Skip to content
Disclosery

Amici Capital, LLC

Follow

13F filer, CIK 1326537, New York, NY

Amici Capital, LLC reported $531,686,000 across 121 holdings for the quarter ended 2016-06-30, in a 13F-HR filed 2016-08-15. Its ten largest share positions make up 43.27% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000919574-16-014961

Period
2016-06-30
Reported value
$532M
Holdings
121
Top 10 weight
43.27%
New
29
Sold out
20

Largest buys vs the previous quarter

SecurityShares changeApprox. value
NEXEO SOLUTIONS INCnew+621,500$5.64M
KRNYadded+399,800$5.03M
HORIZON PHARMA PLCnew+200,000$3.29M
AGOadded+124,341$3.15M
VISNnew+97,000$3.01M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
EXPRESS SCRIPTS HLDG COreduced-477,770-$36.2M
WALGREENS BOOTS ALLIANCE INCreduced-380,000-$31.6M
METAreduced-196,436-$22.4M
BMRNreduced-277,635-$21.6M
WL ROSS HLDG CORPexited-2,033,200-$21.3M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2016

Share positions as resolved from 13F-HR 0000919574-16-014961, largest first. % of portfolio is the value over $480,142,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
BMRNBIOMARIN PHARMACEUTICAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 1,487,112 shares; 2015Q3: 1,349,643 shares; 2015Q4: 889,419 shares; 2016Q1: 886,419 shares; 2016Q2: 608,784 shares 608,784$47.4M9.86%-277,635Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 807,900 shares; 2015Q3: 645,100 shares; 2015Q4: 436,359 shares; 2016Q1: 406,259 shares; 2016Q2: 209,823 shares 209,823$24M4.99%-196,436Timeline
BARRICK GOLD CORPBARRICK GOLD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,245,230 shares; 2016Q1: 1,057,230 shares; 2016Q2: 1,022,030 shares 1,022,030$21.8M4.54%-35,200
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 621,464 shares; 2015Q3: 646,561 shares; 2015Q4: 630,061 shares; 2016Q1: 755,561 shares; 2016Q2: 277,791 shares 277,791$21.1M4.39%-477,770
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 27,409 shares; 2016Q1: 22,601 shares; 2016Q2: 26,012 shares 26,012$18M3.75%+3,411Timeline
VMCVULCAN MATLS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 735,183 shares; 2015Q3: 283,183 shares; 2015Q4: 286,245 shares; 2016Q1: 165,245 shares; 2016Q2: 143,245 shares 143,245$17.2M3.59%-22,000Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 33,493 shares; 2016Q1: 22,293 shares; 2016Q2: 22,293 shares 22,293$15.7M3.27%0Timeline
DVAXDYNAVAX TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 2,567,830 shares; 2015Q3: 1,979,550 shares; 2015Q4: 1,880,225 shares; 2016Q1: 1,639,602 shares; 2016Q2: 1,016,002 shares 1,016,002$14.8M3.09%-623,600Timeline
CALATLANTIC GROUP INCCALATLANTIC GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 461,277 shares; 2016Q1: 440,877 shares; 2016Q2: 391,777 shares 391,777$14.4M3%-49,100
UTHRUNITED THERAPEUTICS CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 834,189 shares; 2015Q3: 752,919 shares; 2015Q4: 485,446 shares; 2016Q1: 228,451 shares; 2016Q2: 126,451 shares 126,451$13.4M2.79%-102,000Timeline
INDEPENDENCE HLDG COINDEPENDENCE HLDG COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 828,861 shares; 2015Q3: 828,861 shares; 2015Q4: 790,684 shares; 2016Q1: 704,484 shares; 2016Q2: 710,824 shares 710,824$12.8M2.66%+6,340
WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 546,260 shares; 2015Q3: 537,246 shares; 2015Q4: 531,731 shares; 2016Q1: 531,731 shares; 2016Q2: 151,731 shares 151,731$12.6M2.63%-380,000
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 676,157 shares; 2015Q3: 659,965 shares; 2015Q4: 293,040 shares; 2016Q1: 293,040 shares; 2016Q2: 155,771 shares 155,771$11.6M2.41%-137,269Timeline
RETROPHIN INCRETROPHIN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 1,132,700 shares; 2015Q3: 1,085,515 shares; 2015Q4: 942,130 shares; 2016Q1: 918,138 shares; 2016Q2: 638,030 shares 638,030$11.4M2.37%-280,108
KRNYKEARNY FINL CORP MDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 510,000 shares; 2015Q3: 710,000 shares; 2015Q4: 688,475 shares; 2016Q1: 403,475 shares; 2016Q2: 803,275 shares 803,275$10.1M2.1%+399,800Timeline
SEACOR HOLDINGS INCSEACOR HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 749,253 shares; 2015Q3: 1,146,753 shares; 2015Q4: 1,056,223 shares; 2016Q1: 530,517 shares; 2016Q2: 174,063 shares 174,063$10.1M2.1%-356,454
MAMASTERCARD INCORPORATEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 203,370 shares; 2015Q3: 200,370 shares; 2015Q4: 208,370 shares; 2016Q1: 208,370 shares; 2016Q2: 102,240 shares 102,240$9M1.88%-106,130Timeline
AEMAGNICO EAGLE MINES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 127,300 shares; 2016Q2: 165,900 shares 165,900$8.88M1.85%+38,600Timeline
BMOBANK OF MONTREALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 135,766 shares; 2015Q3: 135,766 shares; 2015Q4: 135,766 shares; 2016Q1: 135,766 shares; 2016Q2: 135,766 shares 135,766$8.61M1.79%0Timeline
DALDELTA AIR LINES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 759,090 shares; 2015Q3: 408,090 shares; 2015Q4: 681,925 shares; 2016Q1: 227,925 shares; 2016Q2: 216,925 shares 216,925$7.9M1.65%-11,000Timeline
TEVATEVA PHARMACEUTICAL INDS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 50,000 shares; 2015Q3: 150,000 shares; 2015Q4: 140,000 shares; 2016Q1: 137,500 shares; 2016Q2: 153,000 shares 153,000$7.68M1.6%+15,500Timeline
SNYSANOFI SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 1,154,690 shares; 2015Q3: 1,129,549 shares; 2015Q4: 1,129,549 shares; 2016Q1: 180,865 shares; 2016Q2: 180,865 shares 180,865$7.57M1.58%0Timeline
OTONOMY INCOTONOMY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 32,000 shares; 2015Q3: 75,940 shares; 2015Q4: 52,941 shares; 2016Q1: 695,061 shares; 2016Q2: 438,159 shares 438,159$6.96M1.45%-256,902
AGOASSURED GUARANTY LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 2,571,726 shares; 2015Q3: 354,811 shares; 2015Q4: 151,376 shares; 2016Q1: 114,200 shares; 2016Q2: 238,541 shares 238,541$6.05M1.26%+124,341Timeline
NEXEO SOLUTIONS INCNEXEO SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 621,500 shares 621,500$5.64M1.17%new
MODEL N INCMODEL N INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 800,000 shares; 2015Q3: 1,100,000 shares; 2015Q4: 1,323,300 shares; 2016Q1: 1,216,975 shares; 2016Q2: 420,975 shares 420,975$5.62M1.17%-796,000
SEESEALED AIR CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 291,175 shares; 2015Q3: 287,180 shares; 2015Q4: 287,180 shares; 2016Q1: 287,180 shares; 2016Q2: 122,180 shares 122,180$5.62M1.17%-165,000Timeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 402,500 shares; 2015Q3: 402,500 shares; 2015Q4: 402,500 shares; 2016Q1: 402,500 shares; 2016Q2: 402,500 shares 402,500$5.34M1.11%0Timeline
TSLATESLA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 15,000 shares; 2016Q2: 23,000 shares 23,000$4.88M1.02%+8,000Timeline
ANAUTONATION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 89,970 shares; 2016Q2: 89,970 shares 89,970$4.23M0.88%0Timeline
INVACARE CORPINVACARE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 53,680 shares; 2015Q3: 200,000 shares; 2015Q4: 100,000 shares; 2016Q1: 300,000 shares; 2016Q2: 320,000 shares 320,000$3.88M0.81%+20,000
SIGSIGNET JEWELERS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 102,700 shares; 2016Q2: 45,000 shares 45,000$3.71M0.77%-57,700Timeline
SCISERVICE CORP INTLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 231,000 shares; 2015Q3: 203,000 shares; 2015Q4: 200,000 shares; 2016Q1: 180,000 shares; 2016Q2: 135,920 shares 135,920$3.67M0.77%-44,080Timeline
RR DONNELLEY + SONS CORR DONNELLEY + SONS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 214,260 shares; 2015Q3: 214,260 shares; 2015Q4: 214,260 shares; 2016Q1: 214,260 shares; 2016Q2: 214,260 shares 214,260$3.62M0.75%0
ERA GROUP INCERA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 1,385,288 shares; 2015Q3: 1,569,288 shares; 2015Q4: 1,728,774 shares; 2016Q1: 977,475 shares; 2016Q2: 380,244 shares 380,244$3.57M0.74%-597,231
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 1,125,774 shares; 2015Q3: 969,774 shares; 2015Q4: 433,856 shares; 2016Q1: 121,116 shares; 2016Q2: 121,116 shares 121,116$3.47M0.72%0
MSTRSTRATEGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 19,722 shares; 2015Q3: 19,722 shares; 2015Q4: 19,722 shares; 2016Q1: 19,722 shares; 2016Q2: 19,722 shares 19,722$3.45M0.72%0Timeline
HORIZON PHARMA PLCHORIZON PHARMA PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 200,000 shares 200,000$3.29M0.69%new
VISNVISTANCE NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 331,746 shares; 2015Q3: 180,500 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 97,000 shares 97,000$3.01M0.63%newTimeline
CMGCHIPOTLE MEXICAN GRILL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 7,000 shares 7,000$2.82M0.59%newTimeline
MLMMARTIN MARIETTA MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 28,000 shares; 2016Q2: 14,639 shares 14,639$2.81M0.59%-13,361Timeline
SOTHEBYSSOTHEBYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 819,500 shares; 2015Q3: 985,500 shares; 2015Q4: 1,248,215 shares; 2016Q1: not reported; 2016Q2: 100,700 shares 100,700$2.76M0.57%new
BRISTOW GROUP INCBRISTOW GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: 65,463 shares; 2015Q4: not reported; 2016Q1: 80,000 shares; 2016Q2: 227,570 shares 227,570$2.6M0.54%+147,570
DEVRY INC DELDEVRY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 55,000 shares; 2016Q2: 131,629 shares 131,629$2.35M0.49%+76,629
HSBCHSBC HLDGS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 77,150 shares; 2015Q3: 73,604 shares; 2015Q4: 73,604 shares; 2016Q1: 73,604 shares; 2016Q2: 73,604 shares 73,604$2.31M0.48%0Timeline
CTRIP COM INTL LTDCTRIP COM INTL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 26,000 shares; 2016Q2: 55,500 shares 55,500$2.29M0.48%+29,500
LPGDORIAN LPG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 2,834,298 shares; 2015Q3: 3,065,298 shares; 2015Q4: 2,692,128 shares; 2016Q1: 1,016,008 shares; 2016Q2: 298,008 shares 298,008$2.1M0.44%-718,000Timeline
PEBPEBBLEBROOK HOTEL TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 126,400 shares; 2016Q2: 76,400 shares 76,400$2.01M0.42%-50,000Timeline
HDBHDFC BANK LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 80,000 shares; 2015Q3: 55,000 shares; 2015Q4: 40,000 shares; 2016Q1: 30,000 shares; 2016Q2: 30,000 shares 30,000$1.99M0.41%0Timeline
KAPSTONE PAPER AND PACKAGIN…KAPSTONE PAPER AND PACKAGING CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 150,000 shares; 2016Q2: 150,000 shares 150,000$1.95M0.41%0
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 30,292 shares; 2015Q3: 30,292 shares; 2015Q4: 30,292 shares; 2016Q1: 30,292 shares; 2016Q2: 30,292 shares 30,292$1.88M0.39%0Timeline
DGXQUEST DIAGNOSTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 21,875 shares; 2016Q2: 21,875 shares 21,875$1.78M0.37%0Timeline
CMICUMMINS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 15,000 shares 15,000$1.69M0.35%newTimeline
SILVER WHEATON CORPSILVER WHEATON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 68,000 shares 68,000$1.6M0.33%new
KBHKB HOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 100,205 shares; 2016Q2: 100,205 shares 100,205$1.52M0.32%0Timeline
VMRKVIVMARK RESIDENTIALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 20,000 shares 20,000$1.38M0.29%newTimeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 269,400 shares; 2015Q3: 262,835 shares; 2015Q4: 258,635 shares; 2016Q1: 22,500 shares; 2016Q2: 22,500 shares 22,500$1.3M0.27%0Timeline
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 58,372 shares; 2015Q3: 58,372 shares; 2015Q4: 66,372 shares; 2016Q1: 40,372 shares; 2016Q2: 40,372 shares 40,372$1.17M0.24%0
ADCARE HEALTH SYSTEMS INCADCARE HEALTH SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 520,000 shares; 2015Q3: 550,000 shares; 2015Q4: 663,000 shares; 2016Q1: 499,700 shares; 2016Q2: 236,000 shares 236,000$1.1M0.23%-263,700
PENNEY J C INCPENNEY J C INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 300,000 shares; 2015Q3: 293,600 shares; 2015Q4: not reported; 2016Q1: 121,868 shares; 2016Q2: 121,868 shares 121,868$1.08M0.23%0
NATIONAL OILWELL VARCO INCNATIONAL OILWELL VARCO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 30,000 shares 30,000$1.01M0.21%new
VLRSCONTROLADORA VUELA COMP DE AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 220,000 shares; 2015Q3: 80,000 shares; 2015Q4: 40,000 shares; 2016Q1: 40,000 shares; 2016Q2: 50,000 shares 50,000$935K0.19%+10,000Timeline
WABWABTECQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 12,490 shares; 2016Q2: 12,490 shares 12,490$877K0.18%0Timeline
LASALLE HOTEL PROPERTIESLASALLE HOTEL PROPERTIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 100,385 shares; 2016Q2: 34,420 shares 34,420$812K0.17%-65,965
SLVISHARES SILVER TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 43,000 shares 43,000$768K0.16%newTimeline
ENDO INTL PLCENDO INTL PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 49,110 shares; 2016Q1: 49,110 shares; 2016Q2: 49,110 shares 49,110$766K0.16%0
OPKOPKO HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 81,000 shares; 2016Q2: 81,000 shares 81,000$757K0.16%0Timeline
RIGTRANSOCEAN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 85,782 shares; 2015Q3: 85,782 shares; 2015Q4: 62,274 shares; 2016Q1: 62,274 shares; 2016Q2: 62,274 shares 62,274$740K0.15%0Timeline
QUORUM HEALTH CORPQUORUM HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 66,800 shares 66,800$715K0.15%new
GREATBATCH INCGREATBATCH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 102,000 shares; 2016Q2: 22,800 shares 22,800$705K0.15%-79,200
ODFLOLD DOMINION FREIGHT LINE INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 11,558 shares; 2016Q2: 11,558 shares 11,558$697K0.15%0Timeline
EEMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 40,000 shares; 2016Q1: 20,000 shares; 2016Q2: 20,000 shares 20,000$687K0.14%0Timeline
CANADIAN PACIFIC RAILWAYSCANADIAN PACIFIC RAILWAYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 5,000 shares 5,000$644K0.13%new
EPAMEPAM SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 15,000 shares; 2015Q3: 30,000 shares; 2015Q4: 20,000 shares; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares 10,000$643K0.13%0Timeline
ISLE OF CAPRI CASINOSISLE OF CAPRI CASINOSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 35,000 shares; 2016Q2: 35,000 shares 35,000$641K0.13%0
GAPGAP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 28,000 shares 28,000$594K0.12%newTimeline
BRKRBRUKER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25,000 shares 25,000$569K0.12%newTimeline
EXELEXELIXIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 87,000 shares; 2015Q3: 87,000 shares; 2015Q4: 72,000 shares; 2016Q1: 72,000 shares; 2016Q2: 72,000 shares 72,000$562K0.12%0Timeline
VNDAVANDA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 50,000 shares; 2016Q2: 50,000 shares 50,000$560K0.12%0Timeline
BENFRANKLIN TEMPLETON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: 50,000 shares; 2015Q4: 27,470 shares; 2016Q1: not reported; 2016Q2: 15,275 shares 15,275$510K0.11%newTimeline
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 15,112 shares 15,112$491K0.1%new
APARTMENT INVT & MGMT COAPARTMENT INVT & MGMT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 11,000 shares 11,000$486K0.1%new
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 11,390 shares; 2015Q3: 11,390 shares; 2015Q4: 11,390 shares; 2016Q1: 11,390 shares; 2016Q2: 11,390 shares 11,390$483K0.1%0Timeline
SRPTSAREPTA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 19,150 shares; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 25,000 shares; 2016Q2: 25,000 shares 25,000$477K0.1%0Timeline
TERRITORAL BANCORP INCTERRITORAL BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 15,000 shares; 2016Q2: 15,000 shares 15,000$397K0.08%0
UNIVAR SOLUTIONSUNIVAR SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 573,400 shares 573,400$396K0.08%new
FSLRFIRST SOLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 239,786 shares; 2015Q3: 231,060 shares; 2015Q4: 38,695 shares; 2016Q1: 38,695 shares; 2016Q2: 7,526 shares 7,526$365K0.08%-31,169Timeline
IBNICICI BK LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 2,764,000 shares; 2015Q3: 1,450,000 shares; 2015Q4: not reported; 2016Q1: 251,000 shares; 2016Q2: 50,000 shares 50,000$359K0.07%-201,000Timeline
MUMICRON TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 132,000 shares; 2015Q3: 128,000 shares; 2015Q4: not reported; 2016Q1: 24,500 shares; 2016Q2: 24,500 shares 24,500$337K0.07%0Timeline
IRMDIRADIMED CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 15,000 shares 15,000$326K0.07%newTimeline
FLEXION THERAPEUTICS INCFLEXION THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 20,000 shares; 2016Q2: 20,000 shares 20,000$299K0.06%0
BCRXBIOCRYST PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 100,000 shares; 2016Q2: 100,000 shares 100,000$284K0.06%0Timeline
ARCCARES CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 39,291 shares; 2015Q3: 39,291 shares; 2015Q4: 18,199 shares; 2016Q1: 18,199 shares; 2016Q2: 18,199 shares 18,199$258K0.05%0Timeline
FIRST CONNECTICUT BANCORPFIRST CONNECTICUT BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 15,000 shares; 2016Q2: 15,000 shares 15,000$248K0.05%0
REGULUS THERAPEUTICS INCREGULUS THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 75,000 shares; 2015Q3: 75,000 shares; 2015Q4: not reported; 2016Q1: 42,500 shares; 2016Q2: 82,500 shares 82,500$238K0.05%+40,000
SIENTRA INCSIENTRA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: 500,000 shares; 2015Q4: 500,000 shares; 2016Q1: not reported; 2016Q2: 25,000 shares 25,000$165K0.03%new
ARCELORMITTAL FUNSPONSORED …ARCELORMITTAL FUNSPONSORED ADR 1 …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 647,400 shares; 2015Q3: 636,145 shares; 2015Q4: not reported; 2016Q1: 19,000 shares; 2016Q2: 32,372 shares 32,372$151K0.03%+13,372
NOKNOKIA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 50,600 shares; 2016Q1: 50,600 shares; 2016Q2: 26,106 shares 26,106$149K0.03%-24,494Timeline
TBPHTHERAVANCE BIOPHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 5,705 shares; 2015Q3: 5,705 shares; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 5,705 shares 5,705$129K0.03%newTimeline
HORNBECK OFFSHORE SVCS INC NHORNBECK OFFSHORE SVCS INC NQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: 30,000 shares; 2015Q4: not reported; 2016Q1: 18,680 shares; 2016Q2: 9,060 shares 9,060$76K0.02%-9,620
AMSCAMERICAN SUPERCONDUCTOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 8,760 shares; 2015Q3: 8,760 shares; 2015Q4: not reported; 2016Q1: 8,760 shares; 2016Q2: 8,760 shares 8,760$74K0.02%0Timeline
OVASCIENCE INCOVASCIENCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 10,000 shares; 2015Q3: 10,000 shares; 2015Q4: not reported; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares 10,000$52K0.01%0
AURIS MED HLDG AGAURIS MED HLDG AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares 10,000$42K0.01%0
CALITHERA BIOSCIENCES INC C…CALITHERA BIOSCIENCES INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 6,360 shares; 2015Q3: 6,360 shares; 2015Q4: not reported; 2016Q1: 6,360 shares; 2016Q2: 6,360 shares 6,360$24K<0.01%0
ALTISOURCE ASSET MGMT CORPALTISOURCE ASSET MGMT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: 7,261 shares; 2015Q3: 7,047 shares; 2015Q4: not reported; 2016Q1: 899 shares; 2016Q2: 899 shares 899$13K<0.01%0
STRATA SKIN SCIENCES INCSTRATA SKIN SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q3: restricted; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: 4,000 shares; 2016Q2: 4,000 shares 4,000$2K<0.01%0

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
IBNICICI BK LTD ADRcall1,062,600$7.63M+320,000
BARRICK GOLD CORPBARRICK GOLD CORP COMput330,000$7.05Mnew
BARRICK GOLD CORPBARRICK GOLD CORP COMcall324,900$6.94M-290,000
TEVATEVA PHARMACEUTICAL INDS LTD ADRcall110,000$5.53Mnew
GWWWW GRAINGER INC Stockput20,000$4.54M-133,700
TRIPTRIPADVISOR INC COMcall64,000$4.12Mnew
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP COMcall65,000$3.46Mnew
UTHRUNITED THERAPEUTICS CORP DEL Stockput30,000$3.18Mnew
CATCATERPILLAR INC COMput40,000$3.03Mnew
MARMARRIOTT INTL INC NEW Stockput40,000$2.66Mnew
SLVISHARES SILVER TR COMcall110,000$1.97Mnew
DVAXDYNAVAX TECHNOLOGIES CORP COM NEWcall100,000$1.46M-200,000

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
SEACOR HOLDINGS INCSEACOR HOLDINGS INC NOTE 2.500%12/1principal10,000,000$9.82M0
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC CNVprincipal982,000$3.72M-5,322,000
SQNM 5 10/1/17SQNM 5 10/1/17 Bond 30/360P2 Uprincipal6,000,000$3.68M-4,000,000

Sold out in Q2 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
WL ROSS HLDG CORPWL ROSS HLDG CORP2,033,200$21.3Mshares
BABAALIBABA GROUP HLDG LTD160,000$12.6Mput
DEDEERE & CO105,000$8.08Mput
XBISPDR SERIES TRUST150,000$7.75Mput
LLYELI LILLY & CO105,000$7.56Mput
BIDUBAIDU INC35,500$6.78Mshares
IBBISHARES TR22,000$5.74Mput
HOUSANYWHERE REAL ESTATE INC142,065$5.13Mshares
RETROPHIN INCRETROPHIN INC340,400$4.65Mcall
CATCATERPILLAR INC50,000$3.79Mcall
ABGASBURY AUTOMOTIVE GROUP INC46,291$2.77Mshares
ALLERGAN PLCALLERGAN PLC10,000$2.68Mshares
BMRNBIOMARIN PHARMACEUTICAL INC32,000$2.64Mput
CHESAPEAKE LODGING TRCHESAPEAKE LODGING TR60,000$1.59Mshares
COGENTIX MED INC COMCOGENTIX MED INC COM1,415,589$1.56Mshares
QUANTUM CORPQUANTUM CORP2,457,360$1.5Mshares
PERFORMANCE SPORTS GROUP LTDPERFORMANCE SPORTS GROUP LTD393,486$1.25Mshares
CARDIOVASCULAR SYSTEMS INCCARDIOVASCULAR SYSTEMS INC80,000$830Kshares
NUVECTRA CORPNUVECTRA CORP88,699$480Kshares
SPARK THERAPEUTICS INCSPARK THERAPEUTICS INC15,000$443Kshares

How Q2 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000919574-16-014961 base2016-08-15acceptance time not in the bulk data set