

SecurityShares changeApprox. value
AAPLadded+15,919$2.67M
DALnew+23,350$1.28M
INTCadded+23,250$1.21M
VTRnew+23,200$1.15M
AVTnew+24,800$1.04M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
MFA FINL INCreduced-175,322-$1.32M
CSCOexited-22,100-$846K
MDLZreduced-15,000-$626K
AMGNexited-3,500-$609K
XPOexited-4,100-$376K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2018

Share positions as resolved from 13F-HR 0001352859-18-000005, largest first. % of portfolio is the value over $126,159,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
RELM WIRELESS CORPRELM WIRELESS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 1,629,648 shares; 2017Q2: 1,515,148 shares; 2017Q3: 1,527,673 shares; 2017Q4: 1,518,473 shares; 2018Q1: 1,514,473 shares 1,514,473$5.98M4.74%-4,000
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 21,271 shares; 2017Q2: 14,011 shares; 2017Q3: 13,961 shares; 2017Q4: 16,447 shares; 2018Q1: 32,366 shares 32,366$5.43M4.3%+15,919Timeline
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 98,634 shares; 2017Q2: 99,134 shares; 2017Q3: 98,034 shares; 2017Q4: 86,000 shares; 2018Q1: 80,350 shares 80,350$5.08M4.03%-5,650Timeline
GMGENERAL MTRS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 151,743 shares; 2017Q2: 150,368 shares; 2017Q3: 138,068 shares; 2017Q4: 114,493 shares; 2018Q1: 111,093 shares 111,093$4.04M3.2%-3,400Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 46,215 shares; 2017Q2: 44,115 shares; 2017Q3: 43,365 shares; 2017Q4: 43,105 shares; 2018Q1: 42,765 shares 42,765$3.9M3.09%-340Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 116,949 shares; 2017Q2: 116,974 shares; 2017Q3: 110,675 shares; 2017Q4: 100,075 shares; 2018Q1: 97,525 shares 97,525$3.46M2.74%-2,550Timeline
KKR & CO LPKKR & CO LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 164,290 shares; 2017Q2: 160,286 shares; 2017Q3: 159,958 shares; 2017Q4: 154,973 shares; 2018Q1: 170,513 shares 170,513$3.46M2.74%+15,540
ABRARBOR REALTY TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 419,919 shares; 2017Q2: 423,769 shares; 2017Q3: 395,419 shares; 2017Q4: 395,419 shares; 2018Q1: 388,819 shares 388,819$3.43M2.72%-6,600Timeline
BRK-ABERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 3 shares; 2017Q2: 2 shares; 2017Q3: 11 shares; 2017Q4: 11 shares; 2018Q1: 11 shares 11$3.29M2.61%0Timeline
PHYSSPROTT ASSET MANAGEMENT LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 266,071 shares; 2017Q2: 264,371 shares; 2017Q3: 284,671 shares; 2017Q4: 283,671 shares; 2018Q1: 276,471 shares 276,471$2.97M2.36%-7,200Timeline
HTGCHERCULES CAPITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 252,367 shares; 2017Q2: 251,217 shares; 2017Q3: 247,162 shares; 2017Q4: 248,462 shares; 2018Q1: 244,139 shares 244,139$2.95M2.34%-4,323Timeline
MPTMEDICAL PROPERTIES TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 237,100 shares; 2017Q2: 239,550 shares; 2017Q3: 231,850 shares; 2017Q4: 229,350 shares; 2018Q1: 222,550 shares 222,550$2.89M2.29%-6,800Timeline
RED LION HOTELS CORPRED LION HOTELS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 248,674 shares; 2017Q2: 246,611 shares; 2017Q3: 242,941 shares; 2017Q4: 249,141 shares; 2018Q1: 243,441 shares 243,441$2.37M1.88%-5,700
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 22,000 shares; 2018Q1: 45,250 shares 45,250$2.36M1.87%+23,250Timeline
WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 33,000 shares; 2017Q2: 33,050 shares; 2017Q3: 31,550 shares; 2017Q4: 31,250 shares; 2018Q1: 30,450 shares 30,450$1.99M1.58%-800
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 43,195 shares; 2017Q2: 31,490 shares; 2017Q3: 30,320 shares; 2017Q4: 30,320 shares; 2018Q1: 29,470 shares 29,470$1.99M1.58%-850Timeline
DXJWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 38,230 shares; 2017Q3: 35,730 shares; 2017Q4: 36,730 shares; 2018Q1: 35,030 shares 35,030$1.96M1.56%-1,700Timeline
MDLZMONDELEZ INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 66,133 shares; 2017Q2: 65,273 shares; 2017Q3: 59,523 shares; 2017Q4: 59,523 shares; 2018Q1: 44,523 shares 44,523$1.86M1.47%-15,000Timeline
MMACYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 61,200 shares; 2017Q4: 61,200 shares; 2018Q1: 60,000 shares 60,000$1.78M1.41%-1,200Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 25,652 shares; 2017Q2: 29,615 shares; 2017Q3: 32,608 shares; 2017Q4: 47,122 shares; 2018Q1: 48,636 shares 48,636$1.73M1.37%+1,514Timeline
CHIMERA INVESTMENT CORPCHIMERA INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 118,320 shares; 2017Q2: 118,320 shares; 2017Q3: 107,180 shares; 2017Q4: 107,180 shares; 2018Q1: 99,230 shares 99,230$1.73M1.37%-7,950
AERIE PHARMACEUTICALS INCAERIE PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 49,325 shares; 2017Q2: 13,400 shares; 2017Q3: 29,400 shares; 2017Q4: 29,600 shares; 2018Q1: 29,600 shares 29,600$1.61M1.27%0
TPRTAPESTRY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 35,520 shares; 2018Q1: 30,070 shares 30,070$1.58M1.25%-5,450Timeline
STEWSRH TOTAL RETURN FUND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 141,500 shares; 2017Q2: 140,500 shares; 2017Q3: 128,000 shares; 2017Q4: 128,000 shares; 2018Q1: 146,400 shares 146,400$1.58M1.25%+18,400Timeline
MONMOUTH REAL ESTATE INVT COMONMOUTH REAL ESTATE INVT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 105,100 shares; 2017Q2: 103,600 shares; 2017Q3: 94,900 shares; 2017Q4: 94,900 shares; 2018Q1: 90,700 shares 90,700$1.36M1.08%-4,200
DVNDEVON ENERGY CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 29,553 shares; 2017Q2: 44,053 shares; 2017Q3: 41,753 shares; 2017Q4: 40,553 shares; 2018Q1: 40,503 shares 40,503$1.29M1.02%-50Timeline
DALDELTA AIR LINES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 23,350 shares 23,350$1.28M1.01%newTimeline
BSLBLACKSTONE SENI FLTN RAT 202Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 86,728 shares; 2017Q2: 86,728 shares; 2017Q3: 73,928 shares; 2017Q4: 73,328 shares; 2018Q1: 69,328 shares 69,328$1.28M1.01%-4,000Timeline
SRPTSAREPTA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 7,500 shares; 2017Q2: 10,000 shares; 2017Q3: 20,400 shares; 2017Q4: 21,250 shares; 2018Q1: 17,250 shares 17,250$1.28M1.01%-4,000Timeline
VSATVIASAT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 20,600 shares; 2017Q2: 20,850 shares; 2017Q3: 19,550 shares; 2017Q4: 19,550 shares; 2018Q1: 19,250 shares 19,250$1.26M1%-300Timeline
CORENERGY INFRASTRUCTURE TRCORENERGY INFRASTRUCTURE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 17,558 shares; 2017Q4: 34,168 shares; 2018Q1: 33,168 shares 33,168$1.25M0.99%-1,000
SELECT INCOME REITSELECT INCOME REITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 79,450 shares; 2017Q2: 77,850 shares; 2017Q3: 73,450 shares; 2017Q4: 70,650 shares; 2018Q1: 63,150 shares 63,150$1.23M0.97%-7,500
IEVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 20,070 shares; 2017Q2: 26,495 shares; 2017Q3: 25,045 shares; 2017Q4: 25,045 shares; 2018Q1: 25,045 shares 25,045$1.17M0.93%0Timeline
VTRVENTAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 23,200 shares 23,200$1.15M0.91%newTimeline
CHSCPCHS INC CUM REDEMABLE PFD 8%Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 43,857 shares; 2017Q2: 43,357 shares; 2017Q3: 39,407 shares; 2017Q4: 39,207 shares; 2018Q1: 38,307 shares 38,307$1.15M0.91%-900Timeline
BABAALIBABA GROUP HLDG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 5,970 shares; 2017Q4: 6,170 shares; 2018Q1: 6,140 shares 6,140$1.13M0.89%-30Timeline
LEUTHOLD FDS INC GRIZZLY SH…LEUTHOLD FDS INC GRIZZLY SHORTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 301,500 shares; 2017Q2: 299,500 shares; 2017Q3: 264,300 shares; 2017Q4: 224,000 shares; 2018Q1: 219,000 shares 219,000$1.09M0.86%-5,000
BHKBLACKROCK CORE BD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 86,054 shares; 2017Q2: 89,054 shares; 2017Q3: 80,054 shares; 2017Q4: 82,054 shares; 2018Q1: 83,054 shares 83,054$1.09M0.86%+1,000Timeline
GSPRAGOLDMAN SACHS GROUP INC DEP SHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 46,069 shares; 2017Q2: 45,769 shares; 2017Q3: 42,069 shares; 2017Q4: 42,069 shares; 2018Q1: 47,169 shares 47,169$1.08M0.86%+5,100Timeline
NVSNOVARTIS AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 16,600 shares; 2017Q3: 17,100 shares; 2017Q4: 13,500 shares; 2018Q1: 13,300 shares 13,300$1.07M0.85%-200Timeline
GALTGALECTIN THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 194,200 shares; 2017Q2: 194,200 shares; 2017Q3: 194,200 shares; 2017Q4: 185,200 shares; 2018Q1: 221,700 shares 221,700$1.05M0.83%+36,500Timeline
AVTAVNET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 24,800 shares 24,800$1.04M0.82%newTimeline
VOLT INFORMATION SCIEN COMVOLT INFORMATION SCIEN COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 345,940 shares; 2017Q2: 342,892 shares; 2017Q3: 331,192 shares; 2017Q4: 313,892 shares; 2018Q1: 330,745 shares 330,745$1.01M0.8%+16,853
NFLXNETFLIX INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 3,100 shares; 2017Q2: 3,100 shares; 2017Q3: 3,400 shares; 2017Q4: 3,377 shares; 2018Q1: 3,377 shares 3,377$997K0.79%0Timeline
COLONY NORTHSTAR INCCOLONY NORTHSTAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 205,961 shares; 2017Q2: 205,717 shares; 2017Q3: 188,769 shares; 2017Q4: 186,936 shares; 2018Q1: 174,009 shares 174,009$978K0.78%-12,927
MDTMEDTRONIC PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 11,925 shares; 2018Q1: 11,925 shares 11,925$957K0.76%0Timeline
WMTWALMART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 10,575 shares 10,575$941K0.75%newTimeline
NUVERRA ENVIRONMENTAL SOLUTINUVERRA ENVIRONMENTAL SOLUTIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 38,980 shares; 2017Q4: 38,172 shares; 2018Q1: 38,172 shares 38,172$883K0.7%0
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 4,150 shares; 2017Q2: 4,150 shares; 2017Q3: 3,550 shares; 2017Q4: 9,632 shares; 2018Q1: 8,650 shares 8,650$869K0.69%-982Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 3,300 shares; 2018Q1: 12,800 shares 12,800$817K0.65%+9,500
TEMPLETON GLOBAL TOTAL RT A…TEMPLETON GLOBAL TOTAL RT ADV CL …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 76,743 shares; 2017Q2: 76,790 shares; 2017Q3: 69,951 shares; 2017Q4: 69,982 shares; 2018Q1: 66,600 shares 66,600$809K0.64%-3,382
TEVATEVA PHARMACEUTICAL INDS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 32,244 shares; 2017Q2: 31,944 shares; 2017Q3: 29,844 shares; 2017Q4: 47,544 shares; 2018Q1: 45,044 shares 45,044$770K0.61%-2,500Timeline
***SEASPAN CORPORATION CUM …***SEASPAN CORPORATION CUM REDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 29,550 shares; 2017Q2: 30,850 shares; 2017Q3: 30,050 shares; 2017Q4: 30,050 shares; 2018Q1: 30,050 shares 30,050$714K0.57%0
DIAXNUVEEN DOW 30SM DYNAMIC OVERWRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 36,365 shares; 2017Q2: 42,693 shares; 2017Q3: 41,693 shares; 2017Q4: 40,193 shares; 2018Q1: 39,493 shares 39,493$702K0.56%-700Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 34,150 shares; 2017Q2: 39,400 shares; 2017Q3: 36,800 shares; 2017Q4: 51,000 shares; 2018Q1: 50,075 shares 50,075$675K0.54%-925
DEMWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 14,049 shares; 2017Q2: 14,199 shares; 2017Q3: 13,799 shares; 2017Q4: 14,199 shares; 2018Q1: 13,899 shares 13,899$665K0.53%-300Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 3,550 shares; 2017Q2: 3,550 shares; 2017Q3: 3,550 shares; 2017Q4: 3,452 shares; 2018Q1: 3,800 shares 3,800$607K0.48%+348Timeline
CHEMBIO DIAGNOSTICSCHEMBIO DIAGNOSTICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 12,000 shares; 2017Q3: 32,900 shares; 2017Q4: 66,417 shares; 2018Q1: 75,092 shares 75,092$601K0.48%+8,675
RWTREDWOOD TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 112,967 shares; 2017Q2: 112,367 shares; 2017Q3: 104,467 shares; 2017Q4: 45,266 shares; 2018Q1: 38,666 shares 38,666$598K0.47%-6,600Timeline
COPCONOCOPHILLIPSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 11,250 shares; 2017Q2: 11,350 shares; 2017Q3: 11,050 shares; 2017Q4: 9,650 shares; 2018Q1: 9,650 shares 9,650$572K0.45%0Timeline
KWKENNEDY-WILSON HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 32,500 shares; 2017Q2: 32,500 shares; 2017Q3: 32,500 shares; 2017Q4: 32,500 shares; 2018Q1: 32,500 shares 32,500$565K0.45%0Timeline
METMETLIFE INC PFD SERIES A FLOATQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 24,100 shares; 2017Q2: 24,100 shares; 2017Q3: 23,100 shares; 2017Q4: 23,100 shares; 2018Q1: 21,800 shares 21,800$546K0.43%-1,300Timeline
RDIREADING INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 27,600 shares; 2017Q2: 27,600 shares; 2017Q3: 27,600 shares; 2017Q4: 27,600 shares; 2018Q1: 32,600 shares 32,600$543K0.43%+5,000Timeline
RGLDROYAL GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 6,800 shares; 2017Q2: 6,600 shares; 2017Q3: 6,200 shares; 2017Q4: 6,200 shares; 2018Q1: 6,200 shares 6,200$532K0.42%0Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 3,448 shares; 2017Q2: 2,948 shares; 2017Q3: not reported; 2017Q4: 4,113 shares; 2018Q1: 4,098 shares 4,098$525K0.42%-15Timeline
CTSHCOGNIZANT TECHNOLOGY SOLUTIOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 5,400 shares; 2017Q3: 7,650 shares; 2017Q4: 7,550 shares; 2018Q1: 6,450 shares 6,450$519K0.41%-1,100Timeline
OHIOMEGA HEALTHCARE INVS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 22,775 shares; 2017Q2: 24,675 shares; 2017Q3: 24,975 shares; 2017Q4: 23,475 shares; 2018Q1: 19,125 shares 19,125$517K0.41%-4,350Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 600 shares; 2017Q2: 600 shares; 2017Q3: 600 shares; 2017Q4: 609 shares; 2018Q1: 500 shares 500$516K0.41%-109Timeline
MSPRAMorgan Stanley Dep Shs repstgQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 24,305 shares; 2017Q2: 24,305 shares; 2017Q3: 20,605 shares; 2017Q4: 20,605 shares; 2018Q1: 22,205 shares 22,205$506K0.4%+1,600Timeline
HCP INCHCP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 29,550 shares; 2017Q2: 30,050 shares; 2017Q3: 28,750 shares; 2017Q4: 23,500 shares; 2018Q1: 21,550 shares 21,550$501K0.4%-1,950
JCIJOHNSON CONTROLS INTERNATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 14,600 shares; 2017Q3: 15,600 shares; 2017Q4: 14,400 shares; 2018Q1: 13,900 shares 13,900$490K0.39%-500Timeline
HOUSTON AMERN ENERGY CORPHOUSTON AMERN ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 1,578,459 shares; 2017Q2: 1,582,459 shares; 2017Q3: 1,569,459 shares; 2017Q4: 1,558,959 shares; 2018Q1: 1,558,959 shares 1,558,959$488K0.39%0
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 2,300 shares; 2017Q4: 2,300 shares; 2018Q1: 2,300 shares 2,300$459K0.36%0Timeline
ISTAR INCISTAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 59,150 shares; 2017Q2: 57,950 shares; 2017Q3: 51,050 shares; 2017Q4: 50,550 shares; 2018Q1: 44,550 shares 44,550$453K0.36%-6,000
VGKVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 7,450 shares; 2017Q3: 7,450 shares; 2017Q4: 7,325 shares; 2018Q1: 7,325 shares 7,325$426K0.34%0Timeline
RETAIL OPPORTUNITY INVESTME…RETAIL OPPORTUNITY INVESTMENTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 24,000 shares; 2017Q2: 24,000 shares; 2017Q3: 24,000 shares; 2017Q4: 24,000 shares; 2018Q1: 24,000 shares 24,000$424K0.34%0
OEFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 9,215 shares; 2017Q2: 3,850 shares; 2017Q3: 3,850 shares; 2017Q4: 3,650 shares; 2018Q1: 3,650 shares 3,650$423K0.34%0Timeline
SNYSANOFI SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 12,300 shares; 2017Q2: 12,000 shares; 2017Q3: 11,600 shares; 2017Q4: 10,500 shares; 2018Q1: 10,500 shares 10,500$421K0.33%0Timeline
MFA FINL INCMFA FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 247,822 shares; 2017Q2: 248,722 shares; 2017Q3: 234,522 shares; 2017Q4: 230,522 shares; 2018Q1: 55,200 shares 55,200$416K0.33%-175,322
CAPITAL PRODUCT PARTNERS L PCAPITAL PRODUCT PARTNERS L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 142,580 shares; 2017Q2: 140,280 shares; 2017Q3: 138,780 shares; 2017Q4: 132,280 shares; 2018Q1: 132,280 shares 132,280$413K0.33%0
VERTEX ENERGY INCVERTEX ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 386,669 shares; 2017Q2: 389,669 shares; 2017Q3: 389,669 shares; 2017Q4: 372,769 shares; 2018Q1: 357,269 shares 357,269$400K0.32%-15,500
XLESELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 5,468 shares; 2017Q2: 5,918 shares; 2017Q3: 5,918 shares; 2017Q4: 5,918 shares; 2018Q1: 5,818 shares 5,818$392K0.31%-100Timeline
CVUCPI AEROSTRUCTURES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 39,800 shares; 2017Q2: 40,400 shares; 2017Q3: 40,400 shares; 2017Q4: 39,900 shares; 2018Q1: 39,600 shares 39,600$386K0.31%-300Timeline
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 4,035 shares; 2017Q2: 4,035 shares; 2017Q3: 4,035 shares; 2017Q4: 3,035 shares; 2018Q1: 3,035 shares 3,035$382K0.3%0Timeline
CLCOLGATE PALMOLIVE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 5,000 shares; 2017Q2: 5,000 shares; 2017Q3: 5,000 shares; 2017Q4: 5,066 shares; 2018Q1: 5,000 shares 5,000$358K0.28%-66Timeline
PIMCO DYNAMIC CR INCOME FDPIMCO DYNAMIC CR INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 15,400 shares; 2017Q2: 15,400 shares; 2017Q3: 15,400 shares; 2017Q4: 15,400 shares; 2018Q1: 15,400 shares 15,400$352K0.28%0
B RILEY FINANCIAL 7.50 SNR …B RILEY FINANCIAL 7.50 SNR NTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 14,447 shares; 2017Q4: 14,447 shares; 2018Q1: 13,447 shares 13,447$341K0.27%-1,000
MUMICRON TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: not reported; 2018Q1: 6,500 shares 6,500$339K0.27%newTimeline
MUCBLACKROCK MUNIHLDNGS CALIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 33,000 shares; 2017Q2: 32,000 shares; 2017Q3: 32,000 shares; 2017Q4: 30,500 shares; 2018Q1: 25,000 shares 25,000$330K0.26%-5,500Timeline
AIGAMERICAN INTL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 6,000 shares; 2017Q2: 6,500 shares; 2017Q3: 6,000 shares; 2017Q4: 6,084 shares; 2018Q1: 6,000 shares 6,000$327K0.26%-84Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 322 shares; 2017Q3: 322 shares; 2017Q4: 222 shares; 2018Q1: 222 shares 222$321K0.25%0Timeline
VTIVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 2,530 shares; 2017Q2: 2,480 shares; 2017Q3: 2,480 shares; 2017Q4: 2,355 shares; 2018Q1: 2,355 shares 2,355$320K0.25%0Timeline
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit SerQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 1,900 shares; 2017Q2: 1,915 shares; 2017Q3: 2,165 shares; 2017Q4: 2,045 shares; 2018Q1: 1,995 shares 1,995$319K0.25%-50
PTYPIMCO CORPORATE & INCOME OPPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 11,400 shares; 2018Q1: 18,400 shares 18,400$311K0.25%+7,000Timeline
VNQVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 3,815 shares; 2017Q2: 4,315 shares; 2017Q3: 4,465 shares; 2017Q4: 4,065 shares; 2018Q1: 3,995 shares 3,995$302K0.24%-70Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 6,068 shares; 2017Q2: 6,770 shares; 2017Q3: 6,783 shares; 2017Q4: 6,349 shares; 2018Q1: 6,308 shares 6,308$302K0.24%-41Timeline
PICO HLDGS INCPICO HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 30,000 shares; 2017Q2: 30,000 shares; 2017Q3: 26,207 shares; 2017Q4: 26,207 shares; 2018Q1: 25,957 shares 25,957$297K0.24%-250
ROKUROKU INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 8,314 shares; 2018Q1: 9,314 shares 9,314$290K0.23%+1,000Timeline
ALLIANCEBERNSTEIN MUN N Y P…ALLIANCEBERNSTEIN MUN N Y PTFLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 29,597 shares; 2017Q3: 29,597 shares; 2017Q4: 29,597 shares; 2018Q1: 29,597 shares 29,597$290K0.23%0
XMCRXMFS CHARTER INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 52,850 shares; 2017Q2: 51,550 shares; 2017Q3: 45,150 shares; 2017Q4: 41,150 shares; 2018Q1: 35,650 shares 35,650$289K0.23%-5,500Timeline
ALLYALLY FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 18,500 shares; 2017Q2: 15,000 shares; 2017Q3: 15,000 shares; 2017Q4: 15,000 shares; 2018Q1: 10,500 shares 10,500$285K0.23%-4,500Timeline
FDXFEDEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 1,300 shares; 2017Q2: 1,100 shares; 2017Q3: 1,150 shares; 2017Q4: 1,150 shares; 2018Q1: 1,150 shares 1,150$276K0.22%0Timeline
***TSAKOS ENERGY NAVIGATION…***TSAKOS ENERGY NAVIGATION LTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 10,100 shares; 2017Q2: 10,300 shares; 2017Q3: 10,300 shares; 2017Q4: 10,300 shares; 2018Q1: 10,300 shares 10,300$261K0.21%0
MINABERDEEN INTER INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 69,800 shares; 2017Q2: 72,300 shares; 2017Q3: 66,300 shares; 2017Q4: 64,300 shares; 2018Q1: 64,300 shares 64,300$253K0.2%0Timeline
XLVSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 3,375 shares; 2017Q2: 2,975 shares; 2017Q3: 3,425 shares; 2017Q4: 3,075 shares; 2018Q1: 3,100 shares 3,100$252K0.2%+25Timeline
INVESCO AEROSPACE & DEFENSE…INVESCO AEROSPACE & DEFENSE ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 4,400 shares; 2017Q3: 4,400 shares; 2017Q4: 4,300 shares; 2018Q1: 4,300 shares 4,300$244K0.19%0
CNOBCONNECTONE BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 8,206 shares; 2017Q4: 8,206 shares; 2018Q1: 8,206 shares 8,206$236K0.19%0Timeline
ANNALY CAPITAL MANAGEMENTANNALY CAPITAL MANAGEMENTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 21,500 shares; 2017Q2: 23,100 shares; 2017Q3: 21,900 shares; 2017Q4: 21,900 shares; 2018Q1: 21,900 shares 21,900$228K0.18%0
FIRST PACIFIC ADVISORSFIRST PACIFIC ADVISORSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 27,663 shares; 2017Q2: 27,858 shares; 2017Q3: 21,805 shares; 2017Q4: 22,119 shares; 2018Q1: 22,119 shares 22,119$221K0.18%0
MCDMCDONALDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 1,384 shares; 2017Q3: 1,384 shares; 2017Q4: 1,394 shares; 2018Q1: 1,384 shares 1,384$216K0.17%-10Timeline
HC2 HLDGS INCHC2 HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 40,000 shares; 2017Q2: 40,000 shares; 2017Q3: 40,000 shares; 2017Q4: 40,000 shares; 2018Q1: 40,000 shares 40,000$210K0.17%0
XNQPXNUVEEN PA INVT QUALITY MUN FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 16,600 shares; 2017Q3: 16,600 shares; 2017Q4: 16,600 shares; 2018Q1: 16,600 shares 16,600$208K0.16%0Timeline
FRANKLIN NY TAX FREEFRANKLIN NY TAX FREEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 25,938 shares; 2017Q3: 25,938 shares; 2017Q4: 20,938 shares; 2018Q1: 18,938 shares 18,938$206K0.16%-2,000
HDVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 3,200 shares; 2017Q2: not reported; 2017Q3: 2,400 shares; 2017Q4: 2,400 shares; 2018Q1: 2,400 shares 2,400$203K0.16%0Timeline
LORD ABBETT MUNI INCOM N Y …LORD ABBETT MUNI INCOM N Y SERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 18,173 shares; 2017Q3: 18,173 shares; 2017Q4: 18,173 shares; 2018Q1: 18,173 shares 18,173$202K0.16%0
TEEKAY OFFSHORE PARTNERS LPTEEKAY OFFSHORE PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 83,500 shares; 2017Q2: 83,500 shares; 2017Q3: 81,500 shares; 2017Q4: 70,500 shares; 2018Q1: 70,500 shares 70,500$160K0.13%0
STONEMOR PARTNERS LPSTONEMOR PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 17,500 shares; 2018Q1: 25,000 shares 25,000$155K0.12%+7,500
LORD ABBETT SHORT DURATION …LORD ABBETT SHORT DURATION INCOME…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 34,475 shares; 2017Q2: 34,740 shares; 2017Q3: 35,012 shares; 2017Q4: 35,223 shares; 2018Q1: 35,497 shares 35,497$149K0.12%+274
PLATFORM SPECIALTY PRODS CORPLATFORM SPECIALTY PRODS CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 14,000 shares; 2017Q2: 14,000 shares; 2017Q3: 12,500 shares; 2017Q4: 12,500 shares; 2018Q1: 15,000 shares 15,000$144K0.11%+2,500
EATON VANCE MUNS TR EV NY M…EATON VANCE MUNS TR EV NY MUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 14,147 shares; 2017Q3: 14,147 shares; 2017Q4: 14,147 shares; 2018Q1: 14,147 shares 14,147$140K0.11%0
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 31,100 shares; 2017Q2: 33,500 shares; 2017Q3: 33,500 shares; 2017Q4: 33,500 shares; 2018Q1: 28,000 shares 28,000$133K0.11%-5,500
CELLDEX THERAPEUTICS INC NEWCELLDEX THERAPEUTICS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 64,800 shares; 2017Q2: 64,800 shares; 2017Q3: 64,800 shares; 2017Q4: 61,000 shares; 2018Q1: 55,000 shares 55,000$128K0.1%-6,000
BIOLINERX LTD-SPONS ADRBIOLINERX LTD-SPONS ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 144,000 shares; 2017Q2: 144,000 shares; 2017Q3: 146,000 shares; 2017Q4: 143,000 shares; 2018Q1: 143,000 shares 143,000$124K0.1%0
TRINITY BIOTECH PLCTRINITY BIOTECH PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 40,472 shares; 2017Q2: 40,172 shares; 2017Q3: 37,882 shares; 2017Q4: 23,982 shares; 2018Q1: 22,928 shares 22,928$118K0.09%-1,054
RIVERPARK FDS TR STRAT INC …RIVERPARK FDS TR STRAT INC RTAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 10,327 shares; 2017Q2: 10,430 shares; 2017Q3: 10,526 shares; 2017Q4: 10,656 shares; 2018Q1: 10,719 shares 10,719$101K0.08%+63
APPLIED DNA SCIENCES INCAPPLIED DNA SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 50,000 shares; 2017Q2: 50,000 shares; 2017Q3: 50,000 shares; 2017Q4: 50,000 shares; 2018Q1: 50,000 shares 50,000$72K0.06%0
GLOBAL SHIP LEASE INC NEWGLOBAL SHIP LEASE INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 79,800 shares; 2017Q2: 57,350 shares; 2017Q3: 57,350 shares; 2017Q4: 55,350 shares; 2018Q1: 45,350 shares 45,350$50K0.04%-10,000
PRESIDENTIAL RLTY NEW CL BPRESIDENTIAL RLTY NEW CL BQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 115,300 shares; 2017Q2: 115,300 shares; 2017Q3: 74,000 shares; 2017Q4: 74,000 shares; 2018Q1: 74,000 shares 74,000$3K<0.01%0
GLOBAL ENERGY HLDGS GR COMGLOBAL ENERGY HLDGS GR COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 58,335 shares; 2017Q2: 58,335 shares; 2017Q3: 69,447 shares; 2017Q4: 69,447 shares; 2018Q1: 69,447 shares 69,447$00%0Value filed as zero, left out of ratios.

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
GENERAL MTRS COGENERAL MTRS CO *W EXP 07/10/201call18,346$343K-1,000

Sold out in Q1 2018

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
CSCOCISCO SYS INC22,100$846Kshares
AMGNAMGEN INC3,500$609Kshares
XPOXPO INC4,100$376Kshares
GOLDMAN SACHS GROUP INC 6.2…GOLDMAN SACHS GROUP INC 6.2% $1.5…12,200$316Kshares
DARDARLING INGREDIENTS INC16,500$299Kshares
PBAPEMBINA PIPELINE CORP5,800$210Kshares
PFFISHARES TR5,400$206Kshares
IYYISHARES TR1,500$200Kshares
KYNKAYNE ANDERSON ENERGY INFRST10,370$198Kshares
KTOSKRATOS DEFENSE & SEC SOLUTIO13,000$138Kshares
VANGUARD SHORT-TERM INVESTM…VANGUARD SHORT-TERM INVESTMENT-GR…10,252$109Kshares
ROCKWELL MED INCROCKWELL MED INC10,500$61Kshares

How Q1 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001352859-18-000005 base2018-05-08acceptance time not in the bulk data set