Atria Wealth Solutions, Inc.

13F filer, CIK 1927543, NEW YORK, NY

Atria Wealth Solutions, Inc. reported $7,141,139,688 across 1,857 holdings for the quarter ended 2023-09-30, in a 13F-HR filed 2023-11-08. Its ten largest share positions make up 17.43% of the portfolio.

Filed 2023-11-08 (acceptance time not in the bulk data set), ingested 2026-10-07 18:30:40 UTC13F-HR 0001420506-23-001936

Period: 2023-09-30
Reported value: $7.14B
Holdings: 1,857
Top 10 weight: 17.43%
New: 157
Sold out: 157

Largest buys vs the previous quarter

Security	Shares change	Approx. value
IEFadded	+258,810	$23.7M
USFRadded	+414,153	$20.8M
TFLOadded	+351,224	$17.8M
IVVadded	+37,395	$16.1M
TLTadded	+172,539	$15.3M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
BSVreduced	-756,682	-$56.9M
BLTEreduced	-740,479	-$23.6M
SGOVreduced	-195,322	-$19.7M
QQQreduced	-52,705	-$18.9M
GOVTreduced	-619,144	-$13.6M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2023

Share positions as resolved from 13F-HR 0001420506-23-001936, largest first. % of portfolio is the value over $7,131,386,501, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
SBSWSIBANYE STILLWATER LTD	42,172	$261K	<0.01%	+17,100	Timeline
APHAMPHENOL CORP	3,113	$261K	<0.01%	+605	Timeline
SASEABRIDGE GOLD INC	24,775	$261K	<0.01%	+10,222	Timeline
FGDFIRST TR EXCHANGE-TRADED FD	12,669	$261K	<0.01%	+136	Timeline
FYCFIRST TR EXCHANGE-TRADED ALP	4,632	$261K	<0.01%	-14,748	Timeline
DFAUDIMENSIONAL ETF TRUST	8,648	$259K	<0.01%	+310	Timeline
QQQEDIREXION SHARES ETF TRUST	3,463	$259K	<0.01%	0	Timeline
OLPONE LIBERTY PPTYS INC	13,685	$258K	<0.01%	new	Timeline
CHHCHOICE HOTELS INTL INC	2,095	$257K	<0.01%	+29	Timeline
HEQTSIMPLIFY EXCHANGE TRADED FUN	10,502	$256K	<0.01%	new	Timeline
WSCWILLSCOT HLDGS CORP	6,152	$256K	<0.01%	-438	Timeline
DDWMWISDOMTREE TR	8,390	$256K	<0.01%	+579	Timeline
IYCISHARES TR	3,793	$254K	<0.01%	-90	Timeline
CRSPCRISPR THERAPEUTICS AG	5,594	$254K	<0.01%	0	Timeline
XSLVINVESCO EXCH TRADED FD TR II	6,438	$254K	<0.01%	+3	Timeline
UNITED STS NAT GAS FD LPUNITED STS NAT GAS FD LP	37,170	$254K	<0.01%	new
EMNEASTMAN CHEM CO	3,301	$253K	<0.01%	new	Timeline
WSOWATSCO INC	670	$253K	<0.01%	-3	Timeline
PBJINVESCO EXCHANGE TRADED FD T	5,952	$252K	<0.01%	-3,606	Timeline
CMCANADIAN IMPERIAL BANK OF CO	6,516	$252K	<0.01%	-62	Timeline
UNITED STATES STL CORP NEWUNITED STATES STL CORP NEW	7,746	$252K	<0.01%	-21,272
OCOWENS CORNING NEW	1,843	$251K	<0.01%	new	Timeline
EWBCEAST WEST BANCORP INC	4,767	$251K	<0.01%	+65	Timeline
RCLROYAL CARIBBEAN GROUP	2,719	$251K	<0.01%	-722	Timeline
BHCBAUSCH HEALTH COS INC	30,466	$250K	<0.01%	+89	Timeline
FDECFIRST TR EXCHNG TRADED FD VI	7,115	$250K	<0.01%	-319	Timeline
DBMFIM GLOBAL PARTNER FUNDS	8,664	$250K	<0.01%	+13	Timeline
GWREGUIDEWIRE SOFTWARE INC	2,777	$250K	<0.01%	-96	Timeline
WKWORKIVA INC	2,462	$249K	<0.01%	-50	Timeline
BXMTBLACKSTONE MORTGAGE TRUST IN	11,471	$249K	<0.01%	+14	Timeline
ZIMZIM INTEGRATED SHIPPING SERV	23,850	$249K	<0.01%	-200	Timeline
DACDANAOS CORPORATION	3,761	$249K	<0.01%	0	Timeline
PRIPRIMERICA INC	1,279	$248K	<0.01%	new	Timeline
XCMUXMFS HIGH YIELD MUN TR	78,903	$247K	<0.01%	-12,814	Timeline
DGXQUEST DIAGNOSTICS INC	2,024	$247K	<0.01%	-2,850	Timeline
XCHYXCALAMOS CONV & HIGH INCOME F	22,094	$247K	<0.01%	-3,826	Timeline
CEGCONSTELLATION ENERGY CORP	2,250	$245K	<0.01%	-42	Timeline
TFISPDR SERIES TRUST	5,617	$245K	<0.01%	new	Timeline
BBAXJ P MORGAN EXCHANGE TRADED F	5,447	$245K	<0.01%	+33	Timeline
NULGNUSHARES ETF TR	4,089	$245K	<0.01%	new	Timeline
INFINERA CORPINFINERA CORP	58,600	$245K	<0.01%	+17,900
CFRCULLEN FROST BANKERS INC	2,678	$244K	<0.01%	-7,324	Timeline
GRIDFIRST TR EXCHANGE-TRADED FD	2,592	$243K	<0.01%	+517	Timeline
BRKRBRUKER CORP	3,896	$243K	<0.01%	-185	Timeline
TMTOYOTA MOTOR CORP	1,350	$243K	<0.01%	0	Timeline
GAPRFIRST TR EXCHNG TRADED FD VI	7,895	$242K	<0.01%	new	Timeline
WLYWILEY JOHN & SONS INC	6,513	$242K	<0.01%	new	Timeline
GWXSPDR INDEX SHS FDS	8,299	$242K	<0.01%	+732	Timeline
NXGNXG NEXTGEN INFRASTR INCM FD	6,441	$242K	<0.01%	new	Timeline
HRIHERC HLDGS INC	2,030	$241K	<0.01%	0	Timeline
ASTLALGOMA STL GROUP INC	35,506	$241K	<0.01%	+3	Timeline
GLDMWORLD GOLD TR	6,555	$240K	<0.01%	-59,234	Timeline
FLOFLOWERS FOODS INC	10,832	$240K	<0.01%	+1,660	Timeline
GPIGROUP 1 AUTOMOTIVE INC	893	$240K	<0.01%	new	Timeline
LUCID GROUP INCLUCID GROUP INC	42,921	$240K	<0.01%	-2,729
NICENICE LTD	1,410	$240K	<0.01%	-34	Timeline
HESS CORPHESS CORP	1,564	$239K	<0.01%	-374
VMWARE, INC.VMWARE, INC.	1,437	$239K	<0.01%	-140
BBUSJ P MORGAN EXCHANGE TRADED F	3,100	$239K	<0.01%	+2	Timeline
IQDGWISDOMTREE TR	7,456	$239K	<0.01%	new	Timeline
CMCCOMMERCIAL METALS CO	4,806	$237K	<0.01%	0	Timeline
EVRGEVERGY INC	4,655	$236K	<0.01%	-4,155	Timeline
NFGNATIONAL FUEL GAS CO	4,541	$236K	<0.01%	-2,718	Timeline
CATYCATHAY GEN BANCORP	6,782	$236K	<0.01%	+9	Timeline
DXPEDXP ENTERPRISES INC	6,747	$236K	<0.01%	-9,569	Timeline
GRNBVANECK ETF TRUST	10,389	$236K	<0.01%	+44	Timeline
FQALFIDELITY COVINGTON TRUST	4,776	$235K	<0.01%	+96	Timeline
NZFNUVEEN MUN CR INCOME FD	22,536	$235K	<0.01%	+1,085	Timeline
TRMBTRIMBLE INC	4,359	$235K	<0.01%	new	Timeline
CBOECBOE GLOBAL MKTS INC	1,502	$235K	<0.01%	new	Timeline
MINVMATTHEWS ASIA FDS	10,494	$234K	<0.01%	+1,590	Timeline
METVLISTED FDS TR	24,632	$234K	<0.01%	-330	Timeline
EQWLINVESCO EXCHANGE TRADED FD T	2,972	$233K	<0.01%	new	Timeline
TACKCAPITOL SER TR	10,250	$232K	<0.01%	new	Timeline
NCLHNORWEGIAN CRUISE LINE HLDGS	14,091	$232K	<0.01%	-10,474	Timeline
SPTSPROUT SOCIAL INC	4,654	$232K	<0.01%	+208	Timeline
RMDRESMED INC	1,568	$232K	<0.01%	-95	Timeline
PXEINVESCO EXCHANGE TRADED FD T	7,130	$232K	<0.01%	new	Timeline
RWJINVESCO EXCH TRADED FD TR II	6,363	$232K	<0.01%	+4,205	Timeline
XGDVXGABELLI DIVID & INCOME TR	11,907	$231K	<0.01%	+26	Timeline
WEXWEX INC	1,230	$231K	<0.01%	-689	Timeline
DFHDREAM FINDERS HOMES INC	10,406	$231K	<0.01%	-917	Timeline
VISTVISTA ENERGY S.A.B. DE C.V.	7,600	$231K	<0.01%	new	Timeline
SWXSOUTHWEST GAS HLDGS INC	3,819	$231K	<0.01%	0	Timeline
SHRYFIRST TR EXCHANGE TRADED FD	7,452	$231K	<0.01%	+19	Timeline
DBOINVESCO DB MULTI-SECTOR COMM	13,046	$230K	<0.01%	-8,922	Timeline
PERFICIENT INCPERFICIENT INC	3,976	$230K	<0.01%	new
ICFIICF INTL INC	1,902	$230K	<0.01%	new	Timeline
CRBNISHARES TR	1,531	$230K	<0.01%	0	Timeline
MOG-AMOOG INC	2,035	$230K	<0.01%	-531	Timeline
NBTBNBT BANCORP INC	7,249	$230K	<0.01%	-181	Timeline
WECWEC ENERGY GROUP INC	2,839	$229K	<0.01%	-2,765	Timeline
SLGSL GREEN RLTY CORP	6,119	$228K	<0.01%	new	Timeline
TDTORONTO DOMINION BK ONT	3,787	$228K	<0.01%	+129	Timeline
VODVODAFONE GROUP PLC	24,025	$228K	<0.01%	+5,187	Timeline
TEMPLETON GLOBAL INCOME FDTEMPLETON GLOBAL INCOME FD	58,993	$228K	<0.01%	-13,625
PLUGPLUG PWR INC	29,926	$227K	<0.01%	+7	Timeline
NTRSNORTHERN TR CORP	3,236	$227K	<0.01%	-6	Timeline
PDECINNOVATOR ETFS TRUST	7,012	$227K	<0.01%	-13	Timeline
UJANINNOVATOR ETFS TRUST	6,958	$227K	<0.01%	0	Timeline
AMZAETFIS SER TR I	6,480	$226K	<0.01%	+131	Timeline
FJUNFIRST TR EXCHNG TRADED FD VI	5,583	$226K	<0.01%	+600	Timeline
GLOBAL MED REIT INCGLOBAL MED REIT INC	25,226	$226K	<0.01%	+60
CETCENTRAL SECS CORP	6,356	$225K	<0.01%	-128	Timeline
FCFSFIRSTCASH HOLDINGS INC	2,242	$225K	<0.01%	new	Timeline
PIIPOLARIS INC	2,152	$224K	<0.01%	-331	Timeline
CHMICHERRY HILL MTG INVT CORP	60,200	$224K	<0.01%	-5,000	Timeline
NJULINNOVATOR ETFS TRUST	4,408	$224K	<0.01%	new	Timeline
LEGLEGGETT & PLATT INC	8,812	$224K	<0.01%	+195	Timeline
FBINFORTUNE BRANDS INNOVATIONS I	3,600	$224K	<0.01%	new	Timeline
WSMWILLIAMS SONOMA INC	1,439	$224K	<0.01%	-2,495	Timeline
HPFHANCOCK JOHN PFD INCOME FD I	15,443	$223K	<0.01%	+423	Timeline
EXTREXTREME NETWORKS INC	9,226	$223K	<0.01%	new	Timeline
ISHARES IBONDS 2023 TERM HI…ISHARES IBONDS 2023 TERM HIGH YIE…	9,439	$223K	<0.01%	+634
CFAVICTORY PORTFOLIOS II	3,276	$223K	<0.01%	-918	Timeline
INCOCOLUMBIA ETF TR II	4,183	$221K	<0.01%	-338	Timeline
FFAFIRST TR ENHANCED EQUITY	12,768	$221K	<0.01%	-561	Timeline
SPYXSPDR SERIES TRUST	6,345	$220K	<0.01%	+1	Timeline
BJULINNOVATOR ETFS TRUST	6,383	$220K	<0.01%	new	Timeline
AAGILENT TECHNOLOGIES INC	1,966	$220K	<0.01%	-203	Timeline
GHYPGIM GLOBAL HIGH YIELD FD FO	20,392	$220K	<0.01%	-180	Timeline
NXSTNEXSTAR MEDIA GROUP INC	1,532	$220K	<0.01%	+11	Timeline
DKSDICKS SPORTING GOODS INC	2,019	$219K	<0.01%	-85	Timeline
HDMVFIRST TR EXCH TRADED FD III	8,129	$219K	<0.01%	+146	Timeline
MTDRMATADOR RES CO	3,685	$219K	<0.01%	-1,478	Timeline
CNCCENTENE CORP DEL	3,182	$219K	<0.01%	+51	Timeline
JBLJABIL INC	1,726	$219K	<0.01%	new	Timeline
USRTISHARES TR	4,580	$219K	<0.01%	-14,518	Timeline
PAGPENSKE AUTOMOTIVE GRP INC	1,307	$218K	<0.01%	new	Timeline
RGAREINSURANCE GROUP AMER INC	1,504	$218K	<0.01%	new	Timeline
SAMBOSTON BEER INC	559	$218K	<0.01%	new	Timeline
MSAMSA SAFETY INC	1,379	$217K	<0.01%	+25	Timeline
PNNTPENNANTPARK INVTS CORP	33,031	$217K	<0.01%	0	Timeline
WCLDWISDOMTREE TR	7,335	$217K	<0.01%	-720	Timeline
NWENORTHWESTERN ENERGY GROUP IN	4,517	$217K	<0.01%	-719	Timeline
APRTAIM ETF PRODUCTS TRUST	7,049	$217K	<0.01%	-165	Timeline
DAYDAYFORCE INC	3,193	$217K	<0.01%	new	Timeline
CNQCANADIAN NAT RES LTD MED TER	3,316	$216K	<0.01%	new	Timeline
LXLEXINFINTECH HLDGS LTD	96,200	$216K	<0.01%	0	Timeline
MURMURPHY OIL CORP	4,751	$215K	<0.01%	new	Timeline
INSTRUCTURE HLDGS INCINSTRUCTURE HLDGS INC	8,465	$215K	<0.01%	new
UMBFUMB FINL CORP	3,442	$215K	<0.01%	new	Timeline
ETRENTERGY CORP NEW	2,321	$215K	<0.01%	+184	Timeline
HPSHANCOCK JOHN PFD INCOME FD I	16,072	$214K	<0.01%	0	Timeline
AVBAVALONBAY CMNTYS INC	1,235	$214K	<0.01%	-12	Timeline
SUSAISHARES TR	2,366	$214K	<0.01%	-8,232	Timeline
APPNAPPIAN CORP	4,680	$213K	<0.01%	new	Timeline
USMCPRINCIPAL EXCHANGE TRADED FD	4,982	$213K	<0.01%	+18	Timeline
HSMVFIRST TR EXCH TRADED FD III	7,242	$213K	<0.01%	+112	Timeline
URAGLOBAL X FDS	7,890	$213K	<0.01%	-2,194	Timeline
WDWALKER & DUNLOP INC	2,870	$213K	<0.01%	-172	Timeline
FTXOFIRST TR EXCHANGE TRADED FD	10,299	$213K	<0.01%	+501	Timeline
BGTBLACKROCK FLOATING RATE INC	17,645	$213K	<0.01%	0	Timeline
CGMSCAPITAL GRP FIXED INCM ETF T	8,309	$212K	<0.01%	new	Timeline
KAPRINNOVATOR ETFS TRUST	7,937	$212K	<0.01%	+77	Timeline
MATXMATSON INC	2,393	$212K	<0.01%	new	Timeline
NULVNUSHARES ETF TR	6,318	$212K	<0.01%	+91	Timeline
XSEPFIRST TR EXCHNG TRADED FD VI	6,252	$212K	<0.01%	-28,999	Timeline
HFROHIGHLAND OPPS & INCOME FD	26,325	$212K	<0.01%	-11,193	Timeline
ALGNALIGN TECHNOLOGY INC	691	$211K	<0.01%	-597	Timeline
NVGNUVEEN AMT FREE MUN CR INC F	20,414	$211K	<0.01%	-328	Timeline
PRESIDIO PPTY TR INCPRESIDIO PPTY TR INC	263,106	$209K	<0.01%	+5,319
LANDGLADSTONE LD CORP	14,675	$209K	<0.01%	+3,765	Timeline
NVRNVR INC	35	$209K	<0.01%	new	Timeline
KBRKBR INC	3,531	$208K	<0.01%	0	Timeline
BUFFINNOVATOR ETFS TRUST	5,539	$208K	<0.01%	new	Timeline
BROOKFIELD RENEWABLE COR-ABROOKFIELD RENEWABLE COR-A	8,626	$208K	<0.01%	-98
SLXVANECK ETF TRUST	3,166	$208K	<0.01%	0	Timeline
AEEAMEREN CORP	2,767	$207K	<0.01%	-18	Timeline
SPHRSPHERE ENTERTAINMENT CO	5,564	$207K	<0.01%	new	Timeline
BLWBLACKROCK LTD DURATION INCOM	16,020	$206K	<0.01%	0	Timeline
SHOSUNSTONE HOTEL INVS INC NEW	21,886	$206K	<0.01%	new	Timeline
DITAMCON DISTRG CO	1,000	$206K	<0.01%	0	Timeline
VRTSVIRTUS INVT PARTNERS INC	1,020	$206K	<0.01%	-12	Timeline
DHSWISDOMTREE TR	2,637	$206K	<0.01%	new	Timeline
FIRST TRUST MLP AND ENERGY …FIRST TRUST MLP AND ENERGY INC	26,000	$206K	<0.01%	-500
LGHNORTHERN LTS FD TR III	5,478	$205K	<0.01%	new	Timeline
TREXTREX INC	3,317	$204K	<0.01%	new	Timeline
TIPZPIMCO ETF TR	3,936	$204K	<0.01%	+55	Timeline
EPRFINNOVATOR ETFS TRUST	11,491	$203K	<0.01%	+919	Timeline
FNDFSCHWAB STRATEGIC TR	6,422	$203K	<0.01%	-3,149	Timeline
FPIFARMLAND PARTNERS INC	19,771	$203K	<0.01%	+5,575	Timeline
NTAPNETAPP INC	2,666	$202K	<0.01%	new	Timeline
SEAGEN INCSEAGEN INC	953	$202K	<0.01%	-115
COPXGLOBAL X FDS	5,542	$202K	<0.01%	-732	Timeline
SPMBSPDR SERIES TRUST	9,687	$201K	<0.01%	-116,435	Timeline
PALCPACER FDS TR	5,456	$201K	<0.01%	new	Timeline
JMSTJ P MORGAN EXCHANGE TRADED F	3,985	$201K	<0.01%	-920	Timeline
ROCKET LAB USA INCROCKET LAB USA INC	45,900	$201K	<0.01%	+31,150
INSPINSPIRE MED SYS INC	1,013	$201K	<0.01%	-100	Timeline
NULLNULL	110,366	$201K	<0.01%	0
OKTAOKTA INC	2,464	$201K	<0.01%	new	Timeline
ETVEATON VANCE TAX-MANAGED BUY-	16,769	$201K	<0.01%	-59,660	Timeline
FVRRFIVERR INTL LTD	8,179	$200K	<0.01%	new	Timeline
INFYINFOSYS LTD	11,649	$199K	<0.01%	new	Timeline
XEVGXEATON VANCE SHORT DURATION D	18,975	$197K	<0.01%	0	Timeline
ACPABRDN INCOME CREDIT STRATEGI	28,820	$196K	<0.01%	new	Timeline
ACHRARCHER AVIATION INC	38,277	$194K	<0.01%	new	Timeline
HLNHALEON PLC	23,059	$193K	<0.01%	-7,178	Timeline
CCDCALAMOS DYNAMIC CONV & INCOM	10,213	$190K	<0.01%	+52	Timeline
CNOBCONNECTONE BANCORP INC	10,637	$190K	<0.01%	+1	Timeline
AUDCAUDIOCODES LTD	18,594	$188K	<0.01%	new	Timeline
GGTGABELLI MULTIMEDIA TR INC	31,791	$187K	<0.01%	new	Timeline
GBDCGOLUB CAP BDC INC	12,688	$186K	<0.01%	0	Timeline
EGYVAALCO ENERGY INC	42,200	$185K	<0.01%	+19,200	Timeline
FCOABRDN GLOBAL INCOME FUND INC	30,928	$185K	<0.01%	+962	Timeline
AVKADVENT CONV & INCOME FD	17,538	$184K	<0.01%	0	Timeline
NHSNEUBERGER HIGH YIELD ST FD I	24,338	$183K	<0.01%	new	Timeline
CEVEATON VANCE CALIF MUN INCOM	20,000	$183K	<0.01%	new	Timeline
CNHCNH INDL N V	15,000	$182K	<0.01%	0	Timeline
TEVATEVA PHARMACEUTICAL INDS LTD	17,783	$181K	<0.01%	0	Timeline
PAXSPIMCO ACCESS INCOME FUND	12,950	$181K	<0.01%	0	Timeline
FIRST TRUST ENERGY INFRASTR…FIRST TRUST ENERGY INFRASTRUCT	11,906	$180K	<0.01%	+46
BOCBOSTON OMAHA CORP	10,889	$178K	<0.01%	+744	Timeline
XNROXNEUBERGER R/EST SECS INC FD	63,726	$178K	<0.01%	-3,396	Timeline
TCPCBLACKROCK TCP CAPITAL CORP	15,059	$177K	<0.01%	+534	Timeline
ASGLIBERTY ALL-STAR GROWTH FD I	35,665	$176K	<0.01%	-3,800	Timeline
XNEAXNUVEEN AMT FREE QLTY MUN INC	18,027	$175K	<0.01%	-3,002	Timeline
ECOFIN SUSTAINABLE & SOC IM…ECOFIN SUSTAINABLE & SOC IMP T	14,526	$174K	<0.01%	+109
PARAMOUNT GLOBALPARAMOUNT GLOBAL	10,983	$174K	<0.01%	+1
NPVNUVEEN VA QUALITY MUN INCOM	18,204	$173K	<0.01%	+1,054	Timeline
NWBINORTHWEST BANCSHARES INC	16,900	$173K	<0.01%	0	Timeline
EVLVEVOLV TECHNOLOGIES HLDNGS IN	35,200	$171K	<0.01%	new	Timeline
XNQPXNUVEEN PA INVT QUALITY MUN F	16,600	$169K	<0.01%	0	Timeline
VETVERMILION ENERGY INC	11,253	$165K	<0.01%	+670	Timeline
LEVGQLION ELEC CO COM (CAN)	86,025	$164K	<0.01%	-43,500	Timeline
HOUSTON AMERN ENERGY CORPHOUSTON AMERN ENERGY CORP	83,444	$163K	<0.01%	-200
GDYNGRID DYNAMICS HLDGS INC	13,344	$163K	<0.01%	0	Timeline
XEXGXEATON VANCE TAX-MANAGED GLOB	21,466	$158K	<0.01%	-91,710	Timeline
HRHEALTHCARE RLTY TR	10,340	$158K	<0.01%	+48	Timeline
SDHYPGIM SHORT DUR HIG YLD OPP F	10,500	$152K	<0.01%	-750	Timeline
IRTINDEPENDENCE RLTY TR INC	10,792	$152K	<0.01%	+281	Timeline
XNCMXNUVEEN CALIF AMT FREE MUNI I	14,504	$149K	<0.01%	-1,500	Timeline
DXLGDESTINATION XL GROUP INC	33,300	$149K	<0.01%	-700	Timeline
DXDYNEX CAP INC	12,300	$149K	<0.01%	-800	Timeline
FANFIRST TR EXCHANGE-TRADED FD	10,174	$147K	<0.01%	-361	Timeline
BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME FUN	14,414	$147K	<0.01%	-1,826
THWABRDN WORLD HEALTHCARE FUND	12,202	$143K	<0.01%	new	Timeline
FSRNQFISKER INC	22,088	$142K	<0.01%	-849	Timeline
LADRLADDER CAP CORP	13,522	$139K	<0.01%	+95	Timeline
HANESBRANDS INCHANESBRANDS INC	34,605	$137K	<0.01%	-1,567
KREFKKR REAL ESTATE FIN TR INC	11,401	$136K	<0.01%	-407	Timeline
GCVGABELLI CONV & INC SECS FD I	35,133	$132K	<0.01%	+4,849	Timeline
MINABERDEEN INTER INCOME FD	48,950	$131K	<0.01%	+80	Timeline
AMCOR PLCAMCOR PLC	14,256	$131K	<0.01%	-363
CHARGEPOINT HLDGS INCCHARGEPOINT HLDGS INC	25,745	$128K	<0.01%	-45
GENIGENIUS SPORTS LIMITED	23,885	$127K	<0.01%	new	Timeline
PBIPITNEY BOWES INC	41,735	$126K	<0.01%	+27,100	Timeline
AQNALGONQUIN POWER & UTILITIES	21,000	$126K	<0.01%	+11,000	Timeline
IGAVOYA GLBL ADV & PREM OPP FD	15,117	$125K	<0.01%	+91	Timeline
FUELCELL ENERGY INCFUELCELL ENERGY INC	97,930	$125K	<0.01%	+4,900
UNITI GROUP INCUNITI GROUP INC	26,268	$124K	<0.01%	+20
RESRPC INC	13,500	$121K	<0.01%	0	Timeline
FSCOFS CREDIT OPPORTUNITIES CORP	21,610	$117K	<0.01%	new	Timeline
XPCQXPIMCO CALIF MUN INCOME FD	13,950	$117K	<0.01%	-2,100	Timeline
PMLPIMCO MUN INCOME FD II	15,044	$116K	<0.01%	+1,944	Timeline
HIOWESTERN ASSET HIGH INCOME OP	31,416	$115K	<0.01%	0	Timeline
NRKNUVEEN NY AMT FREE	12,000	$114K	<0.01%	0	Timeline
ZYXIQZYNEX, INC. COMMON STOCK (NV)	14,211	$114K	<0.01%	-19,750	Timeline
FUBOFUBOTV INC	42,577	$114K	<0.01%	+7,231	Timeline
DMOWESTERN ASSET MTG DEFINED OP	10,344	$112K	<0.01%	new	Timeline
MXMAGNACHIP SEMICONDUCTOR CORP	12,875	$107K	<0.01%	+1,400	Timeline
JPCNUVEEN PFD & INCOME OPPORTUN	16,425	$105K	<0.01%	+100	Timeline
XAGDXABRDN GLOBAL DYNAMIC DIVIDEN	12,008	$104K	<0.01%	+271	Timeline
VIRTUS ALLIANZGI CONVERTIBL…VIRTUS ALLIANZGI CONVERTIBLE &	33,433	$104K	<0.01%	-18,395
INODINNODATA INC	12,080	$103K	<0.01%	new	Timeline
CTLPCANTALOUPE INC	16,200	$101K	<0.01%	0	Timeline
PIMCO CALIFORNIA MUNICIPAL …PIMCO CALIFORNIA MUNICIPAL INC	19,762	$99.6K	<0.01%	0
APPLIED DNA SCIENCES INCAPPLIED DNA SCIENCES INC	81,010	$98K	<0.01%	-200
BLACKROCK MUNIHLDGS NY QLTYBLACKROCK MUNIHLDGS NY QLTY	10,600	$96.8K	<0.01%	0
PACTIV EVERGREEN INCPACTIV EVERGREEN INC	11,866	$96.5K	<0.01%	+150
TSITCW STRATEGIC INCOME FD INC	20,895	$95.7K	<0.01%	-64	Timeline
IGRCBRE GBL REAL ESTATE INC FD	21,192	$95.4K	<0.01%	new	Timeline
AMSCAMERICAN SUPERCONDUCTOR CORP	12,175	$91.9K	<0.01%	-1,400	Timeline
ETJEATON VANCE RISK-MANAGED DIV	11,776	$90.4K	<0.01%	new	Timeline
EGOELDORADO GOLD CORP NEW	10,000	$89.1K	<0.01%	new	Timeline
RNWRENEW ENERGY GLOBAL PLC	16,283	$88.4K	<0.01%	0	Timeline
MGNIMAGNITE INC	11,650	$87.8K	<0.01%	-1,500	Timeline
MUFGMITSUBISHI UFJ FINANCIAL GRO	10,227	$86.8K	<0.01%	new	Timeline
RUMRUM GROUP INC	16,925	$86.3K	<0.01%	+1,350	Timeline
HUT 8 MINING CORPHUT 8 MINING CORP	41,361	$81.7K	<0.01%	-20,888
FORTUNA MNG CORP FFORTUNA MNG CORP F	30,000	$81.6K	<0.01%	0
JRSNUVEEN REAL ESTATE INCOME FD	11,919	$81.5K	<0.01%	-2,762	Timeline
MCNXAI MADISON EQUITY PREMIUM I	11,500	$81.3K	<0.01%	new	Timeline
DDD3D SYS CORP DEL	16,550	$81.3K	<0.01%	0	Timeline
APPSDIGITAL TURBINE INC	13,285	$80.4K	<0.01%	-1,025	Timeline
FIRST TRUST NEW OPPORTUNITI…FIRST TRUST NEW OPPORTUNITIES	12,505	$78.3K	<0.01%	+892
MHFWESTERN ASSET MUN HIGH INCOM	12,600	$76.7K	<0.01%	0	Timeline
OXFORD LANE CAP CORPOXFORD LANE CAP CORP	15,300	$76.3K	<0.01%	+100
TBLATABOOLA.COM LTD	20,000	$75.8K	<0.01%	0	Timeline
GGBGERDAU SA	15,225	$72.7K	<0.01%	0	Timeline
REDFIN CORPREDFIN CORP	10,280	$72.4K	<0.01%	0
CGAUCENTERRA GOLD INC	14,000	$68.8K	<0.01%	0	Timeline
KGCKINROSS GOLD CORP	15,050	$68.6K	<0.01%	+100	Timeline
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC	14,991	$67.8K	<0.01%	0
JBLUJETBLUE AIRWAYS CORP	14,256	$65.6K	<0.01%	+274	Timeline
PCFHIGH INCOME SECS FD	10,274	$63.6K	<0.01%	-514	Timeline
GINKGO BIOWORKS HOLDINGS INCGINKGO BIOWORKS HOLDINGS INC	33,055	$59.8K	<0.01%	+15,065
JMIAJUMIA TECHNOLOGIES AG	21,898	$57.8K	<0.01%	0	Timeline
IAGIAMGOLD CORP	25,880	$55.6K	<0.01%	0	Timeline
FIRST TRUSTFIRST TRUST	15,900	$53.6K	<0.01%	new
SOLO BRANDS INCSOLO BRANDS INC	10,000	$51K	<0.01%	0
TVGRUPO TELEVISA S A B	16,000	$48.8K	<0.01%	0	Timeline
TEITEMPLETON EMERGING MKTS INCO	10,480	$48.3K	<0.01%	-6,600	Timeline
EYENOVIA INCEYENOVIA INC	28,000	$46.5K	<0.01%	0
DYAIDYADIC INTL INC DEL	24,136	$46.3K	<0.01%	new	Timeline
HANCOCK JOHN INVT TRHANCOCK JOHN INVT TR	10,488	$46.1K	<0.01%	new
AKTSQAkoustis Technologies Inc	58,840	$44.3K	<0.01%	-200,100	Timeline
WTIW & T OFFSHORE INC	10,000	$43.8K	<0.01%	-90	Timeline
DSXDIANA SHIPPING INC	12,500	$43.4K	<0.01%	0	Timeline
AMLIFAMERICAN LITHIUM CORP COM NEW	29,255	$41.8K	<0.01%	+18,274	Timeline
RFLRAFAEL HLDGS INC	20,907	$39.7K	<0.01%	-2,450	Timeline
XDHYXCREDIT SUISSE HIGH YIELD CRE	21,007	$39.5K	<0.01%	-9,848	Timeline
CYHCOMMUNITY HEALTH SYS INC NEW	13,261	$38.5K	<0.01%	-1,573	Timeline
TILRAY INCTILRAY INC	15,900	$38K	<0.01%	-12,003
NEWPNEW PAC METALS CORP	21,105	$37.4K	<0.01%	0	Timeline
REALTHE REALREAL INC	17,388	$36.7K	<0.01%	new	Timeline
PHX MINERALS INC CL APHX MINERALS INC CL A	10,000	$36.4K	<0.01%	0
CIKUBS ASSET MGMT INCOME FD INC	13,900	$36K	<0.01%	0	Timeline
EMEREN GROUP LTDEMEREN GROUP LTD	11,000	$33.9K	<0.01%	0
NTRBNUTRIBAND INC	12,568	$32K	<0.01%	0	Timeline
VIRTUS ALLIANZGI CONVERTIBL…VIRTUS ALLIANZGI CONVERTIBLE &	11,302	$31.2K	<0.01%	-100,887
HTTHIGH TEMPLAR TECHNOLOGY LTD	14,500	$30.7K	<0.01%	0	Timeline
REIRING ENERGY INC	15,000	$29.2K	<0.01%	-300	Timeline
POWWOUTDOOR HOLDING CO	13,040	$26.3K	<0.01%	+1,240	Timeline
OPKOPKO HEALTH INC	16,000	$25.6K	<0.01%	0	Timeline
RDIREADING INTL INC	11,900	$25.2K	<0.01%	0	Timeline
PLGPLATINUM GROUP METALS LTD	21,500	$24.3K	<0.01%	-15,000	Timeline
GT BIOPHARMA INCGT BIOPHARMA INC	88,720	$21.4K	<0.01%	+20,000
DRAGONFLY ENERGY HOLDINGS CODRAGONFLY ENERGY HOLDINGS CO	10,910	$16.8K	<0.01%	-2,974
CANOPY GROWTH CORPCANOPY GROWTH CORP	21,025	$16.5K	<0.01%	new
ELECTRAMECCANICA VEHSELECTRAMECCANICA VEHS	23,325	$15.3K	<0.01%	0
DIXIE GROUP INCDIXIE GROUP INC	17,730	$12.2K	<0.01%	0
TELLURIAN INC NEWTELLURIAN INC NEW	10,500	$12.2K	<0.01%	new
TRIVAGO N V SPON ADS A SHS NTRIVAGO N V SPON ADS A SHS N	11,535	$12.1K	<0.01%	-8,416
THMINTERNATIONAL TOWER HILL MIN	33,018	$11.6K	<0.01%	0	Timeline
QUANTUM CORPQUANTUM CORP	17,000	$10.4K	<0.01%	0
WORKHORSE GROUP INCWORKHORSE GROUP INC	21,426	$8.88K	<0.01%	0
EKSO BIONICS HLDGS INCEKSO BIONICS HLDGS INC	11,711	$8.58K	<0.01%	0
SENSEONICS HLDGS INCSENSEONICS HLDGS INC	12,200	$7.37K	<0.01%	-6,000
Atossa Therapeutics IncAtossa Therapeutics Inc	10,000	$7.37K	<0.01%	new
EMCORE CORPEMCORE CORP	14,333	$6.82K	<0.01%	0
ZIOPHARM ONCOLOGY INCZIOPHARM ONCOLOGY INC	45,200	$5.96K	<0.01%	0
XOS INCXOS INC	17,000	$5.84K	<0.01%	new
PRESIDIO PPTY TR INCPRESIDIO PPTY TR INC	123,540	$4.2K	<0.01%	-2,506

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
QQQINVESCO QQQ TR COM	call	9,200	$3.3M	new
COFCAPITAL ONE FINL CORP COM	put	14,000	$1.36M	new
QQQINVESCO QQQ TR COM	put	3,600	$1.29M	-3,300
ARISTA NETWORKS INCARISTA NETWORKS INC COM	call	5,100	$938K	+900
AAPLAPPLE INC COM	call	4,200	$719K	new
IEFISHARES TR 7-10 YR TRSY BD	put	5,600	$513K	new
SPYMSPDR SERIES TRUST SHS	put	7,800	$392K	new
MSFTMICROSOFT CORP COM	call	900	$284K	new
AMZNAMAZON COM INC COM	call	2,000	$254K	new
AVGOBROADCOM INC COM	put	300	$249K	0
VVISA INC COM	call	1,000	$230K	new
IEFISHARES TR 7-10 YR TRSY BD	call	2,500	$229K	new

Sold out in Q3 2023

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 157. All 157

Security	Shares before	Value before	Type
HOWARD HUGHES CORPORATIONHOWARD HUGHES CORPORATION	65,122	$5.14M	shares
SPYSTATE STR SPDR S&P 500 ETF T	8,800	$3.9M	put
PJANINNOVATOR ETFS TRUST	75,033	$2.63M	shares
AMERICAN FINANCE TRUST INCAMERICAN FINANCE TRUST INC	359,727	$2.43M	shares
ZROZPIMCO ETF TR	24,277	$2.23M	shares
IXCISHARES TR	48,185	$1.79M	shares
ASSERTIO HOLDINGS INCASSERTIO HOLDINGS INC	320,851	$1.74M	shares
IWFISHARES TR	5,400	$1.49M	put
INGRINGREDION INC	12,296	$1.31M	shares
FPXIFIRST TR EXCHANGE-TRADED FD	33,251	$1.31M	shares
BKHYBNY MELLON ETF TRUST	27,350	$1.27M	shares
DBEUDBX ETF TR	31,542	$1.14M	shares
WESTWESTROCK COFFEE CO	98,490	$1.07M	shares
MHOM/I HOMES INC	10,645	$928K	shares
KWKENNEDY-WILSON HOLDINGS INC	49,421	$819K	shares
CTSHCOGNIZANT TECHNOLOGY SOLUTIO	12,535	$818K	shares
MAGELLAN MIDSTREAM PARTNERS…MAGELLAN MIDSTREAM PARTNERS, L	11,856	$739K	shares
JPIBJ P MORGAN EXCHANGE TRADED F	15,427	$719K	shares
LIFE STORAGE INCLIFE STORAGE INC	5,343	$710K	shares
RWKINVESCO EXCH TRADED FD TR II	7,221	$694K	shares
AAPLAPPLE INC	3,500	$679K	put
QWLDSPDR INDEX SHS FDS	6,218	$648K	shares
ISHARES TR IBONDS DEC2023ISHARES TR IBONDS DEC2023	24,569	$626K	shares
RSPTINVESCO EXCHANGE TRADED FD T	2,122	$624K	shares
ZEUSOLYMPIC STEEL INC	11,387	$558K	shares
HVTHAVERTY FURNITURE COS INC	17,667	$534K	shares
INDSPACER FDS TR	13,011	$509K	shares
UHSUNIVERSAL HLTH SVCS INC	3,178	$501K	shares
CTRECARETRUST REIT INC	25,146	$499K	shares
PSCHINVESCO EXCH TRADED FD TR II	3,700	$493K	shares
EOSEATON VANCE ENHANCED EQUITY	26,665	$477K	shares
RSPNINVESCO EXCHANGE TRADED FD T	2,145	$439K	shares
RSPFINVESCO EXCHANGE TRADED FD T	8,253	$423K	shares
BOOMDMC GLOBAL INC	23,722	$421K	shares
LOCOEL POLLO LOCO HLDGS INC	48,029	$421K	shares
LDURPIMCO ETF TR	4,482	$420K	shares
RSPMINVESCO EXCHANGE TRADED FD T	2,504	$406K	shares
HOSTESS BRANDS INCHOSTESS BRANDS INC	15,896	$402K	shares
SPLBSPDR SERIES TRUST	17,264	$402K	shares
ACHACCENDRA HEALTH INC	20,743	$395K	shares
CMTLCOMTECH TELECOMMUNICATIONS C	43,201	$395K	shares
EZUISHARES INC	8,376	$384K	shares
AALAMERICAN AIRLINES GROUP INC	21,147	$379K	shares
XSVMINVESCO EXCHANGE TRADED FD T	8,166	$379K	shares
HSTHOST HOTELS & RESORTS INC	22,238	$377K	shares
FOURSHIFT4 PMTS INC	5,290	$359K	shares
FEMSFIRST TR EXCH TRD ALPHDX FD	9,862	$358K	shares
AMYRIS INCAMYRIS INC	347,564	$358K	shares
HSIIHEIDRICK & STRUGGLES INTL IN	12,337	$327K	shares
BCVBANCROFT FD LTD	19,048	$326K	shares
SPEUSPDR INDEX SHS FDS	8,369	$322K	shares
ARTYISHARES TR	9,610	$318K	shares
HEHAWAIIAN ELEC INDS INC MTN B	8,757	$317K	shares
QQQJINVESCO EXCH TRADED FD TR II	12,056	$315K	shares
PCMPCM FD INC	31,742	$308K	shares
SKTTANGER INC	13,921	$307K	shares
PODDINSULET CORP	1,050	$303K	shares
NNNNNN REIT INC	7,064	$302K	shares
GLADSTONE CAPITAL CORPORATI…GLADSTONE CAPITAL CORPORATION	30,777	$300K	shares
REMXVANECK ETF TRUST	3,572	$297K	shares
ModivCare IncModivCare Inc	6,514	$294K	shares
GAINGLADSTONE INVT CORP	22,375	$292K	shares
RTHVANECK ETF TRUST	1,661	$290K	shares
INVESCO EXCHANGE TRADED FD TINVESCO EXCHANGE TRADED FD T	27,547	$290K	shares
MOVMOVADO GROUP INC	10,584	$284K	shares
PDTHANCOCK JOHN PREM DIVID FD	24,078	$284K	shares
JDJD.COM INC	8,299	$283K	shares
ASOACADEMY SPORTS & OUTDOORS IN	5,225	$283K	shares
TMUST-MOBILE US INC	2,000	$278K	call
MAAMID-AMER APT CMNTYS INC	1,819	$276K	shares
VTHRVANGUARD SCOTTSDALE FDS	1,358	$268K	shares
ENFRALPS ETF TR	12,176	$266K	shares
APAAPA CORPORATION	7,671	$262K	shares
SPOTSPOTIFY TECHNOLOGY S A	1,611	$259K	shares
UGI CORP NEWUGI CORP NEW	3,893	$259K	shares
PNOVINNOVATOR ETFS TRUST	7,567	$257K	shares
FLEXSHARES TRFLEXSHARES TR	4,150	$254K	shares
AKAMAKAMAI TECHNOLOGIES INC	2,795	$251K	shares
MEIMETHODE ELECTRS INC	7,426	$249K	shares
NSANATIONAL STORAGE AFFILIATES	7,136	$249K	shares
STSENSATA TECHNOLOGIES HLDG PL	5,499	$247K	shares
SPRSPIRIT AEROSYSTEMS HLDGS INC	8,427	$246K	shares
CFGCITIZENS FINL GROUP INC	9,398	$245K	shares
GENZVANECK ETF TRUST	5,477	$245K	shares
SBRASABRA HEALTH CARE REIT INC	20,788	$245K	shares
CSMPROSHARES TR	4,715	$241K	shares
BWABORGWARNER INC	4,891	$239K	shares
KOCTINNOVATOR ETFS TRUST	8,828	$239K	shares
VSGXVANGUARD WORLD FD	4,499	$239K	shares
LVSLAS VEGAS SANDS CORP	4,118	$239K	shares
DIVGLOBAL X FDS	14,275	$238K	shares
TOLTOLL BROTHERS INC	2,951	$233K	shares
MMINNYLIM ACTIVE ETF TR	9,502	$230K	shares
UPSTUPSTART HLDGS INC	6,357	$228K	shares
WOLFSPEED INCWOLFSPEED INC	3,966	$220K	shares
PEVERPURE INC	5,986	$220K	shares
DWMWISDOMTREE TR	4,385	$219K	shares
SPHBINVESCO EXCH TRADED FD TR II	2,861	$219K	shares
STMSTMICROELECTRONICS N V	4,365	$218K	shares
AIC3 AI INC	5,954	$217K	shares

How Q3 2023 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001420506-23-001936	base		2023-11-08	acceptance time not in the bulk data set	2026-10-07 18:30:40 UTC