13F-HR filed by Ayrton Capital LLC
Ayrton Capital LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 71 holding rows worth $14,748,575.
- Accession
- 0001493152-23-040430
- Filer
- CIK 1698148
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 71 entries on the cover page, a total value of $14,748,575 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,748,583 with VALUE read as dollars as filed, 13F file number 028-21793. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MANNKIND CORP | 56400PAQ5 | NOTE 2.500% 3/0 | 4,750,000 | $5,021,706 | dollars as filed | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 2,000,000 | $1,854,175 | dollars as filed | principal |
| NOGIN INC | 65528NAB1 | DEBT 7.000% 9/0 | 2,500,000 | $1,211,458 | dollars as filed | principal |
| SHF HOLDINGS INC | 824430102 | CLASS A COM | 1,178,249 | $930,817 | dollars as filed | |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 1,000,000 | $851,883 | dollars as filed | principal |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 1,000,000 | $793,463 | dollars as filed | principal |
| OCEANTECH ACQUISITIONS I COR | 675507107 | CLASS A COM | 70,000 | $771,400 | dollars as filed | |
| PAVMED INC | 70387R106 | COM | 2,244,235 | $661,152 | dollars as filed | |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 500,000 | $434,048 | dollars as filed | principal |
| CREATIVE REALITIES INC | 22530J309 | CMN | 256,584 | $397,705 | dollars as filed | |
| TOUGHBUILT INDS INC | 89157G884 | COMMON | 1,123,603 | $219,103 | dollars as filed | |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 92,087 | $193,383 | dollars as filed | |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 568,546 | $176,249 | dollars as filed | |
| ADDENTAX GROUP CORP | 00653L301 | COM | 119,622 | $161,490 | dollars as filed | |
| PEPPERLIME HEALTH ACQUSTN CO | G70021103 | COM | 13,028 | $140,705 | dollars as filed | |
| SHUTTLE PHARMACTCLS HLDGS IN | 825693203 | COM | 220,426 | $134,460 | dollars as filed | |
| AUDDIA INC | 05072K107 | COM | 240,690 | $87,611 | dollars as filed | |
| LUCID DIAGNOSTICS INC | 54948X109 | COM | 73,907 | $86,471 | dollars as filed | |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 273,685 | $82,872 | dollars as filed | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 25,000 | $63,000 | dollars as filed | |
| OCEAN BIOMEDICAL ORD | 67644C104 | COM | 13,345 | $52,046 | dollars as filed | |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 57,836 | $46,269 | dollars as filed | |
| SkyAI Inc | 82003F119 | *W EXP 4/13/202 | 235,200 | $24,814 | dollars as filed | |
| INNOVATIVE EYEWEAR INC | 45791D117 | *W EXP 08/16/202 | 150,900 | $22,646 | dollars as filed | |
| ZIVO BIOSCIENCE INC | 98978N119 | *W EXP 06/02/202 | 48,850 | $21,885 | dollars as filed | |
| WORKSPORT LTD | 98139Q118 | *W EXP 08/06/202 | 86,020 | $21,496 | dollars as filed | |
| ALSET CAPITAL ACQUISITION CO | 02115M125 | RIGHT 01/31/2027 | 100,000 | $21,000 | dollars as filed | |
| BITCOIN DEPOT INC | 09174P113 | *W EXP 06/30/202 | 100,000 | $18,990 | dollars as filed | |
| NLS PHARMACEUTICS LTD | H57830111 | *W EXP 02/02/202 | 170,100 | $17,895 | dollars as filed | |
| FINTECH ECOSYSTEM DEVE | 318136124 | RIGHT 04/01/2026 | 125,000 | $17,513 | dollars as filed | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 24,851 | $16,426 | dollars as filed | |
| AINOS INC | 00902F113 | *W EXP 07/29/202 | 50,000 | $16,355 | dollars as filed | |
| AKERNA CORP | 00973W300 | COMMON | 72,517 | $15,925 | dollars as filed | |
| ONFOLIO HOLDINGS INC | 68277K124 | *W EXP 01/02/202 | 100,000 | $13,340 | dollars as filed | |
| OXUS ACQUISITION CORP | G6859L121 | *W EXP 99/99/999 | 60,000 | $10,494 | dollars as filed | |
| STRAN & COMPANY INC | 86260J110 | *W EXP 99/99/999 | 224,260 | $10,092 | dollars as filed | |
| HEARTBEAM INC | 42238H116 | *W EXP 10/31/202 | 50,000 | $10,000 | dollars as filed | |
| RELIANCE GLOBAL GROUP INC | 75946W116 | *W EXP 02/01/202 | 97,818 | $9,655 | dollars as filed | |
| Relativity Acquisition Corp | 75944B114 | Warrant | 200,000 | $9,420 | dollars as filed | |
| CLOVER LEAF CAPITAL CORP | 18915E121 | RIGHT 05/31/2028 | 75,000 | $7,583 | dollars as filed | |
| LIBERTY RES ACQUISITION CORP | 53118A113 | *W EXP 10/31/202 | 175,000 | $6,580 | dollars as filed | |
| Arogo Capital Acquisition Corp | 042644112 | Warrant | 125,000 | $6,275 | dollars as filed | |
| KAIROUS ACQUISITION CORP LTD | G52131136 | RIGHT 09/15/2026 | 75,000 | $6,023 | dollars as filed | |
| ESPORTS ENTMT GROUP INC | 29667K504 | cs | 55,000 | $5,852 | dollars as filed | |
| PAGAYA TECHNOLOGIES LTD | M7S64L107 | WTS | 16,666 | $5,833 | dollars as filed | |
| SPLASH BEVERAGE GROUP INC | 84862C112 | *W EXP 06/15/202 | 49,800 | $4,980 | dollars as filed | |
| DIGITAL HEALTH ACQUISITION C | 253893119 | *W EXP 99/99/999 | 200,000 | $4,420 | dollars as filed | |
| VISION SENSING ACQUISITION C | 92838J111 | *W EXP 99/99/999 | 112,500 | $4,163 | dollars as filed | |
| SEASTAR MEDICAL HOLDING CORP | 81256L112 | WTS | 250,000 | $3,525 | dollars as filed | |
| FINNOVATE ACQUISITION CORP | G3R34K111 | *W EXP 09/30/202 | 75,000 | $3,510 | dollars as filed | |
| TWELVE SEAS INVESTMENT CO II | 90118T114 | *W EXP 03/02/202 | 66,666 | $3,453 | dollars as filed | |
| OCEANTECH ACQUISITIONS I COR | 675507115 | *W EXP 99/99/999 | 125,000 | $3,438 | dollars as filed | |
| CYCURION INC | 95758L115 | *W EXP 02/13/203 | 100,000 | $3,210 | dollars as filed | |
| EUDA HEALTH HOLDINGS LTD | G3142E121 | *W EXP 11/22/202 | 40,000 | $3,104 | dollars as filed | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A119 | *W EXP 01/27/202 | 33,333 | $2,967 | dollars as filed | |
| MULTIMETAVERSE HOLDINGS LTD | G6360J136 | *W EXP 01/04/202 | 75,000 | $2,625 | dollars as filed | |
| COMERA LIFE SCIENCES HLDGS I | 20037C116 | *W EXP 03/15/202 | 100,000 | $2,170 | dollars as filed | |
| ESPORTS ENTMT GROUP INC | 29667K132 | *W EXP 03/02/202 | 250,000 | $2,000 | dollars as filed | |
| ALLIANCE ENTERTAINMENT HOLDI | 01861F110 | WTS | 100,000 | $1,900 | dollars as filed | |
| HWH International Inc (Pre-Merger) | 02115M117 | Warrant | 50,000 | $1,630 | dollars as filed | |
| AUDDIA INC | 05072K115 | *W EXP 02/19/202 | 40,000 | $1,600 | dollars as filed | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 20,000 | $1,570 | dollars as filed | |
| VERSUS SYSTEMS INC | 92535P147 | *W EXP 01/20/202 | 100,000 | $1,510 | dollars as filed | |
| CONCORD ACQUISITION CORP III | 20607V114 | *W EXP 99/99/999 | 25,000 | $1,500 | dollars as filed | |
| AGRIFORCE GROWING SYSTEMS LT | C00948114 | *W EXP 07/12/202 | 73,600 | $1,465 | dollars as filed | |
| FINTECH ECOSYSTEM DEVE | 318136116 | *W EXP 04/01/202 | 62,500 | $1,406 | dollars as filed | |
| Revelation Biosciences Inc W Exp 01/10/202 | 76135L119 | SPAC Combination | 75,000 | $1,268 | dollars as filed | |
| VERIFYME INC | 92346X115 | *W EXP 06/22/202 | 10,000 | $1,000 | dollars as filed | |
| TOUGHBUILT INDS INC | 89157G116 | *W EXP 11/14/202 | 161,816 | $987 | dollars as filed | |
| CHAVANT CAPITAL ACQUISITN CO | G2058L111 | *W EXP 99/99/999 | 37,500 | $874 | dollars as filed | |
| KAIROUS ACQUISITION CORP LTD | G52131128 | *W EXP 09/15/202 | 37,500 | $750 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-23-040430 | this filing | 2023-11-13 | acceptance time not in the bulk data set |