Skip to content

Advisor Group, Inc.

Follow

13F filer, CIK 1681115, PHOENIX, AZ

Advisor Group, Inc. reported $12,154,015,000 across 5,358 holdings for the quarter ended 2019-03-31, in a 13F-HR filed 2019-05-09. Its ten largest share positions make up 19.02% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001681115-19-000003

Period
2019-03-31
Reported value
$12.2B
Holdings
5,358
Top 10 weight
19.02%
New
310
Sold out
242

Largest buys vs the previous quarter

SecurityShares changeApprox. value
SPYGadded+2,702,883$101M
ITOTadded+1,040,193$67M
IVVadded+161,898$46.1M
SPHBadded+1,054,861$43.9M
GOVTadded+1,438,361$36.3M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
HDVreduced-680,653-$63.5M
SHVreduced-279,715-$30.9M
BILreduced-300,123-$27.5M
IVWreduced-138,451-$23.9M
EFAreduced-276,948-$18M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2019

Share positions as resolved from 13F-HR 0001681115-19-000003, largest first. % of portfolio is the value over $12,153,447,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
INTERNAP CORPORATIONINTERNAP CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 178 shares; 2018Q2: 178 shares; 2018Q3: 178 shares; 2018Q4: 178 shares; 2019Q1: 178 shares 178$1K<0.01%0
SANDRIDGE MISSISSIPPIAN TRU…SANDRIDGE MISSISSIPPIAN TRUST IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,128 shares; 2018Q2: 5,403 shares; 2018Q3: 5,541 shares; 2018Q4: 1,100 shares; 2019Q1: 1,100 shares 1,100$1K<0.01%0
HOSTESS BRANDS INCHOSTESS BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 104 shares; 2018Q2: 104 shares; 2018Q3: 104 shares; 2018Q4: 104 shares; 2019Q1: 91 shares 91$1K<0.01%-13
AVADEL PHARMACEUTICALS, PLCAVADEL PHARMACEUTICALS, PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,176 shares; 2018Q2: 3,269 shares; 2018Q3: 2,477 shares; 2018Q4: 902 shares; 2019Q1: 747 shares 747$1K<0.01%-155
CONTAINER STORE GROUP INCCONTAINER STORE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 150 shares; 2018Q3: 150 shares; 2018Q4: 150 shares; 2019Q1: 150 shares 150$1K<0.01%0
KALVKALVISTA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 100 shares; 2018Q3: 50 shares; 2018Q4: 50 shares; 2019Q1: 50 shares 50$1K<0.01%0Timeline
GLOBAL CORD BLOOD CORPGLOBAL CORD BLOOD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 130 shares; 2018Q4: 130 shares; 2019Q1: 130 shares 130$1K<0.01%0
ITERIS INC NEWITERIS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,162 shares; 2018Q2: 1,162 shares; 2018Q3: 1,162 shares; 2018Q4: 1,162 shares; 2019Q1: 162 shares 162$1K<0.01%-1,000
MAIDEN HOLDINGS LTDMAIDEN HOLDINGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,500 shares; 2018Q2: 1,500 shares; 2018Q3: 1,500 shares; 2018Q4: 1,500 shares; 2019Q1: 1,100 shares 1,100$1K<0.01%-400
WIDEOPENWEST INCWIDEOPENWEST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 20 shares; 2018Q3: 20 shares; 2018Q4: 20 shares; 2019Q1: 120 shares 120$1K<0.01%+100
TRUETRUECAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 215 shares; 2019Q1: 215 shares 215$1K<0.01%0Timeline
GRAN TIERRA ENERGY INCGRAN TIERRA ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 584 shares; 2019Q1: 584 shares 584$1K<0.01%0
LIBERTY TRIPADVISOR HLDGS INLIBERTY TRIPADVISOR HLDGS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 170 shares; 2018Q2: 170 shares; 2018Q3: 160 shares; 2018Q4: 137 shares; 2019Q1: 111 shares 111$1K<0.01%-26
MONEYGRAM INTL INCMONEYGRAM INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 449 shares; 2019Q1: 293 shares 293$1K<0.01%-156
BABCOCK & WILCOX ENTERPRISE…BABCOCK & WILCOX ENTERPRISES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 490 shares; 2018Q2: 490 shares; 2018Q3: 1,597 shares; 2018Q4: 2,229 shares; 2019Q1: 2,229 shares 2,229$1K<0.01%0
ZEUSOLYMPIC STEEL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 472 shares; 2018Q4: 472 shares; 2019Q1: 65 shares 65$1K<0.01%-407Timeline
GAMIGAMCO INVESTORS, INC. (DE)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 15 shares; 2018Q2: 15 shares; 2018Q3: 79 shares; 2018Q4: 60 shares; 2019Q1: 60 shares 60$1K<0.01%0Timeline
AXOVANT SCIENCES LTDAXOVANT SCIENCES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,154 shares; 2018Q2: 154 shares; 2018Q3: 394 shares; 2018Q4: 894 shares; 2019Q1: 894 shares 894$1K<0.01%0
PALATIN TECHNOLOGIES INCPALATIN TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,765 shares; 2018Q2: 2,765 shares; 2018Q3: 2,765 shares; 2018Q4: 2,765 shares; 2019Q1: 1,040 shares 1,040$1K<0.01%-1,725
INVESCO EXCHANGE TRADED FD TINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 1,132 shares; 2018Q3: 1,026 shares; 2018Q4: 285 shares; 2019Q1: 115 shares 115$1K<0.01%-170
IDEANOMICS INCIDEANOMICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 420 shares; 2019Q1: 420 shares 420$1K<0.01%0
BARCLAYS BK PLCBARCLAYS BK PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 28 shares; 2018Q4: 2,752 shares; 2019Q1: 36 shares 36$1K<0.01%-2,716
EIGER BIOPHARMACEUTICALS INCEIGER BIOPHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 50 shares; 2019Q1: 50 shares 50$1K<0.01%0
LORAL SPACE & COM INCLORAL SPACE & COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 32 shares; 2018Q4: 32 shares; 2019Q1: 32 shares 32$1K<0.01%0
PICO HLDGS INCPICO HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: 100 shares 100$1K<0.01%0
PIER 1 IMPORTS INCPIER 1 IMPORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 65,961 shares; 2018Q2: 951 shares; 2018Q3: 1,243 shares; 2018Q4: 969 shares; 2019Q1: 950 shares 950$1K<0.01%-19
PROVIDENCE SVC CORPPROVIDENCE SVC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 13 shares 13$1K<0.01%new
ACTUANT CORPACTUANT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 368 shares; 2018Q2: 225 shares; 2018Q3: 2,030 shares; 2018Q4: 59 shares; 2019Q1: 59 shares 59$1K<0.01%0
DIVERSICARE HEALTHCARE SVCSDIVERSICARE HEALTHCARE SVCSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 200 shares; 2018Q4: 200 shares; 2019Q1: 200 shares 200$1K<0.01%0
FRED S INC CLASS AFRED S INC CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 203 shares; 2019Q1: 203 shares 203$1K<0.01%0
BRISTOW GROUP INCBRISTOW GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 327 shares; 2018Q2: 327 shares; 2018Q3: 536 shares; 2018Q4: 536 shares; 2019Q1: 531 shares 531$1K<0.01%-5
ROSETTA STONE INCROSETTA STONE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 37 shares; 2019Q1: 37 shares 37$1K<0.01%0
ALASKA COMMUNICATIONS SYS GRALASKA COMMUNICATIONS SYS GRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 575 shares 575$1K<0.01%new
SEARS HOMETOWN & OUTLET STORSEARS HOMETOWN & OUTLET STORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 714 shares; 2018Q2: 817 shares; 2018Q3: 817 shares; 2018Q4: 398 shares; 2019Q1: 398 shares 398$1K<0.01%0
CHINA SOUTHN AIRLS LTDCHINA SOUTHN AIRLS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,247 shares; 2018Q2: 27 shares; 2018Q3: 34 shares; 2018Q4: 23 shares; 2019Q1: 23 shares 23$1K<0.01%0
GP STRATEGIES CORPGP STRATEGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 100 shares; 2018Q4: 129 shares; 2019Q1: 129 shares 129$1K<0.01%0
CHINA XD PLASTICS CO LTDCHINA XD PLASTICS CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 500 shares 500$1K<0.01%new
SWEDISH EXPT CR CORPSWEDISH EXPT CR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 250 shares; 2018Q2: 250 shares; 2018Q3: 250 shares; 2018Q4: 250 shares; 2019Q1: 250 shares 250$1K<0.01%0
STREAMLINE HEALTH SOLUTIONSSTREAMLINE HEALTH SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares; 2018Q4: 1,000 shares; 2019Q1: 1,000 shares 1,000$1K<0.01%0
NII HLDGS INC COM PAR $0.001NII HLDGS INC COM PAR $0.001Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 468 shares; 2018Q4: 813 shares; 2019Q1: 345 shares 345$1K<0.01%-468
CHEETAH MOBILE INC SPONSORE…CHEETAH MOBILE INC SPONSORED ADSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 522 shares; 2018Q2: 294 shares; 2018Q3: not reported; 2018Q4: 90 shares; 2019Q1: 90 shares 90$1K<0.01%0
CAPITAL CLEAN ENERGY CARRIE…CAPITAL CLEAN ENERGY CARRIERS COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 89 shares 89$1K<0.01%new
MUSTANG BIO INCMUSTANG BIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 300 shares 300$1K<0.01%new
AGEX THERAPEUTICS INCAGEX THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 325 shares; 2019Q1: 375 shares 375$1K<0.01%+50
ISHARES TRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,024 shares; 2018Q2: 994 shares; 2018Q3: 333 shares; 2018Q4: 333 shares; 2019Q1: 50 shares 50$1K<0.01%-283
ONCOCYTE CORPONCOCYTE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 12 shares; 2018Q2: 12 shares; 2018Q3: 12 shares; 2018Q4: 12 shares; 2019Q1: 212 shares 212$1K<0.01%+200
THE MEET GROUP INC.THE MEET GROUP INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,700 shares; 2018Q2: 200 shares; 2018Q3: 200 shares; 2018Q4: 200 shares; 2019Q1: 200 shares 200$1K<0.01%0
AMERICAN RENAL ASSOCIATES HOAMERICAN RENAL ASSOCIATES HOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 61 shares; 2018Q2: 61 shares; 2018Q3: 165 shares; 2018Q4: 165 shares; 2019Q1: 230 shares 230$1K<0.01%+65
GREAT ELM CAP GROUP INCGREAT ELM CAP GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 210 shares; 2018Q2: 210 shares; 2018Q3: 210 shares; 2018Q4: 210 shares; 2019Q1: 210 shares 210$1K<0.01%0
CONATUS PHARMACEUTICALS INCCONATUS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,000 shares; 2018Q4: 1,000 shares; 2019Q1: 1,000 shares 1,000$1K<0.01%0
DASAN ZHONE SOLUTIONS INCDASAN ZHONE SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 97 shares; 2018Q2: 97 shares; 2018Q3: 105 shares; 2018Q4: 105 shares; 2019Q1: 97 shares 97$1K<0.01%-8
VIVUS INCVIVUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 250 shares; 2018Q4: 250 shares; 2019Q1: 250 shares 250$1K<0.01%0
HUDSON LTDHUDSON LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 85 shares; 2019Q1: 85 shares 85$1K<0.01%0
ASSERTIO THERAPEUTICS INCASSERTIO THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 224 shares; 2019Q1: 224 shares 224$1K<0.01%0
NAVIOS MARITIME ACQUIS CORPNAVIOS MARITIME ACQUIS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 111 shares; 2019Q1: 116 shares 116$1K<0.01%+5
NANTKWEST INCNANTKWEST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 256 shares; 2018Q2: 417 shares; 2018Q3: 417 shares; 2018Q4: 615 shares; 2019Q1: 615 shares 615$1K<0.01%0
SECOND SIGHT MED PRODS INCSECOND SIGHT MED PRODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 1,100 shares; 2018Q3: 2,150 shares; 2018Q4: 1,100 shares; 2019Q1: 866 shares 866$1K<0.01%-234
China Rapid Finance Ltd ADRChina Rapid Finance Ltd ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 8,664 shares; 2018Q2: 8,764 shares; 2018Q3: 5,764 shares; 2018Q4: 1,264 shares; 2019Q1: 1,164 shares 1,164$1K<0.01%-100
APPLIED DNA SCIENCES INCAPPLIED DNA SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,058 shares; 2018Q2: 2,058 shares; 2018Q3: 2,058 shares; 2018Q4: 2,058 shares; 2019Q1: 2,058 shares 2,058$1K<0.01%0
TELIGENT INC NEWTELIGENT INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 890 shares; 2018Q2: 890 shares; 2018Q3: 1,578 shares; 2018Q4: 1,047 shares; 2019Q1: 1,489 shares 1,489$1K<0.01%+442
MEDIWOUND LTDMEDIWOUND LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 203 shares; 2019Q1: 203 shares 203$1K<0.01%0
AMERISOURCEBERGEN CORAMERISOURCEBERGEN CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares; 2018Q3: 500 shares; 2018Q4: 500 shares; 2019Q1: 500 shares 500$1K<0.01%0
C&J ENERGY SVCS INC NEWC&J ENERGY SVCS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 47 shares; 2018Q2: 463 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 34 shares 34$1K<0.01%new
TITAN PHARMACEUTICALS INC DETITAN PHARMACEUTICALS INC DEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 350 shares 350$1K<0.01%new
ROAN RES INCROAN RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 117 shares; 2019Q1: 100 shares 100$1K<0.01%-17
CHARAH SOLUTIONS INCCHARAH SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 200 shares; 2019Q1: 200 shares 200$1K<0.01%0
National Holdings Corporati…National Holdings CorporationQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 196 shares 196$1K<0.01%new
EHI CAR SVCS LTDEHI CAR SVCS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 100 shares; 2018Q4: 256 shares; 2019Q1: 100 shares 100$1K<0.01%-156
STELLAR BIOTECHNOLOGIES INCSTELLAR BIOTECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 1,140 shares; 2018Q3: 1,140 shares; 2018Q4: 1,123 shares; 2019Q1: 873 shares 873$1K<0.01%-250
TAIWAN LIPOSOME CO LTDTAIWAN LIPOSOME CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 200 shares 200$1K<0.01%new
INVIVO THERAPEUTICS HLDGS C…INVIVO THERAPEUTICS HLDGS CO COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 863 shares; 2018Q3: 963 shares; 2018Q4: 963 shares; 2019Q1: 923 shares 923$1K<0.01%-40
PERSHING GOLD CORPPERSHING GOLD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 555 shares; 2018Q2: 555 shares; 2018Q3: 555 shares; 2018Q4: 555 shares; 2019Q1: 555 shares 555$1K<0.01%0
GLOBAL X FDSGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 967 shares; 2018Q2: 734 shares; 2018Q3: 69 shares; 2018Q4: 39 shares; 2019Q1: 39 shares 39$1K<0.01%0
ELFE L F BEAUTY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 148 shares; 2018Q2: 148 shares; 2018Q3: 43 shares; 2018Q4: 335 shares; 2019Q1: 88 shares 88$00%-247Value filed as zero, left out of ratios.Timeline
GEVOGEVO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 506 shares; 2018Q3: 1 shares; 2018Q4: 1 shares; 2019Q1: 1 shares 1$00%0Value filed as zero, left out of ratios.Timeline
WITWIPRO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 193 shares; 2018Q2: 193 shares; 2018Q3: 16 shares; 2018Q4: 16 shares; 2019Q1: 21 shares 21$00%+5Value filed as zero, left out of ratios.Timeline
PRTAPROTHENA CORP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 25 shares; 2018Q2: 2 shares; 2018Q3: 2 shares; 2018Q4: 2 shares; 2019Q1: 2 shares 2$00%0Value filed as zero, left out of ratios.Timeline
WEYSWEYCO GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 35 shares; 2018Q2: 35 shares; 2018Q3: 38 shares; 2018Q4: 3 shares; 2019Q1: 3 shares 3$00%0Value filed as zero, left out of ratios.Timeline
BCRXBIOCRYST PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 250 shares; 2018Q2: 250 shares; 2018Q3: 50 shares; 2018Q4: 50 shares; 2019Q1: 50 shares 50$00%0Value filed as zero, left out of ratios.Timeline
KOFCOCA-COLA FEMSA SAB DE CVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4 shares; 2018Q2: 4 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 6 shares 6$00%newValue filed as zero, left out of ratios.Timeline
HMYHARMONY GOLD MNG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 8,376 shares; 2018Q2: 2,076 shares; 2018Q3: 2,024 shares; 2018Q4: 24 shares; 2019Q1: 24 shares 24$00%0Value filed as zero, left out of ratios.Timeline
WRNWESTERN COPPER & GOLD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 600 shares; 2018Q2: 600 shares; 2018Q3: 800 shares; 2018Q4: 600 shares; 2019Q1: 600 shares 600$00%0Value filed as zero, left out of ratios.Timeline
THMINTERNATIONAL TOWER HILL MINQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10 shares; 2018Q2: 10 shares; 2018Q3: 10 shares; 2018Q4: 10 shares; 2019Q1: 10 shares 10$00%0Value filed as zero, left out of ratios.Timeline
DHTDHT HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 8 shares; 2018Q2: 8 shares; 2018Q3: 8 shares; 2018Q4: 8 shares; 2019Q1: 8 shares 8$00%0Value filed as zero, left out of ratios.Timeline
BANDBANDWIDTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 5 shares 5$00%newValue filed as zero, left out of ratios.Timeline
KODKEASTMAN KODAK COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,196 shares; 2018Q2: 196 shares; 2018Q3: 2,100 shares; 2018Q4: 2,100 shares; 2019Q1: 100 shares 100$00%-2,000Value filed as zero, left out of ratios.Timeline
RIOTRIOT PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 65 shares; 2018Q2: 65 shares; 2018Q3: 65 shares; 2018Q4: 110 shares; 2019Q1: 110 shares 110$00%0Value filed as zero, left out of ratios.Timeline
MVISMICROVISION INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,277 shares; 2018Q2: 4,277 shares; 2018Q3: 4,277 shares; 2018Q4: 4,277 shares; 2019Q1: 277 shares 277$00%-4,000Value filed as zero, left out of ratios.Timeline
ATENA10 NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 600 shares; 2018Q2: not reported; 2018Q3: 17 shares; 2018Q4: 17 shares; 2019Q1: 17 shares 17$00%0Value filed as zero, left out of ratios.Timeline
MIRATI THERAPEUTICS INCMIRATI THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 4 shares 4$00%newValue filed as zero, left out of ratios.
CSTECAESARSTONE LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 31 shares; 2018Q2: 31 shares; 2018Q3: 31 shares; 2018Q4: 31 shares; 2019Q1: 31 shares 31$00%0Value filed as zero, left out of ratios.Timeline
CENTRAIS ELETRICAS BRASILEIRCENTRAIS ELETRICAS BRASILEIRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 14 shares; 2018Q2: 14 shares; 2018Q3: 14 shares; 2018Q4: 14 shares; 2019Q1: 14 shares 14$00%0Value filed as zero, left out of ratios.
MYNBLACKROCK MUNIYIELD N Y QUALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6 shares; 2018Q2: 6 shares; 2018Q3: 6 shares; 2018Q4: 6 shares; 2019Q1: 6 shares 6$00%0Value filed as zero, left out of ratios.Timeline
TBPHTHERAVANCE BIOPHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 10 shares; 2018Q4: 10 shares; 2019Q1: 10 shares 10$00%0Value filed as zero, left out of ratios.Timeline
HLITHARMONIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 50 shares; 2018Q2: 50 shares; 2018Q3: 50 shares; 2018Q4: 50 shares; 2019Q1: 50 shares 50$00%0Value filed as zero, left out of ratios.Timeline
BBWBUILD-A-BEAR WORKSHOP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 170 shares; 2018Q2: 20 shares; 2018Q3: 20 shares; 2018Q4: 20 shares; 2019Q1: 20 shares 20$00%0Value filed as zero, left out of ratios.Timeline
RDNTRADNET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 22 shares; 2019Q1: 22 shares 22$00%0Value filed as zero, left out of ratios.Timeline
OPBKOP BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 12 shares; 2019Q1: 12 shares 12$00%0Value filed as zero, left out of ratios.Timeline
WHGWESTWOOD HLDGS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 427 shares; 2018Q2: 427 shares; 2018Q3: 427 shares; 2018Q4: 3 shares; 2019Q1: 3 shares 3$00%0Value filed as zero, left out of ratios.Timeline
CMCLCALEDONIA MNG CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 40 shares; 2018Q2: 40 shares; 2018Q3: 40 shares; 2018Q4: 40 shares; 2019Q1: 40 shares 40$00%0Value filed as zero, left out of ratios.Timeline
AVNWAVIAT NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2 shares; 2018Q2: 2 shares; 2018Q3: 2 shares; 2018Q4: 2 shares; 2019Q1: 2 shares 2$00%0Value filed as zero, left out of ratios.Timeline
PMTSCPI CARD GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 23 shares; 2018Q2: 23 shares; 2018Q3: 23 shares; 2018Q4: 23 shares; 2019Q1: 23 shares 23$00%0Value filed as zero, left out of ratios.Timeline
TMQTRILOGY METALS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 839 shares; 2018Q2: 839 shares; 2018Q3: 90 shares; 2018Q4: 107 shares; 2019Q1: 25 shares 25$00%-82Value filed as zero, left out of ratios.Timeline
NLNLI HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 13 shares; 2018Q4: 13 shares; 2019Q1: 13 shares 13$00%0Value filed as zero, left out of ratios.Timeline
XOMAXOMA ROYALTY CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,226 shares; 2018Q2: 2,226 shares; 2018Q3: 2,226 shares; 2018Q4: 1,126 shares; 2019Q1: 1 shares 1$00%-1,125Value filed as zero, left out of ratios.Timeline
FOSLFOSSIL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 30 shares; 2019Q1: 30 shares 30$00%0Value filed as zero, left out of ratios.Timeline
CIACITIZENS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 29 shares; 2018Q2: 29 shares; 2018Q3: 29 shares; 2018Q4: 29 shares; 2019Q1: 29 shares 29$00%0Value filed as zero, left out of ratios.Timeline
ATNIATN INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 528 shares; 2018Q2: 528 shares; 2018Q3: 528 shares; 2018Q4: not reported; 2019Q1: 8 shares 8$00%newValue filed as zero, left out of ratios.Timeline
RBBNRIBBON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 20 shares; 2018Q2: 20 shares; 2018Q3: 20 shares; 2018Q4: 20 shares; 2019Q1: 20 shares 20$00%0Value filed as zero, left out of ratios.Timeline
GEOSGEOSPACE TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 35 shares 35$00%newValue filed as zero, left out of ratios.Timeline
PERIPERION NETWORK LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 47 shares; 2018Q4: 47 shares; 2019Q1: 47 shares 47$00%0Value filed as zero, left out of ratios.Timeline
JOBGEE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 12 shares; 2018Q2: 12 shares; 2018Q3: 12 shares; 2018Q4: 12 shares; 2019Q1: 12 shares 12$00%0Value filed as zero, left out of ratios.Timeline
ZDGEZEDGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 200 shares; 2018Q4: 200 shares; 2019Q1: 200 shares 200$00%0Value filed as zero, left out of ratios.Timeline
CATOCATO CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,520 shares; 2018Q2: 1,520 shares; 2018Q3: 8 shares; 2018Q4: 8 shares; 2019Q1: 8 shares 8$00%0Value filed as zero, left out of ratios.Timeline
IDNINTELLICHECK MOBILISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 50 shares; 2018Q2: 50 shares; 2018Q3: 50 shares; 2018Q4: 50 shares; 2019Q1: 50 shares 50$00%0Value filed as zero, left out of ratios.Timeline
FLNAFILANA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 37 shares 37$00%newValue filed as zero, left out of ratios.Timeline
YCSPROSHARES TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3 shares; 2018Q4: 3 shares; 2019Q1: 3 shares 3$00%0Value filed as zero, left out of ratios.Timeline
MBOTMICROBOT MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 469 shares; 2018Q4: 469 shares; 2019Q1: 2 shares 2$00%-467Value filed as zero, left out of ratios.Timeline
RVPRETRACTABLE TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 130 shares; 2018Q2: 130 shares; 2018Q3: 130 shares; 2018Q4: 130 shares; 2019Q1: 130 shares 130$00%0Value filed as zero, left out of ratios.Timeline
KELLY SVCS INCKELLY SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7 shares; 2018Q2: 7 shares; 2018Q3: 7 shares; 2018Q4: 7 shares; 2019Q1: 7 shares 7$00%0Value filed as zero, left out of ratios.
BIO-BBIO RAD LABS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1 shares; 2018Q4: 1 shares; 2019Q1: 1 shares 1$00%0Value filed as zero, left out of ratios.Timeline
GIGMGIGAMEDIA LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 20 shares; 2018Q2: 20 shares; 2018Q3: 20 shares; 2018Q4: 20 shares; 2019Q1: 20 shares 20$00%0Value filed as zero, left out of ratios.Timeline
Rithm Property Trust IncRithm Property Trust IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 9 shares; 2019Q1: 9 shares 9$00%0Value filed as zero, left out of ratios.
FRONTLINE PLC FFRONTLINE PLC FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 359 shares; 2018Q2: 359 shares; 2018Q3: 359 shares; 2018Q4: 94 shares; 2019Q1: 60 shares 60$00%-34Value filed as zero, left out of ratios.
CEDAR REALTY TRUST INCCEDAR REALTY TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,329 shares; 2018Q2: 689 shares; 2018Q3: 29 shares; 2018Q4: 29 shares; 2019Q1: 29 shares 29$00%0Value filed as zero, left out of ratios.
SRNESORRENTO THERAPEUTICS, INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: not reported; 2018Q4: 31 shares; 2019Q1: 85 shares 85$00%+54Value filed as zero, left out of ratios.Timeline
TEEKAY OFFSHORE PARTNERS LPTEEKAY OFFSHORE PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: 100 shares 100$00%0Value filed as zero, left out of ratios.
SCORPIUS HOLDINGS INCSCORPIUS HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 300 shares 300$00%newValue filed as zero, left out of ratios.
BARNES & NOBLE ED INCBARNES & NOBLE ED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 183 shares; 2018Q2: 183 shares; 2018Q3: 57 shares; 2018Q4: 57 shares; 2019Q1: 57 shares 57$00%0Value filed as zero, left out of ratios.
RANGER OIL CORPORATION CLAS…RANGER OIL CORPORATION CLASS A COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 680 shares; 2018Q4: 4 shares; 2019Q1: 4 shares 4$00%0Value filed as zero, left out of ratios.
PCSB FINL CORP COMPCSB FINL CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 5 shares; 2018Q4: 5 shares; 2019Q1: 5 shares 5$00%0Value filed as zero, left out of ratios.
IRSA INVERSIONES Y REP S A …IRSA INVERSIONES Y REP S A SPON G…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 686 shares; 2018Q2: 51 shares; 2018Q3: 51 shares; 2018Q4: 5 shares; 2019Q1: 5 shares 5$00%0Value filed as zero, left out of ratios.
REGIS CORPREGIS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 15 shares; 2018Q4: 15 shares; 2019Q1: 15 shares 15$00%0Value filed as zero, left out of ratios.
SPECTRUM PHARMACEUTICALS INCSPECTRUM PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 108 shares; 2018Q2: not reported; 2018Q3: 438 shares; 2018Q4: 423 shares; 2019Q1: 13 shares 13$00%-410Value filed as zero, left out of ratios.
BANKFINANCIAL CORPBANKFINANCIAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 8 shares; 2019Q1: 8 shares 8$00%0Value filed as zero, left out of ratios.
IMPMQIMPAC MTG HLDGS INC COM STK NEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 14 shares; 2018Q4: not reported; 2019Q1: 13 shares 13$00%newValue filed as zero, left out of ratios.Timeline
AMYRIS INCAMYRIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 21 shares; 2018Q2: 21 shares; 2018Q3: 21 shares; 2018Q4: 21 shares; 2019Q1: 149 shares 149$00%+128Value filed as zero, left out of ratios.
TIDEWATER INC NEWTIDEWATER INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 108 shares; 2018Q2: 108 shares; 2018Q3: 108 shares; 2018Q4: 108 shares; 2019Q1: 118 shares 118$00%+10Value filed as zero, left out of ratios.
TIDEWATER INC NEWTIDEWATER INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 119 shares; 2018Q2: 119 shares; 2018Q3: 119 shares; 2018Q4: 119 shares; 2019Q1: 130 shares 130$00%+11Value filed as zero, left out of ratios.
VISTRA CORPVISTRA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 1,060 shares; 2018Q3: 244 shares; 2018Q4: 244 shares; 2019Q1: 122 shares 122$00%-122Value filed as zero, left out of ratios.
CTI BIOPHARMA CORPCTI BIOPHARMA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 550 shares; 2018Q2: 550 shares; 2018Q3: 83 shares; 2018Q4: 83 shares; 2019Q1: 83 shares 83$00%0Value filed as zero, left out of ratios.
ALTISOURCE ASSET MGMT CORPALTISOURCE ASSET MGMT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5 shares; 2018Q2: 5 shares; 2018Q3: 5 shares; 2018Q4: 5 shares; 2019Q1: 5 shares 5$00%0Value filed as zero, left out of ratios.
FORTRESS BIOTECH INCFORTRESS BIOTECH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 16 shares; 2018Q3: 16 shares; 2018Q4: 16 shares; 2019Q1: 16 shares 16$00%0Value filed as zero, left out of ratios.
EMAGIN CORPEMAGIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: 100 shares 100$00%0Value filed as zero, left out of ratios.
SOGOU INC ADR REPSTG ASOGOU INC ADR REPSTG AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 600 shares; 2018Q2: 915 shares; 2018Q3: 1,290 shares; 2018Q4: 790 shares; 2019Q1: 50 shares 50$00%-740Value filed as zero, left out of ratios.
GOLDEN STAR RES LTD CDAGOLDEN STAR RES LTD CDAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 100 shares; 2019Q1: 100 shares 100$00%0Value filed as zero, left out of ratios.
BIOSCRIP INCBIOSCRIP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 169 shares; 2018Q2: 169 shares; 2018Q3: 169 shares; 2018Q4: 169 shares; 2019Q1: 169 shares 169$00%0Value filed as zero, left out of ratios.
HORNBECK OFFSHORE SVCS INC NHORNBECK OFFSHORE SVCS INC NQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 634 shares; 2018Q2: 634 shares; 2018Q3: 365 shares; 2018Q4: 365 shares; 2019Q1: 365 shares 365$00%0Value filed as zero, left out of ratios.
CHINA FIN ONLINE CO LTDCHINA FIN ONLINE CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: 100 shares 100$00%0Value filed as zero, left out of ratios.
O2MICRO INTERNATIONAL LTDO2MICRO INTERNATIONAL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 200 shares; 2019Q1: 200 shares 200$00%0Value filed as zero, left out of ratios.
OCWEN FINL CORPOCWEN FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 619 shares; 2018Q2: 619 shares; 2018Q3: 619 shares; 2018Q4: 619 shares; 2019Q1: 200 shares 200$00%-419Value filed as zero, left out of ratios.
EXONE COEXONE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 220 shares; 2018Q2: 220 shares; 2018Q3: 70 shares; 2018Q4: 90 shares; 2019Q1: 70 shares 70$00%-20Value filed as zero, left out of ratios.
ACHILLION PHARMACEUTICALS INACHILLION PHARMACEUTICALS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 87 shares; 2018Q2: 87 shares; 2018Q3: 87 shares; 2018Q4: 87 shares; 2019Q1: 87 shares 87$00%0Value filed as zero, left out of ratios.
INTERMOLECULAR INCINTERMOLECULAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 200 shares; 2018Q4: 200 shares; 2019Q1: 200 shares 200$00%0Value filed as zero, left out of ratios.
CHRISTOPHER + BANKS CORPCHRISTOPHER + BANKS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares; 2018Q4: 1,000 shares; 2019Q1: 1,000 shares 1,000$00%0Value filed as zero, left out of ratios.
Cbs Corporation Cl A NewCbs Corporation Cl A NewQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 4 shares; 2019Q1: 4 shares 4$00%0Value filed as zero, left out of ratios.
SEMICONDUCTOR MFG INTL CORPSEMICONDUCTOR MFG INTL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 44 shares; 2018Q2: 44 shares; 2018Q3: 44 shares; 2018Q4: 44 shares; 2019Q1: 44 shares 44$00%0Value filed as zero, left out of ratios.
TEEKAY TANKERS LTDTEEKAY TANKERS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares; 2018Q3: 800 shares; 2018Q4: 700 shares; 2019Q1: 700 shares 700$00%0Value filed as zero, left out of ratios.
NAVIDEA BIOPHARMACEUTICALS INAVIDEA BIOPHARMACEUTICALS IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,000 shares; 2018Q2: 2,000 shares; 2018Q3: 2,000 shares; 2018Q4: 2,000 shares; 2019Q1: 500 shares 500$00%-1,500Value filed as zero, left out of ratios.
SANDRIDGE MISSISSIPPIAN TR ISANDRIDGE MISSISSIPPIAN TR IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 13,235 shares; 2018Q2: 13,673 shares; 2018Q3: 14,118 shares; 2018Q4: 2 shares; 2019Q1: 2 shares 2$00%0Value filed as zero, left out of ratios.
ASCENT CAPITAL GROUP INC-AASCENT CAPITAL GROUP INC-AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3 shares; 2018Q4: 3 shares; 2019Q1: 3 shares 3$00%0Value filed as zero, left out of ratios.
ATHERSYS INCATHERSYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: 100 shares 100$00%0Value filed as zero, left out of ratios.
TRAVELCENTERS OF AMERICA LLCTRAVELCENTERS OF AMERICA LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 107 shares; 2018Q2: 67 shares; 2018Q3: 67 shares; 2018Q4: 67 shares; 2019Q1: 67 shares 67$00%0Value filed as zero, left out of ratios.
CRAFT BREW ALLIANCE INCCRAFT BREW ALLIANCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 78 shares; 2018Q2: 78 shares; 2018Q3: 24 shares; 2018Q4: 24 shares; 2019Q1: 24 shares 24$00%0Value filed as zero, left out of ratios.
BIOLINERX LTD-SPONS ADRBIOLINERX LTD-SPONS ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: 100 shares 100$00%0Value filed as zero, left out of ratios.
BSQUARE CORPBSQUARE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 31 shares; 2018Q2: 31 shares; 2018Q3: 31 shares; 2018Q4: 31 shares; 2019Q1: 31 shares 31$00%0Value filed as zero, left out of ratios.
CELGENE CORPCELGENE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1 shares; 2018Q2: 1 shares; 2018Q3: 1 shares; 2018Q4: 1 shares; 2019Q1: 1 shares 1$00%0Value filed as zero, left out of ratios.
BLUEKNIGHT ENERGY PARTNERS …BLUEKNIGHT ENERGY PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 100 shares 100$00%newValue filed as zero, left out of ratios.
QAD INC-BQAD INC-BQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10 shares; 2018Q2: 1,699 shares; 2018Q3: 10 shares; 2018Q4: 10 shares; 2019Q1: 10 shares 10$00%0Value filed as zero, left out of ratios.
XINYUAN REAL ESTATE CO LTDXINYUAN REAL ESTATE CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,764 shares; 2018Q2: 3,764 shares; 2018Q3: 3,764 shares; 2018Q4: 19 shares; 2019Q1: 19 shares 19$00%0Value filed as zero, left out of ratios.
ON TRACK INNOVATION LTDON TRACK INNOVATION LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: 100 shares 100$00%0Value filed as zero, left out of ratios.
BIOANALYTICAL SYS INCBIOANALYTICAL SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: 100 shares 100$00%0Value filed as zero, left out of ratios.
BROADVISION INCBROADVISION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 8 shares; 2018Q2: 8 shares; 2018Q3: 8 shares; 2018Q4: 8 shares; 2019Q1: 8 shares 8$00%0Value filed as zero, left out of ratios.
SIENTRA INCSIENTRA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 595 shares; 2018Q2: 595 shares; 2018Q3: 626 shares; 2018Q4: 626 shares; 2019Q1: 31 shares 31$00%-595Value filed as zero, left out of ratios.
RICEBRAN TECHNOLOGIESRICEBRAN TECHNOLOGIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 30 shares; 2018Q2: 30 shares; 2018Q3: 30 shares; 2018Q4: 30 shares; 2019Q1: 30 shares 30$00%0Value filed as zero, left out of ratios.
MARKER THERAPEUTICS INCMARKER THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 18 shares; 2019Q1: 18 shares 18$00%0Value filed as zero, left out of ratios.
ION GEOPHYSICAL CORPION GEOPHYSICAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 410 shares; 2018Q2: 16 shares; 2018Q3: 16 shares; 2018Q4: 16 shares; 2019Q1: 16 shares 16$00%0Value filed as zero, left out of ratios.
TIDEWATER INC NEWTIDEWATER INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 52 shares; 2019Q1: 50 shares 50$00%-2Value filed as zero, left out of ratios.
THERIVA BIOLOGICS INC COM N…THERIVA BIOLOGICS INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 421 shares 421$00%newValue filed as zero, left out of ratios.
LILIS ENERGY INCLILIS ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 300 shares; 2018Q3: 300 shares; 2018Q4: 300 shares; 2019Q1: 300 shares 300$00%0Value filed as zero, left out of ratios.
FTD COS INCFTD COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 50 shares; 2018Q2: 50 shares; 2018Q3: 50 shares; 2018Q4: 50 shares; 2019Q1: 50 shares 50$00%0Value filed as zero, left out of ratios.
RETAIL VALUE INCRETAIL VALUE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 41 shares; 2018Q4: 7 shares; 2019Q1: 10 shares 10$00%+3Value filed as zero, left out of ratios.
AILERON THERAPEUTICS INC CO…AILERON THERAPEUTICS INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 150 shares; 2018Q2: 150 shares; 2018Q3: 150 shares; 2018Q4: 150 shares; 2019Q1: 150 shares 150$00%0Value filed as zero, left out of ratios.
DEAN FOODS CO NEWDEAN FOODS CO NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,080 shares; 2018Q2: 396 shares; 2018Q3: 949 shares; 2018Q4: 395 shares; 2019Q1: 290 shares 290$00%-105Value filed as zero, left out of ratios.
QUORUM HEALTH CORPQUORUM HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 88 shares; 2018Q2: 76 shares; 2018Q3: 76 shares; 2018Q4: 76 shares; 2019Q1: 76 shares 76$00%0Value filed as zero, left out of ratios.
FUELCELL ENERGY INCFUELCELL ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 11,500 shares; 2018Q2: 679 shares; 2018Q3: 679 shares; 2018Q4: 554 shares; 2019Q1: 554 shares 554$00%0Value filed as zero, left out of ratios.
OPHTHOTECH CORPOPHTHOTECH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 161 shares; 2018Q2: 161 shares; 2018Q3: 452 shares; 2018Q4: 27 shares; 2019Q1: 23 shares 23$00%-4Value filed as zero, left out of ratios.
REXAHN PHARMACEUTICALS INCREXAHN PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 280 shares; 2018Q4: 280 shares; 2019Q1: 280 shares 280$00%0Value filed as zero, left out of ratios.
NOBILIS HEALTH CORPNOBILIS HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 500 shares; 2019Q1: 500 shares 500$00%0Value filed as zero, left out of ratios.
GRANA Y MONTERO S A AGRANA Y MONTERO S A AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 26 shares; 2018Q2: not reported; 2018Q3: 18 shares; 2018Q4: 18 shares; 2019Q1: 18 shares 18$00%0Value filed as zero, left out of ratios.
CAN-FITE BIOPHARMA LTDCAN-FITE BIOPHARMA LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 118 shares 118$00%newValue filed as zero, left out of ratios.
AVINGER INCAVINGER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4 shares; 2018Q2: 4 shares; 2018Q3: 4 shares; 2018Q4: 4 shares; 2019Q1: 4 shares 4$00%0Value filed as zero, left out of ratios.
CYTORI THERAPEUTICS INCCYTORI THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 16 shares; 2018Q3: 10 shares; 2018Q4: 10 shares; 2019Q1: 10 shares 10$00%0Value filed as zero, left out of ratios.
HELIUS MED TECHNOLOGIES INCHELIUS MED TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 20 shares 20$00%newValue filed as zero, left out of ratios.
DOVA PHARMACEUTICALS INCDOVA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 50 shares; 2018Q2: 50 shares; 2018Q3: 50 shares; 2018Q4: 50 shares; 2019Q1: 50 shares 50$00%0Value filed as zero, left out of ratios.
SEADRILL LTDSEADRILL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 47 shares; 2018Q4: 55 shares; 2019Q1: 41 shares 41$00%-14Value filed as zero, left out of ratios.
CLEVELAND BIOLABS INCCLEVELAND BIOLABS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 25 shares; 2018Q2: 25 shares; 2018Q3: 25 shares; 2018Q4: 25 shares; 2019Q1: 25 shares 25$00%0Value filed as zero, left out of ratios.
GREAT ELM CAP CORPGREAT ELM CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 196 shares; 2018Q2: 201 shares; 2018Q3: 205 shares; 2018Q4: 11 shares; 2019Q1: 11 shares 11$00%0Value filed as zero, left out of ratios.
CELSION CORPCELSION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 35 shares; 2019Q1: 35 shares 35$00%0Value filed as zero, left out of ratios.
MILLENDO THERAPEUTICS INCMILLENDO THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 3 shares; 2019Q1: 3 shares 3$00%0Value filed as zero, left out of ratios.
AETHLON MED INCAETHLON MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 388 shares; 2018Q2: 388 shares; 2018Q3: 388 shares; 2018Q4: 3,738 shares; 2019Q1: 388 shares 388$00%-3,350Value filed as zero, left out of ratios.
CALADRIUS BIOSCIENCES INCCALADRIUS BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10 shares; 2018Q2: 10 shares; 2018Q3: 10 shares; 2018Q4: 10 shares; 2019Q1: 10 shares 10$00%0Value filed as zero, left out of ratios.
AYTU BIOSCIENCE INCAYTU BIOSCIENCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2 shares; 2018Q4: 2 shares; 2019Q1: 2 shares 2$00%0Value filed as zero, left out of ratios.
PHIO PHARMACEUTICALS CORPPHIO PHARMACEUTICALS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 19 shares; 2019Q1: 19 shares 19$00%0Value filed as zero, left out of ratios.
Trovagene IncTrovagene IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 20 shares 20$00%newValue filed as zero, left out of ratios.
AKARI THERAPEUTICS PLCAKARI THERAPEUTICS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 25 shares; 2018Q2: 25 shares; 2018Q3: 25 shares; 2018Q4: 25 shares; 2019Q1: 25 shares 25$00%0Value filed as zero, left out of ratios.
GLOBUS MARITIME LIMITED NEWGLOBUS MARITIME LIMITED NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 56 shares; 2019Q1: 56 shares 56$00%0Value filed as zero, left out of ratios.
SUPERCONDUCTOR TECHNOLOGIESSUPERCONDUCTOR TECHNOLOGIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 4 shares; 2018Q4: 4 shares; 2019Q1: 4 shares 4$00%0Value filed as zero, left out of ratios.
AKERS BIOSCIENCES INCAKERS BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 250 shares; 2019Q1: 13 shares 13$00%-237Value filed as zero, left out of ratios.
FIBROCELL SCIENCE INCFIBROCELL SCIENCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 54 shares; 2018Q3: 54 shares; 2018Q4: 54 shares; 2019Q1: 54 shares 54$00%0Value filed as zero, left out of ratios.
NEURALSTEM INCNEURALSTEM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 133 shares; 2018Q2: 133 shares; 2018Q3: 133 shares; 2018Q4: 133 shares; 2019Q1: 133 shares 133$00%0Value filed as zero, left out of ratios.
CYTRX CORPCYTRX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 144 shares; 2018Q2: 144 shares; 2018Q3: 144 shares; 2018Q4: 240 shares; 2019Q1: 240 shares 240$00%0Value filed as zero, left out of ratios.
ICONIX BRAND GROUP INC COM …ICONIX BRAND GROUP INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 60 shares 60$00%newValue filed as zero, left out of ratios.
FIRST CHOICE BANCORPFIRST CHOICE BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 5 shares; 2019Q1: 5 shares 5$00%0Value filed as zero, left out of ratios.
RA PHARMACEUTICALS INCRA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 13 shares 13$00%newValue filed as zero, left out of ratios.
CONTURA ENERGY INCCONTURA ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 2 shares; 2019Q1: 2 shares 2$00%0Value filed as zero, left out of ratios.
ENDRA LIFE SCIENCES INC COM…ENDRA LIFE SCIENCES INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 500 shares; 2018Q4: 250 shares; 2019Q1: 250 shares 250$00%0Value filed as zero, left out of ratios.
SELLAS LIFE SCIENCES GROUP ISELLAS LIFE SCIENCES GROUP IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6 shares; 2018Q2: 1 shares; 2018Q3: 1 shares; 2018Q4: 2 shares; 2019Q1: 2 shares 2$00%0Value filed as zero, left out of ratios.
BASIC ENERGY SVCS INC NEWBASIC ENERGY SVCS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2 shares; 2018Q2: 2 shares; 2018Q3: 2 shares; 2018Q4: 2 shares; 2019Q1: 2 shares 2$00%0Value filed as zero, left out of ratios.
CHECK CAP LTDCHECK CAP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 167 shares; 2018Q3: 167 shares; 2018Q4: 167 shares; 2019Q1: 167 shares 167$00%0Value filed as zero, left out of ratios.
AKAOQACHAOGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 1,000 shares 1,000$00%newValue filed as zero, left out of ratios.Timeline
OcugenOcugenQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: 100 shares 100$00%0Value filed as zero, left out of ratios.
FORWARD PHARMA A/SFORWARD PHARMA A/SQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 18,654 shares; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 182 shares 182$00%newValue filed as zero, left out of ratios.
EP ENERGY CORPEP ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares; 2018Q4: 100 shares; 2019Q1: 100 shares 100$00%0Value filed as zero, left out of ratios.
KEY ENERGY SVCS INC DELKEY ENERGY SVCS INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3 shares; 2018Q2: 3 shares; 2018Q3: 3 shares; 2018Q4: 3 shares; 2019Q1: 3 shares 3$00%0Value filed as zero, left out of ratios.
HEMISPHERX BIOPHARMA INCHEMISPHERX BIOPHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 250 shares; 2018Q2: 250 shares; 2018Q3: 250 shares; 2018Q4: 250 shares; 2019Q1: 2,750 shares 2,750$00%+2,500Value filed as zero, left out of ratios.
ONCOSEC MED INCONCOSEC MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 658 shares; 2018Q3: 658 shares; 2018Q4: 658 shares; 2019Q1: 658 shares 658$00%0Value filed as zero, left out of ratios.
MARATHON PATENT GROUP INCMARATHON PATENT GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 750 shares; 2018Q2: 750 shares; 2018Q3: 750 shares; 2018Q4: 750 shares; 2019Q1: 785 shares 785$00%+35Value filed as zero, left out of ratios.
PHIO PHARMACEUTICALS CORPPHIO PHARMACEUTICALS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 150 shares 150$00%newValue filed as zero, left out of ratios.
NAVIOS MARITIME CHG CONTAIN…NAVIOS MARITIME CHG CONTAINERS LP…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 43 shares; 2019Q1: 33 shares 33$00%-10Value filed as zero, left out of ratios.
SEQUENTIAL BRNDS GROUP ISEQUENTIAL BRNDS GROUP IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 196 shares; 2018Q2: 196 shares; 2018Q3: 296 shares; 2018Q4: 296 shares; 2019Q1: 296 shares 296$00%0Value filed as zero, left out of ratios.
TALOS ENERGY INCTALOS ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 237 shares; 2018Q3: 206 shares; 2018Q4: 153 shares; 2019Q1: 153 shares 153$00%0Value filed as zero, left out of ratios.
RA MED SYS INCRA MED SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 145 shares; 2019Q1: 145 shares 145$00%0Value filed as zero, left out of ratios.
Melinta Therapeutics IncMelinta Therapeutics IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 14 shares 14$00%newValue filed as zero, left out of ratios.
U S ENERGY CORP WYOU S ENERGY CORP WYOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 83 shares; 2018Q2: 83 shares; 2018Q3: 83 shares; 2018Q4: 83 shares; 2019Q1: 83 shares 83$00%0Value filed as zero, left out of ratios.
CONTRAVIR PHARMACEUTICALS INCONTRAVIR PHARMACEUTICALS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 35 shares; 2018Q3: 35 shares; 2018Q4: 35 shares; 2019Q1: 35 shares 35$00%0Value filed as zero, left out of ratios.
WHEELER REAL ESTATE INVT TRWHEELER REAL ESTATE INVT TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,100 shares; 2018Q2: 2,100 shares; 2018Q3: 2,100 shares; 2018Q4: 2,100 shares; 2019Q1: 2,100 shares 2,100$00%0Value filed as zero, left out of ratios.
PRECIPIO INCPRECIPIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 33 shares; 2018Q2: 33 shares; 2018Q3: 33 shares; 2018Q4: 33 shares; 2019Q1: 33 shares 33$00%0Value filed as zero, left out of ratios.
SECOND SIGHT MED PRODS INCSECOND SIGHT MED PRODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 366 shares 366$00%newValue filed as zero, left out of ratios.
DPW HLDGS INCDPW HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 599 shares 599$00%newValue filed as zero, left out of ratios.
TARONIS TECHNOLOGIES INCTARONIS TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 759 shares 759$00%newValue filed as zero, left out of ratios.
ARCA BIOPHARMA INCARCA BIOPHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1 shares; 2018Q4: 1,001 shares; 2019Q1: 1,001 shares 1,001$00%0Value filed as zero, left out of ratios.

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
APPLE INCAPPLE INC CALLcall18$129K-11
META PLATFORMS INCMETA PLATFORMS INC CALLcall41$92K-15
ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTD CALLcall27$72K-30
STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T PUTput165$70K+4
MASTERCARD INCORPORATEDMASTERCARD INCORPORATED CL Acall20$57K0
GENERAL ELECTRIC COGENERAL ELECTRIC CO COMcall140$28K+70
TESLA INCTESLA INC CALLcall7$23Knew
TWITTER INCTWITTER INC COMcall30$21K0
NETFLIX INC.NETFLIX INC. CALLcall6$20K-7
BOEING COBOEING CO CALLcall3$17Knew
MORGAN STANLEYMORGAN STANLEY Optioncall40$16K0
DROPBOX INCDROPBOX INC CL Acall20$9K0
SELECT SECTOR SPDR TRSELECT SECTOR SPDR TR CALLcall100$7K0
TESLA INCTESLA INC PUTput2$1K-8
WILLIAMS SONOMA INCWILLIAMS SONOMA INC PUTput4$1Knew
SPDR GOLD TRSPDR GOLD TR CALLcall5$1Knew
HALLIBURTON COHALLIBURTON CO CALLcall2$1Knew
CVS HEALTH CORPCVS HEALTH CORP CALLcall1$1Knew
YAMANA GOLD INCYAMANA GOLD INC COMcall20$1Knew
MCDERMOTT INTL INC CALLMCDERMOTT INTL INC CALL CALLcall100$1K0
BALLARD PWR SYS INC NEWBALLARD PWR SYS INC NEW COMcall5$0new
ENSCO PLC-CL AENSCO PLC-CL A COMcall5$0new

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1principal80$80K0
PORTFOLIO RECOVERY ASSOCS INPORTFOLIO RECOVERY ASSOCS IN NOTE 3.000% 8/0principal59$57K0
VIAVI SOLUTIONS INCVIAVI SOLUTIONS INC NOTE 1.000% 3/0principal50$56K+6
FINISAR CORPFINISAR CORP NOTE 0.500%12/1principal57$56K0
AIR TRANS SVCS GROUP INCAIR TRANS SVCS GROUP INC BONDprincipal53$53K+11
PENNYMAC CORPPENNYMAC CORP NOTE 5.375% 5/0principal52$52K0
APOLLO COML REAL EST FIN INCAPOLLO COML REAL EST FIN INC NOTE 4.750% 8/2principal52$51K0
ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN NOTE 2.250% 6/0principal46$48K0
HCI GROUP INCHCI GROUP INC NOTE 4.250% 3/0principal48$48K0
BLACKSTONE MORTGAGE TRUST INBLACKSTONE MORTGAGE TRUST IN NOTE 4.375% 5/0principal48$48K0
II VI INCII VI INC NOTE 0.250% 9/0principal43$45K+3
PACIRA BIOSCIENCESPACIRA BIOSCIENCES NOTE 2.375% 4/0principal46$45K0
NEMNEM 0.00% 10/30/2023principal44$45K0
BARCLAYS BANK PLC 0 09/26/2…BARCLAYS BANK PLC 0 09/26/2023 Corp Bondprincipal45$44K0
TUTOR PERINI CORPTUTOR PERINI CORP NOTE 2.875% 6/1principal41$39K-1
CALAMP CORPCALAMP CORP NOTE 1.625% 5/1principal38$37K-14
DYCOM INDS INCDYCOM INDS INC NOTE 0.750% 9/1principal39$36K-8
TWITTER INCTWITTER INC NOTE 1.000% 9/1principal37$35K+12
LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.250% 3/1principal29$34K0
GRANITE PT MTG TR INCGRANITE PT MTG TR INC NOTE 6.375%10/0principal26$26Knew
ILLUMINA INCILLUMINA INC NOTE 0.500% 6/1principal17$23K0
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 1.000%12/0principal19$23K0
GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BONDprincipal18$20K0
PRICELINE GRP INCPRICELINE GRP INC NOTE 0.900% 9/1principal17$19K0
GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 2/0principal18$18K+7
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.500%10/1principal15$17K0
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1principal14$15K0
WORKDAY INCWORKDAY INC NOTE 0.250%10/0principal10$14K-6
ISIS PHARMACEUTICALS INC DELISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1principal10$14K+5
TESLA INCTESLA INC NOTE 1.250% 3/0principal14$14K0
ADVANCED MICRO DEVICES INCADVANCED MICRO DEVICES INC COMprincipal4$13K0
EZCORP INCEZCORP INC NOTE 2.125% 6/1principal13$13Knew
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.000% 1/3principal11$12K0
STARWOOD PROPERTY TRUSTSTARWOOD PROPERTY TRUST Convertible Debtprincipal12$12K0
HANNON ARMSTRONG SUST INFR CHANNON ARMSTRONG SUST INFR C NOTE 4.125% 9/0principal12$12K0
ENVESTNET INCENVESTNET INC NOTE 1.75012/1principal11$12K0
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1principal13$11K-2
NUVASIVE INCNUVASIVE INC NOTE 2.250% 3/1principal10$11K-2
INPHI CORPINPHI CORP NOTE 0.750% 9/0principal11$11Knew
PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 7/0principal5$11K0
WRIGHT MED GROUP INCWRIGHT MED GROUP INC NOTE 2.000% 2/1principal10$11K+5
PDC ENERGY INCPDC ENERGY INC NOTE 1.125% 9/1principal12$11K0
ARES CAPITAL CORPARES CAPITAL CORP NOTE 4.625% 3/0principal10$10Knew
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.375%10/1principal9$10K0
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1principal6$10K0
ARES CAPITAL CORPARES CAPITAL CORP NOTE 3.750% 2/0principal10$10K0
REDWOOD TRUST INCREDWOOD TRUST INC BONDprincipal11$10K0
CAESARS ENTMT CORPCAESARS ENTMT CORP NOTEprincipal7$10K0
GOLDMAN SACHS BDC INCGOLDMAN SACHS BDC INC NOTE 4.500% 4/0principal10$10K0
RESTORATION HARDWARE HLDGS IRESTORATION HARDWARE HLDGS I DBCV 7/1principal9$10K0
COLONY STARWOOD HOMESCOLONY STARWOOD HOMES NOTE 3.500% 1/1principal8$9Knew
PDL BIOPHARMA INCPDL BIOPHARMA INC NOTE 2.750%12/0principal8$9Knew
PRICELINE GRP INCPRICELINE GRP INC NOTE 0.350% 6/1principal6$8K0
EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 1.000% 1/1principal5$7K0
STANDARD BIOTOOLS INCSTANDARD BIOTOOLS INC NOTE 2.750% 2/0principal8$7Knew
ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0principal7$7K0
VERINT SYS INCVERINT SYS INC NOTE 1.500% 6/0principal6$7Knew
GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC CNVprincipal7$7K0
LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 2.500 5/1principal4$7K0
THERAVANCE INCTHERAVANCE INC CORPORATE OBLIGprincipal6$6K0
HERCULES CAPITAL INCHERCULES CAPITAL INC DBCV 4.375% 2/0principal6$6K0
SYNAPTICS INCSYNAPTICS INC NOTE 0.500% 6/1principal6$6K0
COLONY FINL INCCOLONY FINL INC NOTE 5.000% 4/1principal6$6Knew
ROYAL GOLD INCROYAL GOLD INC NOTEprincipal6$6K0
SM ENERGY COSM ENERGY CO NOTE 1.500% 7/0principal6$6K0
TRANSOCEAN INCTRANSOCEAN INC DEB 0.500% 1/3principal5$6Knew
REALPAGE INCREALPAGE INC NOTEprincipal4$6Knew
OSI SYSTEMS INCOSI SYSTEMS INC NOTE 1.250% 9/0principal6$6Knew
QUOTIENT TECHNOLOGY INCQUOTIENT TECHNOLOGY INC NOTE 1.750%12/0principal6$6K0
MACQUARIE INFRASTRUCTURE CORMACQUARIE INFRASTRUCTURE COR NOTE 2.875% 7/1principal6$6K0
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 3.750% 2/1principal7$5K0
FIREEYE INCFIREEYE INC NOTE 1.000% 6/0principal5$5K0
SUNPOWER CORPSUNPOWER CORP DBCV 4.000% 1/1principal6$4K0
EVOLENT HEALTH INCEVOLENT HEALTH INC NOTE 2.000%12/0principal4$4K0
EURONET WORLDWIDE INCEURONET WORLDWIDE INC NOTE 1.50010/0principal2$4K0
PROSPECT CAP CORPPROSPECT CAP CORP NOTE 4.950% 7/1principal3$3Knew
DEXCOM INCDEXCOM INC NOTE 0.750% 5/1principal2$3Knew
RYLAND GROUP 0.250RYLAND GROUP 0.250 NOTE 0.250% 6/0principal3$3K0
ECHO GLOBAL LOGISTICS INCECHO GLOBAL LOGISTICS INC NOTEprincipal3$3K-6
SOLARCITY CORPSOLARCITY CORP NOTE 1.625%11/0principal3$3K0
STARWOOD WAYPOINT RESIDENTLSTARWOOD WAYPOINT RESIDENTL NOTE 3.000% 7/0principal2$3K-7
SILVER STD RES INCSILVER STD RES INC NOTE 2.875% 2/0principal3$3K0
INPHI CORPINPHI CORP NOTE 1.125%12/0principal3$3K0
NAVISTAR INTL CORP NEWNAVISTAR INTL CORP NEW NOTE 4.750 4/1principal3$3K0
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 4.000%11/1principal3$2K0
ALZA CORP 7/2ALZA CORP 7/2 SDCVprincipal1$2K0
CLOVIS ONCOLOGY INCCLOVIS ONCOLOGY INC NOTE 2.500% 9/1principal2$2K0
HERBALIFE LTDHERBALIFE LTD NOTE 2.000% 8/1principal2$2K0
INSULET CORPINSULET CORP NOTE 1.250% 9/1principal1$2K0
OASIS PETE INC NEWOASIS PETE INC NEW NOTEprincipal2$2K0
WEATHERFORD INTL LTDWEATHERFORD INTL LTD NOTE 5.875% 7/0principal3$2K0
TERADYNE INCTERADYNE INC NOTEprincipal1$1K0
AEROJET ROCKETDYNE HLDGS INCAEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1principal1$1K0
ENSCO JERSEY FIN LTDENSCO JERSEY FIN LTD NOTE 3.000% 1/3principal1$1K0

Sold out in Q1 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 242. All 242

SecurityShares beforeValue beforeType
STERIS LTDSTERIS LTD21,043$2.25Mshares
MICHAEL KORS HLDGS LTDMICHAEL KORS HLDGS LTD38,602$1.46Mshares
SHYLDBX ETF TR29,891$1.41Mshares
TWENTY FIRST CENTY FOX INCTWENTY FIRST CENTY FOX INC23,670$1.14Mshares
MB FINANCIAL INCMB FINANCIAL INC14,663$581Kshares
SELECT INCOME REITSELECT INCOME REIT75,462$555Kshares
FQF TRFQF TR24,874$550Kshares
GROUPE CGI INCGROUPE CGI INC8,633$529Kshares
FOX CORP CLASS BFOX CORP CLASS B10,122$483Kshares
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION466$467Kprincipal
VECTREN CORPVECTREN CORP6,453$465Kshares
ECLIPSE RES CORPECLIPSE RES CORP409,600$430Kshares
SCANA CORP NEWSCANA CORP NEW7,813$373Kshares
SENDGRID INCSENDGRID INC8,499$367Kshares
INTERCONTINENTAL HOTELS GROUINTERCONTINENTAL HOTELS GROU6,141$336Kshares
UNLUNITED STS 12 MONTH NAT GAS24,545$253Kshares
PROSHARES TRPROSHARES TR7,323$252Kshares
NAVIOS MARITIME HOLDINGS INCNAVIOS MARITIME HOLDINGS INC815,750$223Kshares
RANDGOLD RES LTDRANDGOLD RES LTD2,387$195Kshares
APARTMENT INVT & MGMT COAPARTMENT INVT & MGMT CO4,171$183Kshares
SHIRE PLCSHIRE PLC951$165Kshares
QATISHARES TR8,210$152Kshares
GOVERNMENT PPTYS INCOME TRGOVERNMENT PPTYS INCOME TR19,152$132Kshares
IPATH DJ-UBS COCOA SUBINDEXIPATH DJ-UBS COCOA SUBINDEX4,658$131Kshares
BARCLAYS BK PLCBARCLAYS BK PLC2,785$131Kshares
NEWFIELD EXPL CONEWFIELD EXPL CO6,900$100Kshares
ORBOTECH LTDORBOTECH LTD1,699$96Kshares
OFGOFG BANCORP5,110$84Kshares
AMRCAMERESCO INC5,354$75Kshares
TRUETT-HURST INC THSTTRUETT-HURST INC THST38,600$74Kshares
FCBCFIRST CMNTY BANKSHARES INC V2,262$71Kshares
LOXO ONCOLOGY INCLOXO ONCOLOGY INC505$71Kshares
DUN & BRADSTREET CORP DEL NEDUN & BRADSTREET CORP DEL NE473$68Kshares
ANTERO MIDSTREAM GP LPANTERO MIDSTREAM GP LP5,807$65Kshares
ATHENAHEALTH INCATHENAHEALTH INC448$60Kshares
INDEPENDENCE HLDG COINDEPENDENCE HLDG CO1,711$60Kshares
ELLINGTON FINANCIAL LLCELLINGTON FINANCIAL LLC3,980$60Kshares
COLLCOLLEGIUM PHARMACEUTICAL INC3,400$58Kshares
NUTRI SYS INC NEWNUTRI SYS INC NEW1,283$56Kshares
WESTERN GAS PARTNERS LPWESTERN GAS PARTNERS LP1,234$52Kshares
AMAZON COM INCAMAZON COM INC1$50Kcall
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORP50$49Kprincipal
KB HOME 1.375KB HOME 1.37540$40Kprincipal
ESTERLINE TECHNOLOGIES CORPESTERLINE TECHNOLOGIES CORP311$38Kshares
NEW YORK MTG TRUSTNEW YORK MTG TRUST39$38Kprincipal
FI ENHANCED GLBL HIGH YLD B…FI ENHANCED GLBL HIGH YLD BCSB418$35Kshares
ACCESS NATIONAL CORPACCESS NATIONAL CORP1,516$33Kshares
WILDHORSE RESOURCE DEV CORPWILDHORSE RESOURCE DEV CORP2,311$32Kshares
EXCHANGE LISTED FDS TREXCHANGE LISTED FDS TR1,091$32Kshares
DOMINION ENERGY MIDSTRM PRTNDOMINION ENERGY MIDSTRM PRTN1,717$31Kshares
PROSHARES TRPROSHARES TR575$29Kshares
SAFETY INCOME & GROWTH INCSAFETY INCOME & GROWTH INC1,550$29Kshares
WOORI BKWOORI BK675$28Kshares
SHOPIFY INCSHOPIFY INC8$26Kcall
BHVBLACKROCK VA MUN BD TR1,609$25Kshares
PORTFOLIOPLUS S&P 500 ETFPORTFOLIOPLUS S&P 500 ETF769$25Kshares
HORTONWORKS INCHORTONWORKS INC1,483$22Kshares
DIREXION DAILY ENERGY BUL 3XDIREXION DAILY ENERGY BUL 3X1,433$22Kshares
ELECTRO SCIENTIFIC INDSELECTRO SCIENTIFIC INDS697$21Kshares
NORDIC AMERN OFFSHORE LTDNORDIC AMERN OFFSHORE LTD50,157$21Kshares
Western Midstream PartnersWestern Midstream Partners747$20Kshares
MINDBODY INCMINDBODY INC500$19Kshares
SPARK THERAPEUTICS INCSPARK THERAPEUTICS INC450$18Kshares
BARCLAYS BANK PLCBARCLAYS BANK PLC237$18Kshares
CSBRCHAMPIONS ONCOLOGY INC2,180$17Kshares
WISDOMTREE TRWISDOMTREE TR750$17Kshares
CITRIX SYS INCCITRIX SYS INC11$16Kprincipal
IPASS INCIPASS INC8,480$16Kshares
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR573$16Kshares
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR1,112$16Kshares
INVESCO EXCHANGE TRADED FD TINVESCO EXCHANGE TRADED FD T567$16Kshares
OFIXORTHOFIX MED INC285$15Kshares
CM FIN INC COMCM FIN INC COM2,464$15Kshares
APPTIO INCAPPTIO INC386$15Kshares
CPSCOOPER-STANDARD HOLDINGS INC230$14Kshares
INVESCO QQQ TRINVESCO QQQ TR10$14Kcall
RED HAT INCRED HAT INC6$14Kprincipal
Engility Holdings IncEngility Holdings Inc444$13Kshares
ARES CAP CORPARES CAP CORP13$13Kprincipal
STATE STR SPDR DOW JONES INDSTATE STR SPDR DOW JONES IND3$12Kcall
FCB Financial Holdings Inc …FCB Financial Holdings Inc Cla357$12Kshares
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC12$12Kprincipal
JBSSSANFILIPPO JOHN B & SON INC196$11Kshares
ANTERO MIDSTREAM LPANTERO MIDSTREAM LP485$11Kshares
PROSHARES TRPROSHARES TR309$11Kshares
SIMGRUPO SIMEC SAB DE C V1,000$10Kshares
STATE BANK FINL CORP COMSTATE BANK FINL CORP COM474$10Kshares
LHC GROUP INCLHC GROUP INC18$10Kcall
NNINELNET INC178$9Kshares
ENLINK MIDSTREAM PARTNERS LPENLINK MIDSTREAM PARTNERS LP827$9Kshares
INVESCO EXCHANGE TRADED FD TINVESCO EXCHANGE TRADED FD T221$9Kshares
CVUCPI AEROSTRUCTURES INC1,183$8Kshares
CUTERA INCCUTERA INC491$8Kshares
XITKSPDR SERIES TRUST100$8Kshares
TRIVAGO N V SPON ADS A SHS NTRIVAGO N V SPON ADS A SHS N1,500$8Kshares
BARCLAYS BK PLCBARCLAYS BK PLC310$8Kshares
IMPERVA INCIMPERVA INC154$8Kshares
HCI GROUP INCHCI GROUP INC8$8Kprincipal
RSPDINVESCO EXCHANGE TRADED FD T75$7Kshares
ELEMENTS ROGERS INTL CMDTY …ELEMENTS ROGERS INTL CMDTY AGRI T…1,200$7Kshares

How Q1 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001681115-19-000003 base2019-05-09acceptance time not in the bulk data set