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Disclosery

Benchmark Capital Advisors

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13F filer, CIK 1352859, NEW YORK, NY

Benchmark Capital Advisors reported $128,186,000 across 137 holdings for the quarter ended 2017-12-31, in a 13F-HR filed 2018-02-07. Its ten largest share positions make up 30.56% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001352859-18-000002

Period
2017-12-31
Reported value
$128M
Holdings
137
Top 10 weight
30.56%
New
9
Sold out
14

Largest buys vs the previous quarter

SecurityShares changeApprox. value
TPRnew+35,520$1.57M
INTCnew+22,000$1.02M
MDTnew+11,925$963K
DISadded+6,082$654K
CORENERGY INFRASTRUCTURE TRadded+16,610$634K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
COACH INCexited-40,520-$1.63M
PGexited-13,500-$1.23M
MRKexited-16,300-$1.04M
REMexited-21,137-$990K
ABBVexited-11,050-$982K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2017

Share positions as resolved from 13F-HR 0001352859-18-000002, largest first. % of portfolio is the value over $127,733,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
RELM WIRELESS CORPRELM WIRELESS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 1,629,648 shares; 2017Q2: 1,515,148 shares; 2017Q3: 1,527,673 shares; 2017Q4: 1,518,473 shares 1,518,473$5.39M4.22%-9,200
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 98,634 shares; 2017Q2: 99,134 shares; 2017Q3: 98,034 shares; 2017Q4: 86,000 shares 86,000$5.27M4.13%-12,034Timeline
GMGENERAL MTRS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 151,743 shares; 2017Q2: 150,368 shares; 2017Q3: 138,068 shares; 2017Q4: 114,493 shares 114,493$4.69M3.67%-23,575Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 46,215 shares; 2017Q2: 44,115 shares; 2017Q3: 43,365 shares; 2017Q4: 43,105 shares 43,105$3.69M2.89%-260Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 116,949 shares; 2017Q2: 116,974 shares; 2017Q3: 110,675 shares; 2017Q4: 100,075 shares 100,075$3.62M2.84%-10,600Timeline
ABRARBOR REALTY TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 419,919 shares; 2017Q2: 423,769 shares; 2017Q3: 395,419 shares; 2017Q4: 395,419 shares 395,419$3.42M2.67%0Timeline
BRK-ABERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 3 shares; 2017Q2: 2 shares; 2017Q3: 11 shares; 2017Q4: 11 shares 11$3.27M2.56%0Timeline
KKR & CO LPKKR & CO LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 164,290 shares; 2017Q2: 160,286 shares; 2017Q3: 159,958 shares; 2017Q4: 154,973 shares 154,973$3.26M2.56%-4,985
HTGCHERCULES CAPITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 252,367 shares; 2017Q2: 251,217 shares; 2017Q3: 247,162 shares; 2017Q4: 248,462 shares 248,462$3.26M2.55%+1,300Timeline
MPTMEDICAL PROPERTIES TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 237,100 shares; 2017Q2: 239,550 shares; 2017Q3: 231,850 shares; 2017Q4: 229,350 shares 229,350$3.16M2.47%-2,500Timeline
PHYSSPROTT ASSET MANAGEMENT LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 266,071 shares; 2017Q2: 264,371 shares; 2017Q3: 284,671 shares; 2017Q4: 283,671 shares 283,671$3M2.35%-1,000Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 21,271 shares; 2017Q2: 14,011 shares; 2017Q3: 13,961 shares; 2017Q4: 16,447 shares 16,447$2.78M2.18%+2,486Timeline
MDLZMONDELEZ INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 66,133 shares; 2017Q2: 65,273 shares; 2017Q3: 59,523 shares; 2017Q4: 59,523 shares 59,523$2.55M1.99%0Timeline
RED LION HOTELS CORPRED LION HOTELS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 248,674 shares; 2017Q2: 246,611 shares; 2017Q3: 242,941 shares; 2017Q4: 249,141 shares 249,141$2.45M1.92%+6,200
WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 33,000 shares; 2017Q2: 33,050 shares; 2017Q3: 31,550 shares; 2017Q4: 31,250 shares 31,250$2.27M1.78%-300
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 43,195 shares; 2017Q2: 31,490 shares; 2017Q3: 30,320 shares; 2017Q4: 30,320 shares 30,320$2.26M1.77%0Timeline
DXJWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 38,230 shares; 2017Q3: 35,730 shares; 2017Q4: 36,730 shares 36,730$2.18M1.71%+1,000Timeline
COLONY NORTHSTAR INCCOLONY NORTHSTAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 205,961 shares; 2017Q2: 205,717 shares; 2017Q3: 188,769 shares; 2017Q4: 186,936 shares 186,936$2.13M1.67%-1,833
CHIMERA INVESTMENT CORPCHIMERA INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 118,320 shares; 2017Q2: 118,320 shares; 2017Q3: 107,180 shares; 2017Q4: 107,180 shares 107,180$1.98M1.55%0
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 25,652 shares; 2017Q2: 29,615 shares; 2017Q3: 32,608 shares; 2017Q4: 47,122 shares 47,122$1.83M1.43%+14,514Timeline
MFA FINL INCMFA FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 247,822 shares; 2017Q2: 248,722 shares; 2017Q3: 234,522 shares; 2017Q4: 230,522 shares 230,522$1.83M1.43%-4,000
SELECT INCOME REITSELECT INCOME REITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 79,450 shares; 2017Q2: 77,850 shares; 2017Q3: 73,450 shares; 2017Q4: 70,650 shares 70,650$1.77M1.39%-2,800
AERIE PHARMACEUTICALS INCAERIE PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 49,325 shares; 2017Q2: 13,400 shares; 2017Q3: 29,400 shares; 2017Q4: 29,600 shares 29,600$1.77M1.38%+200
MONMOUTH REAL ESTATE INVT COMONMOUTH REAL ESTATE INVT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 105,100 shares; 2017Q2: 103,600 shares; 2017Q3: 94,900 shares; 2017Q4: 94,900 shares 94,900$1.69M1.32%0
DVNDEVON ENERGY CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 29,553 shares; 2017Q2: 44,053 shares; 2017Q3: 41,753 shares; 2017Q4: 40,553 shares 40,553$1.68M1.31%-1,200Timeline
TPRTAPESTRY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 35,520 shares 35,520$1.57M1.23%newTimeline
MMACYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 61,200 shares; 2017Q4: 61,200 shares 61,200$1.54M1.21%0Timeline
VSATVIASAT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 20,600 shares; 2017Q2: 20,850 shares; 2017Q3: 19,550 shares; 2017Q4: 19,550 shares 19,550$1.46M1.15%0Timeline
STEWSRH TOTAL RETURN FUND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 141,500 shares; 2017Q2: 140,500 shares; 2017Q3: 128,000 shares; 2017Q4: 128,000 shares 128,000$1.42M1.11%0Timeline
BSLBLACKSTONE SENI FLTN RAT 202Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 86,728 shares; 2017Q2: 86,728 shares; 2017Q3: 73,928 shares; 2017Q4: 73,328 shares 73,328$1.32M1.03%-600Timeline
CORENERGY INFRASTRUCTURE TRCORENERGY INFRASTRUCTURE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 17,558 shares; 2017Q4: 34,168 shares 34,168$1.3M1.02%+16,610
VOLT INFORMATION SCIEN COMVOLT INFORMATION SCIEN COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 345,940 shares; 2017Q2: 342,892 shares; 2017Q3: 331,192 shares; 2017Q4: 313,892 shares 313,892$1.19M0.93%-17,300
IEVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 20,070 shares; 2017Q2: 26,495 shares; 2017Q3: 25,045 shares; 2017Q4: 25,045 shares 25,045$1.18M0.93%0Timeline
SRPTSAREPTA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 7,500 shares; 2017Q2: 10,000 shares; 2017Q3: 20,400 shares; 2017Q4: 21,250 shares 21,250$1.18M0.93%+850Timeline
CHSCPCHS INC CUM REDEMABLE PFD 8%Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 43,857 shares; 2017Q2: 43,357 shares; 2017Q3: 39,407 shares; 2017Q4: 39,207 shares 39,207$1.18M0.92%-200Timeline
BHKBLACKROCK CORE BD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 86,054 shares; 2017Q2: 89,054 shares; 2017Q3: 80,054 shares; 2017Q4: 82,054 shares 82,054$1.15M0.9%+2,000Timeline
NVSNOVARTIS AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 16,600 shares; 2017Q3: 17,100 shares; 2017Q4: 13,500 shares 13,500$1.13M0.89%-3,600Timeline
LEUTHOLD FDS INC GRIZZLY SH…LEUTHOLD FDS INC GRIZZLY SHORTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 301,500 shares; 2017Q2: 299,500 shares; 2017Q3: 264,300 shares; 2017Q4: 224,000 shares 224,000$1.13M0.89%-40,300
BABAALIBABA GROUP HLDG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 5,970 shares; 2017Q4: 6,170 shares 6,170$1.06M0.83%+200Timeline
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 4,150 shares; 2017Q2: 4,150 shares; 2017Q3: 3,550 shares; 2017Q4: 9,632 shares 9,632$1.04M0.81%+6,082Timeline
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 22,000 shares 22,000$1.02M0.8%newTimeline
MDTMEDTRONIC PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 11,925 shares 11,925$963K0.75%newTimeline
GSPRAGOLDMAN SACHS GROUP INC DEP SHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 46,069 shares; 2017Q2: 45,769 shares; 2017Q3: 42,069 shares; 2017Q4: 42,069 shares 42,069$949K0.74%0Timeline
TEVATEVA PHARMACEUTICAL INDS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 32,244 shares; 2017Q2: 31,944 shares; 2017Q3: 29,844 shares; 2017Q4: 47,544 shares 47,544$901K0.71%+17,700Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 34,150 shares; 2017Q2: 39,400 shares; 2017Q3: 36,800 shares; 2017Q4: 51,000 shares 51,000$890K0.7%+14,200
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 22,800 shares; 2017Q3: 22,800 shares; 2017Q4: 22,100 shares 22,100$846K0.66%-700Timeline
TEMPLETON GLOBAL TOTAL RT A…TEMPLETON GLOBAL TOTAL RT ADV CL …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 76,743 shares; 2017Q2: 76,790 shares; 2017Q3: 69,951 shares; 2017Q4: 69,982 shares 69,982$843K0.66%+31
DIAXNUVEEN DOW 30SM DYNAMIC OVERWRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 36,365 shares; 2017Q2: 42,693 shares; 2017Q3: 41,693 shares; 2017Q4: 40,193 shares 40,193$757K0.59%-1,500Timeline
***SEASPAN CORPORATION CUM …***SEASPAN CORPORATION CUM REDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 29,550 shares; 2017Q2: 30,850 shares; 2017Q3: 30,050 shares; 2017Q4: 30,050 shares 30,050$740K0.58%0
NUVERRA ENVIRONMENTAL SOLUTINUVERRA ENVIRONMENTAL SOLUTIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 38,980 shares; 2017Q4: 38,172 shares 38,172$694K0.54%-808
RWTREDWOOD TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 112,967 shares; 2017Q2: 112,367 shares; 2017Q3: 104,467 shares; 2017Q4: 45,266 shares 45,266$671K0.53%-59,201Timeline
NFLXNETFLIX INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 3,100 shares; 2017Q2: 3,100 shares; 2017Q3: 3,400 shares; 2017Q4: 3,377 shares 3,377$648K0.51%-23Timeline
OHIOMEGA HEALTHCARE INVS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 22,775 shares; 2017Q2: 24,675 shares; 2017Q3: 24,975 shares; 2017Q4: 23,475 shares 23,475$647K0.51%-1,500Timeline
DEMWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 14,049 shares; 2017Q2: 14,199 shares; 2017Q3: 13,799 shares; 2017Q4: 14,199 shares 14,199$644K0.5%+400Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 600 shares; 2017Q2: 600 shares; 2017Q3: 600 shares; 2017Q4: 609 shares 609$637K0.5%+9Timeline
GALTGALECTIN THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 194,200 shares; 2017Q2: 194,200 shares; 2017Q3: 194,200 shares; 2017Q4: 185,200 shares 185,200$619K0.48%-9,000Timeline
HCP INCHCP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 29,550 shares; 2017Q2: 30,050 shares; 2017Q3: 28,750 shares; 2017Q4: 23,500 shares 23,500$613K0.48%-5,250
AMGNAMGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 5,000 shares; 2017Q2: 5,000 shares; 2017Q3: 3,500 shares; 2017Q4: 3,500 shares 3,500$609K0.48%0Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 3,550 shares; 2017Q2: 3,550 shares; 2017Q3: 3,550 shares; 2017Q4: 3,452 shares 3,452$609K0.48%-98Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 3,448 shares; 2017Q2: 2,948 shares; 2017Q3: not reported; 2017Q4: 4,113 shares 4,113$575K0.45%newTimeline
METMETLIFE INC PFD SERIES A FLOATQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 24,100 shares; 2017Q2: 24,100 shares; 2017Q3: 23,100 shares; 2017Q4: 23,100 shares 23,100$574K0.45%0Timeline
ISTAR INCISTAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 59,150 shares; 2017Q2: 57,950 shares; 2017Q3: 51,050 shares; 2017Q4: 50,550 shares 50,550$571K0.45%-500
KWKENNEDY-WILSON HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 32,500 shares; 2017Q2: 32,500 shares; 2017Q3: 32,500 shares; 2017Q4: 32,500 shares 32,500$564K0.44%0Timeline
JCIJOHNSON CONTROLS INTERNATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 14,600 shares; 2017Q3: 15,600 shares; 2017Q4: 14,400 shares 14,400$549K0.43%-1,200Timeline
CHEMBIO DIAGNOSTICSCHEMBIO DIAGNOSTICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 12,000 shares; 2017Q3: 32,900 shares; 2017Q4: 66,417 shares 66,417$545K0.43%+33,517
CTSHCOGNIZANT TECHNOLOGY SOLUTIOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 5,400 shares; 2017Q3: 7,650 shares; 2017Q4: 7,550 shares 7,550$536K0.42%-100Timeline
COPCONOCOPHILLIPSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 11,250 shares; 2017Q2: 11,350 shares; 2017Q3: 11,050 shares; 2017Q4: 9,650 shares 9,650$530K0.41%-1,400Timeline
HOUSTON AMERN ENERGY CORPHOUSTON AMERN ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 1,578,459 shares; 2017Q2: 1,582,459 shares; 2017Q3: 1,569,459 shares; 2017Q4: 1,558,959 shares 1,558,959$514K0.4%-10,500
RGLDROYAL GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 6,800 shares; 2017Q2: 6,600 shares; 2017Q3: 6,200 shares; 2017Q4: 6,200 shares 6,200$509K0.4%0Timeline
RETAIL OPPORTUNITY INVESTME…RETAIL OPPORTUNITY INVESTMENTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 24,000 shares; 2017Q2: 24,000 shares; 2017Q3: 24,000 shares; 2017Q4: 24,000 shares 24,000$479K0.38%0
MSPRAMorgan Stanley Dep Shs repstgQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 24,305 shares; 2017Q2: 24,305 shares; 2017Q3: 20,605 shares; 2017Q4: 20,605 shares 20,605$466K0.36%0Timeline
RDIREADING INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 27,600 shares; 2017Q2: 27,600 shares; 2017Q3: 27,600 shares; 2017Q4: 27,600 shares 27,600$461K0.36%0Timeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 2,300 shares; 2017Q4: 2,300 shares 2,300$456K0.36%0Timeline
SNYSANOFI SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 12,300 shares; 2017Q2: 12,000 shares; 2017Q3: 11,600 shares; 2017Q4: 10,500 shares 10,500$451K0.35%-1,100Timeline
CAPITAL PRODUCT PARTNERS L PCAPITAL PRODUCT PARTNERS L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 142,580 shares; 2017Q2: 140,280 shares; 2017Q3: 138,780 shares; 2017Q4: 132,280 shares 132,280$444K0.35%-6,500
ALLYALLY FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 18,500 shares; 2017Q2: 15,000 shares; 2017Q3: 15,000 shares; 2017Q4: 15,000 shares 15,000$437K0.34%0Timeline
VGKVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 7,450 shares; 2017Q3: 7,450 shares; 2017Q4: 7,325 shares 7,325$433K0.34%-125Timeline
OEFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 9,215 shares; 2017Q2: 3,850 shares; 2017Q3: 3,850 shares; 2017Q4: 3,650 shares 3,650$433K0.34%-200Timeline
MUCBLACKROCK MUNIHLDNGS CALIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 33,000 shares; 2017Q2: 32,000 shares; 2017Q3: 32,000 shares; 2017Q4: 30,500 shares 30,500$433K0.34%-1,500Timeline
ROKUROKU INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 8,314 shares 8,314$430K0.34%newTimeline
XLESELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 5,468 shares; 2017Q2: 5,918 shares; 2017Q3: 5,918 shares; 2017Q4: 5,918 shares 5,918$428K0.34%0Timeline
CLCOLGATE PALMOLIVE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 5,000 shares; 2017Q2: 5,000 shares; 2017Q3: 5,000 shares; 2017Q4: 5,066 shares 5,066$382K0.3%+66Timeline
XPOXPO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 5,000 shares; 2017Q4: 4,100 shares 4,100$376K0.29%-900Timeline
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 4,035 shares; 2017Q2: 4,035 shares; 2017Q3: 4,035 shares; 2017Q4: 3,035 shares 3,035$375K0.29%-1,000Timeline
B RILEY FINANCIAL 7.50 SNR …B RILEY FINANCIAL 7.50 SNR NTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 14,447 shares; 2017Q4: 14,447 shares 14,447$374K0.29%0
AIGAMERICAN INTL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 6,000 shares; 2017Q2: 6,500 shares; 2017Q3: 6,000 shares; 2017Q4: 6,084 shares 6,084$362K0.28%+84Timeline
CVUCPI AEROSTRUCTURES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 39,800 shares; 2017Q2: 40,400 shares; 2017Q3: 40,400 shares; 2017Q4: 39,900 shares 39,900$357K0.28%-500Timeline
VERTEX ENERGY INCVERTEX ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 386,669 shares; 2017Q2: 389,669 shares; 2017Q3: 389,669 shares; 2017Q4: 372,769 shares 372,769$354K0.28%-16,900
MCRMFS CHARTER INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 52,850 shares; 2017Q2: 51,550 shares; 2017Q3: 45,150 shares; 2017Q4: 41,150 shares 41,150$349K0.27%-4,000Timeline
PIMCO DYNAMIC CR INCOME FDPIMCO DYNAMIC CR INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 15,400 shares; 2017Q2: 15,400 shares; 2017Q3: 15,400 shares; 2017Q4: 15,400 shares 15,400$346K0.27%0
VNQVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 3,815 shares; 2017Q2: 4,315 shares; 2017Q3: 4,465 shares; 2017Q4: 4,065 shares 4,065$337K0.26%-400Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 6,068 shares; 2017Q2: 6,770 shares; 2017Q3: 6,783 shares; 2017Q4: 6,349 shares 6,349$336K0.26%-434Timeline
PICO HLDGS INCPICO HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 30,000 shares; 2017Q2: 30,000 shares; 2017Q3: 26,207 shares; 2017Q4: 26,207 shares 26,207$335K0.26%0
VTIVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 2,530 shares; 2017Q2: 2,480 shares; 2017Q3: 2,480 shares; 2017Q4: 2,355 shares 2,355$323K0.25%-125Timeline
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit SerQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 1,900 shares; 2017Q2: 1,915 shares; 2017Q3: 2,165 shares; 2017Q4: 2,045 shares 2,045$319K0.25%-120
GOLDMAN SACHS GROUP INC 6.2…GOLDMAN SACHS GROUP INC 6.2% $1.5…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 9,200 shares; 2017Q2: 9,200 shares; 2017Q3: 12,200 shares; 2017Q4: 12,200 shares 12,200$316K0.25%0
DARDARLING INGREDIENTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 12,500 shares; 2017Q3: 19,000 shares; 2017Q4: 16,500 shares 16,500$299K0.23%-2,500Timeline
ALLIANCEBERNSTEIN MUN N Y P…ALLIANCEBERNSTEIN MUN N Y PTFLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 29,597 shares; 2017Q3: 29,597 shares; 2017Q4: 29,597 shares 29,597$296K0.23%0
FDXFEDEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 1,300 shares; 2017Q2: 1,100 shares; 2017Q3: 1,150 shares; 2017Q4: 1,150 shares 1,150$287K0.22%0Timeline
MINABERDEEN INTER INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 69,800 shares; 2017Q2: 72,300 shares; 2017Q3: 66,300 shares; 2017Q4: 64,300 shares 64,300$267K0.21%-2,000Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 322 shares; 2017Q3: 322 shares; 2017Q4: 222 shares 222$260K0.2%-100Timeline
ANNALY CAPITAL MANAGEMENTANNALY CAPITAL MANAGEMENTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 21,500 shares; 2017Q2: 23,100 shares; 2017Q3: 21,900 shares; 2017Q4: 21,900 shares 21,900$260K0.2%0
***TSAKOS ENERGY NAVIGATION…***TSAKOS ENERGY NAVIGATION LTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 10,100 shares; 2017Q2: 10,300 shares; 2017Q3: 10,300 shares; 2017Q4: 10,300 shares 10,300$260K0.2%0
XLVSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 3,375 shares; 2017Q2: 2,975 shares; 2017Q3: 3,425 shares; 2017Q4: 3,075 shares 3,075$254K0.2%-350Timeline
MCDMCDONALDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 1,384 shares; 2017Q3: 1,384 shares; 2017Q4: 1,394 shares 1,394$240K0.19%+10Timeline
HC2 HLDGS INCHC2 HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 40,000 shares; 2017Q2: 40,000 shares; 2017Q3: 40,000 shares; 2017Q4: 40,000 shares 40,000$238K0.19%0
FRANKLIN NY TAX FREEFRANKLIN NY TAX FREEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 25,938 shares; 2017Q3: 25,938 shares; 2017Q4: 20,938 shares 20,938$232K0.18%-5,000
INVESCO AEROSPACE & DEFENSE…INVESCO AEROSPACE & DEFENSE ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 4,400 shares; 2017Q3: 4,400 shares; 2017Q4: 4,300 shares 4,300$232K0.18%-100
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 3,300 shares 3,300$220K0.17%new
FIRST PACIFIC ADVISORSFIRST PACIFIC ADVISORSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 27,663 shares; 2017Q2: 27,858 shares; 2017Q3: 21,805 shares; 2017Q4: 22,119 shares 22,119$220K0.17%+314
NQPNUVEEN PA INVT QUALITY MUN FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 16,600 shares; 2017Q3: 16,600 shares; 2017Q4: 16,600 shares 16,600$218K0.17%0Timeline
HDVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 3,200 shares; 2017Q2: not reported; 2017Q3: 2,400 shares; 2017Q4: 2,400 shares 2,400$216K0.17%0Timeline
CNOBCONNECTONE BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 8,206 shares; 2017Q4: 8,206 shares 8,206$211K0.17%0Timeline
PBAPEMBINA PIPELINE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 5,800 shares; 2017Q4: 5,800 shares 5,800$210K0.16%0Timeline
PFFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 6,050 shares; 2017Q3: 5,900 shares; 2017Q4: 5,400 shares 5,400$206K0.16%-500Timeline
LORD ABBETT MUNI INCOM N Y …LORD ABBETT MUNI INCOM N Y SERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 18,173 shares; 2017Q3: 18,173 shares; 2017Q4: 18,173 shares 18,173$205K0.16%0
IYYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 1,500 shares 1,500$200K0.16%newTimeline
KYNKAYNE ANDERSON ENERGY INFRSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 14,500 shares; 2017Q2: 14,500 shares; 2017Q3: 14,200 shares; 2017Q4: 10,370 shares 10,370$198K0.16%-3,830Timeline
PTYPIMCO CORPORATE & INCOME OPPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 11,400 shares 11,400$188K0.15%newTimeline
CELLDEX THERAPEUTICS INC NEWCELLDEX THERAPEUTICS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 64,800 shares; 2017Q2: 64,800 shares; 2017Q3: 64,800 shares; 2017Q4: 61,000 shares 61,000$173K0.14%-3,800
TEEKAY OFFSHORE PARTNERS LPTEEKAY OFFSHORE PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 83,500 shares; 2017Q2: 83,500 shares; 2017Q3: 81,500 shares; 2017Q4: 70,500 shares 70,500$166K0.13%-11,000
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 31,100 shares; 2017Q2: 33,500 shares; 2017Q3: 33,500 shares; 2017Q4: 33,500 shares 33,500$163K0.13%0
BIOLINERX LTD-SPONS ADRBIOLINERX LTD-SPONS ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 144,000 shares; 2017Q2: 144,000 shares; 2017Q3: 146,000 shares; 2017Q4: 143,000 shares 143,000$156K0.12%-3,000
LORD ABBETT SHORT DURATION …LORD ABBETT SHORT DURATION INCOME…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 34,475 shares; 2017Q2: 34,740 shares; 2017Q3: 35,012 shares; 2017Q4: 35,223 shares 35,223$150K0.12%+211
EATON VANCE MUNS TR EV NY M…EATON VANCE MUNS TR EV NY MUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: 14,147 shares; 2017Q3: 14,147 shares; 2017Q4: 14,147 shares 14,147$143K0.11%0
KTOSKRATOS DEFENSE & SEC SOLUTIOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 35,000 shares; 2017Q2: 27,500 shares; 2017Q3: 13,000 shares; 2017Q4: 13,000 shares 13,000$138K0.11%0Timeline
PLATFORM SPECIALTY PRODS CORPLATFORM SPECIALTY PRODS CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 14,000 shares; 2017Q2: 14,000 shares; 2017Q3: 12,500 shares; 2017Q4: 12,500 shares 12,500$124K0.1%0
TRINITY BIOTECH PLCTRINITY BIOTECH PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 40,472 shares; 2017Q2: 40,172 shares; 2017Q3: 37,882 shares; 2017Q4: 23,982 shares 23,982$122K0.1%-13,900
STONEMOR PARTNERS LPSTONEMOR PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: not reported; 2017Q4: 17,500 shares 17,500$115K0.09%new
VANGUARD SHORT-TERM INVESTM…VANGUARD SHORT-TERM INVESTMENT-GR…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 10,161 shares; 2017Q2: 10,195 shares; 2017Q3: 10,225 shares; 2017Q4: 10,252 shares 10,252$109K0.09%+27
RIVERPARK FDS TR STRAT INC …RIVERPARK FDS TR STRAT INC RTAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 10,327 shares; 2017Q2: 10,430 shares; 2017Q3: 10,526 shares; 2017Q4: 10,656 shares 10,656$100K0.08%+130
APPLIED DNA SCIENCES INCAPPLIED DNA SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 50,000 shares; 2017Q2: 50,000 shares; 2017Q3: 50,000 shares; 2017Q4: 50,000 shares 50,000$79K0.06%0
GLOBAL SHIP LEASE INC NEWGLOBAL SHIP LEASE INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 79,800 shares; 2017Q2: 57,350 shares; 2017Q3: 57,350 shares; 2017Q4: 55,350 shares 55,350$64K0.05%-2,000
ROCKWELL MED INCROCKWELL MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 23,400 shares; 2017Q2: 22,900 shares; 2017Q3: 22,400 shares; 2017Q4: 10,500 shares 10,500$61K0.05%-11,900
PRESIDENTIAL RLTY NEW CL BPRESIDENTIAL RLTY NEW CL BQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 115,300 shares; 2017Q2: 115,300 shares; 2017Q3: 74,000 shares; 2017Q4: 74,000 shares 74,000$4K<0.01%0
GLOBAL ENERGY HLDGS GR COMGLOBAL ENERGY HLDGS GR COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q1: restricted; 2016Q2: restricted; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: 58,335 shares; 2017Q2: 58,335 shares; 2017Q3: 69,447 shares; 2017Q4: 69,447 shares 69,447$00%0Value filed as zero, left out of ratios.

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
GENERAL MTRS COGENERAL MTRS CO *W EXP 07/10/201call19,346$453K-1,500

Sold out in Q4 2017

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
COACH INCCOACH INC40,520$1.63Mshares
PGPROCTER & GAMBLE CO13,500$1.23Mshares
MRKMERCK & CO INC16,300$1.04Mshares
REMISHARES TR21,137$990Kshares
ABBVABBVIE INC11,050$982Kshares
GDGENERAL DYNAMICS CORP1,500$308Kshares
CBS CORP NEWCBS CORP NEW5,100$296Kshares
TEEKAY CORPORATIONTEEKAY CORPORATION29,000$259Kshares
TBTPROSHARES TR7,000$249Kshares
BARCLAYS BK PLCBARCLAYS BK PLC5,534$217Kshares
TWO HARBORS INVESTMENT CORPTWO HARBORS INVESTMENT CORP15,000$151Kshares
BIOSCRIP INCBIOSCRIP INC35,000$96Kshares
Real Industry IncReal Industry Inc32,500$58Kshares
AGROFRESH SOLUTIONS INCAGROFRESH SOLUTIONS INC12,000$7Kshares

How Q4 2017 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001352859-18-000002 base2018-02-07acceptance time not in the bulk data set