Skip to content
Disclosery

Advisor Group, Inc.

Follow

13F filer, CIK 1681115, PHOENIX, AZ

Advisor Group, Inc. reported $13,038,582,000 across 5,388 holdings for the quarter ended 2019-06-30, in a 13F-HR filed 2019-07-31. Its ten largest share positions make up 18.81% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001681115-19-000009

Period
2019-06-30
Reported value
$13B
Holdings
5,388
Top 10 weight
18.81%
New
295
Sold out
265

Largest buys vs the previous quarter

SecurityShares changeApprox. value
GOVTadded+2,284,636$59M
MTUMadded+464,752$55.2M
IEFadded+472,109$51.9M
SPYGadded+1,331,705$51.6M
SPTIadded+723,680$44.7M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
SPHBreduced-1,054,809-$45M
SPDR SERIES TRUST BLOOMBERG…exited-958,573-$34.5M
HYGreduced-251,480-$21.9M
EMBreduced-189,801-$21.6M
SCHXreduced-245,833-$17.3M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2019

Share positions as resolved from 13F-HR 0001681115-19-000009, largest first. % of portfolio is the value over $13,037,849,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
AUDCAUDIOCODES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 15,920 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 88 shares 88$1K<0.01%newTimeline
EDENISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 9 shares 9$1K<0.01%newTimeline
LANNETT COMPANY INCORPORATEDLANNETT COMPANY INCORPORATEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 56 shares; 2018Q2: not reported; 2018Q3: 2,000 shares; 2018Q4: 2,100 shares; 2019Q1: 100 shares; 2019Q2: 100 shares 100$1K<0.01%0
SPARK ENERGY INCSPARK ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 62 shares; 2019Q2: 62 shares 62$1K<0.01%0
IGCIGC PHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 5,232 shares; 2018Q4: not reported; 2019Q1: 1,332 shares; 2019Q2: 332 shares 332$1K<0.01%-1,000Timeline
EIRLISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,109 shares; 2018Q2: 1,105 shares; 2018Q3: 1,368 shares; 2018Q4: 53 shares; 2019Q1: 62 shares; 2019Q2: 22 shares 22$1K<0.01%-40Timeline
RSPRINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 150 shares; 2018Q3: not reported; 2018Q4: 50 shares; 2019Q1: 50 shares; 2019Q2: 50 shares 50$1K<0.01%0Timeline
GGZGABELLI GLOBAL SMALL & MID CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 390 shares; 2018Q2: 390 shares; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: 100 shares; 2019Q2: 100 shares 100$1K<0.01%0Timeline
LIVELIVE VENTURES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 167 shares; 2018Q2: 167 shares; 2018Q3: 167 shares; 2018Q4: 167 shares; 2019Q1: 167 shares; 2019Q2: 167 shares 167$1K<0.01%0Timeline
LOMALOMA NEGRA C I A S A MTN 14Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 513 shares; 2018Q2: not reported; 2018Q3: 36 shares; 2018Q4: 36 shares; 2019Q1: 73 shares; 2019Q2: 73 shares 73$1K<0.01%0Timeline
EDNEMPRESA DIST Y COMERCIAL NORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 9,482 shares; 2018Q2: 9,379 shares; 2018Q3: 134 shares; 2018Q4: 72 shares; 2019Q1: 72 shares; 2019Q2: 72 shares 72$1K<0.01%0Timeline
MCHXMARCHEX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 300 shares 300$1K<0.01%newTimeline
SUPVGRUPO SUPERVIELLE S.A.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,336 shares; 2018Q2: 423 shares; 2018Q3: 44 shares; 2018Q4: 44 shares; 2019Q1: 91 shares; 2019Q2: 91 shares 91$1K<0.01%0Timeline
DLNGDYNAGAS LNG PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 1,000 shares 1,000$1K<0.01%newTimeline
UNBUNION BANKSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 25 shares 25$1K<0.01%newTimeline
EFNLISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 17 shares; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 30 shares 30$1K<0.01%newTimeline
HBIOHARVARD BIOSCIENCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 500 shares; 2019Q2: 670 shares 670$1K<0.01%+170Timeline
SSBISUMMIT ST BK SANTA ROSA CALIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 125 shares 125$1K<0.01%newTimeline
MVOMV OIL TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: 300 shares; 2019Q2: 100 shares 100$1K<0.01%-200Timeline
CHIQGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 20,169 shares; 2018Q2: 9,409 shares; 2018Q3: 942 shares; 2018Q4: 86 shares; 2019Q1: 88 shares; 2019Q2: 118 shares 118$1K<0.01%+30Timeline
USLUNITED STS 12 MONTH OIL FD LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 24 shares; 2018Q2: 24 shares; 2018Q3: 24 shares; 2018Q4: 24 shares; 2019Q1: 24 shares; 2019Q2: 24 shares 24$1K<0.01%0Timeline
RBLDFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 510 shares; 2018Q2: 110 shares; 2018Q3: 90 shares; 2018Q4: 30 shares; 2019Q1: 30 shares; 2019Q2: 30 shares 30$1K<0.01%0Timeline
MHHMASTECH HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 164 shares; 2018Q2: 164 shares; 2018Q3: 114 shares; 2018Q4: 114 shares; 2019Q1: 114 shares; 2019Q2: 114 shares 114$1K<0.01%0Timeline
HDGPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 153 shares; 2018Q2: 52 shares; 2018Q3: 22 shares; 2018Q4: 16 shares; 2019Q1: 16 shares; 2019Q2: 16 shares 16$1K<0.01%0Timeline
Veru IncVeru IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 522 shares 522$1K<0.01%new
ANGI INC CLASS AANGI INC CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,065 shares; 2018Q2: 1,130 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 80 shares 80$1K<0.01%new
LSC COMMUNICATIONS INCLSC COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 30 shares; 2018Q2: 30 shares; 2018Q3: 255 shares; 2018Q4: 630 shares; 2019Q1: 255 shares; 2019Q2: 255 shares 255$1K<0.01%0
AQUABOUNTY TECHNOLOGIES INCAQUABOUNTY TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 505 shares; 2018Q2: 503 shares; 2018Q3: 505 shares; 2018Q4: 445 shares; 2019Q1: 516 shares; 2019Q2: 516 shares 516$1K<0.01%0
FORUM ENERGY TECHNOLOGIESFORUM ENERGY TECHNOLOGIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 255 shares; 2018Q2: 255 shares; 2018Q3: 437 shares; 2018Q4: 395 shares; 2019Q1: 438 shares; 2019Q2: 438 shares 438$1K<0.01%0
TETRAPHASE PHARMACEUTICALS …TETRAPHASE PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,500 shares; 2018Q2: 2,500 shares; 2018Q3: 6,500 shares; 2018Q4: 1,150 shares; 2019Q1: 1,150 shares; 2019Q2: 1,150 shares 1,150$1K<0.01%0
SANDRIDGE MISSISSIPPIAN TRU…SANDRIDGE MISSISSIPPIAN TRUST IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,128 shares; 2018Q2: 5,403 shares; 2018Q3: 5,541 shares; 2018Q4: 1,100 shares; 2019Q1: 1,100 shares; 2019Q2: 1,100 shares 1,100$1K<0.01%0
HOSTESS BRANDS INCHOSTESS BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 104 shares; 2018Q2: 104 shares; 2018Q3: 104 shares; 2018Q4: 104 shares; 2019Q1: 91 shares; 2019Q2: 91 shares 91$1K<0.01%0
CONTAINER STORE GROUP INCCONTAINER STORE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 150 shares; 2018Q3: 150 shares; 2018Q4: 150 shares; 2019Q1: 150 shares; 2019Q2: 150 shares 150$1K<0.01%0
AGENUS INCAGENUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,452 shares; 2018Q2: 3,900 shares; 2018Q3: 3,900 shares; 2018Q4: 700 shares; 2019Q1: 700 shares; 2019Q2: 200 shares 200$1K<0.01%-500
GLOBAL CORD BLOOD CORPGLOBAL CORD BLOOD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 130 shares; 2018Q4: 130 shares; 2019Q1: 130 shares; 2019Q2: 130 shares 130$1K<0.01%0
HERSHA HOSPITALITY TRHERSHA HOSPITALITY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,053 shares; 2018Q2: 944 shares; 2018Q3: 2,199 shares; 2018Q4: 1,444 shares; 2019Q1: 561 shares; 2019Q2: 70 shares 70$1K<0.01%-491
ITERIS INC NEWITERIS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,162 shares; 2018Q2: 1,162 shares; 2018Q3: 1,162 shares; 2018Q4: 1,162 shares; 2019Q1: 162 shares; 2019Q2: 162 shares 162$1K<0.01%0
MAIDEN HOLDINGS LTDMAIDEN HOLDINGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,500 shares; 2018Q2: 1,500 shares; 2018Q3: 1,500 shares; 2018Q4: 1,500 shares; 2019Q1: 1,100 shares; 2019Q2: 1,600 shares 1,600$1K<0.01%+500
WIDEOPENWEST INCWIDEOPENWEST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 20 shares; 2018Q3: 20 shares; 2018Q4: 20 shares; 2019Q1: 120 shares; 2019Q2: 120 shares 120$1K<0.01%0
TRUETRUECAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 215 shares; 2019Q1: 215 shares; 2019Q2: 215 shares 215$1K<0.01%0Timeline
GRAN TIERRA ENERGY INCGRAN TIERRA ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 584 shares; 2019Q1: 584 shares; 2019Q2: 584 shares 584$1K<0.01%0
LIBERTY TRIPADVISOR HLDGS INLIBERTY TRIPADVISOR HLDGS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 170 shares; 2018Q2: 170 shares; 2018Q3: 160 shares; 2018Q4: 137 shares; 2019Q1: 111 shares; 2019Q2: 126 shares 126$1K<0.01%+15
MONEYGRAM INTL INCMONEYGRAM INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 449 shares; 2019Q1: 293 shares; 2019Q2: 293 shares 293$1K<0.01%0
BABCOCK & WILCOX ENTERPRISE…BABCOCK & WILCOX ENTERPRISES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 490 shares; 2018Q2: 490 shares; 2018Q3: 1,597 shares; 2018Q4: 2,229 shares; 2019Q1: 2,229 shares; 2019Q2: 2,229 shares 2,229$1K<0.01%0
ZEUSOLYMPIC STEEL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 472 shares; 2018Q4: 472 shares; 2019Q1: 65 shares; 2019Q2: 65 shares 65$1K<0.01%0Timeline
CINCINNATI BELL INC NEW COM…CINCINNATI BELL INC NEW COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 580 shares; 2018Q2: 513 shares; 2018Q3: 243 shares; 2018Q4: 200 shares; 2019Q1: 200 shares; 2019Q2: 200 shares 200$1K<0.01%0
GAMIGAMCO INVESTORS, INC. (DE)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 15 shares; 2018Q2: 15 shares; 2018Q3: 79 shares; 2018Q4: 60 shares; 2019Q1: 60 shares; 2019Q2: 60 shares 60$1K<0.01%0Timeline
PALATIN TECHNOLOGIES INCPALATIN TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,765 shares; 2018Q2: 2,765 shares; 2018Q3: 2,765 shares; 2018Q4: 2,765 shares; 2019Q1: 1,040 shares; 2019Q2: 1,040 shares 1,040$1K<0.01%0
INVESCO EXCHANGE TRADED FD TINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 1,132 shares; 2018Q3: 1,026 shares; 2018Q4: 285 shares; 2019Q1: 115 shares; 2019Q2: 115 shares 115$1K<0.01%0
POTBELLY CORPPOTBELLY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 654 shares; 2018Q2: 654 shares; 2018Q3: not reported; 2018Q4: 200 shares; 2019Q1: 200 shares; 2019Q2: 200 shares 200$1K<0.01%0
EKSO BIONICS HLDGS INCEKSO BIONICS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 49,739 shares; 2018Q2: 1,386 shares; 2018Q3: 25,421 shares; 2018Q4: 716 shares; 2019Q1: 716 shares; 2019Q2: 716 shares 716$1K<0.01%0
AFFIMED N VAFFIMED N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 425 shares; 2018Q4: 425 shares; 2019Q1: 425 shares; 2019Q2: 425 shares 425$1K<0.01%0
CATALYST BIOSCIENCES INCCATALYST BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 4,979 shares; 2019Q2: 188 shares 188$1K<0.01%-4,791
BARCLAYS BK PLCBARCLAYS BK PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 28 shares; 2018Q4: 2,752 shares; 2019Q1: 36 shares; 2019Q2: 28 shares 28$1K<0.01%-8
Seadrill Partners, LLCSeadrill Partners, LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,265 shares; 2018Q2: 2,265 shares; 2018Q3: 2,265 shares; 2018Q4: 2,441 shares; 2019Q1: 3,443 shares; 2019Q2: 2,477 shares 2,477$1K<0.01%-966
PICO HLDGS INCPICO HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: 100 shares; 2019Q2: 100 shares 100$1K<0.01%0
PROVIDENCE SVC CORPPROVIDENCE SVC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 13 shares; 2019Q2: 13 shares 13$1K<0.01%0
ASCENA RETAIL GROUP INCASCENA RETAIL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 746 shares; 2019Q1: 2,278 shares; 2019Q2: 1,532 shares 1,532$1K<0.01%-746
ACTUANT CORPACTUANT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 368 shares; 2018Q2: 225 shares; 2018Q3: 2,030 shares; 2018Q4: 59 shares; 2019Q1: 59 shares; 2019Q2: 59 shares 59$1K<0.01%0
ROSETTA STONE INCROSETTA STONE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 37 shares; 2019Q1: 37 shares; 2019Q2: 27 shares 27$1K<0.01%-10
ALASKA COMMUNICATIONS SYS GRALASKA COMMUNICATIONS SYS GRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 575 shares; 2019Q2: 575 shares 575$1K<0.01%0
CHINA SOUTHN AIRLS LTDCHINA SOUTHN AIRLS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,247 shares; 2018Q2: 27 shares; 2018Q3: 34 shares; 2018Q4: 23 shares; 2019Q1: 23 shares; 2019Q2: 23 shares 23$1K<0.01%0
GOLDFIELD CORPGOLDFIELD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 500 shares 500$1K<0.01%new
U.S. AUTO PARTS NETWORK INCU.S. AUTO PARTS NETWORK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 875 shares 875$1K<0.01%new
CHINA XD PLASTICS CO LTDCHINA XD PLASTICS CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 500 shares; 2019Q2: 500 shares 500$1K<0.01%0
SWEDISH EXPT CR CORPSWEDISH EXPT CR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 250 shares; 2018Q2: 250 shares; 2018Q3: 250 shares; 2018Q4: 250 shares; 2019Q1: 250 shares; 2019Q2: 250 shares 250$1K<0.01%0
AGEX THERAPEUTICS INCAGEX THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 325 shares; 2019Q1: 375 shares; 2019Q2: 275 shares 275$1K<0.01%-100
CORINDUS VASCULAR ROBOTICS ICORINDUS VASCULAR ROBOTICS IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 500 shares 500$1K<0.01%new
EASTSIDE DISTILLING INCEASTSIDE DISTILLING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 300 shares; 2018Q4: 300 shares; 2019Q1: 300 shares; 2019Q2: 300 shares 300$1K<0.01%0
THE MEET GROUP INC.THE MEET GROUP INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,700 shares; 2018Q2: 200 shares; 2018Q3: 200 shares; 2018Q4: 200 shares; 2019Q1: 200 shares; 2019Q2: 200 shares 200$1K<0.01%0
AUDENTES THERAPEUTICS INC.AUDENTES THERAPEUTICS INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 14 shares 14$1K<0.01%new
AMERICAS SILVER CORPAMERICAS SILVER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 396 shares 396$1K<0.01%new
GREAT ELM CAP GROUP INCGREAT ELM CAP GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 210 shares; 2018Q2: 210 shares; 2018Q3: 210 shares; 2018Q4: 210 shares; 2019Q1: 210 shares; 2019Q2: 210 shares 210$1K<0.01%0
DASAN ZHONE SOLUTIONS INCDASAN ZHONE SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 97 shares; 2018Q2: 97 shares; 2018Q3: 105 shares; 2018Q4: 105 shares; 2019Q1: 97 shares; 2019Q2: 85 shares 85$1K<0.01%-12
DOVA PHARMACEUTICALS INCDOVA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 50 shares; 2018Q2: 50 shares; 2018Q3: 50 shares; 2018Q4: 50 shares; 2019Q1: 50 shares; 2019Q2: 50 shares 50$1K<0.01%0
VIVUS INCVIVUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 250 shares; 2018Q4: 250 shares; 2019Q1: 250 shares; 2019Q2: 250 shares 250$1K<0.01%0
HUDSON LTDHUDSON LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 85 shares; 2019Q1: 85 shares; 2019Q2: 85 shares 85$1K<0.01%0
NAVIOS MARITIME ACQUIS CORPNAVIOS MARITIME ACQUIS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 111 shares; 2019Q1: 116 shares; 2019Q2: 121 shares 121$1K<0.01%+5
LIQTECH INTL INCLIQTECH INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 100 shares 100$1K<0.01%new
NANTKWEST INCNANTKWEST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 256 shares; 2018Q2: 417 shares; 2018Q3: 417 shares; 2018Q4: 615 shares; 2019Q1: 615 shares; 2019Q2: 615 shares 615$1K<0.01%0
WAITR HLDGS INCWAITR HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 149 shares; 2019Q1: 832 shares; 2019Q2: 149 shares 149$1K<0.01%-683
SECOND SIGHT MED PRODS INCSECOND SIGHT MED PRODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 1,100 shares; 2018Q3: 2,150 shares; 2018Q4: 1,100 shares; 2019Q1: 866 shares; 2019Q2: 866 shares 866$1K<0.01%0
APPLIED DNA SCIENCES INCAPPLIED DNA SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,058 shares; 2018Q2: 2,058 shares; 2018Q3: 2,058 shares; 2018Q4: 2,058 shares; 2019Q1: 2,058 shares; 2019Q2: 2,058 shares 2,058$1K<0.01%0
ALTA MESA RES INCALTA MESA RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 20,000 shares; 2019Q2: 10,000 shares 10,000$1K<0.01%-10,000
NUVECTRA CORPNUVECTRA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,314 shares; 2018Q2: 3,314 shares; 2018Q3: 3,314 shares; 2018Q4: 3,314 shares; 2019Q1: 314 shares; 2019Q2: 314 shares 314$1K<0.01%0
ALTUS MIDSTREAM COALTUS MIDSTREAM COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 2,245 shares; 2019Q1: 711 shares; 2019Q2: 247 shares 247$1K<0.01%-464
CHARAH SOLUTIONS INCCHARAH SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 200 shares; 2019Q1: 200 shares; 2019Q2: 200 shares 200$1K<0.01%0
MTBC INCMTBC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 100 shares 100$1K<0.01%new
National Holdings Corporati…National Holdings CorporationQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 196 shares; 2019Q2: 196 shares 196$1K<0.01%0
MER TELEMANAGEMENT SOLUTIONSMER TELEMANAGEMENT SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,951 shares; 2018Q2: 2,951 shares; 2018Q3: 1,000 shares; 2018Q4: 1,000 shares; 2019Q1: 1,000 shares; 2019Q2: 1,000 shares 1,000$1K<0.01%0
INVIVO THERAPEUTICS HLDGS C…INVIVO THERAPEUTICS HLDGS CO COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 863 shares; 2018Q3: 963 shares; 2018Q4: 963 shares; 2019Q1: 923 shares; 2019Q2: 923 shares 923$1K<0.01%0
RA MED SYS INCRA MED SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 145 shares; 2019Q1: 145 shares; 2019Q2: 145 shares 145$1K<0.01%0
ABUSARBUTUS BIOPHARMA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 217 shares; 2018Q4: 217 shares; 2019Q1: 217 shares; 2019Q2: 217 shares 217$00%0Value filed as zero, left out of ratios.Timeline
EAGGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 3 shares 3$00%newValue filed as zero, left out of ratios.Timeline
WITWIPRO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 193 shares; 2018Q2: 193 shares; 2018Q3: 16 shares; 2018Q4: 16 shares; 2019Q1: 21 shares; 2019Q2: 21 shares 21$00%0Value filed as zero, left out of ratios.Timeline
PRTAPROTHENA CORP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 25 shares; 2018Q2: 2 shares; 2018Q3: 2 shares; 2018Q4: 2 shares; 2019Q1: 2 shares; 2019Q2: 18 shares 18$00%+16Value filed as zero, left out of ratios.Timeline
ESTCELASTIC N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 3 shares 3$00%newValue filed as zero, left out of ratios.Timeline
MMYTMAKEMYTRIP LIMITED MAURITIUSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 19 shares; 2018Q2: 19 shares; 2018Q3: 19 shares; 2018Q4: 19 shares; 2019Q1: 19 shares; 2019Q2: 19 shares 19$00%0Value filed as zero, left out of ratios.Timeline
BLFSBIOLIFE SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5 shares; 2018Q2: 5 shares; 2018Q3: 105 shares; 2018Q4: 105 shares; 2019Q1: 105 shares; 2019Q2: 5 shares 5$00%-100Value filed as zero, left out of ratios.Timeline
BCRXBIOCRYST PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 250 shares; 2018Q2: 250 shares; 2018Q3: 50 shares; 2018Q4: 50 shares; 2019Q1: 50 shares; 2019Q2: 50 shares 50$00%0Value filed as zero, left out of ratios.Timeline
KOFCOCA-COLA FEMSA SAB DE CVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4 shares; 2018Q2: 4 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 6 shares; 2019Q2: 6 shares 6$00%0Value filed as zero, left out of ratios.Timeline
HMYHARMONY GOLD MNG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 8,376 shares; 2018Q2: 2,076 shares; 2018Q3: 2,024 shares; 2018Q4: 24 shares; 2019Q1: 24 shares; 2019Q2: 34 shares 34$00%+10Value filed as zero, left out of ratios.Timeline
WRNWESTERN COPPER & GOLD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 600 shares; 2018Q2: 600 shares; 2018Q3: 800 shares; 2018Q4: 600 shares; 2019Q1: 600 shares; 2019Q2: 600 shares 600$00%0Value filed as zero, left out of ratios.Timeline
THMINTERNATIONAL TOWER HILL MINQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10 shares; 2018Q2: 10 shares; 2018Q3: 10 shares; 2018Q4: 10 shares; 2019Q1: 10 shares; 2019Q2: 10 shares 10$00%0Value filed as zero, left out of ratios.Timeline
DHTDHT HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 8 shares; 2018Q2: 8 shares; 2018Q3: 8 shares; 2018Q4: 8 shares; 2019Q1: 8 shares; 2019Q2: 8 shares 8$00%0Value filed as zero, left out of ratios.Timeline
BANDBANDWIDTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 5 shares; 2019Q2: 5 shares 5$00%0Value filed as zero, left out of ratios.Timeline
KODKEASTMAN KODAK COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,196 shares; 2018Q2: 196 shares; 2018Q3: 2,100 shares; 2018Q4: 2,100 shares; 2019Q1: 100 shares; 2019Q2: 100 shares 100$00%0Value filed as zero, left out of ratios.Timeline
ATENA10 NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 600 shares; 2018Q2: not reported; 2018Q3: 17 shares; 2018Q4: 17 shares; 2019Q1: 17 shares; 2019Q2: 17 shares 17$00%0Value filed as zero, left out of ratios.Timeline
FUELCELL ENERGY INCFUELCELL ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 45 shares 45$00%newValue filed as zero, left out of ratios.
MIRATI THERAPEUTICS INCMIRATI THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 4 shares; 2019Q2: 4 shares 4$00%0Value filed as zero, left out of ratios.
GNC HLDGS INCGNC HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,001 shares; 2018Q2: 2,876 shares; 2018Q3: 2,376 shares; 2018Q4: 2,376 shares; 2019Q1: 2,300 shares; 2019Q2: 300 shares 300$00%-2,000Value filed as zero, left out of ratios.
CSTECAESARSTONE LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 31 shares; 2018Q2: 31 shares; 2018Q3: 31 shares; 2018Q4: 31 shares; 2019Q1: 31 shares; 2019Q2: 31 shares 31$00%0Value filed as zero, left out of ratios.Timeline
CENTRAIS ELETRICAS BRASILEIRCENTRAIS ELETRICAS BRASILEIRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 14 shares; 2018Q2: 14 shares; 2018Q3: 14 shares; 2018Q4: 14 shares; 2019Q1: 14 shares; 2019Q2: 14 shares 14$00%0Value filed as zero, left out of ratios.
CENXCENTURY ALUM COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6,118 shares; 2018Q2: 5,918 shares; 2018Q3: 5,778 shares; 2018Q4: 5,943 shares; 2019Q1: 5,662 shares; 2019Q2: 65 shares 65$00%-5,597Value filed as zero, left out of ratios.Timeline
TBPHTHERAVANCE BIOPHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 10 shares; 2018Q4: 10 shares; 2019Q1: 10 shares; 2019Q2: 10 shares 10$00%0Value filed as zero, left out of ratios.Timeline
BKDBROOKDALE SR LIVING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 850 shares; 2018Q2: 350 shares; 2018Q3: 350 shares; 2018Q4: 300 shares; 2019Q1: 300 shares; 2019Q2: 21 shares 21$00%-279Value filed as zero, left out of ratios.Timeline
HLITHARMONIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 50 shares; 2018Q2: 50 shares; 2018Q3: 50 shares; 2018Q4: 50 shares; 2019Q1: 50 shares; 2019Q2: 50 shares 50$00%0Value filed as zero, left out of ratios.Timeline
HOVHOVNANIAN ENTERPRISES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 64 shares; 2019Q2: 64 shares 64$00%0Value filed as zero, left out of ratios.Timeline
BBWBUILD-A-BEAR WORKSHOP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 170 shares; 2018Q2: 20 shares; 2018Q3: 20 shares; 2018Q4: 20 shares; 2019Q1: 20 shares; 2019Q2: 20 shares 20$00%0Value filed as zero, left out of ratios.Timeline
RDNTRADNET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 22 shares; 2019Q1: 22 shares; 2019Q2: 22 shares 22$00%0Value filed as zero, left out of ratios.Timeline
CMCLCALEDONIA MNG CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 40 shares; 2018Q2: 40 shares; 2018Q3: 40 shares; 2018Q4: 40 shares; 2019Q1: 40 shares; 2019Q2: 40 shares 40$00%0Value filed as zero, left out of ratios.Timeline
AVNWAVIAT NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2 shares; 2018Q2: 2 shares; 2018Q3: 2 shares; 2018Q4: 2 shares; 2019Q1: 2 shares; 2019Q2: 2 shares 2$00%0Value filed as zero, left out of ratios.Timeline
PMTSCPI CARD GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 23 shares; 2018Q2: 23 shares; 2018Q3: 23 shares; 2018Q4: 23 shares; 2019Q1: 23 shares; 2019Q2: 23 shares 23$00%0Value filed as zero, left out of ratios.Timeline
TMQTRILOGY METALS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 839 shares; 2018Q2: 839 shares; 2018Q3: 90 shares; 2018Q4: 107 shares; 2019Q1: 25 shares; 2019Q2: 17 shares 17$00%-8Value filed as zero, left out of ratios.Timeline
NLNLI HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 13 shares; 2018Q4: 13 shares; 2019Q1: 13 shares; 2019Q2: 13 shares 13$00%0Value filed as zero, left out of ratios.Timeline
FOSLFOSSIL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 30 shares; 2019Q1: 30 shares; 2019Q2: 30 shares 30$00%0Value filed as zero, left out of ratios.Timeline
CIACITIZENS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 29 shares; 2018Q2: 29 shares; 2018Q3: 29 shares; 2018Q4: 29 shares; 2019Q1: 29 shares; 2019Q2: 29 shares 29$00%0Value filed as zero, left out of ratios.Timeline
ATNIATN INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 528 shares; 2018Q2: 528 shares; 2018Q3: 528 shares; 2018Q4: not reported; 2019Q1: 8 shares; 2019Q2: 8 shares 8$00%0Value filed as zero, left out of ratios.Timeline
CPSCOOPER-STANDARD HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 35 shares; 2018Q2: 396 shares; 2018Q3: 306 shares; 2018Q4: 230 shares; 2019Q1: not reported; 2019Q2: 10 shares 10$00%newValue filed as zero, left out of ratios.Timeline
RBBNRIBBON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 20 shares; 2018Q2: 20 shares; 2018Q3: 20 shares; 2018Q4: 20 shares; 2019Q1: 20 shares; 2019Q2: 20 shares 20$00%0Value filed as zero, left out of ratios.Timeline
SPROSPERO THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 200 shares; 2018Q3: 300 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 5 shares 5$00%newValue filed as zero, left out of ratios.Timeline
VXRTVAXART INC COM NEW (DE)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 9 shares 9$00%newValue filed as zero, left out of ratios.Timeline
CUSHING RENAISSANCE FD RTCUSHING RENAISSANCE FD RTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 304 shares 304$00%newValue filed as zero, left out of ratios.
OPTTOCEAN PWR TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 144 shares; 2019Q2: 100 shares 100$00%-44Value filed as zero, left out of ratios.Timeline
PERIPERION NETWORK LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 47 shares; 2018Q4: 47 shares; 2019Q1: 47 shares; 2019Q2: 47 shares 47$00%0Value filed as zero, left out of ratios.Timeline
JOBGEE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 12 shares; 2018Q2: 12 shares; 2018Q3: 12 shares; 2018Q4: 12 shares; 2019Q1: 12 shares; 2019Q2: 12 shares 12$00%0Value filed as zero, left out of ratios.Timeline
SVASINOVAC BIOTECH LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 1,362 shares; 2019Q2: 1,362 shares 1,362$00%0Value filed as zero, left out of ratios.Timeline
CATOCATO CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,520 shares; 2018Q2: 1,520 shares; 2018Q3: 8 shares; 2018Q4: 8 shares; 2019Q1: 8 shares; 2019Q2: 8 shares 8$00%0Value filed as zero, left out of ratios.Timeline
FLNAFILANA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 37 shares; 2019Q2: 324 shares 324$00%+287Value filed as zero, left out of ratios.Timeline
TBHCTHE BRAND HOUSE COLLECTIVE IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 117 shares; 2018Q2: 117 shares; 2018Q3: 117 shares; 2018Q4: 117 shares; 2019Q1: 117 shares; 2019Q2: 117 shares 117$00%0Value filed as zero, left out of ratios.Timeline
YCSPROSHARES TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3 shares; 2018Q4: 3 shares; 2019Q1: 3 shares; 2019Q2: 3 shares 3$00%0Value filed as zero, left out of ratios.Timeline
MBOTMICROBOT MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 469 shares; 2018Q4: 469 shares; 2019Q1: 2 shares; 2019Q2: 2 shares 2$00%0Value filed as zero, left out of ratios.Timeline
SCJISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 1,610 shares; 2018Q3: 39 shares; 2018Q4: 4,711 shares; 2019Q1: 29 shares; 2019Q2: 3 shares 3$00%-26Value filed as zero, left out of ratios.Timeline
IHTINNSUITES HOSPITALITY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 307 shares; 2018Q2: 307 shares; 2018Q3: 307 shares; 2018Q4: 307 shares; 2019Q1: 307 shares; 2019Q2: 307 shares 307$00%0Value filed as zero, left out of ratios.Timeline
KELLY SVCS INCKELLY SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7 shares; 2018Q2: 7 shares; 2018Q3: 7 shares; 2018Q4: 7 shares; 2019Q1: 7 shares; 2019Q2: 7 shares 7$00%0Value filed as zero, left out of ratios.
BIO-BBIO RAD LABS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1 shares; 2018Q4: 1 shares; 2019Q1: 1 shares; 2019Q2: 1 shares 1$00%0Value filed as zero, left out of ratios.Timeline
GIGMGIGAMEDIA LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 20 shares; 2018Q2: 20 shares; 2018Q3: 20 shares; 2018Q4: 20 shares; 2019Q1: 20 shares; 2019Q2: 20 shares 20$00%0Value filed as zero, left out of ratios.Timeline
Rithm Property Trust IncRithm Property Trust IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 9 shares; 2019Q1: 9 shares; 2019Q2: 9 shares 9$00%0Value filed as zero, left out of ratios.
FRONTLINE PLC FFRONTLINE PLC FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 359 shares; 2018Q2: 359 shares; 2018Q3: 359 shares; 2018Q4: 94 shares; 2019Q1: 60 shares; 2019Q2: 60 shares 60$00%0Value filed as zero, left out of ratios.
AMAG PHARMACEUTICALS INCAMAG PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 50 shares; 2018Q4: 50 shares; 2019Q1: 50 shares; 2019Q2: 50 shares 50$00%0Value filed as zero, left out of ratios.
INTERNAP CORPORATIONINTERNAP CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 178 shares; 2018Q2: 178 shares; 2018Q3: 178 shares; 2018Q4: 178 shares; 2019Q1: 178 shares; 2019Q2: 178 shares 178$00%0Value filed as zero, left out of ratios.
SRNESORRENTO THERAPEUTICS, INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: not reported; 2018Q4: 31 shares; 2019Q1: 85 shares; 2019Q2: 85 shares 85$00%0Value filed as zero, left out of ratios.Timeline
TEEKAY OFFSHORE PARTNERS LPTEEKAY OFFSHORE PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: 100 shares; 2019Q2: 100 shares 100$00%0Value filed as zero, left out of ratios.
BARNES & NOBLE ED INCBARNES & NOBLE ED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 183 shares; 2018Q2: 183 shares; 2018Q3: 57 shares; 2018Q4: 57 shares; 2019Q1: 57 shares; 2019Q2: 57 shares 57$00%0Value filed as zero, left out of ratios.
ORUKA THERAPEUTICS INC COMORUKA THERAPEUTICS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 55 shares 55$00%newValue filed as zero, left out of ratios.
RANGER OIL CORPORATION CLAS…RANGER OIL CORPORATION CLASS A COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 680 shares; 2018Q4: 4 shares; 2019Q1: 4 shares; 2019Q2: 4 shares 4$00%0Value filed as zero, left out of ratios.
PCSB FINL CORP COMPCSB FINL CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 5 shares; 2018Q4: 5 shares; 2019Q1: 5 shares; 2019Q2: 5 shares 5$00%0Value filed as zero, left out of ratios.
IRSA INVERSIONES Y REP S A …IRSA INVERSIONES Y REP S A SPON G…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 686 shares; 2018Q2: 51 shares; 2018Q3: 51 shares; 2018Q4: 5 shares; 2019Q1: 5 shares; 2019Q2: 5 shares 5$00%0Value filed as zero, left out of ratios.
TPHSTRINITY PLACE HLDGS INC COM STQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 48 shares 48$00%newValue filed as zero, left out of ratios.Timeline
REGIS CORPREGIS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 15 shares; 2018Q4: 15 shares; 2019Q1: 15 shares; 2019Q2: 15 shares 15$00%0Value filed as zero, left out of ratios.
CHINA INDEX HLDGS LTDCHINA INDEX HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 95 shares 95$00%newValue filed as zero, left out of ratios.
GOLDEN OCEAN GROUP LTDGOLDEN OCEAN GROUP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,629 shares; 2018Q2: 2,710 shares; 2018Q3: 1,640 shares; 2018Q4: 2,946 shares; 2019Q1: 4,157 shares; 2019Q2: 20 shares 20$00%-4,137Value filed as zero, left out of ratios.
ADVAXIS INCADVAXIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 880 shares; 2019Q2: 14 shares 14$00%-866Value filed as zero, left out of ratios.
SPECTRUM PHARMACEUTICALS INCSPECTRUM PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 108 shares; 2018Q2: not reported; 2018Q3: 438 shares; 2018Q4: 423 shares; 2019Q1: 13 shares; 2019Q2: 13 shares 13$00%0Value filed as zero, left out of ratios.
BANKFINANCIAL CORPBANKFINANCIAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 8 shares; 2019Q1: 8 shares; 2019Q2: 8 shares 8$00%0Value filed as zero, left out of ratios.
IMPMQIMPAC MTG HLDGS INC COM STK NEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 14 shares; 2018Q4: not reported; 2019Q1: 13 shares; 2019Q2: 13 shares 13$00%0Value filed as zero, left out of ratios.Timeline
MMA Capital Management LLCMMA Capital Management LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 12 shares; 2018Q2: 12 shares; 2018Q3: 12 shares; 2018Q4: 12 shares; 2019Q1: not reported; 2019Q2: 12 shares 12$00%newValue filed as zero, left out of ratios.
TIDEWATER INC NEWTIDEWATER INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 108 shares; 2018Q2: 108 shares; 2018Q3: 108 shares; 2018Q4: 108 shares; 2019Q1: 118 shares; 2019Q2: 118 shares 118$00%0Value filed as zero, left out of ratios.
TIDEWATER INC NEWTIDEWATER INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 119 shares; 2018Q2: 119 shares; 2018Q3: 119 shares; 2018Q4: 119 shares; 2019Q1: 130 shares; 2019Q2: 130 shares 130$00%0Value filed as zero, left out of ratios.
VISTRA CORPVISTRA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 1,060 shares; 2018Q3: 244 shares; 2018Q4: 244 shares; 2019Q1: 122 shares; 2019Q2: 122 shares 122$00%0Value filed as zero, left out of ratios.
CTI BIOPHARMA CORPCTI BIOPHARMA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 550 shares; 2018Q2: 550 shares; 2018Q3: 83 shares; 2018Q4: 83 shares; 2019Q1: 83 shares; 2019Q2: 33 shares 33$00%-50Value filed as zero, left out of ratios.
ALTISOURCE ASSET MGMT CORPALTISOURCE ASSET MGMT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5 shares; 2018Q2: 5 shares; 2018Q3: 5 shares; 2018Q4: 5 shares; 2019Q1: 5 shares; 2019Q2: 5 shares 5$00%0Value filed as zero, left out of ratios.
FORTRESS BIOTECH INCFORTRESS BIOTECH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 16 shares; 2018Q3: 16 shares; 2018Q4: 16 shares; 2019Q1: 16 shares; 2019Q2: 16 shares 16$00%0Value filed as zero, left out of ratios.
EMAGIN CORPEMAGIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: 100 shares; 2019Q2: 100 shares 100$00%0Value filed as zero, left out of ratios.
SOGOU INC ADR REPSTG ASOGOU INC ADR REPSTG AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 600 shares; 2018Q2: 915 shares; 2018Q3: 1,290 shares; 2018Q4: 790 shares; 2019Q1: 50 shares; 2019Q2: 50 shares 50$00%0Value filed as zero, left out of ratios.
GOLDEN STAR RES LTD CDAGOLDEN STAR RES LTD CDAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 100 shares; 2019Q1: 100 shares; 2019Q2: 100 shares 100$00%0Value filed as zero, left out of ratios.
ORBCOMM INCORBCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 224 shares; 2018Q3: 224 shares; 2018Q4: 224 shares; 2019Q1: not reported; 2019Q2: 19 shares 19$00%newValue filed as zero, left out of ratios.
LORAL SPACE & COM INCLORAL SPACE & COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 32 shares; 2018Q4: 32 shares; 2019Q1: 32 shares; 2019Q2: 5 shares 5$00%-27Value filed as zero, left out of ratios.
CAPITAL SENIOR LIVING CORPCAPITAL SENIOR LIVING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 34 shares 34$00%newValue filed as zero, left out of ratios.
HORNBECK OFFSHORE SVCS INC NHORNBECK OFFSHORE SVCS INC NQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 634 shares; 2018Q2: 634 shares; 2018Q3: 365 shares; 2018Q4: 365 shares; 2019Q1: 365 shares; 2019Q2: 365 shares 365$00%0Value filed as zero, left out of ratios.
CHINA FIN ONLINE CO LTDCHINA FIN ONLINE CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: 100 shares; 2019Q2: 100 shares 100$00%0Value filed as zero, left out of ratios.
O2MICRO INTERNATIONAL LTDO2MICRO INTERNATIONAL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 200 shares; 2019Q1: 200 shares; 2019Q2: 200 shares 200$00%0Value filed as zero, left out of ratios.
OCWEN FINL CORPOCWEN FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 619 shares; 2018Q2: 619 shares; 2018Q3: 619 shares; 2018Q4: 619 shares; 2019Q1: 200 shares; 2019Q2: 200 shares 200$00%0Value filed as zero, left out of ratios.
EXONE COEXONE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 220 shares; 2018Q2: 220 shares; 2018Q3: 70 shares; 2018Q4: 90 shares; 2019Q1: 70 shares; 2019Q2: 70 shares 70$00%0Value filed as zero, left out of ratios.
DURECT CORPDURECT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,800 shares; 2018Q2: 1,800 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 15 shares 15$00%newValue filed as zero, left out of ratios.
ACHILLION PHARMACEUTICALS INACHILLION PHARMACEUTICALS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 87 shares; 2018Q2: 87 shares; 2018Q3: 87 shares; 2018Q4: 87 shares; 2019Q1: 87 shares; 2019Q2: 87 shares 87$00%0Value filed as zero, left out of ratios.
INTERMOLECULAR INCINTERMOLECULAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 200 shares; 2018Q4: 200 shares; 2019Q1: 200 shares; 2019Q2: 200 shares 200$00%0Value filed as zero, left out of ratios.
FRED S INC CLASS AFRED S INC CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 203 shares; 2019Q1: 203 shares; 2019Q2: 203 shares 203$00%0Value filed as zero, left out of ratios.
Cbs Corporation Cl A NewCbs Corporation Cl A NewQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 4 shares; 2019Q1: 4 shares; 2019Q2: 4 shares 4$00%0Value filed as zero, left out of ratios.
TEEKAY TANKERS LTDTEEKAY TANKERS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares; 2018Q3: 800 shares; 2018Q4: 700 shares; 2019Q1: 700 shares; 2019Q2: 700 shares 700$00%0Value filed as zero, left out of ratios.
ASCENT CAPITAL GROUP INC-AASCENT CAPITAL GROUP INC-AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3 shares; 2018Q4: 3 shares; 2019Q1: 3 shares; 2019Q2: 3 shares 3$00%0Value filed as zero, left out of ratios.
TRAVELCENTERS OF AMERICA LLCTRAVELCENTERS OF AMERICA LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 107 shares; 2018Q2: 67 shares; 2018Q3: 67 shares; 2018Q4: 67 shares; 2019Q1: 67 shares; 2019Q2: 67 shares 67$00%0Value filed as zero, left out of ratios.
GP STRATEGIES CORPGP STRATEGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 100 shares; 2018Q4: 129 shares; 2019Q1: 129 shares; 2019Q2: 29 shares 29$00%-100Value filed as zero, left out of ratios.
CRAFT BREW ALLIANCE INCCRAFT BREW ALLIANCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 78 shares; 2018Q2: 78 shares; 2018Q3: 24 shares; 2018Q4: 24 shares; 2019Q1: 24 shares; 2019Q2: 24 shares 24$00%0Value filed as zero, left out of ratios.
BIOLINERX LTD-SPONS ADRBIOLINERX LTD-SPONS ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: 100 shares; 2019Q2: 100 shares 100$00%0Value filed as zero, left out of ratios.
BSQUARE CORPBSQUARE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 31 shares; 2018Q2: 31 shares; 2018Q3: 31 shares; 2018Q4: 31 shares; 2019Q1: 31 shares; 2019Q2: 31 shares 31$00%0Value filed as zero, left out of ratios.
CELGENE CORPCELGENE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1 shares; 2018Q2: 1 shares; 2018Q3: 1 shares; 2018Q4: 1 shares; 2019Q1: 1 shares; 2019Q2: 1 shares 1$00%0Value filed as zero, left out of ratios.
BLUEKNIGHT ENERGY PARTNERS …BLUEKNIGHT ENERGY PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 100 shares; 2019Q2: 100 shares 100$00%0Value filed as zero, left out of ratios.
XINYUAN REAL ESTATE CO LTDXINYUAN REAL ESTATE CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,764 shares; 2018Q2: 3,764 shares; 2018Q3: 3,764 shares; 2018Q4: 19 shares; 2019Q1: 19 shares; 2019Q2: 19 shares 19$00%0Value filed as zero, left out of ratios.
ON TRACK INNOVATION LTDON TRACK INNOVATION LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: 100 shares; 2019Q2: 100 shares 100$00%0Value filed as zero, left out of ratios.
BIOANALYTICAL SYS INCBIOANALYTICAL SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: 100 shares; 2019Q2: 100 shares 100$00%0Value filed as zero, left out of ratios.
BROADVISION INCBROADVISION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 8 shares; 2018Q2: 8 shares; 2018Q3: 8 shares; 2018Q4: 8 shares; 2019Q1: 8 shares; 2019Q2: 8 shares 8$00%0Value filed as zero, left out of ratios.
HUTTIG BUILDING PRODUCTSHUTTIG BUILDING PRODUCTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 21 shares 21$00%newValue filed as zero, left out of ratios.
CHEETAH MOBILE INC SPONSORE…CHEETAH MOBILE INC SPONSORED ADSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 522 shares; 2018Q2: 294 shares; 2018Q3: not reported; 2018Q4: 90 shares; 2019Q1: 90 shares; 2019Q2: 90 shares 90$00%0Value filed as zero, left out of ratios.
SEELOS THERAPEUTICS INCSEELOS THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 518 shares; 2019Q2: 18 shares 18$00%-500Value filed as zero, left out of ratios.
SIENTRA INCSIENTRA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 595 shares; 2018Q2: 595 shares; 2018Q3: 626 shares; 2018Q4: 626 shares; 2019Q1: 31 shares; 2019Q2: 31 shares 31$00%0Value filed as zero, left out of ratios.
CALYXT INCCALYXT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 128 shares; 2018Q4: 128 shares; 2019Q1: 128 shares; 2019Q2: 28 shares 28$00%-100Value filed as zero, left out of ratios.
RICEBRAN TECHNOLOGIESRICEBRAN TECHNOLOGIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 30 shares; 2018Q2: 30 shares; 2018Q3: 30 shares; 2018Q4: 30 shares; 2019Q1: 30 shares; 2019Q2: 30 shares 30$00%0Value filed as zero, left out of ratios.
MARKER THERAPEUTICS INCMARKER THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 18 shares; 2019Q1: 18 shares; 2019Q2: 18 shares 18$00%0Value filed as zero, left out of ratios.
CAN FITE BIOPHARMA LTDCAN FITE BIOPHARMA LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 7 shares 7$00%newValue filed as zero, left out of ratios.
ION GEOPHYSICAL CORPION GEOPHYSICAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 410 shares; 2018Q2: 16 shares; 2018Q3: 16 shares; 2018Q4: 16 shares; 2019Q1: 16 shares; 2019Q2: 16 shares 16$00%0Value filed as zero, left out of ratios.
TIDEWATER INC NEWTIDEWATER INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 52 shares; 2019Q1: 50 shares; 2019Q2: 41 shares 41$00%-9Value filed as zero, left out of ratios.
SONOMA PHARMACEUTICALS INCSONOMA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 22 shares 22$00%newValue filed as zero, left out of ratios.
THERIVA BIOLOGICS INC COM N…THERIVA BIOLOGICS INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 421 shares; 2019Q2: 421 shares 421$00%0Value filed as zero, left out of ratios.
MARINUS PHARMACEUTICALS INCMARINUS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 50 shares 50$00%newValue filed as zero, left out of ratios.
LILIS ENERGY INCLILIS ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 300 shares; 2018Q3: 300 shares; 2018Q4: 300 shares; 2019Q1: 300 shares; 2019Q2: 800 shares 800$00%+500Value filed as zero, left out of ratios.
HALCON RES CORPHALCON RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 151 shares; 2018Q2: 142,746 shares; 2018Q3: 224,993 shares; 2018Q4: 283,179 shares; 2019Q1: 368,836 shares; 2019Q2: 1,147 shares 1,147$00%-367,689Value filed as zero, left out of ratios.
FIVE PRIME THERAPEUTICS INC.FIVE PRIME THERAPEUTICS INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 508 shares; 2018Q2: 502 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 13 shares 13$00%newValue filed as zero, left out of ratios.
ECOVYST INC.ECOVYST INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 8 shares 8$00%newValue filed as zero, left out of ratios.
AILERON THERAPEUTICS INC CO…AILERON THERAPEUTICS INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 150 shares; 2018Q2: 150 shares; 2018Q3: 150 shares; 2018Q4: 150 shares; 2019Q1: 150 shares; 2019Q2: 150 shares 150$00%0Value filed as zero, left out of ratios.
DEAN FOODS CO NEWDEAN FOODS CO NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,080 shares; 2018Q2: 396 shares; 2018Q3: 949 shares; 2018Q4: 395 shares; 2019Q1: 290 shares; 2019Q2: 201 shares 201$00%-89Value filed as zero, left out of ratios.
CONATUS PHARMACEUTICALS INCCONATUS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,000 shares; 2018Q4: 1,000 shares; 2019Q1: 1,000 shares; 2019Q2: 1,000 shares 1,000$00%0Value filed as zero, left out of ratios.
ULTRA PETROLEUM CORPULTRA PETROLEUM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 9,068 shares; 2018Q2: 6,982 shares; 2018Q3: 3,646 shares; 2018Q4: 3,922 shares; 2019Q1: 5,162 shares; 2019Q2: 4,261 shares 4,261$00%-901Value filed as zero, left out of ratios.
NOBILIS HEALTH CORPNOBILIS HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 500 shares; 2019Q1: 500 shares; 2019Q2: 500 shares 500$00%0Value filed as zero, left out of ratios.
NOVELION THERAPEUTICS INCNOVELION THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 100 shares 100$00%newValue filed as zero, left out of ratios.
GRANA Y MONTERO S A AGRANA Y MONTERO S A AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 26 shares; 2018Q2: not reported; 2018Q3: 18 shares; 2018Q4: 18 shares; 2019Q1: 18 shares; 2019Q2: 18 shares 18$00%0Value filed as zero, left out of ratios.
CYTORI THERAPEUTICS INCCYTORI THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 16 shares; 2018Q3: 10 shares; 2018Q4: 10 shares; 2019Q1: 10 shares; 2019Q2: 10 shares 10$00%0Value filed as zero, left out of ratios.
HELIUS MED TECHNOLOGIES INCHELIUS MED TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 20 shares; 2019Q2: 20 shares 20$00%0Value filed as zero, left out of ratios.
SEADRILL LTDSEADRILL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 47 shares; 2018Q4: 55 shares; 2019Q1: 41 shares; 2019Q2: 11 shares 11$00%-30Value filed as zero, left out of ratios.
HERTZ GLOBAL HLDGS INCHERTZ GLOBAL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 228 shares 228$00%newValue filed as zero, left out of ratios.
CLEVELAND BIOLABS INCCLEVELAND BIOLABS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 25 shares; 2018Q2: 25 shares; 2018Q3: 25 shares; 2018Q4: 25 shares; 2019Q1: 25 shares; 2019Q2: 25 shares 25$00%0Value filed as zero, left out of ratios.
ONCOSEC MED INCONCOSEC MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 65 shares 65$00%newValue filed as zero, left out of ratios.
AXOVANT SCIENCES LTDAXOVANT SCIENCES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 80 shares 80$00%newValue filed as zero, left out of ratios.
MARATHON PATENT GROUP INCMARATHON PATENT GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 14 shares 14$00%newValue filed as zero, left out of ratios.
GREAT ELM CAP CORPGREAT ELM CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 196 shares; 2018Q2: 201 shares; 2018Q3: 205 shares; 2018Q4: 11 shares; 2019Q1: 11 shares; 2019Q2: 11 shares 11$00%0Value filed as zero, left out of ratios.
CELSION CORPCELSION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 35 shares; 2019Q1: 35 shares; 2019Q2: 35 shares 35$00%0Value filed as zero, left out of ratios.
EDESA BIOTECH INCEDESA BIOTECH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 61 shares 61$00%newValue filed as zero, left out of ratios.
MILLENDO THERAPEUTICS INCMILLENDO THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 3 shares; 2019Q1: 3 shares; 2019Q2: 3 shares 3$00%0Value filed as zero, left out of ratios.
CALADRIUS BIOSCIENCES INCCALADRIUS BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10 shares; 2018Q2: 10 shares; 2018Q3: 10 shares; 2018Q4: 10 shares; 2019Q1: 10 shares; 2019Q2: 10 shares 10$00%0Value filed as zero, left out of ratios.
AYTU BIOSCIENCE INCAYTU BIOSCIENCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2 shares; 2018Q4: 2 shares; 2019Q1: 2 shares; 2019Q2: 2 shares 2$00%0Value filed as zero, left out of ratios.
PHIO PHARMACEUTICALS CORPPHIO PHARMACEUTICALS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 19 shares; 2019Q1: 19 shares; 2019Q2: 3 shares 3$00%-16Value filed as zero, left out of ratios.
CELLECTAR BIOSCIENCES INCCELLECTAR BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 5 shares 5$00%newValue filed as zero, left out of ratios.
CHIASMA INCCHIASMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 50 shares 50$00%newValue filed as zero, left out of ratios.
PRECIPIO INCPRECIPIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2 shares 2$00%newValue filed as zero, left out of ratios.
CYCLERION THERAPEUTICS INCCYCLERION THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 20 shares 20$00%newValue filed as zero, left out of ratios.
AKERS BIOSCIENCES INCAKERS BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 250 shares; 2019Q1: 13 shares; 2019Q2: 13 shares 13$00%0Value filed as zero, left out of ratios.
NEURALSTEM INCNEURALSTEM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 133 shares; 2018Q2: 133 shares; 2018Q3: 133 shares; 2018Q4: 133 shares; 2019Q1: 133 shares; 2019Q2: 85 shares 85$00%-48Value filed as zero, left out of ratios.
ICONIX BRAND GROUP INC COM …ICONIX BRAND GROUP INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 60 shares; 2019Q2: 60 shares 60$00%0Value filed as zero, left out of ratios.
KINDRED BIOSCIENCES INC COMKINDRED BIOSCIENCES INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 100 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 14 shares 14$00%newValue filed as zero, left out of ratios.
AMERISOURCEBERGEN CORAMERISOURCEBERGEN CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares; 2018Q3: 500 shares; 2018Q4: 500 shares; 2019Q1: 500 shares; 2019Q2: 500 shares 500$00%0Value filed as zero, left out of ratios.
C&J ENERGY SVCS INC NEWC&J ENERGY SVCS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 47 shares; 2018Q2: 463 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 34 shares; 2019Q2: 34 shares 34$00%0Value filed as zero, left out of ratios.
FIRST CHOICE BANCORPFIRST CHOICE BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 5 shares; 2019Q1: 5 shares; 2019Q2: 5 shares 5$00%0Value filed as zero, left out of ratios.
CONTURA ENERGY INCCONTURA ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 2 shares; 2019Q1: 2 shares; 2019Q2: 2 shares 2$00%0Value filed as zero, left out of ratios.
ENDRA LIFE SCIENCES INC COM…ENDRA LIFE SCIENCES INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 500 shares; 2018Q4: 250 shares; 2019Q1: 250 shares; 2019Q2: 250 shares 250$00%0Value filed as zero, left out of ratios.
TITAN PHARMACEUTICALS INC DETITAN PHARMACEUTICALS INC DEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 350 shares; 2019Q2: 350 shares 350$00%0Value filed as zero, left out of ratios.
REXAHN PHARMACEUTICALS INCREXAHN PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 23 shares 23$00%newValue filed as zero, left out of ratios.
SELLAS LIFE SCIENCES GROUP ISELLAS LIFE SCIENCES GROUP IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6 shares; 2018Q2: 1 shares; 2018Q3: 1 shares; 2018Q4: 2 shares; 2019Q1: 2 shares; 2019Q2: 4,002 shares 4,002$00%+4,000Value filed as zero, left out of ratios.
BASIC ENERGY SVCS INC NEWBASIC ENERGY SVCS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2 shares; 2018Q2: 2 shares; 2018Q3: 2 shares; 2018Q4: 2 shares; 2019Q1: 2 shares; 2019Q2: 2 shares 2$00%0Value filed as zero, left out of ratios.
ROAN RES INCROAN RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 117 shares; 2019Q1: 100 shares; 2019Q2: 100 shares 100$00%0Value filed as zero, left out of ratios.
HEMISPHERX BIOPHARMA INCHEMISPHERX BIOPHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 6 shares 6$00%newValue filed as zero, left out of ratios.
PIER 1 IMPORTS INCPIER 1 IMPORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 46 shares 46$00%newValue filed as zero, left out of ratios.
CHECK CAP LTDCHECK CAP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 167 shares; 2018Q3: 167 shares; 2018Q4: 167 shares; 2019Q1: 167 shares; 2019Q2: 167 shares 167$00%0Value filed as zero, left out of ratios.
OcugenOcugenQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: 100 shares; 2019Q2: 100 shares 100$00%0Value filed as zero, left out of ratios.
PROTECTIVE INSURANCE CORP- BPROTECTIVE INSURANCE CORP- BQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 8 shares 8$00%newValue filed as zero, left out of ratios.
FORWARD PHARMA A/SFORWARD PHARMA A/SQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 18,654 shares; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 182 shares; 2019Q2: 493 shares 493$00%+311Value filed as zero, left out of ratios.
KEY ENERGY SVCS INC DELKEY ENERGY SVCS INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3 shares; 2018Q2: 3 shares; 2018Q3: 3 shares; 2018Q4: 3 shares; 2019Q1: 3 shares; 2019Q2: 3 shares 3$00%0Value filed as zero, left out of ratios.
CONTRAVIR PHARMACEUTICALCONTRAVIR PHARMACEUTICALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 1 shares 1$00%newValue filed as zero, left out of ratios.
NAVIOS MARITIME CHG CONTAIN…NAVIOS MARITIME CHG CONTAINERS LP…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 43 shares; 2019Q1: 33 shares; 2019Q2: 48 shares 48$00%+15Value filed as zero, left out of ratios.
SEQUENTIAL BRNDS GROUP ISEQUENTIAL BRNDS GROUP IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 196 shares; 2018Q2: 196 shares; 2018Q3: 296 shares; 2018Q4: 296 shares; 2019Q1: 296 shares; 2019Q2: 246 shares 246$00%-50Value filed as zero, left out of ratios.
TALOS ENERGY INCTALOS ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 237 shares; 2018Q3: 206 shares; 2018Q4: 153 shares; 2019Q1: 153 shares; 2019Q2: 153 shares 153$00%0Value filed as zero, left out of ratios.
SUNESIS PHARMACEUTICALS INCSUNESIS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 183 shares 183$00%newValue filed as zero, left out of ratios.
Melinta Therapeutics IncMelinta Therapeutics IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 14 shares; 2019Q2: 14 shares 14$00%0Value filed as zero, left out of ratios.
U S ENERGY CORP WYOU S ENERGY CORP WYOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 83 shares; 2018Q2: 83 shares; 2018Q3: 83 shares; 2018Q4: 83 shares; 2019Q1: 83 shares; 2019Q2: 83 shares 83$00%0Value filed as zero, left out of ratios.
SECOND SIGHT MED PRODS INCSECOND SIGHT MED PRODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 366 shares; 2019Q2: 366 shares 366$00%0Value filed as zero, left out of ratios.
TARONIS TECHNOLOGIES INCTARONIS TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 759 shares; 2019Q2: 807 shares 807$00%+48Value filed as zero, left out of ratios.

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
META PLATFORMS INCMETA PLATFORMS INC CALLcall42$173K+1
APPLE INCAPPLE INC CALLcall23$172K+5
STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T PUTput153$60K-12
MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC CALLcall99$47Knew
ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTD CALLcall28$44K+1
BOEING COBOEING CO CALLcall5$32K+2
MICROSOFT CORPMICROSOFT CORP CALLcall8$31Knew
QUALCOMM INCQUALCOMM INC CALLcall30$31Knew
GENERAL ELECTRIC COGENERAL ELECTRIC CO COMcall140$30K0
XILINX INCXILINX INC COMcall15$22Knew
TWITTER INCTWITTER INC COMcall30$22K0
MORGAN STANLEYMORGAN STANLEY Optioncall40$15K0
TESLA INCTESLA INC CALLcall24$13K+17
SELECT SECTOR SPDR TRSELECT SECTOR SPDR TR CALLcall100$12K0
DROPBOX INCDROPBOX INC CL Acall20$11K0
NETFLIX INC.NETFLIX INC. CALLcall1$8K-5
MEDTRONIC PLCMEDTRONIC PLC SHSput20$3Knew
MANULIFE FINL CORPMANULIFE FINL CORP COMcall15$2Knew
TESLA INCTESLA INC PUTput2$1K0
CVS HEALTH CORPCVS HEALTH CORP CALLcall1$1K0
BALLARD PWR SYS INC NEWBALLARD PWR SYS INC NEW COMcall25$1K+20
DUPONT DE NEMOURS INCDUPONT DE NEMOURS INC CALLcall1$1Knew
YAMANA GOLD INCYAMANA GOLD INC COMcall20$1K0
HALLIBURTON COHALLIBURTON CO CALLcall2$00
ATLAS AIR WORLDWIDE HOLDING…ATLAS AIR WORLDWIDE HOLDINGS INC Cmncall10$0new
ENSCO ROWAN PLCENSCO ROWAN PLC CALLcall5$0new

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1principal80$81K0
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 4.000%11/1principal100$71K+97
PORTFOLIO RECOVERY ASSOCS INPORTFOLIO RECOVERY ASSOCS IN NOTE 3.000% 8/0principal59$58K0
FINISAR CORPFINISAR CORP NOTE 0.500%12/1principal57$56K0
AIR TRANS SVCS GROUP INCAIR TRANS SVCS GROUP INC BONDprincipal53$54K0
ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0principal53$54K+46
APOLLO COML REAL EST FIN INCAPOLLO COML REAL EST FIN INC NOTE 4.750% 8/2principal52$52K0
BLACKSTONE MORTGAGE TRUST INBLACKSTONE MORTGAGE TRUST IN NOTE 4.375% 5/0principal48$50K0
NEMNEM 0.00% 10/30/2023principal44$48K0
PACIRA BIOSCIENCESPACIRA BIOSCIENCES NOTE 2.375% 4/0principal46$47K0
HCI GROUP INCHCI GROUP INC NOTE 4.250% 3/0principal48$47K0
II VI INCII VI INC NOTE 0.250% 9/0principal43$45K0
BARCLAYS BANK PLC 0 09/26/2…BARCLAYS BANK PLC 0 09/26/2023 Corp Bondprincipal45$45K0
TUTOR PERINI CORPTUTOR PERINI CORP NOTE 2.875% 6/1principal41$39K0
DYCOM INDS INCDYCOM INDS INC NOTE 0.750% 9/1principal39$38K0
TWITTER INCTWITTER INC NOTE 0.250% 6/1principal37$36Knew
MFA FINL INCMFA FINL INC BONDprincipal35$35Knew
LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.250% 3/1principal29$34K0
SUPERNUS PHARMACEUTICALSSUPERNUS PHARMACEUTICALS BONDprincipal33$32Knew
GRANITE PT MTG TR INCGRANITE PT MTG TR INC NOTE 6.375%10/0principal30$31K+4
SIXTH STREET SPECIALTY LEND…SIXTH STREET SPECIALTY LENDING NOTE 4.500% 8/0principal23$24Knew
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 3.750% 2/1principal32$23K+25
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 1.000%12/0principal19$23K0
GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BONDprincipal18$20K0
PRICELINE GRP INCPRICELINE GRP INC NOTE 0.900% 9/1principal17$19K0
ILLUMINA INCILLUMINA INC NOTE 0.500% 6/1principal11$17K-6
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1principal14$16K0
ADVANCED MICRO DEVICES INCADVANCED MICRO DEVICES INC COMprincipal4$16K0
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.500%10/1principal15$16K0
WORKDAY INCWORKDAY INC NOTE 0.250%10/0principal10$15K0
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1principal13$13K0
VIAVI SOLUTIONS INCVIAVI SOLUTIONS INC NOTE 1.000% 3/0principal11$13K-39
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.000% 1/3principal11$13K0
TESLA INCTESLA INC NOTE 1.250% 3/0principal14$13K0
BLOCK INCBLOCK INC NOTE 0.500% 5/1principal10$12Knew
ISIS PHARMACEUTICALS INC DELISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1principal10$12K0
STARWOOD PROPERTY TRUSTSTARWOOD PROPERTY TRUST Convertible Debtprincipal12$12K0
CAESARS ENTMT CORPCAESARS ENTMT CORP NOTEprincipal7$12K0
INPHI CORPINPHI CORP NOTE 0.750% 9/0principal11$12K0
ENVESTNET INCENVESTNET INC NOTE 1.75012/1principal11$12K0
NEW RELIC INCNEW RELIC INC NOTE 0.500% 5/0principal10$11Knew
REDWOOD TRUST INCREDWOOD TRUST INC BONDprincipal11$11K0
WRIGHT MED GROUP INCWRIGHT MED GROUP INC NOTE 2.000% 2/1principal10$11K0
ARES CAPITAL CORPARES CAPITAL CORP NOTE 4.625% 3/0principal10$10K0
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.375%10/1principal9$10K0
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1principal6$10K0
ARES CAPITAL CORPARES CAPITAL CORP NOTE 3.750% 2/0principal10$10K0
COLONY STARWOOD HOMESCOLONY STARWOOD HOMES NOTE 3.500% 1/1principal8$10K0
GOLDMAN SACHS BDC INCGOLDMAN SACHS BDC INC NOTE 4.500% 4/0principal10$10K0
RESTORATION HARDWARE HLDGS IRESTORATION HARDWARE HLDGS I DBCV 7/1principal9$10K0
EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/1principal6$8Knew
PRICELINE GRP INCPRICELINE GRP INC NOTE 0.350% 6/1principal6$8K0
STANDARD BIOTOOLS INCSTANDARD BIOTOOLS INC NOTE 2.750% 2/0principal8$8K0
PDL BIOPHARMA INCPDL BIOPHARMA INC NOTE 2.750%12/0principal8$8K0
GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 2/0principal7$7K-11
OSI SYSTEMS INCOSI SYSTEMS INC NOTE 1.250% 9/0principal6$7K0
PENNYMAC CORPPENNYMAC CORP NOTE 5.375% 5/0principal7$7K-45
GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC CNVprincipal7$7K0
THERAVANCE INCTHERAVANCE INC CORPORATE OBLIGprincipal6$6K0
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0principal6$6Knew
ZENDESK INCZENDESK INC NOTE 0.250% 3/1principal4$6Knew
HERCULES CAPITAL INCHERCULES CAPITAL INC DBCV 4.375% 2/0principal6$6K0
TESLA INCTESLA INC NOTE 2.000% 5/1principal6$6Knew
COLONY FINL INCCOLONY FINL INC NOTE 5.000% 4/1principal6$6K0
SM ENERGY COSM ENERGY CO NOTE 1.500% 7/0principal6$6K0
SUNPOWER CORPSUNPOWER CORP DBCV 4.000% 1/1principal6$6K0
VERINT SYS INCVERINT SYS INC NOTE 1.500% 6/0principal6$6K0
MACQUARIE INFRASTRUCTURE CORMACQUARIE INFRASTRUCTURE COR NOTE 2.875% 7/1principal6$6K0
PURE STORAGE INCPURE STORAGE INC NOTE 0.125% 4/1principal5$5Knew
TRANSOCEAN INCTRANSOCEAN INC DEB 0.500% 1/3principal5$5K0
FIREEYE INCFIREEYE INC NOTE 1.000% 6/0principal5$5K0
NUVASIVE INCNUVASIVE INC NOTE 2.250% 3/1principal4$4K-6
Q2 HLDGS INCQ2 HLDGS INC NOTE 0.750% 2/1principal3$4Knew
INPHI CORPINPHI CORP NOTE 1.125%12/0principal3$4K0
PROSPECT CAP CORPPROSPECT CAP CORP NOTE 4.950% 7/1principal3$3K0
DEXCOM INCDEXCOM INC NOTE 0.750% 5/1principal2$3K0
ECHO GLOBAL LOGISTICS INCECHO GLOBAL LOGISTICS INC NOTEprincipal3$3K0
SOLARCITY CORPSOLARCITY CORP NOTE 1.625%11/0principal3$3K0
SILVER STD RES INCSILVER STD RES INC NOTE 2.875% 2/0principal3$3K0
ALZA CORP 7/2ALZA CORP 7/2 SDCVprincipal1$2K0
TERADYNE INCTERADYNE INC NOTEprincipal1$2K0
CLOVIS ONCOLOGY INCCLOVIS ONCOLOGY INC NOTE 2.500% 9/1principal2$2K0
HERBALIFE LTDHERBALIFE LTD NOTE 2.000% 8/1principal2$2K0
INSULET CORPINSULET CORP NOTE 1.250% 9/1principal1$2K0
OASIS PETE INC NEWOASIS PETE INC NEW NOTEprincipal2$2K0
AEROJET ROCKETDYNE HLDGS INCAEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1principal1$2K0
ENSCO JERSEY FIN LTDENSCO JERSEY FIN LTD NOTE 3.000% 1/3principal1$1K0

Sold out in Q2 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 265. All 265

SecurityShares beforeValue beforeType
SPDR SERIES TRUST BLOOMBERG…SPDR SERIES TRUST BLOOMBERG BR958,573$34.5Mshares
DOWDUPONT INCDOWDUPONT INC277,393$14.8Mshares
Invesco S&P 500 Revenue ETFInvesco S&P 500 Revenue ETF187,172$9.65Mshares
ABSOLUTE SHS TR WBI BBR GBL…ABSOLUTE SHS TR WBI BBR GBL HIGH396,041$8.9Mshares
OPPENHEIMER ETF TROPPENHEIMER ETF TR121,041$7.17Mshares
OPPENHEIMER ETF TROPPENHEIMER ETF TR165,925$6.29Mshares
OPPENHEIMER ETF TROPPENHEIMER ETF TR67,822$4.45Mshares
THE ULTIMATE SOFTWARE GROUP…THE ULTIMATE SOFTWARE GROUP IN4,615$1.52Mshares
ABSOLUTE SHS TR WBI BBR GBL…ABSOLUTE SHS TR WBI BBR GBL ROTN63,185$1.49Mshares
DBX ETF TRDBX ETF TR59,632$1.33Mshares
OPPENHEIMER ETF TROPPENHEIMER ETF TR30,308$872Kshares
UNION BANKSHARES CORPUNION BANKSHARES CORP23,328$755Kshares
TIER REIT COMTIER REIT COM17,906$513Kshares
RWMPROSHARES TR9,580$390Kshares
BEMIS INCBEMIS INC6,126$339Kshares
GOLDCORP INC NEWGOLDCORP INC NEW27,707$317Kshares
OPPENHEIMER ETF TROPPENHEIMER ETF TR4,380$274Kshares
TRANSCANADA CORPTRANSCANADA CORP5,765$258Kshares
U S G CORPU S G CORP5,787$251Kshares
BLUE HILLS BANCORP INCBLUE HILLS BANCORP INC9,713$232Kshares
DREYFUS STRATEGIC MUN BD FDDREYFUS STRATEGIC MUN BD FD29,665$229Kshares
DREYFUS STRATEGIC MUNS INCDREYFUS STRATEGIC MUNS INC28,980$229Kshares
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR8,851$220Kshares
HORIZON PHARMA PLCHORIZON PHARMA PLC7,592$200Kshares
BANCORPSOUTH BK TUPELO MISSBANCORPSOUTH BK TUPELO MISS6,659$188Kshares
DEUTSCHE BANKDEUTSCHE BANK5,095$178Kshares
KRANESHARES TRKRANESHARES TR6,084$165Kshares
INVESCO EXCHNG TRAD SLF INDEINVESCO EXCHNG TRAD SLF INDE6,118$157Kshares
INTEGRATED DEVICE TECHNOLOG…INTEGRATED DEVICE TECHNOLOGY INC3,172$156Kshares
NORTHERN LTS FD TR IVNORTHERN LTS FD TR IV6,474$156Kshares
DSW INC-CLASS ADSW INC-CLASS A6,698$149Kshares
QUANTENNA COMMUNICATIONS INCQUANTENNA COMMUNICATIONS INC6,163$149Kshares
FIRSTSERVICE CORP NEWFIRSTSERVICE CORP NEW1,485$133Kshares
PIMCO CALIFORNIA MUNICIPAL …PIMCO CALIFORNIA MUNICIPAL INC11,393$125Kshares
MICRO FOCUS INTL PLC NPV ADRMICRO FOCUS INTL PLC NPV ADR4,819$125Kshares
APARTMENT INVT & MGMT COAPARTMENT INVT & MGMT CO4,600$117Kshares
BARCLAYS BK PLCBARCLAYS BK PLC2,623$115Kshares
EDISON NATION INCEDISON NATION INC22,600$114Kshares
DYNEX CAP INCDYNEX CAP INC17,730$107Kshares
INTRICON CORPINTRICON CORP4,000$100Kshares
ENSCO PLCENSCO PLC24,551$96Kshares
REVOLUTION LIGHTING TECHNOLOREVOLUTION LIGHTING TECHNOLO418,477$96Kshares
SCORPIO BULKERS INCSCORPIO BULKERS INC24,656$95Kshares
REWALK ROBOTICS LTDREWALK ROBOTICS LTD425,650$92Kshares
TYME TECHNOLOGIES INC COMTYME TECHNOLOGIES INC COM50,000$88Kshares
INFRAREIT INCINFRAREIT INC3,971$84Kshares
TCXTUCOWS INC1,026$83Kshares
PDEXPRO-DEX INC COLO5,696$82Kshares
WEATHERFORD INTL INC ORD SHSWEATHERFORD INTL INC ORD SHS117,476$82Kshares
DREYFUSDREYFUS25,722$79Kshares
DREYFUS MUN INCOME INCDREYFUS MUN INCOME INC9,132$77Kshares
OSIRIS THERAPEUTICS INC NEWOSIRIS THERAPEUTICS INC NEW3,775$72Kshares
MLRMILLER INDS INC TENN2,300$71Kshares
JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADED2,804$70Kshares
TANZANIAN ROYALTY EXPLORATI…TANZANIAN ROYALTY EXPLORATION COR…82,400$67Kshares
ELLIE MAE INCELLIE MAE INC620$61Kshares
COUSINS PROPERTIES INCCOUSINS PROPERTIES INC6,235$60Kshares
ARRIS INTL INC SHSARRIS INTL INC SHS1,925$60Kshares
MASTERCARD INCORPORATEDMASTERCARD INCORPORATED20$57Kcall
ISHARES TRISHARES TR3,053$52Kshares
OPPENHEIMER ETF TROPPENHEIMER ETF TR2,129$52Kshares
BLACKROCK MUNIYIELD CALIFOR…BLACKROCK MUNIYIELD CALIFORNIA3,793$51Kshares
ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN46$48Kprincipal
TRAVELPORT WORLDWIDE LTDTRAVELPORT WORLDWIDE LTD2,781$44Kshares
DREYFUS MUN BD INFRSTRCTR FDDREYFUS MUN BD INFRSTRCTR FD3,185$41Kshares
NF ENERGY SAVING CORPNF ENERGY SAVING CORP6,424$40Kshares
HYXFISHARES TR758$39Kshares
CALAMP CORPCALAMP CORP38$37Kprincipal
BXCBLUELINX HLDGS INC1,320$35Kshares
TWITTER INCTWITTER INC37$35Kprincipal
TWINTWIN DISC INC2,050$34Kshares
RITEAID CORPRITEAID CORP52,116$33Kshares
BELMOND LTDBELMOND LTD1,200$30Kshares
ENTAENANTA PHARMACEUTICALS INC300$29Kshares
KCAP FINANCIAL INCKCAP FINANCIAL INC7,975$29Kshares
INSYS THERAPEUTICS INCINSYS THERAPEUTICS INC6,258$28Kshares
COLUMBIA ETF TR ICOLUMBIA ETF TR I1,988$28Kshares
KCESPDR SERIES TRUST500$27Kshares
COMMUNITY BANKERS TRUST CORPCOMMUNITY BANKERS TRUST CORP3,360$25Kshares
EROS INTL PLCEROS INTL PLC2,640$24Kshares
FI ENHANCED LRG CAP GROWTH …FI ENHANCED LRG CAP GROWTH CS94$24Kshares
NUVEEN CR OPPORTUNITIES 2022NUVEEN CR OPPORTUNITIES 20222,436$23Kshares
AMERICAN NATL INSAMERICAN NATL INS182$22Kshares
DAKTDAKTRONICS INC2,677$20Kshares
BOSTON PRIVATE FINL HLDGS I…BOSTON PRIVATE FINL HLDGS INC COM1,846$20Kshares
UBS AG LONDON BRANCHUBS AG LONDON BRANCH119$20Kshares
SUN HYDRAULICS CORPSUN HYDRAULICS CORP397$19Kshares
ARROW INVTS TRARROW INVTS TR650$18Kshares
SFBSSERVISFIRST BANCSHARES INC500$17Kshares
NUBDNUSHARES ETF TR694$17Kshares
BSB BANCORP INC MDBSB BANCORP INC MD500$16Kshares
CREDIT SUISSE NASSAU BRHCREDIT SUISSE NASSAU BRH216$16Kshares
Attunity LtdAttunity Ltd650$15Kshares
CLEARBRIDGE ALL CAP GROWTH…CLEARBRIDGE ALL CAP GROWTH ESG500$15Kshares
NORDIC AMERN OFFSHORE LTDNORDIC AMERN OFFSHORE LTD4,861$14Kshares
FLDRFIDELITY MERRIMACK STR TR251$13Kshares
NUVEEN HIGH INCOME DECMBR 20NUVEEN HIGH INCOME DECMBR 201,305$13Kshares
NIGHTSTAR THERAPEUTICS PLCNIGHTSTAR THERAPEUTICS PLC500$13Kshares
EZCORP INCEZCORP INC13$13Kprincipal
NUVEEN HIGH INCOME 2020 TARGNUVEEN HIGH INCOME 2020 TARG1,306$13Kshares

How Q2 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001681115-19-000009 base2019-07-31acceptance time not in the bulk data set