AEGON USA Investment Management, LLC
Follow13F filer, CIK 1454937, CEDAR RAPIDS, IA
AEGON USA Investment Management, LLC reported $132,391,499 across 35 holdings for the quarter ended 2024-09-30, in a 13F-HR filed 2024-10-15. Its ten largest share positions make up 86.12% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001454937-24-000020
- Period
- 2024-09-30
- Reported value
- $132M
- Holdings
- 35
- Top 10 weight
- 86.12%
- New
- 8
- Sold out
- 8
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| NEEnew | +8,000 | $445K |
| SPHQnew | +5,725 | $385K |
| VUGnew | +1,002 | $385K |
| GTNnew | +42,844 | $230K |
| HYGadded | +1,832 | $147K |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| BANK OF AMER CORPreduced | -933 | -$1.2M |
| VTIreduced | -2,280 | -$646K |
| RIVexited | -50,165 | -$615K |
| CBLreduced | -20,887 | -$526K |
| VCSHexited | -5,502 | -$426K |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Holdings, Q3 2024
Share positions as resolved from 13F-HR 0001454937-24-000020, largest first. % of portfolio is the value over $132,391,499, the sum of the share positions whose value is usable for ratios (method).
| Security | History | Shares | Value | % of portfolio | Change | Latest event | Timeline |
|---|---|---|---|---|---|---|---|
| VTIVANGUARD INDEX FDS | 311,026 | $88.1M | 66.52% | -2,280 | Timeline | ||
| BANK OF AMER CORPBANK OF AMER CORP | 3,108 | $4M | 3.02% | -933 | |||
| BNDVANGUARD BD INDEX FDS | 44,182 | $3.32M | 2.51% | -759 | Timeline | ||
| NEXTERA ENERGY INCNEXTERA ENERGY INC | 57,000 | $2.65M | 2% | -3,282 | |||
| SRLNSSGA ACTIVE ETF TR | 47,300 | $1.98M | 1.49% | -1,990 | Timeline | ||
| APOLLO GLOBAL MGMT INCAPOLLO GLOBAL MGMT INC | 28,913 | $1.96M | 1.48% | -3,550 | |||
| BKLNINVESCO EXCH TRADED FD TR II | 71,000 | $1.49M | 1.13% | -6,640 | Timeline | ||
| HFROHIGHLAND OPPS & INCOME FD | 163,121 | $1000K | 0.76% | +18,172 | Timeline | ||
| VGSHVANGUARD SCOTTSDALE FDS | 13,500 | $797K | 0.6% | +2,081 | Timeline | ||
| CBLCBL & ASSOC PPTYS INC | 27,754 | $699K | 0.53% | -20,887 | Timeline | ||
| HYGISHARES TR | 5,575 | $448K | 0.34% | +1,832 | Timeline | ||
| NEENEXTERA ENERGY INC | 8,000 | $445K | 0.34% | new | Timeline | ||
| SPHQINVESCO EXCHANGE TRADED FD T | 5,725 | $385K | 0.29% | new | Timeline | ||
| VUGVANGUARD INDEX FDS | 1,002 | $385K | 0.29% | new | Timeline | ||
| CCOCLEAR CHANNEL OUTDOOR HLDGS | 215,807 | $345K | 0.26% | +61,358 | Timeline | ||
| ETBEATON VANCE TAX MNGED BUY WR | 21,756 | $314K | 0.24% | 0 | Timeline | ||
| FCTFIRST TR SR FLTG RATE INCOME | 30,017 | $311K | 0.23% | 0 | Timeline | ||
| HIXWESTERN ASSET HIGH INCOM FD | 60,614 | $273K | 0.21% | 0 | Timeline | ||
| IHRTIHEARTMEDIA INC | 144,005 | $266K | 0.2% | -64,708 | Timeline | ||
| GTNGRAY MEDIA INC | 42,844 | $230K | 0.17% | new | Timeline |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COWELLS FARGO & CO PERP PFD CNV A | principal | 4,000 | $5.12M | -472 |
| SOUTHERN COSOUTHERN CO NOTE 3.875%12/1 | principal | 2,268,000 | $2.52M | 0 |
| FORD MOTOR COMPANYFORD MOTOR COMPANY NOTE 3/1 | principal | 2,347,000 | $2.3M | -225,000 |
| BOOKING HOLDINGS INCBOOKING HOLDINGS INC NOTE 0.750% 5/0 | principal | 936,000 | $2.09M | 0 |
| DUKE ENERGY CORP NEWDUKE ENERGY CORP NEW CONV BND | principal | 1,759,000 | $1.86M | new |
| SOUTHWEST AIRLS COSOUTHWEST AIRLS CO NOTE 1.250% 5/0 | principal | 1,813,000 | $1.83M | 0 |
| VENTAS RLTY LTD PARTNERSHIPVENTAS RLTY LTD PARTNERSHIP NOTE 3.750% 6/0 | principal | 981,000 | $1.19M | new |
| PPL CAP FDG INCPPL CAP FDG INC NOTE 2.875% 3/1 | principal | 1,122,000 | $1.19M | 0 |
| CENTERPOINT ENERGY INCCENTERPOINT ENERGY INC NOTE 4.250% 8/1 | principal | 1,129,000 | $1.14M | new |
| EXPEDIA GROUP INCEXPEDIA GROUP INC NOTE 2/1 | principal | 1,132,000 | $1.08M | 0 |
| CMS ENERGY CORPCMS ENERGY CORP NOTE 3.375% 5/0 | principal | 905,000 | $969K | new |
| ALLIANT ENERGY CORPALLIANT ENERGY CORP NOTE 3.875% 3/1 | principal | 746,000 | $779K | 0 |
| EURONET WORLDWIDE INCEURONET WORLDWIDE INC NOTE 0.750% 3/1 | principal | 588,000 | $576K | 0 |
| PROSPECT CAP CORPPROSPECT CAP CORP BOND | principal | 217,000 | $217K | 0 |
| NEW MTN FIN CORPNEW MTN FIN CORP BOND | principal | 155,000 | $156K | 0 |
Sold out in Q3 2024
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| RIVRIVERNORTH OPPORTUNITIES FD | 50,165 | $615K | shares |
| VCSHVANGUARD SCOTTSDALE FDS | 5,502 | $426K | shares |
| NEW AMERICA HIGH INCOME FUN…NEW AMERICA HIGH INCOME FUND I | 50,318 | $369K | shares |
| SUMMIT MIDSTREAM PARTNERS LPSUMMIT MIDSTREAM PARTNERS LP | 8,124 | $289K | shares |
| ISDPGIM HIGH YIELD BOND FUND IN | 20,953 | $270K | shares |
| SPSBSPDR SERIES TRUST | 8,376 | $249K | shares |
| PIONEER DIVERSIFIED HIGH IN…PIONEER DIVERSIFIED HIGH INCOM | 19,260 | $225K | shares |
| BSVVANGUARD BD INDEX FDS | 2,924 | $224K | shares |
How Q3 2024 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001454937-24-000020 | base | 2024-10-15 | acceptance time not in the bulk data set |