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Ayrton Capital LLC

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13F filer, CIK 1698148, Westport, CT

Ayrton Capital LLC reported $14,748,575 across 71 holdings for the quarter ended 2023-09-30, in a 13F-HR filed 2023-11-13. Its ten largest share positions make up 87.65% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001493152-23-040430

Period
2023-09-30
Reported value
$14.7M
Holdings
71
Top 10 weight
87.65%
New
7
Sold out
10

Largest buys vs the previous quarter

SecurityShares changeApprox. value
PAVMED INCadded+1,794,635$529K
CREXnew+256,584$398K
TOUGHBUILT INDS INCnew+1,123,603$219K
ATXGadded+86,593$117K
LUCDnew+73,907$86.5K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
GSR II METEORA ACQUISITN CORexited-100,000-$1.05M
PMCBreduced-184,905-$388K
EUDA HEALTH HOLDINGS LTDexited-472,947-$359K
POLISHED COM INCexited-2,000,000-$130K
KNIGHTSCOPE INCexited-127,902-$67.9K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2023

Share positions as resolved from 13F-HR 0001493152-23-040430, largest first. % of portfolio is the value over $14,748,583, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
SHF HOLDINGS INCSHF HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 1,178,249 shares; 2022Q4: 1,178,249 shares; 2023Q1: 1,178,249 shares; 2023Q2: 1,178,249 shares; 2023Q3: 1,178,249 shares 1,178,249$931K6.31%0
OCEANTECH ACQUISITIONS I COROCEANTECH ACQUISITIONS I CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 125,000 shares; 2022Q1: 125,000 shares; 2022Q2: 125,000 shares; 2022Q3: 125,000 shares; 2022Q4: 125,000 shares; 2023Q1: 125,000 shares; 2023Q2: 70,000 shares; 2023Q3: 70,000 shares 70,000$771K5.23%0
PAVMED INCPAVMED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 1,599,961 shares; 2022Q4: not reported; 2023Q1: 430,317 shares; 2023Q2: 449,600 shares; 2023Q3: 2,244,235 shares 2,244,235$661K4.48%+1,794,635
CREXCREATIVE REALITIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 256,584 shares 256,584$398K2.7%newTimeline
TOUGHBUILT INDS INCTOUGHBUILT INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 1,123,603 shares 1,123,603$219K1.49%new
PMCBPHARMACYTE BIOTECH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 153,130 shares; 2022Q1: 153,130 shares; 2022Q2: 153,130 shares; 2022Q3: 1,033,130 shares; 2022Q4: 1,033,130 shares; 2023Q1: 1,030,530 shares; 2023Q2: 276,992 shares; 2023Q3: 92,087 shares 92,087$193K1.31%-184,905Timeline
RECON TECHNOLOGY LTDRECON TECHNOLOGY LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 568,546 shares; 2023Q2: 568,546 shares; 2023Q3: 568,546 shares 568,546$176K1.2%0
ATXGADDENTAX GROUP CORP COM PAR $0Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 33,029 shares; 2023Q3: 119,622 shares 119,622$161K1.09%+86,593Timeline
PEPPERLIME HEALTH ACQUSTN COPEPPERLIME HEALTH ACQUSTN COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: 13,028 shares; 2022Q2: 13,028 shares; 2022Q3: 13,028 shares; 2022Q4: 13,028 shares; 2023Q1: 13,028 shares; 2023Q2: 13,028 shares; 2023Q3: 13,028 shares 13,028$141K0.95%0
SHUTTLE PHARMACTCLS HLDGS INSHUTTLE PHARMACTCLS HLDGS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 250,915 shares; 2023Q3: 220,426 shares 220,426$134K0.91%-30,489
AUDDIA INCAUDDIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 240,690 shares; 2023Q3: 240,690 shares 240,690$87.6K0.59%0
LUCDLUCID DIAGNOSTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 73,907 shares 73,907$86.5K0.59%newTimeline
TRITIUM DCFC LIMITEDTRITIUM DCFC LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 273,685 shares 273,685$82.9K0.56%new
OPPFI INCOPPFI INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 25,000 shares; 2022Q1: 25,000 shares; 2022Q2: 25,000 shares; 2022Q3: 25,000 shares; 2022Q4: 25,000 shares; 2023Q1: 25,000 shares; 2023Q2: 25,000 shares; 2023Q3: 25,000 shares 25,000$63K0.43%0
OCEAOCEAN BIOMEDICAL INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 13,345 shares 13,345$52K0.35%newTimeline
FLAME ACQUISITION CORPFLAME ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 57,836 shares; 2022Q1: 57,836 shares; 2022Q2: 57,836 shares; 2022Q3: 57,836 shares; 2022Q4: 57,836 shares; 2023Q1: 57,836 shares; 2023Q2: 57,836 shares; 2023Q3: 57,836 shares 57,836$46.3K0.31%0
SKYAWSKYAI INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 235,200 shares; 2022Q3: 235,200 shares; 2022Q4: 235,200 shares; 2023Q1: 235,200 shares; 2023Q2: 235,200 shares; 2023Q3: 235,200 shares 235,200$24.8K0.17%0Timeline
LUCYWINNOVATIVE EYEWEAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 150,000 shares; 2022Q4: 150,000 shares; 2023Q1: 150,900 shares; 2023Q2: 150,900 shares; 2023Q3: 150,900 shares 150,900$22.6K0.15%0Timeline
ZIVO BIOSCIENCE INCZIVO BIOSCIENCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 48,850 shares; 2022Q1: 48,850 shares; 2022Q2: 48,850 shares; 2022Q3: 48,850 shares; 2022Q4: 48,850 shares; 2023Q1: 48,850 shares; 2023Q2: 48,850 shares; 2023Q3: 48,850 shares 48,850$21.9K0.15%0
WORKSPORT LTDWORKSPORT LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 86,020 shares; 2022Q1: 86,020 shares; 2022Q2: 86,020 shares; 2022Q3: 86,020 shares; 2022Q4: 86,020 shares; 2023Q1: 86,020 shares; 2023Q2: 86,020 shares; 2023Q3: 86,020 shares 86,020$21.5K0.15%0
ALSET CAPITAL ACQUISITION COALSET CAPITAL ACQUISITION COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 100,000 shares; 2022Q3: 100,000 shares; 2022Q4: 100,000 shares; 2023Q1: 100,000 shares; 2023Q2: 100,000 shares; 2023Q3: 100,000 shares 100,000$21K0.14%0
BTMWQBITCOIN DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 100,000 shares 100,000$19K0.13%newTimeline
NLS PHARMACEUTICS LTDNLS PHARMACEUTICS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 170,100 shares; 2022Q1: 170,100 shares; 2022Q2: 170,100 shares; 2022Q3: 170,100 shares; 2022Q4: 170,100 shares; 2023Q1: 170,100 shares; 2023Q2: 170,100 shares; 2023Q3: 170,100 shares 170,100$17.9K0.12%0
FINTECH ECOSYSTEM DEVEFINTECH ECOSYSTEM DEVEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: 125,000 shares; 2022Q2: 125,000 shares; 2022Q3: 125,000 shares; 2022Q4: 125,000 shares; 2023Q1: 125,000 shares; 2023Q2: 125,000 shares; 2023Q3: 125,000 shares 125,000$17.5K0.12%0
ARES ACQUISITION CORPORATIONARES ACQUISITION CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 24,851 shares; 2022Q1: 24,851 shares; 2022Q2: 24,851 shares; 2022Q3: 24,851 shares; 2022Q4: 24,851 shares; 2023Q1: 24,851 shares; 2023Q2: 24,851 shares; 2023Q3: 24,851 shares 24,851$16.4K0.11%0
AIMDWAINOS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 50,000 shares; 2022Q4: 50,000 shares; 2023Q1: 50,000 shares; 2023Q2: 50,000 shares; 2023Q3: 50,000 shares 50,000$16.4K0.11%0Timeline
AKERNA CORPAKERNA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 26,600 shares; 2023Q3: 72,517 shares 72,517$15.9K0.11%+45,917
ONFOWONFOLIO HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 100,000 shares; 2022Q4: 100,000 shares; 2023Q1: 100,000 shares; 2023Q2: 100,000 shares; 2023Q3: 100,000 shares 100,000$13.3K0.09%0Timeline
OXUS ACQUISITION CORPOXUS ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 60,000 shares; 2022Q1: 60,000 shares; 2022Q2: 60,000 shares; 2022Q3: 60,000 shares; 2022Q4: 60,000 shares; 2023Q1: 60,000 shares; 2023Q2: 60,000 shares; 2023Q3: 60,000 shares 60,000$10.5K0.07%0
STRAN & COMPANY INCSTRAN & COMPANY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 224,260 shares; 2022Q1: 224,260 shares; 2022Q2: 224,260 shares; 2022Q3: 224,260 shares; 2022Q4: 224,260 shares; 2023Q1: 224,260 shares; 2023Q2: 224,260 shares; 2023Q3: 224,260 shares 224,260$10.1K0.07%0
BEATWHEARTBEAM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 50,000 shares; 2022Q1: 50,000 shares; 2022Q2: 50,000 shares; 2022Q3: 50,000 shares; 2022Q4: 50,000 shares; 2023Q1: 50,000 shares; 2023Q2: 50,000 shares; 2023Q3: 50,000 shares 50,000$10K0.07%0Timeline
RELIANCE GLOBAL GROUP INCRELIANCE GLOBAL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 97,818 shares; 2022Q1: 97,818 shares; 2022Q2: 97,818 shares; 2022Q3: 97,818 shares; 2022Q4: 97,818 shares; 2023Q1: 97,818 shares; 2023Q2: 97,818 shares; 2023Q3: 97,818 shares 97,818$9.65K0.07%0
Relativity Acquisition CorpRelativity Acquisition CorpQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 200,000 shares; 2022Q3: 200,000 shares; 2022Q4: 200,000 shares; 2023Q1: 200,000 shares; 2023Q2: 200,000 shares; 2023Q3: 200,000 shares 200,000$9.42K0.06%0
CLOVER LEAF CAPITAL CORPCLOVER LEAF CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 75,000 shares; 2022Q1: not reported; 2022Q2: 75,000 shares; 2022Q3: 75,000 shares; 2022Q4: 75,000 shares; 2023Q1: not reported; 2023Q2: 75,000 shares; 2023Q3: 75,000 shares 75,000$7.58K0.05%0
LIBERTY RES ACQUISITION CORPLIBERTY RES ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: 175,000 shares; 2022Q2: 175,000 shares; 2022Q3: 175,000 shares; 2022Q4: 175,000 shares; 2023Q1: 175,000 shares; 2023Q2: 175,000 shares; 2023Q3: 175,000 shares 175,000$6.58K0.04%0
Arogo Capital Acquisition C…Arogo Capital Acquisition CorpQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: 125,000 shares; 2022Q2: 125,000 shares; 2022Q3: 125,000 shares; 2022Q4: 125,000 shares; 2023Q1: 125,000 shares; 2023Q2: 125,000 shares; 2023Q3: 125,000 shares 125,000$6.28K0.04%0
KAIROUS ACQUISITION CORP LTDKAIROUS ACQUISITION CORP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: 75,000 shares; 2022Q2: 75,000 shares; 2022Q3: 75,000 shares; 2022Q4: 75,000 shares; 2023Q1: 75,000 shares; 2023Q2: 75,000 shares; 2023Q3: 75,000 shares 75,000$6.02K0.04%0
ESPORTS ENTMT GROUP INCESPORTS ENTMT GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 55,000 shares 55,000$5.85K0.04%new
PGYWWPAGAYA TECHNOLOGIES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 16,666 shares; 2022Q4: 16,666 shares; 2023Q1: 16,666 shares; 2023Q2: 16,666 shares; 2023Q3: 16,666 shares 16,666$5.83K0.04%0Timeline
SPLASH BEVERAGE GROUP INCSPLASH BEVERAGE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 49,800 shares; 2022Q1: 49,800 shares; 2022Q2: 49,800 shares; 2022Q3: 49,800 shares; 2022Q4: 49,800 shares; 2023Q1: 49,800 shares; 2023Q2: 49,800 shares; 2023Q3: 49,800 shares 49,800$4.98K0.03%0
DIGITAL HEALTH ACQUISITION CDIGITAL HEALTH ACQUISITION CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: 200,000 shares; 2022Q2: 200,000 shares; 2022Q3: 200,000 shares; 2022Q4: 200,000 shares; 2023Q1: 200,000 shares; 2023Q2: 200,000 shares; 2023Q3: 200,000 shares 200,000$4.42K0.03%0
VISION SENSING ACQUISITION CVISION SENSING ACQUISITION CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 112,500 shares; 2022Q1: 112,500 shares; 2022Q2: 112,500 shares; 2022Q3: 112,500 shares; 2022Q4: 112,500 shares; 2023Q1: 112,500 shares; 2023Q2: 112,500 shares; 2023Q3: 112,500 shares 112,500$4.16K0.03%0
ICUCWSEASTAR MEDICAL HOLDING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 250,000 shares; 2023Q2: 250,000 shares; 2023Q3: 250,000 shares 250,000$3.52K0.02%0Timeline
FINNOVATE ACQUISITION CORPFINNOVATE ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: 75,000 shares; 2022Q2: 75,000 shares; 2022Q3: 75,000 shares; 2022Q4: 75,000 shares; 2023Q1: 75,000 shares; 2023Q2: 75,000 shares; 2023Q3: 75,000 shares 75,000$3.51K0.02%0
TWELVE SEAS INVESTMENT CO IITWELVE SEAS INVESTMENT CO IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 66,666 shares; 2022Q1: 66,666 shares; 2022Q2: 66,666 shares; 2022Q3: 66,666 shares; 2022Q4: 66,666 shares; 2023Q1: 66,666 shares; 2023Q2: 66,666 shares; 2023Q3: 66,666 shares 66,666$3.45K0.02%0
OCEANTECH ACQUISITIONS I COROCEANTECH ACQUISITIONS I CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 125,000 shares; 2022Q1: 125,000 shares; 2022Q2: 125,000 shares; 2022Q3: 125,000 shares; 2022Q4: 125,000 shares; 2023Q1: 125,000 shares; 2023Q2: 125,000 shares; 2023Q3: 125,000 shares 125,000$3.44K0.02%0
CYCUWCYCURION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 100,000 shares; 2022Q3: 100,000 shares; 2022Q4: 100,000 shares; 2023Q1: 100,000 shares; 2023Q2: 100,000 shares; 2023Q3: 100,000 shares 100,000$3.21K0.02%0Timeline
EUDAWEUDA HEALTH HOLDINGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 40,000 shares; 2023Q1: 40,000 shares; 2023Q2: 40,000 shares; 2023Q3: 40,000 shares 40,000$3.1K0.02%0Timeline
ANZU SPECIAL ACQUISITIN CORPANZU SPECIAL ACQUISITIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 33,333 shares; 2022Q1: 33,333 shares; 2022Q2: 33,333 shares; 2022Q3: 33,333 shares; 2022Q4: 33,333 shares; 2023Q1: 33,333 shares; 2023Q2: 33,333 shares; 2023Q3: 33,333 shares 33,333$2.97K0.02%0
MULTIMETAVERSE HOLDINGS LTDMULTIMETAVERSE HOLDINGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 75,000 shares; 2023Q2: 75,000 shares; 2023Q3: 75,000 shares 75,000$2.62K0.02%0
CMRAWCOMERA LIFE SCIENCE HLDGS INCWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 100,000 shares; 2022Q3: 100,000 shares; 2022Q4: 100,000 shares; 2023Q1: 100,000 shares; 2023Q2: 100,000 shares; 2023Q3: 100,000 shares 100,000$2.17K0.01%0Timeline
GMBLZESPORTS ENTMT GROUP INC WT EXPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: 250,000 shares; 2022Q2: 250,000 shares; 2022Q3: 250,000 shares; 2022Q4: 250,000 shares; 2023Q1: 250,000 shares; 2023Q2: 250,000 shares; 2023Q3: 250,000 shares 250,000$2K0.01%0Timeline
AENTWALLIANCE ENTERTAINMENT HOLDIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 100,000 shares; 2023Q3: 100,000 shares 100,000$1.9K0.01%0Timeline
HWH International Inc (Pre-…HWH International Inc (Pre-Merger)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 50,000 shares; 2022Q3: 50,000 shares; 2022Q4: 50,000 shares; 2023Q1: 50,000 shares; 2023Q2: 50,000 shares; 2023Q3: 50,000 shares 50,000$1.63K0.01%0
AUDDIA INCAUDDIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 40,000 shares; 2022Q1: 40,000 shares; 2022Q2: 40,000 shares; 2022Q3: 40,000 shares; 2022Q4: 40,000 shares; 2023Q1: 40,000 shares; 2023Q2: 40,000 shares; 2023Q3: 40,000 shares 40,000$1.6K0.01%0
APOLLO STRATEGIC GRWT CPTL IAPOLLO STRATEGIC GRWT CPTL IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 20,000 shares; 2022Q1: 20,000 shares; 2022Q2: 20,000 shares; 2022Q3: 20,000 shares; 2022Q4: 20,000 shares; 2023Q1: 20,000 shares; 2023Q2: 20,000 shares; 2023Q3: 20,000 shares 20,000$1.57K0.01%0
VERSUS SYSTEMS INCVERSUS SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 100,000 shares; 2022Q1: 100,000 shares; 2022Q2: 100,000 shares; 2022Q3: 100,000 shares; 2022Q4: 100,000 shares; 2023Q1: 100,000 shares; 2023Q2: 100,000 shares; 2023Q3: 100,000 shares 100,000$1.51K0.01%0
CONCORD ACQUISITION CORP IIICONCORD ACQUISITION CORP IIIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: 25,000 shares; 2022Q2: 25,000 shares; 2022Q3: 25,000 shares; 2022Q4: 25,000 shares; 2023Q1: 25,000 shares; 2023Q2: 25,000 shares; 2023Q3: 25,000 shares 25,000$1.5K0.01%0
AGRIFORCE GROWING SYSTEMS LTAGRIFORCE GROWING SYSTEMS LTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 73,600 shares; 2022Q1: 73,600 shares; 2022Q2: 73,600 shares; 2022Q3: 73,600 shares; 2022Q4: 73,600 shares; 2023Q1: 73,600 shares; 2023Q2: 73,600 shares; 2023Q3: 73,600 shares 73,600$1.47K0.01%0
FINTECH ECOSYSTEM DEVEFINTECH ECOSYSTEM DEVEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: 62,500 shares; 2022Q2: 62,500 shares; 2022Q3: 62,500 shares; 2022Q4: 62,500 shares; 2023Q1: 62,500 shares; 2023Q2: 62,500 shares; 2023Q3: 62,500 shares 62,500$1.41K0.01%0
REVBWREVELATION BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: 75,000 shares; 2022Q2: 75,000 shares; 2022Q3: 75,000 shares; 2022Q4: 75,000 shares; 2023Q1: 75,000 shares; 2023Q2: 75,000 shares; 2023Q3: 75,000 shares 75,000$1.27K0.01%0Timeline
VERIFYME INCVERIFYME INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 10,000 shares; 2022Q1: 10,000 shares; 2022Q2: 10,000 shares; 2022Q3: 10,000 shares; 2022Q4: 10,000 shares; 2023Q1: 10,000 shares; 2023Q2: 10,000 shares; 2023Q3: 10,000 shares 10,000$1K0.01%0
TOUGHBUILT INDS INCTOUGHBUILT INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 161,816 shares; 2022Q1: 161,816 shares; 2022Q2: 161,816 shares; 2022Q3: 161,816 shares; 2022Q4: 161,816 shares; 2023Q1: 161,816 shares; 2023Q2: 161,816 shares; 2023Q3: 161,816 shares 161,816$9870.01%0
CHAVANT CAPITAL ACQUISITN COCHAVANT CAPITAL ACQUISITN COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 37,500 shares; 2022Q1: 37,500 shares; 2022Q2: 37,500 shares; 2022Q3: not reported; 2022Q4: 37,500 shares; 2023Q1: 37,500 shares; 2023Q2: 37,500 shares; 2023Q3: 37,500 shares 37,500$8740.01%0
KAIROUS ACQUISITION CORP LTDKAIROUS ACQUISITION CORP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: 37,500 shares; 2022Q2: 37,500 shares; 2022Q3: 37,500 shares; 2022Q4: 37,500 shares; 2023Q1: 37,500 shares; 2023Q2: 37,500 shares; 2023Q3: 37,500 shares 37,500$7500.01%0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
MANNKIND CORPMANNKIND CORP NOTE 2.500% 3/0principal4,750,000$5.02M0
RINGCENTRAL INCRINGCENTRAL INC NOTE 3/0principal2,000,000$1.85M0
NOGIN INCNOGIN INC DEBT 7.000% 9/0principal2,500,000$1.21M0
CLOUDFLARE INCCLOUDFLARE INC NOTE 8/1principal1,000,000$852K0
UNITY SOFTWARE INCUNITY SOFTWARE INC NOTE 11/1principal1,000,000$793K0
ALARM COM HLDGS INCALARM COM HLDGS INC NOTE 1/1principal500,000$434K0

Sold out in Q3 2023

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
GSR II METEORA ACQUISITN CORGSR II METEORA ACQUISITN COR100,000$1.05Mshares
EUDA HEALTH HOLDINGS LTDEUDA HEALTH HOLDINGS LTD472,947$359Kshares
POLISHED COM INCPOLISHED COM INC2,000,000$130Kshares
KNIGHTSCOPE INCKNIGHTSCOPE INC127,902$67.9Kshares
AGRIFORCE GROWING SYSTEMS LTAGRIFORCE GROWING SYSTEMS LT70,922$16.1Kshares
GSR II METEORA ACQUISITN CORGSR II METEORA ACQUISITN COR100,000$13.5Kshares
DOGNESS INTERNATIONAL CORPDOGNESS INTERNATIONAL CORP11,498$8.39Kshares
AGBA GROUP HOLDING LTDAGBA GROUP HOLDING LTD125,000$7.5Kshares
MINORITY EQUALITY OPPORTUNITMINORITY EQUALITY OPPORTUNIT70,000$5.61Kshares
WTS/ENVIRONMENTAL IMPACT AC…WTS/ENVIRONMENTAL IMPACT ACQUI 11…150,000$2Kshares

How Q3 2023 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001493152-23-040430 base2023-11-13acceptance time not in the bulk data set

Filings

Every filing of this filer: 13F reports and notices, the 13D and 13G it filed or is a reporting person of, and Forms 3, 4 and 5 it reported as an owner.

FilingSubjectFiledAcceptedIngested
13F-HR 0001493152-23-040430 Quarter ended 2023-09-302023-11-13acceptance time not in the bulk data set
13F-HR 0001493152-23-028200 Quarter ended 2023-06-302023-08-14acceptance time not in the bulk data set
13F-HR 0001493152-23-016545 Quarter ended 2023-03-312023-05-12acceptance time not in the bulk data set
13F-HR 0001493152-23-004669 Quarter ended 2022-12-312023-02-14acceptance time not in the bulk data set
13F-HR 0001493152-22-031060 Quarter ended 2022-09-302022-11-09acceptance time not in the bulk data set
13F-HR 0001493152-22-022647 Quarter ended 2022-06-302022-08-15acceptance time not in the bulk data set
13F-HR 0001493152-22-013070 Quarter ended 2022-03-312022-05-12acceptance time not in the bulk data set
13F-HR 0001493152-22-003906 Quarter ended 2021-12-312022-02-11acceptance time not in the bulk data set