Advisor Group, Inc.
Follow13F filer, CIK 1681115, PHOENIX, AZ
Advisor Group, Inc. reported $13,038,582,000 across 5,388 holdings for the quarter ended 2019-06-30, in a 13F-HR filed 2019-07-31. Its ten largest share positions make up 18.81% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001681115-19-000009
- Period
- 2019-06-30
- Reported value
- $13B
- Holdings
- 5,388
- Top 10 weight
- 18.81%
- New
- 295
- Sold out
- 265
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| GOVTadded | +2,284,636 | $59M |
| MTUMadded | +464,752 | $55.2M |
| IEFadded | +472,109 | $51.9M |
| SPYGadded | +1,331,705 | $51.6M |
| SPTIadded | +723,680 | $44.7M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| SPHBreduced | -1,054,809 | -$45M |
| SPDR SERIES TRUST BLOOMBERG…exited | -958,573 | -$34.5M |
| HYGreduced | -251,480 | -$21.9M |
| EMBreduced | -189,801 | -$21.6M |
| SCHXreduced | -245,833 | -$17.3M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 5,275 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| META PLATFORMS INCMETA PLATFORMS INC CALL | call | 42 | $173K | +1 |
| APPLE INCAPPLE INC CALL | call | 23 | $172K | +5 |
| STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T PUT | put | 153 | $60K | -12 |
| MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC CALL | call | 99 | $47K | new |
| ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTD CALL | call | 28 | $44K | +1 |
| BOEING COBOEING CO CALL | call | 5 | $32K | +2 |
| MICROSOFT CORPMICROSOFT CORP CALL | call | 8 | $31K | new |
| QUALCOMM INCQUALCOMM INC CALL | call | 30 | $31K | new |
| GENERAL ELECTRIC COGENERAL ELECTRIC CO COM | call | 140 | $30K | 0 |
| XILINX INCXILINX INC COM | call | 15 | $22K | new |
| TWITTER INCTWITTER INC COM | call | 30 | $22K | 0 |
| MORGAN STANLEYMORGAN STANLEY Option | call | 40 | $15K | 0 |
| TESLA INCTESLA INC CALL | call | 24 | $13K | +17 |
| SELECT SECTOR SPDR TRSELECT SECTOR SPDR TR CALL | call | 100 | $12K | 0 |
| DROPBOX INCDROPBOX INC CL A | call | 20 | $11K | 0 |
| NETFLIX INC.NETFLIX INC. CALL | call | 1 | $8K | -5 |
| MEDTRONIC PLCMEDTRONIC PLC SHS | put | 20 | $3K | new |
| MANULIFE FINL CORPMANULIFE FINL CORP COM | call | 15 | $2K | new |
| TESLA INCTESLA INC PUT | put | 2 | $1K | 0 |
| CVS HEALTH CORPCVS HEALTH CORP CALL | call | 1 | $1K | 0 |
| BALLARD PWR SYS INC NEWBALLARD PWR SYS INC NEW COM | call | 25 | $1K | +20 |
| DUPONT DE NEMOURS INCDUPONT DE NEMOURS INC CALL | call | 1 | $1K | new |
| YAMANA GOLD INCYAMANA GOLD INC COM | call | 20 | $1K | 0 |
| HALLIBURTON COHALLIBURTON CO CALL | call | 2 | $0 | 0 |
| ATLAS AIR WORLDWIDE HOLDING…ATLAS AIR WORLDWIDE HOLDINGS INC Cmn | call | 10 | $0 | new |
| ENSCO ROWAN PLCENSCO ROWAN PLC CALL | call | 5 | $0 | new |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 | principal | 80 | $81K | 0 |
| LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 4.000%11/1 | principal | 100 | $71K | +97 |
| PORTFOLIO RECOVERY ASSOCS INPORTFOLIO RECOVERY ASSOCS IN NOTE 3.000% 8/0 | principal | 59 | $58K | 0 |
| FINISAR CORPFINISAR CORP NOTE 0.500%12/1 | principal | 57 | $56K | 0 |
| AIR TRANS SVCS GROUP INCAIR TRANS SVCS GROUP INC BOND | principal | 53 | $54K | 0 |
| ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0 | principal | 53 | $54K | +46 |
| APOLLO COML REAL EST FIN INCAPOLLO COML REAL EST FIN INC NOTE 4.750% 8/2 | principal | 52 | $52K | 0 |
| BLACKSTONE MORTGAGE TRUST INBLACKSTONE MORTGAGE TRUST IN NOTE 4.375% 5/0 | principal | 48 | $50K | 0 |
| NEMNEM 0.00% 10/30/2023 | principal | 44 | $48K | 0 |
| PACIRA BIOSCIENCESPACIRA BIOSCIENCES NOTE 2.375% 4/0 | principal | 46 | $47K | 0 |
| HCI GROUP INCHCI GROUP INC NOTE 4.250% 3/0 | principal | 48 | $47K | 0 |
| II VI INCII VI INC NOTE 0.250% 9/0 | principal | 43 | $45K | 0 |
| BARCLAYS BANK PLC 0 09/26/2…BARCLAYS BANK PLC 0 09/26/2023 Corp Bond | principal | 45 | $45K | 0 |
| TUTOR PERINI CORPTUTOR PERINI CORP NOTE 2.875% 6/1 | principal | 41 | $39K | 0 |
| DYCOM INDS INCDYCOM INDS INC NOTE 0.750% 9/1 | principal | 39 | $38K | 0 |
| TWITTER INCTWITTER INC NOTE 0.250% 6/1 | principal | 37 | $36K | new |
| MFA FINL INCMFA FINL INC BOND | principal | 35 | $35K | new |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.250% 3/1 | principal | 29 | $34K | 0 |
| SUPERNUS PHARMACEUTICALSSUPERNUS PHARMACEUTICALS BOND | principal | 33 | $32K | new |
| GRANITE PT MTG TR INCGRANITE PT MTG TR INC NOTE 6.375%10/0 | principal | 30 | $31K | +4 |
| SIXTH STREET SPECIALTY LEND…SIXTH STREET SPECIALTY LENDING NOTE 4.500% 8/0 | principal | 23 | $24K | new |
| LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 3.750% 2/1 | principal | 32 | $23K | +25 |
| ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 1.000%12/0 | principal | 19 | $23K | 0 |
| GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BOND | principal | 18 | $20K | 0 |
| PRICELINE GRP INCPRICELINE GRP INC NOTE 0.900% 9/1 | principal | 17 | $19K | 0 |
| ILLUMINA INCILLUMINA INC NOTE 0.500% 6/1 | principal | 11 | $17K | -6 |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 | principal | 14 | $16K | 0 |
| ADVANCED MICRO DEVICES INCADVANCED MICRO DEVICES INC COM | principal | 4 | $16K | 0 |
| BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.500%10/1 | principal | 15 | $16K | 0 |
| WORKDAY INCWORKDAY INC NOTE 0.250%10/0 | principal | 10 | $15K | 0 |
| DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1 | principal | 13 | $13K | 0 |
| VIAVI SOLUTIONS INCVIAVI SOLUTIONS INC NOTE 1.000% 3/0 | principal | 11 | $13K | -39 |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.000% 1/3 | principal | 11 | $13K | 0 |
| TESLA INCTESLA INC NOTE 1.250% 3/0 | principal | 14 | $13K | 0 |
| BLOCK INCBLOCK INC NOTE 0.500% 5/1 | principal | 10 | $12K | new |
| ISIS PHARMACEUTICALS INC DELISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1 | principal | 10 | $12K | 0 |
| STARWOOD PROPERTY TRUSTSTARWOOD PROPERTY TRUST Convertible Debt | principal | 12 | $12K | 0 |
| CAESARS ENTMT CORPCAESARS ENTMT CORP NOTE | principal | 7 | $12K | 0 |
| INPHI CORPINPHI CORP NOTE 0.750% 9/0 | principal | 11 | $12K | 0 |
| ENVESTNET INCENVESTNET INC NOTE 1.75012/1 | principal | 11 | $12K | 0 |
| NEW RELIC INCNEW RELIC INC NOTE 0.500% 5/0 | principal | 10 | $11K | new |
| REDWOOD TRUST INCREDWOOD TRUST INC BOND | principal | 11 | $11K | 0 |
| WRIGHT MED GROUP INCWRIGHT MED GROUP INC NOTE 2.000% 2/1 | principal | 10 | $11K | 0 |
| ARES CAPITAL CORPARES CAPITAL CORP NOTE 4.625% 3/0 | principal | 10 | $10K | 0 |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.375%10/1 | principal | 9 | $10K | 0 |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 | principal | 6 | $10K | 0 |
| ARES CAPITAL CORPARES CAPITAL CORP NOTE 3.750% 2/0 | principal | 10 | $10K | 0 |
| COLONY STARWOOD HOMESCOLONY STARWOOD HOMES NOTE 3.500% 1/1 | principal | 8 | $10K | 0 |
| GOLDMAN SACHS BDC INCGOLDMAN SACHS BDC INC NOTE 4.500% 4/0 | principal | 10 | $10K | 0 |
| RESTORATION HARDWARE HLDGS IRESTORATION HARDWARE HLDGS I DBCV 7/1 | principal | 9 | $10K | 0 |
| EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/1 | principal | 6 | $8K | new |
| PRICELINE GRP INCPRICELINE GRP INC NOTE 0.350% 6/1 | principal | 6 | $8K | 0 |
| STANDARD BIOTOOLS INCSTANDARD BIOTOOLS INC NOTE 2.750% 2/0 | principal | 8 | $8K | 0 |
| PDL BIOPHARMA INCPDL BIOPHARMA INC NOTE 2.750%12/0 | principal | 8 | $8K | 0 |
| GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 2/0 | principal | 7 | $7K | -11 |
| OSI SYSTEMS INCOSI SYSTEMS INC NOTE 1.250% 9/0 | principal | 6 | $7K | 0 |
| PENNYMAC CORPPENNYMAC CORP NOTE 5.375% 5/0 | principal | 7 | $7K | -45 |
| GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC CNV | principal | 7 | $7K | 0 |
| THERAVANCE INCTHERAVANCE INC CORPORATE OBLIG | principal | 6 | $6K | 0 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 | principal | 6 | $6K | new |
| ZENDESK INCZENDESK INC NOTE 0.250% 3/1 | principal | 4 | $6K | new |
| HERCULES CAPITAL INCHERCULES CAPITAL INC DBCV 4.375% 2/0 | principal | 6 | $6K | 0 |
| TESLA INCTESLA INC NOTE 2.000% 5/1 | principal | 6 | $6K | new |
| COLONY FINL INCCOLONY FINL INC NOTE 5.000% 4/1 | principal | 6 | $6K | 0 |
| SM ENERGY COSM ENERGY CO NOTE 1.500% 7/0 | principal | 6 | $6K | 0 |
| SUNPOWER CORPSUNPOWER CORP DBCV 4.000% 1/1 | principal | 6 | $6K | 0 |
| VERINT SYS INCVERINT SYS INC NOTE 1.500% 6/0 | principal | 6 | $6K | 0 |
| MACQUARIE INFRASTRUCTURE CORMACQUARIE INFRASTRUCTURE COR NOTE 2.875% 7/1 | principal | 6 | $6K | 0 |
| PURE STORAGE INCPURE STORAGE INC NOTE 0.125% 4/1 | principal | 5 | $5K | new |
| TRANSOCEAN INCTRANSOCEAN INC DEB 0.500% 1/3 | principal | 5 | $5K | 0 |
| FIREEYE INCFIREEYE INC NOTE 1.000% 6/0 | principal | 5 | $5K | 0 |
| NUVASIVE INCNUVASIVE INC NOTE 2.250% 3/1 | principal | 4 | $4K | -6 |
| Q2 HLDGS INCQ2 HLDGS INC NOTE 0.750% 2/1 | principal | 3 | $4K | new |
| INPHI CORPINPHI CORP NOTE 1.125%12/0 | principal | 3 | $4K | 0 |
| PROSPECT CAP CORPPROSPECT CAP CORP NOTE 4.950% 7/1 | principal | 3 | $3K | 0 |
| DEXCOM INCDEXCOM INC NOTE 0.750% 5/1 | principal | 2 | $3K | 0 |
| ECHO GLOBAL LOGISTICS INCECHO GLOBAL LOGISTICS INC NOTE | principal | 3 | $3K | 0 |
| SOLARCITY CORPSOLARCITY CORP NOTE 1.625%11/0 | principal | 3 | $3K | 0 |
| SILVER STD RES INCSILVER STD RES INC NOTE 2.875% 2/0 | principal | 3 | $3K | 0 |
| ALZA CORP 7/2ALZA CORP 7/2 SDCV | principal | 1 | $2K | 0 |
| TERADYNE INCTERADYNE INC NOTE | principal | 1 | $2K | 0 |
| CLOVIS ONCOLOGY INCCLOVIS ONCOLOGY INC NOTE 2.500% 9/1 | principal | 2 | $2K | 0 |
| HERBALIFE LTDHERBALIFE LTD NOTE 2.000% 8/1 | principal | 2 | $2K | 0 |
| INSULET CORPINSULET CORP NOTE 1.250% 9/1 | principal | 1 | $2K | 0 |
| OASIS PETE INC NEWOASIS PETE INC NEW NOTE | principal | 2 | $2K | 0 |
| AEROJET ROCKETDYNE HLDGS INCAEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1 | principal | 1 | $2K | 0 |
| ENSCO JERSEY FIN LTDENSCO JERSEY FIN LTD NOTE 3.000% 1/3 | principal | 1 | $1K | 0 |
Sold out in Q2 2019
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| SPDR SERIES TRUST BLOOMBERG…SPDR SERIES TRUST BLOOMBERG BR | 958,573 | $34.5M | shares |
| DOWDUPONT INCDOWDUPONT INC | 277,393 | $14.8M | shares |
| Invesco S&P 500 Revenue ETFInvesco S&P 500 Revenue ETF | 187,172 | $9.65M | shares |
| ABSOLUTE SHS TR WBI BBR GBL…ABSOLUTE SHS TR WBI BBR GBL HIGH | 396,041 | $8.9M | shares |
| OPPENHEIMER ETF TROPPENHEIMER ETF TR | 121,041 | $7.17M | shares |
| OPPENHEIMER ETF TROPPENHEIMER ETF TR | 165,925 | $6.29M | shares |
| OPPENHEIMER ETF TROPPENHEIMER ETF TR | 67,822 | $4.45M | shares |
| THE ULTIMATE SOFTWARE GROUP…THE ULTIMATE SOFTWARE GROUP IN | 4,615 | $1.52M | shares |
| ABSOLUTE SHS TR WBI BBR GBL…ABSOLUTE SHS TR WBI BBR GBL ROTN | 63,185 | $1.49M | shares |
| DBX ETF TRDBX ETF TR | 59,632 | $1.33M | shares |
| OPPENHEIMER ETF TROPPENHEIMER ETF TR | 30,308 | $872K | shares |
| UNION BANKSHARES CORPUNION BANKSHARES CORP | 23,328 | $755K | shares |
| TIER REIT COMTIER REIT COM | 17,906 | $513K | shares |
| RWMPROSHARES TR | 9,580 | $390K | shares |
| BEMIS INCBEMIS INC | 6,126 | $339K | shares |
| GOLDCORP INC NEWGOLDCORP INC NEW | 27,707 | $317K | shares |
| OPPENHEIMER ETF TROPPENHEIMER ETF TR | 4,380 | $274K | shares |
| TRANSCANADA CORPTRANSCANADA CORP | 5,765 | $258K | shares |
| U S G CORPU S G CORP | 5,787 | $251K | shares |
| BLUE HILLS BANCORP INCBLUE HILLS BANCORP INC | 9,713 | $232K | shares |
| DREYFUS STRATEGIC MUN BD FDDREYFUS STRATEGIC MUN BD FD | 29,665 | $229K | shares |
| DREYFUS STRATEGIC MUNS INCDREYFUS STRATEGIC MUNS INC | 28,980 | $229K | shares |
| INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR | 8,851 | $220K | shares |
| HORIZON PHARMA PLCHORIZON PHARMA PLC | 7,592 | $200K | shares |
| BANCORPSOUTH BK TUPELO MISSBANCORPSOUTH BK TUPELO MISS | 6,659 | $188K | shares |
| DEUTSCHE BANKDEUTSCHE BANK | 5,095 | $178K | shares |
| KRANESHARES TRKRANESHARES TR | 6,084 | $165K | shares |
| INVESCO EXCHNG TRAD SLF INDEINVESCO EXCHNG TRAD SLF INDE | 6,118 | $157K | shares |
| INTEGRATED DEVICE TECHNOLOG…INTEGRATED DEVICE TECHNOLOGY INC | 3,172 | $156K | shares |
| NORTHERN LTS FD TR IVNORTHERN LTS FD TR IV | 6,474 | $156K | shares |
| DSW INC-CLASS ADSW INC-CLASS A | 6,698 | $149K | shares |
| QUANTENNA COMMUNICATIONS INCQUANTENNA COMMUNICATIONS INC | 6,163 | $149K | shares |
| FIRSTSERVICE CORP NEWFIRSTSERVICE CORP NEW | 1,485 | $133K | shares |
| PIMCO CALIFORNIA MUNICIPAL …PIMCO CALIFORNIA MUNICIPAL INC | 11,393 | $125K | shares |
| MICRO FOCUS INTL PLC NPV ADRMICRO FOCUS INTL PLC NPV ADR | 4,819 | $125K | shares |
| APARTMENT INVT & MGMT COAPARTMENT INVT & MGMT CO | 4,600 | $117K | shares |
| BARCLAYS BK PLCBARCLAYS BK PLC | 2,623 | $115K | shares |
| EDISON NATION INCEDISON NATION INC | 22,600 | $114K | shares |
| DYNEX CAP INCDYNEX CAP INC | 17,730 | $107K | shares |
| INTRICON CORPINTRICON CORP | 4,000 | $100K | shares |
| ENSCO PLCENSCO PLC | 24,551 | $96K | shares |
| REVOLUTION LIGHTING TECHNOLOREVOLUTION LIGHTING TECHNOLO | 418,477 | $96K | shares |
| SCORPIO BULKERS INCSCORPIO BULKERS INC | 24,656 | $95K | shares |
| REWALK ROBOTICS LTDREWALK ROBOTICS LTD | 425,650 | $92K | shares |
| TYME TECHNOLOGIES INC COMTYME TECHNOLOGIES INC COM | 50,000 | $88K | shares |
| INFRAREIT INCINFRAREIT INC | 3,971 | $84K | shares |
| TCXTUCOWS INC | 1,026 | $83K | shares |
| PDEXPRO-DEX INC COLO | 5,696 | $82K | shares |
| WEATHERFORD INTL INC ORD SHSWEATHERFORD INTL INC ORD SHS | 117,476 | $82K | shares |
| DREYFUSDREYFUS | 25,722 | $79K | shares |
| DREYFUS MUN INCOME INCDREYFUS MUN INCOME INC | 9,132 | $77K | shares |
| OSIRIS THERAPEUTICS INC NEWOSIRIS THERAPEUTICS INC NEW | 3,775 | $72K | shares |
| MLRMILLER INDS INC TENN | 2,300 | $71K | shares |
| JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADED | 2,804 | $70K | shares |
| TANZANIAN ROYALTY EXPLORATI…TANZANIAN ROYALTY EXPLORATION COR… | 82,400 | $67K | shares |
| ELLIE MAE INCELLIE MAE INC | 620 | $61K | shares |
| COUSINS PROPERTIES INCCOUSINS PROPERTIES INC | 6,235 | $60K | shares |
| ARRIS INTL INC SHSARRIS INTL INC SHS | 1,925 | $60K | shares |
| MASTERCARD INCORPORATEDMASTERCARD INCORPORATED | 20 | $57K | call |
| ISHARES TRISHARES TR | 3,053 | $52K | shares |
| OPPENHEIMER ETF TROPPENHEIMER ETF TR | 2,129 | $52K | shares |
| BLACKROCK MUNIYIELD CALIFOR…BLACKROCK MUNIYIELD CALIFORNIA | 3,793 | $51K | shares |
| ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN | 46 | $48K | principal |
| TRAVELPORT WORLDWIDE LTDTRAVELPORT WORLDWIDE LTD | 2,781 | $44K | shares |
| DREYFUS MUN BD INFRSTRCTR FDDREYFUS MUN BD INFRSTRCTR FD | 3,185 | $41K | shares |
| NF ENERGY SAVING CORPNF ENERGY SAVING CORP | 6,424 | $40K | shares |
| HYXFISHARES TR | 758 | $39K | shares |
| CALAMP CORPCALAMP CORP | 38 | $37K | principal |
| BXCBLUELINX HLDGS INC | 1,320 | $35K | shares |
| TWITTER INCTWITTER INC | 37 | $35K | principal |
| TWINTWIN DISC INC | 2,050 | $34K | shares |
| RITEAID CORPRITEAID CORP | 52,116 | $33K | shares |
| BELMOND LTDBELMOND LTD | 1,200 | $30K | shares |
| ENTAENANTA PHARMACEUTICALS INC | 300 | $29K | shares |
| KCAP FINANCIAL INCKCAP FINANCIAL INC | 7,975 | $29K | shares |
| INSYS THERAPEUTICS INCINSYS THERAPEUTICS INC | 6,258 | $28K | shares |
| COLUMBIA ETF TR ICOLUMBIA ETF TR I | 1,988 | $28K | shares |
| KCESPDR SERIES TRUST | 500 | $27K | shares |
| COMMUNITY BANKERS TRUST CORPCOMMUNITY BANKERS TRUST CORP | 3,360 | $25K | shares |
| EROS INTL PLCEROS INTL PLC | 2,640 | $24K | shares |
| FI ENHANCED LRG CAP GROWTH …FI ENHANCED LRG CAP GROWTH CS | 94 | $24K | shares |
| NUVEEN CR OPPORTUNITIES 2022NUVEEN CR OPPORTUNITIES 2022 | 2,436 | $23K | shares |
| AMERICAN NATL INSAMERICAN NATL INS | 182 | $22K | shares |
| DAKTDAKTRONICS INC | 2,677 | $20K | shares |
| BOSTON PRIVATE FINL HLDGS I…BOSTON PRIVATE FINL HLDGS INC COM | 1,846 | $20K | shares |
| UBS AG LONDON BRANCHUBS AG LONDON BRANCH | 119 | $20K | shares |
| SUN HYDRAULICS CORPSUN HYDRAULICS CORP | 397 | $19K | shares |
| ARROW INVTS TRARROW INVTS TR | 650 | $18K | shares |
| SFBSSERVISFIRST BANCSHARES INC | 500 | $17K | shares |
| NUBDNUSHARES ETF TR | 694 | $17K | shares |
| BSB BANCORP INC MDBSB BANCORP INC MD | 500 | $16K | shares |
| CREDIT SUISSE NASSAU BRHCREDIT SUISSE NASSAU BRH | 216 | $16K | shares |
| Attunity LtdAttunity Ltd | 650 | $15K | shares |
| CLEARBRIDGE ALL CAP GROWTH…CLEARBRIDGE ALL CAP GROWTH ESG | 500 | $15K | shares |
| NORDIC AMERN OFFSHORE LTDNORDIC AMERN OFFSHORE LTD | 4,861 | $14K | shares |
| FLDRFIDELITY MERRIMACK STR TR | 251 | $13K | shares |
| NUVEEN HIGH INCOME DECMBR 20NUVEEN HIGH INCOME DECMBR 20 | 1,305 | $13K | shares |
| NIGHTSTAR THERAPEUTICS PLCNIGHTSTAR THERAPEUTICS PLC | 500 | $13K | shares |
| EZCORP INCEZCORP INC | 13 | $13K | principal |
| NUVEEN HIGH INCOME 2020 TARGNUVEEN HIGH INCOME 2020 TARG | 1,306 | $13K | shares |
| OPPENHEIMER ETF TROPPENHEIMER ETF TR | 494 | $13K | shares |
| BAKBRASKEM SA | 445 | $12K | shares |
| LOUPINNOVATOR ETFS TRUST | 500 | $12K | shares |
| SOCIETAL CDMO INCSOCIETAL CDMO INC | 2,000 | $12K | shares |
| HANNON ARMSTRONG SUST INFR CHANNON ARMSTRONG SUST INFR C | 12 | $12K | principal |
| DREYFUS ALCENTRA GBL CR INCODREYFUS ALCENTRA GBL CR INCO | 1,374 | $12K | shares |
| VANECK VECTORS ETF TRVANECK VECTORS ETF TR | 500 | $12K | shares |
| XMVFXBLACKROCK MUNIVEST FUND | 1,248 | $11K | shares |
| CEFSEXCHANGE LISTED FDS TR | 550 | $11K | shares |
| SHAGWISDOMTREE TR | 230 | $11K | shares |
| COLLECTORS UNIVERSECOLLECTORS UNIVERSE | 645 | $11K | shares |
| THE9 LTD SPON ADS NEWTHE9 LTD SPON ADS NEW | 6,000 | $11K | shares |
| PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC | 5 | $11K | principal |
| PDC ENERGY INCPDC ENERGY INC | 12 | $11K | principal |
| SUNCOKE ENERGY PARTNERS LPSUNCOKE ENERGY PARTNERS LP | 836 | $10K | shares |
| CREDIT SUISSE NASSAU BRANCHCREDIT SUISSE NASSAU BRANCH | 110 | $10K | shares |
| NCI BUILDING SYSTEMS INCNCI BUILDING SYSTEMS INC | 1,369 | $9K | shares |
| NORTHERN LTS FD TR IVNORTHERN LTS FD TR IV | 174 | $9K | shares |
| BZHBEAZER HOMES USA INC | 678 | $8K | shares |
| LOCOEL POLLO LOCO HLDGS INC | 600 | $8K | shares |
| AEFABRDN EMERGING MARKETS EX CH | 1,153 | $8K | shares |
| DRIVE SHACK INCDRIVE SHACK INC | 1,675 | $8K | shares |
| BLUE APRON HLDGS INCBLUE APRON HLDGS INC | 8,515 | $8K | shares |
| OPPENHEIMER ETF TROPPENHEIMER ETF TR | 325 | $8K | shares |
| AUPHAURINIA PHARMACEUTICALS INC | 1,000 | $7K | shares |
| CNACNA FINL CORP | 152 | $7K | shares |
| LOBLIVE OAK BANCSHARES INC | 483 | $7K | shares |
| HSIIHEIDRICK & STRUGGLES INTL IN | 185 | $7K | shares |
| PVLPERMIANVILLE RTY TR | 2,000 | $7K | shares |
| EXACT SCIENCES CORPEXACT SCIENCES CORP | 5 | $7K | principal |
| MIDSTREAM PARTNERSMIDSTREAM PARTNERS | 1,400 | $7K | shares |
| LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN | 4 | $7K | principal |
| NOVAVAX INCNOVAVAX INC | 10,463 | $6K | shares |
| SYNAPTICS INCSYNAPTICS INC | 6 | $6K | principal |
| NORTHEAST BANCORPNORTHEAST BANCORP | 280 | $6K | shares |
| ROYAL GOLD INCROYAL GOLD INC | 6 | $6K | principal |
| NEOPHOTONICS CORPNEOPHOTONICS CORP | 1,000 | $6K | shares |
| DEUTSCHE BK AG LONDONDEUTSCHE BK AG LONDON | 240 | $6K | shares |
| REALPAGE INCREALPAGE INC | 4 | $6K | principal |
| EMERALD EXPOSITIONS EVENTS IEMERALD EXPOSITIONS EVENTS I | 459 | $6K | shares |
| QUOTIENT TECHNOLOGY INCQUOTIENT TECHNOLOGY INC | 6 | $6K | principal |
| SSGA ACTIVE ETF TR MFS SYS …SSGA ACTIVE ETF TR MFS SYS GWT EQ | 74 | $6K | shares |
| MTECH ACQUISITION CORPMTECH ACQUISITION CORP | 600 | $6K | shares |
| 3PEA INTL INC3PEA INTL INC | 750 | $6K | shares |
| FORRFORRESTER RESH INC | 100 | $5K | shares |
| STCSTEWART INFORMATION SVCS COR | 127 | $5K | shares |
| VPGVISHAY PRECISION GROUP INC | 150 | $5K | shares |
| TRUPTRUPANION INC | 140 | $5K | shares |
| MYEMYERS INDS INC | 299 | $5K | shares |
| MOFGMIDWESTONE FINANCIAL GROUP I | 187 | $5K | shares |
| NINE ENERGY SERVICE INCNINE ENERGY SERVICE INC | 200 | $5K | shares |
| OUTLOOK THERAPEUTICS INCOUTLOOK THERAPEUTICS INC | 625 | $5K | shares |
| SALISBURY BANCORP INCSALISBURY BANCORP INC | 125 | $5K | shares |
| DIGIRAD CORPDIGIRAD CORP | 5,606 | $5K | shares |
| EMERGE ENERGY SVCS LPEMERGE ENERGY SVCS LP | 2,530 | $5K | shares |
| ALKALINE WTR CO INCALKALINE WTR CO INC | 2,200 | $5K | shares |
| COLUMBIA ETF TR IICOLUMBIA ETF TR II | 420 | $5K | shares |
| NORTHERN LTS FD TR IVNORTHERN LTS FD TR IV | 187 | $5K | shares |
| NABRIVA THERAPEUTICS PLCNABRIVA THERAPEUTICS PLC | 2,195 | $5K | shares |
| PRANA BIOTECHNOLOGY LTDPRANA BIOTECHNOLOGY LTD | 2,512 | $5K | shares |
| PAPA MURPHYS HLDGS INCPAPA MURPHYS HLDGS INC | 1,000 | $5K | shares |
| ISCFISHARES TR | 127 | $4K | shares |
| CAI INTERNATIONAL INCCAI INTERNATIONAL INC | 157 | $4K | shares |
| NAVIOS MARITIME PART LPNAVIOS MARITIME PART LP | 4,901 | $4K | shares |
| ORCHIDS PAPER PRODUCTS COORCHIDS PAPER PRODUCTS CO | 3,000 | $4K | shares |
| MERIDIAN BIOSCIENCE INCMERIDIAN BIOSCIENCE INC | 242 | $4K | shares |
| PSYCHEMEDICS CORPPSYCHEMEDICS CORP | 300 | $4K | shares |
| NAVIGATORS GROUP INCNAVIGATORS GROUP INC | 59 | $4K | shares |
| EVOLENT HEALTH INCEVOLENT HEALTH INC | 4 | $4K | principal |
| EURONET WORLDWIDE INCEURONET WORLDWIDE INC | 2 | $4K | principal |
| GNEGENIE ENERGY LTD | 300 | $3K | shares |
| NTICNORTHERN TECHNOLOGIES INTL C | 100 | $3K | shares |
| AAUAFALMADEN MINERALS LTD COM CLASS | 6,600 | $3K | shares |
| PERFORMANT HEALTHCARE INCPERFORMANT HEALTHCARE INC | 1,466 | $3K | shares |
| RYLAND GROUP 0.250RYLAND GROUP 0.250 | 3 | $3K | principal |
| JAGGED PEAK ENERGY INCJAGGED PEAK ENERGY INC | 300 | $3K | shares |
| STARWOOD WAYPOINT RESIDENTLSTARWOOD WAYPOINT RESIDENTL | 2 | $3K | principal |
| LEGACY RESVS INC COMLEGACY RESVS INC COM | 5,818 | $3K | shares |
| COLUMBIA ETF TR ICOLUMBIA ETF TR I | 200 | $3K | shares |
| NAVISTAR INTL CORP NEWNAVISTAR INTL CORP NEW | 3 | $3K | principal |
| PEBOPEOPLES BANCORP INC | 53 | $2K | shares |
| VEON LTDVEON LTD | 1,035 | $2K | shares |
| IMMRIMMERSION CORP | 238 | $2K | shares |
| CSVCARRIAGE SVCS INC | 110 | $2K | shares |
| NORBORD INCNORBORD INC | 60 | $2K | shares |
| FGBIFIRST GTY BANCSHARES INC | 75 | $2K | shares |
| ROWAN COMPANIES PLCROWAN COMPANIES PLC | 162 | $2K | shares |
| ROADRUNNER TRNSN SVCS HLDG IROADRUNNER TRNSN SVCS HLDG I | 5,577 | $2K | shares |
| OBSIDIAN ENERGY LTDOBSIDIAN ENERGY LTD | 10,072 | $2K | shares |
| ALPS ETF TRALPS ETF TR | 50 | $2K | shares |
| PROTEOSTASIS THERAPEUTICS INPROTEOSTASIS THERAPEUTICS IN | 1,300 | $2K | shares |
| WEATHERFORD INTL LTDWEATHERFORD INTL LTD | 3 | $2K | principal |
| COLUMBIA ETF TR II BEYOND B…COLUMBIA ETF TR II BEYOND BRICS E… | 120 | $2K | shares |
| TRSTRIMAS CORP | 29 | $1K | shares |
| AORTARTIVION INC | 50 | $1K | shares |
| OECORION S.A. | 68 | $1K | shares |
| CMRECOSTAMARE INC | 200 | $1K | shares |
| TATTTAT TECHNOLOGIES LTD | 200 | $1K | shares |
| AOSLALPHA & OMEGA SEMICONDUCTOR | 100 | $1K | shares |
| EGANEGAIN CORP | 50 | $1K | shares |
| ACUACME UTD CORP | 58 | $1K | shares |
| ARLOARLO TECHNOLOGIES INC | 148 | $1K | shares |
| CTMXCYTOMX THERAPEUTICS INC. | 100 | $1K | shares |
| DHXDHI GROUP INC | 600 | $1K | shares |
| DRNDIREXION SHARES ETF TRUST | 24 | $1K | shares |
| MIDUDIREXION SHARES ETF TRUST | 32 | $1K | shares |
| WILLIAMS SONOMA INCWILLIAMS SONOMA INC | 4 | $1K | put |
| SPDR GOLD TRSPDR GOLD TR | 5 | $1K | call |
| KALVKALVISTA PHARMACEUTICALS INC | 50 | $1K | shares |
| AXOVANT SCIENCES LTDAXOVANT SCIENCES LTD | 894 | $1K | shares |
| IDEANOMICS INCIDEANOMICS INC | 420 | $1K | shares |
| EIGER BIOPHARMACEUTICALS INCEIGER BIOPHARMACEUTICALS INC | 50 | $1K | shares |
| PIER 1 IMPORTS INCPIER 1 IMPORTS INC | 950 | $1K | shares |
| DIVERSICARE HEALTHCARE SVCSDIVERSICARE HEALTHCARE SVCS | 200 | $1K | shares |
| BRISTOW GROUP INCBRISTOW GROUP INC | 531 | $1K | shares |
| NII HLDGS INC COM PAR $0.001NII HLDGS INC COM PAR $0.001 | 345 | $1K | shares |
| MUSTANG BIO INCMUSTANG BIO INC | 300 | $1K | shares |
| ISHARES TRISHARES TR | 50 | $1K | shares |
| AMERICAN RENAL ASSOCIATES HOAMERICAN RENAL ASSOCIATES HO | 230 | $1K | shares |
| ASSERTIO THERAPEUTICS INCASSERTIO THERAPEUTICS INC | 224 | $1K | shares |
| TELIGENT INC NEWTELIGENT INC NEW | 1,489 | $1K | shares |
| MCDERMOTT INTL INC CALLMCDERMOTT INTL INC CALL | 100 | $1K | call |
| EHI CAR SVCS LTDEHI CAR SVCS LTD | 100 | $1K | shares |
| STELLAR BIOTECHNOLOGIES INCSTELLAR BIOTECHNOLOGIES INC | 873 | $1K | shares |
| PERSHING GOLD CORPPERSHING GOLD CORP | 555 | $1K | shares |
| GLOBAL X FDSGLOBAL X FDS | 39 | $1K | shares |
| GEVOGEVO INC | 1 | $0 | shares |
| WEYSWEYCO GROUP INC | 3 | $0 | shares |
| WHGWESTWOOD HLDGS GROUP INC | 3 | $0 | shares |
| XOMAXOMA ROYALTY CORPORATION | 1 | $0 | shares |
| GEOSGEOSPACE TECHNOLOGIES CORP | 35 | $0 | shares |
| ZDGEZEDGE INC | 200 | $0 | shares |
| RVPRETRACTABLE TECHNOLOGIES INC | 130 | $0 | shares |
| CEDAR REALTY TRUST INCCEDAR REALTY TRUST INC | 29 | $0 | shares |
| SCORPIUS HOLDINGS INCSCORPIUS HOLDINGS INC | 300 | $0 | shares |
| BIOSCRIP INCBIOSCRIP INC | 169 | $0 | shares |
| CHRISTOPHER + BANKS CORPCHRISTOPHER + BANKS CORP | 1,000 | $0 | shares |
| SEMICONDUCTOR MFG INTL CORPSEMICONDUCTOR MFG INTL CORP | 44 | $0 | shares |
| NAVIDEA BIOPHARMACEUTICALS INAVIDEA BIOPHARMACEUTICALS I | 500 | $0 | shares |
| SANDRIDGE MISSISSIPPIAN TR ISANDRIDGE MISSISSIPPIAN TR I | 2 | $0 | shares |
| ENSCO PLC-CL AENSCO PLC-CL A | 5 | $0 | call |
| QAD INC-BQAD INC-B | 10 | $0 | shares |
| FTD COS INCFTD COS INC | 50 | $0 | shares |
| FUELCELL ENERGY INCFUELCELL ENERGY INC | 554 | $0 | shares |
| OPHTHOTECH CORPOPHTHOTECH CORP | 23 | $0 | shares |
| REXAHN PHARMACEUTICALS INCREXAHN PHARMACEUTICALS INC | 280 | $0 | shares |
| CAN-FITE BIOPHARMA LTDCAN-FITE BIOPHARMA LTD | 118 | $0 | shares |
| AVINGER INCAVINGER INC | 4 | $0 | shares |
| AETHLON MED INCAETHLON MED INC | 388 | $0 | shares |
| Trovagene IncTrovagene Inc | 20 | $0 | shares |
| AKARI THERAPEUTICS PLCAKARI THERAPEUTICS PLC | 25 | $0 | shares |
| GLOBUS MARITIME LIMITED NEWGLOBUS MARITIME LIMITED NEW | 56 | $0 | shares |
| SUPERCONDUCTOR TECHNOLOGIESSUPERCONDUCTOR TECHNOLOGIES | 4 | $0 | shares |
| FIBROCELL SCIENCE INCFIBROCELL SCIENCE INC | 54 | $0 | shares |
| CYTRX CORPCYTRX CORP | 240 | $0 | shares |
| AKAOQACHAOGEN INC | 1,000 | $0 | shares |
| EP ENERGY CORPEP ENERGY CORP | 100 | $0 | shares |
| HEMISPHERX BIOPHARMA INCHEMISPHERX BIOPHARMA INC | 2,750 | $0 | shares |
| ONCOSEC MED INCONCOSEC MED INC | 658 | $0 | shares |
| MARATHON PATENT GROUP INCMARATHON PATENT GROUP INC | 785 | $0 | shares |
| PHIO PHARMACEUTICALS CORPPHIO PHARMACEUTICALS CORP | 150 | $0 | shares |
| CONTRAVIR PHARMACEUTICALS INCONTRAVIR PHARMACEUTICALS IN | 35 | $0 | shares |
| WHEELER REAL ESTATE INVT TRWHEELER REAL ESTATE INVT TR | 2,100 | $0 | shares |
| PRECIPIO INCPRECIPIO INC | 33 | $0 | shares |
| ARCA BIOPHARMA INCARCA BIOPHARMA INC | 1,001 | $0 | shares |
How Q2 2019 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001681115-19-000009 | base | 2019-07-31 | acceptance time not in the bulk data set |