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Amici Capital, LLC

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13F filer, CIK 1326537, New York, NY

Amici Capital, LLC reported $257,319,000 across 58 holdings for the quarter ended 2016-12-31, in a 13F-HR filed 2017-02-14. Its ten largest share positions make up 69.5% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000919574-17-001521

Period
2016-12-31
Reported value
$257M
Holdings
58
Top 10 weight
69.5%
New
17
Sold out
49

Largest buys vs the previous quarter

SecurityShares changeApprox. value
AGOadded+75,000$2.83M
HLadded+468,000$2.45M
DONNELLEY R R & SONS COnew+50,000$816K
LSC COMMUNICATIONS INCnew+18,750$557K
DFINnew+18,750$431K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
BMRNreduced-85,199-$7.06M
VISNreduced-170,000-$6.32M
TEVAexited-118,500-$5.45M
METAreduced-47,242-$5.44M
ACTVISION BLIZZARD INCexited-106,000-$4.7M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2016

Share positions as resolved from 13F-HR 0000919574-17-001521, largest first. % of portfolio is the value over $165,456,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
BMRNBIOMARIN PHARMACEUTICAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: 1,487,112 shares; 2015Q3: 1,349,643 shares; 2015Q4: 889,419 shares; 2016Q1: 886,419 shares; 2016Q2: 608,784 shares; 2016Q3: 495,017 shares; 2016Q4: 409,818 shares 409,818$33.9M20.52%-85,199Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: 807,900 shares; 2015Q3: 645,100 shares; 2015Q4: 436,359 shares; 2016Q1: 406,259 shares; 2016Q2: 209,823 shares; 2016Q3: 166,381 shares; 2016Q4: 119,139 shares 119,139$13.7M8.28%-47,242Timeline
UTHRUNITED THERAPEUTICS CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: 834,189 shares; 2015Q3: 752,919 shares; 2015Q4: 485,446 shares; 2016Q1: 228,451 shares; 2016Q2: 126,451 shares; 2016Q3: 95,365 shares; 2016Q4: 81,032 shares 81,032$11.6M7.02%-14,333Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 33,493 shares; 2016Q1: 22,293 shares; 2016Q2: 22,293 shares; 2016Q3: 18,386 shares; 2016Q4: 13,530 shares 13,530$10.7M6.48%-4,856Timeline
INDEPENDENCE HLDG COINDEPENDENCE HLDG COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: 828,861 shares; 2015Q3: 828,861 shares; 2015Q4: 790,684 shares; 2016Q1: 704,484 shares; 2016Q2: 710,824 shares; 2016Q3: 596,625 shares; 2016Q4: 531,107 shares 531,107$10.4M6.28%-65,518
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: 676,157 shares; 2015Q3: 659,965 shares; 2015Q4: 293,040 shares; 2016Q1: 293,040 shares; 2016Q2: 155,771 shares; 2016Q3: 101,437 shares; 2016Q4: 101,437 shares 101,437$7.91M4.78%0Timeline
SEACOR HOLDINGS INCSEACOR HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: 749,253 shares; 2015Q3: 1,146,753 shares; 2015Q4: 1,056,223 shares; 2016Q1: 530,517 shares; 2016Q2: 174,063 shares; 2016Q3: 111,763 shares; 2016Q4: 104,663 shares 104,663$7.46M4.51%-7,100
AGOASSURED GUARANTY LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: 2,571,726 shares; 2015Q3: 354,811 shares; 2015Q4: 151,376 shares; 2016Q1: 114,200 shares; 2016Q2: 238,541 shares; 2016Q3: 113,341 shares; 2016Q4: 188,341 shares 188,341$7.11M4.3%+75,000Timeline
VMCVULCAN MATLS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: 735,183 shares; 2015Q3: 283,183 shares; 2015Q4: 286,245 shares; 2016Q1: 165,245 shares; 2016Q2: 143,245 shares; 2016Q3: 65,499 shares; 2016Q4: 52,000 shares 52,000$6.51M3.93%-13,499Timeline
CALATLANTIC GROUP INCCALATLANTIC GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 461,277 shares; 2016Q1: 440,877 shares; 2016Q2: 391,777 shares; 2016Q3: 198,877 shares; 2016Q4: 164,877 shares 164,877$5.61M3.39%-34,000
BARRICK GOLD CORPBARRICK GOLD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,245,230 shares; 2016Q1: 1,057,230 shares; 2016Q2: 1,022,030 shares; 2016Q3: 575,590 shares; 2016Q4: 337,030 shares 337,030$5.39M3.26%-238,560
MAMASTERCARD INCORPORATEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: 203,370 shares; 2015Q3: 200,370 shares; 2015Q4: 208,370 shares; 2016Q1: 208,370 shares; 2016Q2: 102,240 shares; 2016Q3: 63,740 shares; 2016Q4: 47,890 shares 47,890$4.95M2.99%-15,850Timeline
RETROPHIN INCRETROPHIN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: 1,132,700 shares; 2015Q3: 1,085,515 shares; 2015Q4: 942,130 shares; 2016Q1: 918,138 shares; 2016Q2: 638,030 shares; 2016Q3: 330,030 shares; 2016Q4: 243,930 shares 243,930$4.62M2.79%-86,100
OTONOMY INCOTONOMY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: 32,000 shares; 2015Q3: 75,940 shares; 2015Q4: 52,941 shares; 2016Q1: 695,061 shares; 2016Q2: 438,159 shares; 2016Q3: 239,328 shares; 2016Q4: 237,885 shares 237,885$3.78M2.29%-1,443
AEMAGNICO EAGLE MINES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 127,300 shares; 2016Q2: 165,900 shares; 2016Q3: 159,111 shares; 2016Q4: 77,750 shares 77,750$3.27M1.97%-81,361Timeline
HLHECLA MINING COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 102,000 shares; 2016Q4: 570,000 shares 570,000$2.99M1.81%+468,000Timeline
VISNVISTANCE NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: 331,746 shares; 2015Q3: 180,500 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 97,000 shares; 2016Q3: 240,000 shares; 2016Q4: 70,000 shares 70,000$2.6M1.57%-170,000Timeline
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: 621,464 shares; 2015Q3: 646,561 shares; 2015Q4: 630,061 shares; 2016Q1: 755,561 shares; 2016Q2: 277,791 shares; 2016Q3: 70,000 shares; 2016Q4: 35,390 shares 35,390$2.43M1.47%-34,610
DALDELTA AIR LINES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: 759,090 shares; 2015Q3: 408,090 shares; 2015Q4: 681,925 shares; 2016Q1: 227,925 shares; 2016Q2: 216,925 shares; 2016Q3: 62,000 shares; 2016Q4: 45,000 shares 45,000$2.21M1.34%-17,000Timeline
ITGRINTEGER HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 150,000 shares; 2016Q4: 50,000 shares 50,000$1.47M0.89%-100,000Timeline
ERA GROUP INCERA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: 1,385,288 shares; 2015Q3: 1,569,288 shares; 2015Q4: 1,728,774 shares; 2016Q1: 977,475 shares; 2016Q2: 380,244 shares; 2016Q3: 196,902 shares; 2016Q4: 81,707 shares 81,707$1.39M0.84%-115,195
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: 269,400 shares; 2015Q3: 262,835 shares; 2015Q4: 258,635 shares; 2016Q1: 22,500 shares; 2016Q2: 22,500 shares; 2016Q3: 22,500 shares; 2016Q4: 22,500 shares 22,500$1.32M0.8%0Timeline
WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: 546,260 shares; 2015Q3: 537,246 shares; 2015Q4: 531,731 shares; 2016Q1: 531,731 shares; 2016Q2: 151,731 shares; 2016Q3: 33,000 shares; 2016Q4: 15,000 shares 15,000$1.24M0.75%-18,000
NEXEO SOLUTIONS INCNEXEO SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 621,500 shares; 2016Q3: 108,188 shares; 2016Q4: 119,188 shares 119,188$1.11M0.67%+11,000
MODEL N INCMODEL N INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: 800,000 shares; 2015Q3: 1,100,000 shares; 2015Q4: 1,323,300 shares; 2016Q1: 1,216,975 shares; 2016Q2: 420,975 shares; 2016Q3: 290,000 shares; 2016Q4: 100,000 shares 100,000$885K0.53%-190,000
DONNELLEY R R & SONS CODONNELLEY R R & SONS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 50,000 shares 50,000$816K0.49%new
IBNICICI BK LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: 2,764,000 shares; 2015Q3: 1,450,000 shares; 2015Q4: not reported; 2016Q1: 251,000 shares; 2016Q2: 50,000 shares; 2016Q3: 123,000 shares; 2016Q4: 101,000 shares 101,000$756K0.46%-22,000Timeline
HSBCHSBC HLDGS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: 77,150 shares; 2015Q3: 73,604 shares; 2015Q4: 73,604 shares; 2016Q1: 73,604 shares; 2016Q2: 73,604 shares; 2016Q3: 17,363 shares; 2016Q4: 17,363 shares 17,363$698K0.42%0Timeline
BMOBANK OF MONTREALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: 135,766 shares; 2015Q3: 135,766 shares; 2015Q4: 135,766 shares; 2016Q1: 135,766 shares; 2016Q2: 135,766 shares; 2016Q3: 9,402 shares; 2016Q4: 9,402 shares 9,402$676K0.41%0Timeline
INVACARE CORPINVACARE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: 53,680 shares; 2015Q3: 200,000 shares; 2015Q4: 100,000 shares; 2016Q1: 300,000 shares; 2016Q2: 320,000 shares; 2016Q3: 290,000 shares; 2016Q4: 50,000 shares 50,000$653K0.39%-240,000
LSC COMMUNICATIONS INCLSC COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 18,750 shares 18,750$557K0.34%new
DFINDONNELLEY FINL SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 18,750 shares 18,750$431K0.26%newTimeline
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: 11,390 shares; 2015Q3: 11,390 shares; 2015Q4: 11,390 shares; 2016Q1: 11,390 shares; 2016Q2: 11,390 shares; 2016Q3: 7,180 shares; 2016Q4: 7,180 shares 7,180$427K0.26%0Timeline
TSLATESLA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 15,000 shares; 2016Q2: 23,000 shares; 2016Q3: not reported; 2016Q4: 2,000 shares 2,000$427K0.26%newTimeline
UNIVAR SOLUTIONSUNIVAR SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 573,400 shares; 2016Q3: not reported; 2016Q4: 573,400 shares 573,400$401K0.24%new
DVAXDYNAVAX TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: 2,567,830 shares; 2015Q3: 1,979,550 shares; 2015Q4: 1,880,225 shares; 2016Q1: 1,639,602 shares; 2016Q2: 1,016,002 shares; 2016Q3: 545,202 shares; 2016Q4: 100,000 shares 100,000$395K0.24%-445,202Timeline
HDBHDFC BANK LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: 80,000 shares; 2015Q3: 55,000 shares; 2015Q4: 40,000 shares; 2016Q1: 30,000 shares; 2016Q2: 30,000 shares; 2016Q3: 5,000 shares; 2016Q4: 5,000 shares 5,000$303K0.18%0Timeline
DBDEUTSCHE BK AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: 64,668 shares; 2015Q3: 164,668 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 40,000 shares; 2016Q4: 5,000 shares 5,000$91K0.05%-35,000Timeline
FIRST CONNECTICUT BANCORPFIRST CONNECTICUT BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 15,000 shares; 2016Q2: 15,000 shares; 2016Q3: not reported; 2016Q4: 250,000 shares 250,000$32K0.02%new

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser COMput240,000$28.4M+238,500
VVISA INC COMput110,000$8.58Mnew
BARRICK GOLD CORPBARRICK GOLD CORP COMcall442,700$7.07M+439,773
GOOGLALPHABET INC COMput8,500$6.56Mnew
IBNICICI BK LTD ADRcall802,600$6.01M+792,974
METAMETA PLATFORMS INC COMput45,000$5.18Mnew
MAMASTERCARD INCORPORATED COMput45,000$4.65Mnew
TSLATESLA INC COMput20,000$4.27M+19,900
BMRNBIOMARIN PHARMACEUTICAL INC COMput45,000$3.73Mnew
GWWWW GRAINGER INC Stockcall15,000$3.48M+14,780
INTUINTUIT COMput30,000$3.44Mnew
TRIPTRIPADVISOR INC COMcall60,000$2.78M+59,400
TSLATESLA INC COMcall9,000$1.92Mnew
KBHKB HOME COMput100,000$1.58Mnew
SLVISHARES SILVER TR COMcall100,000$1.51M+99,000
EXASEXACT SCIENCES CORP Stockput100,000$1.34Mnew
IBNICICI BK LTD ADRput150,000$1.12Mnew
DVAXDYNAVAX TECHNOLOGIES CORP COM NEWcall50,000$198Knew

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
SEACOR HOLDINGS INCSEACOR HOLDINGS INC NOTE 2.500%12/1principal4,000,000$4.15M-6,000,000

Sold out in Q4 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
TLTISHARES TR1,000$13.8Mput
IWMISHARES TR1,000$12.4Mput
GWWWW GRAINGER INC550$12.4Mput
BARRICK GOLD CORPBARRICK GOLD CORP3,200$5.67Mput
TEVATEVA PHARMACEUTICAL INDS LTD118,500$5.45Mshares
ACTVISION BLIZZARD INCACTVISION BLIZZARD INC106,000$4.7Mshares
ALGTALLEGIANT TRAVEL CO330$4.36Mcall
MARMARRIOTT INTL INC NEW600$4.04Mput
BACBANK OF AMER CORP253,600$3.97Mshares
GILDGILEAD SCIENCES INC50,000$3.96Mshares
SCISERVICE CORP INTL135,920$3.61Mshares
VISNVISTANCE NETWORKS INC1,000$3.01Mcall
KRNYKEARNY FINL CORP MD209,075$2.85Mshares
LADLITHIA MTRS INC29,000$2.77Mshares
DVAXDYNAVAX TECHNOLOGIES CORP2,501$2.62Mput
SILVER WHEATON CORPSILVER WHEATON CORP93,900$2.54Mshares
RR DONNELLEY + SONS CORR DONNELLEY + SONS CO150,000$2.36Mshares
AEMAGNICO EAGLE MINES LTD400$2.17Mput
MARMARRIOTT INTL INC NEW300$2.02Mcall
DGXQUEST DIAGNOSTICS INC21,875$1.85Mshares
GWWWW GRAINGER INC8,100$1.82Mshares
SLVISHARES SILVER TR95,000$1.73Mshares
SABRSABRE CORP57,000$1.61Mshares
SNYSANOFI SA40,000$1.53Mshares
PBHPRESTIGE CONSMR HEALTHCARE I300$1.45Mput
JPMJPMORGAN CHASE & CO18,645$1.24Mshares
SOTHEBYSSOTHEBYS28,800$1.09Mshares
BRISTOW GROUP INCBRISTOW GROUP INC78,135$1.09Mshares
ATHENAHEALTH INCATHENAHEALTH INC8,000$1.01Mshares
DEVRY INC DELDEVRY INC DEL40,859$942Kshares
OPKOPKO HEALTH INC81,000$858Kshares
VNDAVANDA PHARMACEUTICALS INC50,000$832Kshares
VLRSCONTROLADORA VUELA COMP DE A40,000$696Kshares
PDLIPDL BIOPHARMA INC200,000$670Kshares
BRKRBRUKER CORP25,000$566Kshares
RIGTRANSOCEAN LTD48,775$520Kshares
FITBIT INCFITBIT INC31,000$460Kshares
BCRXBIOCRYST PHARMACEUTICALS INC100,000$441Kshares
FLEXION THERAPEUTICS INCFLEXION THERAPEUTICS INC20,000$391Kshares
GOLDCORP INC NEWGOLDCORP INC NEW20,000$330Kshares
REGULUS THERAPEUTICS INCREGULUS THERAPEUTICS INC82,500$272Kshares
IRMDIRADIMED CORP15,000$255Kshares
TBPHTHERAVANCE BIOPHARMA INC5,705$207Kshares
OVASCIENCE INCOVASCIENCE INC10,000$72Kshares
GREATBATCH INCGREATBATCH INC100,000$68Kshares
AMSCAMERICAN SUPERCONDUCTOR CORP8,760$61Kshares
HORNBECK OFFSHORE SVCS INC NHORNBECK OFFSHORE SVCS INC N9,060$50Kshares
CALITHERA BIOSCIENCES INC C…CALITHERA BIOSCIENCES INC COM NEW6,360$21Kshares
STRATA SKIN SCIENCES INCSTRATA SKIN SCIENCES INC4,000$2Kshares

How Q4 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000919574-17-001521 base2017-02-14acceptance time not in the bulk data set