BASSO CAPITAL MANAGEMENT, L.P.: CLOZ position timeline

BASSO CAPITAL MANAGEMENT, L.P. held 116,451 CLOZ shares at 2026-06-30 per its 13F-HR filed 2026-07-27.

the latest 13F is the newest step

1. period ended2026-06-30

   13F 116,451 shares

   Change vs previous 13F +72,392 shares

   0.76% of the 13F portfolio, value $3,076,638.

   13F-HR 0001420506-26-001309 filed by BASSO CAPITAL MANAGEMENT, L.P.
   Filed 2026-07-27 (acceptance time not in the bulk data set), ingested 2026-10-06 09:57:27 UTC

   Acceptance time not in the bulk data set (spec §4.2).

2. period ended2026-03-31

   13F 44,059 shares

   Change vs previous 13F -27,530 shares

   0.69% of the 13F portfolio, value $1,130,123.

   13F-HR 0001013594-26-000590 filed by BASSO CAPITAL MANAGEMENT, L.P.
   Filed 2026-05-15 (acceptance time not in the bulk data set), ingested 2026-10-06 09:58:43 UTC

   Acceptance time not in the bulk data set (spec §4.2).

3. period ended2025-12-31

   13F 71,589 shares

   Change vs previous 13F +15,849 shares

   1.13% of the 13F portfolio, value $1,895,703.

   13F-HR 0001013594-26-000243 filed by BASSO CAPITAL MANAGEMENT, L.P.
   Filed 2026-02-17 (acceptance time not in the bulk data set), ingested 2026-10-07 03:01:36 UTC

   Acceptance time not in the bulk data set (spec §4.2).

4. period ended2025-09-30

   13F 55,740 shares

   Change vs previous 13F +52,240 shares

   1% of the 13F portfolio, value $1,494,947.

   13F-HR 0001013594-25-001389 filed by BASSO CAPITAL MANAGEMENT, L.P.
   Filed 2025-11-13 (acceptance time not in the bulk data set), ingested 2026-10-07 03:02:25 UTC

   Acceptance time not in the bulk data set (spec §4.2).

5. period ended2025-06-30

   13F 3,500 shares

   Change vs previous 13F not available

   0.07% of the 13F portfolio, value $93,590.

   13F-HR 0001013594-25-000994 filed by BASSO CAPITAL MANAGEMENT, L.P.
   Filed 2025-08-13 (acceptance time not in the bulk data set), ingested 2026-10-07 18:23:11 UTC

   Acceptance time not in the bulk data set (spec §4.2).