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Amici Capital, LLC

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13F filer, CIK 1326537, New York, NY

Amici Capital, LLC reported $382,963,000 across 90 holdings for the quarter ended 2016-09-30, in a 13F-HR filed 2016-11-14. Its ten largest share positions make up 53.63% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000919574-16-016576

Period
2016-09-30
Reported value
$383M
Holdings
90
Top 10 weight
53.63%
New
23
Sold out
54

Largest buys vs the previous quarter

SecurityShares changeApprox. value
ACTVISION BLIZZARD INCnew+106,000$4.7M
VISNadded+143,000$4.31M
GILDnew+50,000$3.96M
ITGRnew+150,000$3.25M
LADnew+29,000$2.77M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
GOOGexited-26,012-$18M
EXPRESS SCRIPTS HLDG COreduced-207,791-$14.7M
BMRNreduced-113,767-$10.5M
WALGREENS BOOTS ALLIANCE INCreduced-118,731-$9.57M
VMCreduced-77,746-$8.84M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2016

Share positions as resolved from 13F-HR 0000919574-16-016576, largest first. % of portfolio is the value over $276,301,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
BMRNBIOMARIN PHARMACEUTICAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 1,487,112 shares; 2015Q3: 1,349,643 shares; 2015Q4: 889,419 shares; 2016Q1: 886,419 shares; 2016Q2: 608,784 shares; 2016Q3: 495,017 shares 495,017$45.8M16.58%-113,767Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 807,900 shares; 2015Q3: 645,100 shares; 2015Q4: 436,359 shares; 2016Q1: 406,259 shares; 2016Q2: 209,823 shares; 2016Q3: 166,381 shares 166,381$21.3M7.72%-43,442Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 33,493 shares; 2016Q1: 22,293 shares; 2016Q2: 22,293 shares; 2016Q3: 18,386 shares 18,386$14.8M5.35%-3,907Timeline
UTHRUNITED THERAPEUTICS CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 834,189 shares; 2015Q3: 752,919 shares; 2015Q4: 485,446 shares; 2016Q1: 228,451 shares; 2016Q2: 126,451 shares; 2016Q3: 95,365 shares 95,365$11.3M4.08%-31,086Timeline
INDEPENDENCE HLDG COINDEPENDENCE HLDG COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 828,861 shares; 2015Q3: 828,861 shares; 2015Q4: 790,684 shares; 2016Q1: 704,484 shares; 2016Q2: 710,824 shares; 2016Q3: 596,625 shares 596,625$10.2M3.71%-114,199
BARRICK GOLD CORPBARRICK GOLD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,245,230 shares; 2016Q1: 1,057,230 shares; 2016Q2: 1,022,030 shares; 2016Q3: 575,590 shares 575,590$10.2M3.69%-446,440
AEMAGNICO EAGLE MINES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 127,300 shares; 2016Q2: 165,900 shares; 2016Q3: 159,111 shares 159,111$8.62M3.12%-6,789Timeline
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 676,157 shares; 2015Q3: 659,965 shares; 2015Q4: 293,040 shares; 2016Q1: 293,040 shares; 2016Q2: 155,771 shares; 2016Q3: 101,437 shares 101,437$8.39M3.04%-54,334Timeline
VMCVULCAN MATLS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 735,183 shares; 2015Q3: 283,183 shares; 2015Q4: 286,245 shares; 2016Q1: 165,245 shares; 2016Q2: 143,245 shares; 2016Q3: 65,499 shares 65,499$7.45M2.7%-77,746Timeline
RETROPHIN INCRETROPHIN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 1,132,700 shares; 2015Q3: 1,085,515 shares; 2015Q4: 942,130 shares; 2016Q1: 918,138 shares; 2016Q2: 638,030 shares; 2016Q3: 330,030 shares 330,030$7.39M2.67%-308,000
VISNVISTANCE NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 331,746 shares; 2015Q3: 180,500 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 97,000 shares; 2016Q3: 240,000 shares 240,000$7.23M2.62%+143,000Timeline
CALATLANTIC GROUP INCCALATLANTIC GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 461,277 shares; 2016Q1: 440,877 shares; 2016Q2: 391,777 shares; 2016Q3: 198,877 shares 198,877$6.65M2.41%-192,900
SEACOR HOLDINGS INCSEACOR HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 749,253 shares; 2015Q3: 1,146,753 shares; 2015Q4: 1,056,223 shares; 2016Q1: 530,517 shares; 2016Q2: 174,063 shares; 2016Q3: 111,763 shares 111,763$6.65M2.41%-62,300
MAMASTERCARD INCORPORATEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 203,370 shares; 2015Q3: 200,370 shares; 2015Q4: 208,370 shares; 2016Q1: 208,370 shares; 2016Q2: 102,240 shares; 2016Q3: 63,740 shares 63,740$6.49M2.35%-38,500Timeline
DVAXDYNAVAX TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 2,567,830 shares; 2015Q3: 1,979,550 shares; 2015Q4: 1,880,225 shares; 2016Q1: 1,639,602 shares; 2016Q2: 1,016,002 shares; 2016Q3: 545,202 shares 545,202$5.72M2.07%-470,800Timeline
TEVATEVA PHARMACEUTICAL INDS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 50,000 shares; 2015Q3: 150,000 shares; 2015Q4: 140,000 shares; 2016Q1: 137,500 shares; 2016Q2: 153,000 shares; 2016Q3: 118,500 shares 118,500$5.45M1.97%-34,500Timeline
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 621,464 shares; 2015Q3: 646,561 shares; 2015Q4: 630,061 shares; 2016Q1: 755,561 shares; 2016Q2: 277,791 shares; 2016Q3: 70,000 shares 70,000$4.94M1.79%-207,791
ACTVISION BLIZZARD INCACTVISION BLIZZARD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 106,000 shares 106,000$4.7M1.7%new
OTONOMY INCOTONOMY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 32,000 shares; 2015Q3: 75,940 shares; 2015Q4: 52,941 shares; 2016Q1: 695,061 shares; 2016Q2: 438,159 shares; 2016Q3: 239,328 shares 239,328$4.35M1.58%-198,831
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 402,500 shares; 2015Q3: 402,500 shares; 2015Q4: 402,500 shares; 2016Q1: 402,500 shares; 2016Q2: 402,500 shares; 2016Q3: 253,600 shares 253,600$3.97M1.44%-148,900Timeline
GILDGILEAD SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 50,000 shares 50,000$3.96M1.43%newTimeline
SCISERVICE CORP INTLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 231,000 shares; 2015Q3: 203,000 shares; 2015Q4: 200,000 shares; 2016Q1: 180,000 shares; 2016Q2: 135,920 shares; 2016Q3: 135,920 shares 135,920$3.61M1.31%0Timeline
ITGRINTEGER HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 150,000 shares 150,000$3.25M1.18%newTimeline
INVACARE CORPINVACARE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 53,680 shares; 2015Q3: 200,000 shares; 2015Q4: 100,000 shares; 2016Q1: 300,000 shares; 2016Q2: 320,000 shares; 2016Q3: 290,000 shares 290,000$3.24M1.17%-30,000
MODEL N INCMODEL N INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 800,000 shares; 2015Q3: 1,100,000 shares; 2015Q4: 1,323,300 shares; 2016Q1: 1,216,975 shares; 2016Q2: 420,975 shares; 2016Q3: 290,000 shares 290,000$3.22M1.17%-130,975
AGOASSURED GUARANTY LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 2,571,726 shares; 2015Q3: 354,811 shares; 2015Q4: 151,376 shares; 2016Q1: 114,200 shares; 2016Q2: 238,541 shares; 2016Q3: 113,341 shares 113,341$3.15M1.14%-125,200Timeline
KRNYKEARNY FINL CORP MDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 510,000 shares; 2015Q3: 710,000 shares; 2015Q4: 688,475 shares; 2016Q1: 403,475 shares; 2016Q2: 803,275 shares; 2016Q3: 209,075 shares 209,075$2.85M1.03%-594,200Timeline
LADLITHIA MTRS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 140,816 shares; 2015Q3: 127,721 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 29,000 shares 29,000$2.77M1%newTimeline
WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 546,260 shares; 2015Q3: 537,246 shares; 2015Q4: 531,731 shares; 2016Q1: 531,731 shares; 2016Q2: 151,731 shares; 2016Q3: 33,000 shares 33,000$2.66M0.96%-118,731
SILVER WHEATON CORPSILVER WHEATON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 68,000 shares; 2016Q3: 93,900 shares 93,900$2.54M0.92%+25,900
DALDELTA AIR LINES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 759,090 shares; 2015Q3: 408,090 shares; 2015Q4: 681,925 shares; 2016Q1: 227,925 shares; 2016Q2: 216,925 shares; 2016Q3: 62,000 shares 62,000$2.44M0.88%-154,925Timeline
RR DONNELLEY + SONS CORR DONNELLEY + SONS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 214,260 shares; 2015Q3: 214,260 shares; 2015Q4: 214,260 shares; 2016Q1: 214,260 shares; 2016Q2: 214,260 shares; 2016Q3: 150,000 shares 150,000$2.36M0.85%-64,260
DGXQUEST DIAGNOSTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 21,875 shares; 2016Q2: 21,875 shares; 2016Q3: 21,875 shares 21,875$1.85M0.67%0Timeline
GWWWW GRAINGER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 8,100 shares 8,100$1.82M0.66%newTimeline
SLVISHARES SILVER TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 43,000 shares; 2016Q3: 95,000 shares 95,000$1.73M0.63%+52,000Timeline
SABRSABRE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 57,000 shares 57,000$1.61M0.58%newTimeline
ERA GROUP INCERA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 1,385,288 shares; 2015Q3: 1,569,288 shares; 2015Q4: 1,728,774 shares; 2016Q1: 977,475 shares; 2016Q2: 380,244 shares; 2016Q3: 196,902 shares 196,902$1.58M0.57%-183,342
SNYSANOFI SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 1,154,690 shares; 2015Q3: 1,129,549 shares; 2015Q4: 1,129,549 shares; 2016Q1: 180,865 shares; 2016Q2: 180,865 shares; 2016Q3: 40,000 shares 40,000$1.53M0.55%-140,865Timeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 269,400 shares; 2015Q3: 262,835 shares; 2015Q4: 258,635 shares; 2016Q1: 22,500 shares; 2016Q2: 22,500 shares; 2016Q3: 22,500 shares 22,500$1.4M0.51%0Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 30,292 shares; 2015Q3: 30,292 shares; 2015Q4: 30,292 shares; 2016Q1: 30,292 shares; 2016Q2: 30,292 shares; 2016Q3: 18,645 shares 18,645$1.24M0.45%-11,647Timeline
SOTHEBYSSOTHEBYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 819,500 shares; 2015Q3: 985,500 shares; 2015Q4: 1,248,215 shares; 2016Q1: not reported; 2016Q2: 100,700 shares; 2016Q3: 28,800 shares 28,800$1.09M0.4%-71,900
BRISTOW GROUP INCBRISTOW GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: 65,463 shares; 2015Q4: not reported; 2016Q1: 80,000 shares; 2016Q2: 227,570 shares; 2016Q3: 78,135 shares 78,135$1.09M0.4%-149,435
ATHENAHEALTH INCATHENAHEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 8,000 shares 8,000$1.01M0.37%new
DEVRY INC DELDEVRY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 55,000 shares; 2016Q2: 131,629 shares; 2016Q3: 40,859 shares 40,859$942K0.34%-90,770
IBNICICI BK LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 2,764,000 shares; 2015Q3: 1,450,000 shares; 2015Q4: not reported; 2016Q1: 251,000 shares; 2016Q2: 50,000 shares; 2016Q3: 123,000 shares 123,000$919K0.33%+73,000Timeline
NEXEO SOLUTIONS INCNEXEO SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 621,500 shares; 2016Q3: 108,188 shares 108,188$891K0.32%-513,312
OPKOPKO HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 81,000 shares; 2016Q2: 81,000 shares; 2016Q3: 81,000 shares 81,000$858K0.31%0Timeline
VNDAVANDA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 50,000 shares; 2016Q2: 50,000 shares; 2016Q3: 50,000 shares 50,000$832K0.3%0Timeline
VLRSCONTROLADORA VUELA COMP DE AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 220,000 shares; 2015Q3: 80,000 shares; 2015Q4: 40,000 shares; 2016Q1: 40,000 shares; 2016Q2: 50,000 shares; 2016Q3: 40,000 shares 40,000$696K0.25%-10,000Timeline
PDLIPDL BIOPHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 200,000 shares 200,000$670K0.24%newTimeline
HSBCHSBC HLDGS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 77,150 shares; 2015Q3: 73,604 shares; 2015Q4: 73,604 shares; 2016Q1: 73,604 shares; 2016Q2: 73,604 shares; 2016Q3: 17,363 shares 17,363$653K0.24%-56,241Timeline
BMOBANK OF MONTREALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 135,766 shares; 2015Q3: 135,766 shares; 2015Q4: 135,766 shares; 2016Q1: 135,766 shares; 2016Q2: 135,766 shares; 2016Q3: 9,402 shares 9,402$616K0.22%-126,364Timeline
HLHECLA MINING COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 102,000 shares 102,000$581K0.21%newTimeline
BRKRBRUKER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25,000 shares; 2016Q3: 25,000 shares 25,000$566K0.2%0Timeline
DBDEUTSCHE BK AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 64,668 shares; 2015Q3: 164,668 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 40,000 shares 40,000$524K0.19%newTimeline
RIGTRANSOCEAN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 85,782 shares; 2015Q3: 85,782 shares; 2015Q4: 62,274 shares; 2016Q1: 62,274 shares; 2016Q2: 62,274 shares; 2016Q3: 48,775 shares 48,775$520K0.19%-13,499Timeline
FITBIT INCFITBIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 31,000 shares 31,000$460K0.17%new
BCRXBIOCRYST PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 100,000 shares; 2016Q2: 100,000 shares; 2016Q3: 100,000 shares 100,000$441K0.16%0Timeline
FLEXION THERAPEUTICS INCFLEXION THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 20,000 shares; 2016Q2: 20,000 shares; 2016Q3: 20,000 shares 20,000$391K0.14%0
HDBHDFC BANK LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 80,000 shares; 2015Q3: 55,000 shares; 2015Q4: 40,000 shares; 2016Q1: 30,000 shares; 2016Q2: 30,000 shares; 2016Q3: 5,000 shares 5,000$359K0.13%-25,000Timeline
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 11,390 shares; 2015Q3: 11,390 shares; 2015Q4: 11,390 shares; 2016Q1: 11,390 shares; 2016Q2: 11,390 shares; 2016Q3: 7,180 shares 7,180$339K0.12%-4,210Timeline
GOLDCORP INC NEWGOLDCORP INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 20,000 shares 20,000$330K0.12%new
REGULUS THERAPEUTICS INCREGULUS THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 75,000 shares; 2015Q3: 75,000 shares; 2015Q4: not reported; 2016Q1: 42,500 shares; 2016Q2: 82,500 shares; 2016Q3: 82,500 shares 82,500$272K0.1%0
IRMDIRADIMED CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 15,000 shares; 2016Q3: 15,000 shares 15,000$255K0.09%0Timeline
TBPHTHERAVANCE BIOPHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 5,705 shares; 2015Q3: 5,705 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 5,705 shares; 2016Q3: 5,705 shares 5,705$207K0.07%0Timeline
OVASCIENCE INCOVASCIENCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 10,000 shares; 2015Q3: 10,000 shares; 2015Q4: not reported; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares; 2016Q3: 10,000 shares 10,000$72K0.03%0
GREATBATCH INCGREATBATCH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 102,000 shares; 2016Q2: 22,800 shares; 2016Q3: 100,000 shares 100,000$68K0.02%+77,200
AMSCAMERICAN SUPERCONDUCTOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 8,760 shares; 2015Q3: 8,760 shares; 2015Q4: not reported; 2016Q1: 8,760 shares; 2016Q2: 8,760 shares; 2016Q3: 8,760 shares 8,760$61K0.02%0Timeline
HORNBECK OFFSHORE SVCS INC NHORNBECK OFFSHORE SVCS INC NQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: 30,000 shares; 2015Q4: not reported; 2016Q1: 18,680 shares; 2016Q2: 9,060 shares; 2016Q3: 9,060 shares 9,060$50K0.02%0
CALITHERA BIOSCIENCES INC C…CALITHERA BIOSCIENCES INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 6,360 shares; 2015Q3: 6,360 shares; 2015Q4: not reported; 2016Q1: 6,360 shares; 2016Q2: 6,360 shares; 2016Q3: 6,360 shares 6,360$21K0.01%0
STRATA SKIN SCIENCES INCSTRATA SKIN SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 4,000 shares; 2016Q2: 4,000 shares; 2016Q3: 4,000 shares 4,000$2K<0.01%0

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser COMput1,500$17.8Mnew
TLTISHARES TR 20 YR TR BD ETFput1,000$13.8Mnew
IWMISHARES TR SHSput1,000$12.4Mnew
GWWWW GRAINGER INC Stockput550$12.4M-19,450
IBNICICI BK LTD ADRcall9,626$7.19M-1,052,974
BARRICK GOLD CORPBARRICK GOLD CORP COMput3,200$5.67M-326,800
BARRICK GOLD CORPBARRICK GOLD CORP COMcall2,927$5.19M-321,973
GWWWW GRAINGER INC Stockcall220$4.95Mnew
ALGTALLEGIANT TRAVEL CO COMcall330$4.36Mnew
MARMARRIOTT INTL INC NEW Stockput600$4.04M-39,400
TRIPTRIPADVISOR INC COMcall600$3.79M-63,400
VISNVISTANCE NETWORKS INC COMcall1,000$3.01Mnew
DVAXDYNAVAX TECHNOLOGIES CORP COM NEWput2,501$2.62Mnew
AEMAGNICO EAGLE MINES LTD Stockput400$2.17Mnew
TSLATESLA INC COMput100$2.04Mnew
MARMARRIOTT INTL INC NEW Stockcall300$2.02Mnew
SLVISHARES SILVER TR COMcall1,000$1.82M-109,000
PBHPRESTIGE CONSMR HEALTHCARE I COMput300$1.45Mnew

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
SEACOR HOLDINGS INCSEACOR HOLDINGS INC NOTE 2.500%12/1principal10,000,000$10.1M0

Sold out in Q3 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
GOOGALPHABET INC26,012$18Mshares
SEESEALED AIR CORP NEW122,180$5.62Mshares
TEVATEVA PHARMACEUTICAL INDS LTD110,000$5.53Mcall
TSLATESLA INC23,000$4.88Mshares
ANAUTONATION INC89,970$4.23Mshares
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC982,000$3.72Mprincipal
SIGSIGNET JEWELERS LTD45,000$3.71Mshares
SQNM 5 10/1/17SQNM 5 10/1/176,000,000$3.68Mprincipal
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC121,116$3.47Mshares
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP65,000$3.46Mcall
MSTRSTRATEGY INC19,722$3.45Mshares
HORIZON PHARMA PLCHORIZON PHARMA PLC200,000$3.29Mshares
UTHRUNITED THERAPEUTICS CORP DEL30,000$3.18Mput
CATCATERPILLAR INC40,000$3.03Mput
CMGCHIPOTLE MEXICAN GRILL INC7,000$2.82Mshares
MLMMARTIN MARIETTA MATLS INC14,639$2.81Mshares
CTRIP COM INTL LTDCTRIP COM INTL LTD55,500$2.29Mshares
LPGDORIAN LPG LTD298,008$2.1Mshares
PEBPEBBLEBROOK HOTEL TR76,400$2.01Mshares
KAPSTONE PAPER AND PACKAGIN…KAPSTONE PAPER AND PACKAGING C150,000$1.95Mshares
CMICUMMINS INC15,000$1.69Mshares
KBHKB HOME100,205$1.52Mshares
DVAXDYNAVAX TECHNOLOGIES CORP100,000$1.46Mcall
VMRKVIVMARK RESIDENTIAL20,000$1.38Mshares
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC40,372$1.17Mshares
ADCARE HEALTH SYSTEMS INCADCARE HEALTH SYSTEMS INC236,000$1.1Mshares
PENNEY J C INCPENNEY J C INC121,868$1.08Mshares
NATIONAL OILWELL VARCO INCNATIONAL OILWELL VARCO INC30,000$1.01Mshares
WABWABTEC12,490$877Kshares
LASALLE HOTEL PROPERTIESLASALLE HOTEL PROPERTIES34,420$812Kshares
ENDO INTL PLCENDO INTL PLC49,110$766Kshares
QUORUM HEALTH CORPQUORUM HEALTH CORP66,800$715Kshares
ODFLOLD DOMINION FREIGHT LINE IN11,558$697Kshares
EEMISHARES TR20,000$687Kshares
CANADIAN PACIFIC RAILWAYSCANADIAN PACIFIC RAILWAYS5,000$644Kshares
EPAMEPAM SYS INC10,000$643Kshares
ISLE OF CAPRI CASINOSISLE OF CAPRI CASINOS35,000$641Kshares
GAPGAP INC28,000$594Kshares
EXELEXELIXIS INC72,000$562Kshares
BENFRANKLIN TEMPLETON INC15,275$510Kshares
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC15,112$491Kshares
APARTMENT INVT & MGMT COAPARTMENT INVT & MGMT CO11,000$486Kshares
SRPTSAREPTA THERAPEUTICS INC25,000$477Kshares
TERRITORAL BANCORP INCTERRITORAL BANCORP INC15,000$397Kshares
UNIVAR SOLUTIONSUNIVAR SOLUTIONS573,400$396Kshares
FSLRFIRST SOLAR INC7,526$365Kshares
MUMICRON TECHNOLOGY INC24,500$337Kshares
ARCCARES CAPITAL CORP18,199$258Kshares
FIRST CONNECTICUT BANCORPFIRST CONNECTICUT BANCORP15,000$248Kshares
SIENTRA INCSIENTRA INC25,000$165Kshares
ARCELORMITTAL FUNSPONSORED …ARCELORMITTAL FUNSPONSORED ADR 1 …32,372$151Kshares
NOKNOKIA CORP26,106$149Kshares
AURIS MED HLDG AGAURIS MED HLDG AG10,000$42Kshares
ALTISOURCE ASSET MGMT CORPALTISOURCE ASSET MGMT CORP899$13Kshares

How Q3 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000919574-16-016576 base2016-11-14acceptance time not in the bulk data set