Advisor Group, Inc.
Follow13F filer, CIK 1681115, PHOENIX, AZ
Advisor Group, Inc. reported $12,154,015,000 across 5,358 holdings for the quarter ended 2019-03-31, in a 13F-HR filed 2019-05-09. Its ten largest share positions make up 19.02% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001681115-19-000003
- Period
- 2019-03-31
- Reported value
- $12.2B
- Holdings
- 5,358
- Top 10 weight
- 19.02%
- New
- 310
- Sold out
- 242
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| SPYGadded | +2,702,883 | $101M |
| ITOTadded | +1,040,193 | $67M |
| IVVadded | +161,898 | $46.1M |
| SPHBadded | +1,054,861 | $43.9M |
| GOVTadded | +1,438,361 | $36.3M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| HDVreduced | -680,653 | -$63.5M |
| SHVreduced | -279,715 | -$30.9M |
| BILreduced | -300,123 | -$27.5M |
| IVWreduced | -138,451 | -$23.9M |
| EFAreduced | -276,948 | -$18M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 5,242 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| APPLE INCAPPLE INC CALL | call | 18 | $129K | -11 |
| META PLATFORMS INCMETA PLATFORMS INC CALL | call | 41 | $92K | -15 |
| ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTD CALL | call | 27 | $72K | -30 |
| STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T PUT | put | 165 | $70K | +4 |
| MASTERCARD INCORPORATEDMASTERCARD INCORPORATED CL A | call | 20 | $57K | 0 |
| GENERAL ELECTRIC COGENERAL ELECTRIC CO COM | call | 140 | $28K | +70 |
| TESLA INCTESLA INC CALL | call | 7 | $23K | new |
| TWITTER INCTWITTER INC COM | call | 30 | $21K | 0 |
| NETFLIX INC.NETFLIX INC. CALL | call | 6 | $20K | -7 |
| BOEING COBOEING CO CALL | call | 3 | $17K | new |
| MORGAN STANLEYMORGAN STANLEY Option | call | 40 | $16K | 0 |
| DROPBOX INCDROPBOX INC CL A | call | 20 | $9K | 0 |
| SELECT SECTOR SPDR TRSELECT SECTOR SPDR TR CALL | call | 100 | $7K | 0 |
| TESLA INCTESLA INC PUT | put | 2 | $1K | -8 |
| WILLIAMS SONOMA INCWILLIAMS SONOMA INC PUT | put | 4 | $1K | new |
| SPDR GOLD TRSPDR GOLD TR CALL | call | 5 | $1K | new |
| HALLIBURTON COHALLIBURTON CO CALL | call | 2 | $1K | new |
| CVS HEALTH CORPCVS HEALTH CORP CALL | call | 1 | $1K | new |
| YAMANA GOLD INCYAMANA GOLD INC COM | call | 20 | $1K | new |
| MCDERMOTT INTL INC CALLMCDERMOTT INTL INC CALL CALL | call | 100 | $1K | 0 |
| BALLARD PWR SYS INC NEWBALLARD PWR SYS INC NEW COM | call | 5 | $0 | new |
| ENSCO PLC-CL AENSCO PLC-CL A COM | call | 5 | $0 | new |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 | principal | 80 | $80K | 0 |
| PORTFOLIO RECOVERY ASSOCS INPORTFOLIO RECOVERY ASSOCS IN NOTE 3.000% 8/0 | principal | 59 | $57K | 0 |
| VIAVI SOLUTIONS INCVIAVI SOLUTIONS INC NOTE 1.000% 3/0 | principal | 50 | $56K | +6 |
| FINISAR CORPFINISAR CORP NOTE 0.500%12/1 | principal | 57 | $56K | 0 |
| AIR TRANS SVCS GROUP INCAIR TRANS SVCS GROUP INC BOND | principal | 53 | $53K | +11 |
| PENNYMAC CORPPENNYMAC CORP NOTE 5.375% 5/0 | principal | 52 | $52K | 0 |
| APOLLO COML REAL EST FIN INCAPOLLO COML REAL EST FIN INC NOTE 4.750% 8/2 | principal | 52 | $51K | 0 |
| ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN NOTE 2.250% 6/0 | principal | 46 | $48K | 0 |
| HCI GROUP INCHCI GROUP INC NOTE 4.250% 3/0 | principal | 48 | $48K | 0 |
| BLACKSTONE MORTGAGE TRUST INBLACKSTONE MORTGAGE TRUST IN NOTE 4.375% 5/0 | principal | 48 | $48K | 0 |
| II VI INCII VI INC NOTE 0.250% 9/0 | principal | 43 | $45K | +3 |
| PACIRA BIOSCIENCESPACIRA BIOSCIENCES NOTE 2.375% 4/0 | principal | 46 | $45K | 0 |
| NEMNEM 0.00% 10/30/2023 | principal | 44 | $45K | 0 |
| BARCLAYS BANK PLC 0 09/26/2…BARCLAYS BANK PLC 0 09/26/2023 Corp Bond | principal | 45 | $44K | 0 |
| TUTOR PERINI CORPTUTOR PERINI CORP NOTE 2.875% 6/1 | principal | 41 | $39K | -1 |
| CALAMP CORPCALAMP CORP NOTE 1.625% 5/1 | principal | 38 | $37K | -14 |
| DYCOM INDS INCDYCOM INDS INC NOTE 0.750% 9/1 | principal | 39 | $36K | -8 |
| TWITTER INCTWITTER INC NOTE 1.000% 9/1 | principal | 37 | $35K | +12 |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.250% 3/1 | principal | 29 | $34K | 0 |
| GRANITE PT MTG TR INCGRANITE PT MTG TR INC NOTE 6.375%10/0 | principal | 26 | $26K | new |
| ILLUMINA INCILLUMINA INC NOTE 0.500% 6/1 | principal | 17 | $23K | 0 |
| ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 1.000%12/0 | principal | 19 | $23K | 0 |
| GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BOND | principal | 18 | $20K | 0 |
| PRICELINE GRP INCPRICELINE GRP INC NOTE 0.900% 9/1 | principal | 17 | $19K | 0 |
| GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 2/0 | principal | 18 | $18K | +7 |
| BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.500%10/1 | principal | 15 | $17K | 0 |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 | principal | 14 | $15K | 0 |
| WORKDAY INCWORKDAY INC NOTE 0.250%10/0 | principal | 10 | $14K | -6 |
| ISIS PHARMACEUTICALS INC DELISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1 | principal | 10 | $14K | +5 |
| TESLA INCTESLA INC NOTE 1.250% 3/0 | principal | 14 | $14K | 0 |
| ADVANCED MICRO DEVICES INCADVANCED MICRO DEVICES INC COM | principal | 4 | $13K | 0 |
| EZCORP INCEZCORP INC NOTE 2.125% 6/1 | principal | 13 | $13K | new |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.000% 1/3 | principal | 11 | $12K | 0 |
| STARWOOD PROPERTY TRUSTSTARWOOD PROPERTY TRUST Convertible Debt | principal | 12 | $12K | 0 |
| HANNON ARMSTRONG SUST INFR CHANNON ARMSTRONG SUST INFR C NOTE 4.125% 9/0 | principal | 12 | $12K | 0 |
| ENVESTNET INCENVESTNET INC NOTE 1.75012/1 | principal | 11 | $12K | 0 |
| DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1 | principal | 13 | $11K | -2 |
| NUVASIVE INCNUVASIVE INC NOTE 2.250% 3/1 | principal | 10 | $11K | -2 |
| INPHI CORPINPHI CORP NOTE 0.750% 9/0 | principal | 11 | $11K | new |
| PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 7/0 | principal | 5 | $11K | 0 |
| WRIGHT MED GROUP INCWRIGHT MED GROUP INC NOTE 2.000% 2/1 | principal | 10 | $11K | +5 |
| PDC ENERGY INCPDC ENERGY INC NOTE 1.125% 9/1 | principal | 12 | $11K | 0 |
| ARES CAPITAL CORPARES CAPITAL CORP NOTE 4.625% 3/0 | principal | 10 | $10K | new |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.375%10/1 | principal | 9 | $10K | 0 |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 | principal | 6 | $10K | 0 |
| ARES CAPITAL CORPARES CAPITAL CORP NOTE 3.750% 2/0 | principal | 10 | $10K | 0 |
| REDWOOD TRUST INCREDWOOD TRUST INC BOND | principal | 11 | $10K | 0 |
| CAESARS ENTMT CORPCAESARS ENTMT CORP NOTE | principal | 7 | $10K | 0 |
| GOLDMAN SACHS BDC INCGOLDMAN SACHS BDC INC NOTE 4.500% 4/0 | principal | 10 | $10K | 0 |
| RESTORATION HARDWARE HLDGS IRESTORATION HARDWARE HLDGS I DBCV 7/1 | principal | 9 | $10K | 0 |
| COLONY STARWOOD HOMESCOLONY STARWOOD HOMES NOTE 3.500% 1/1 | principal | 8 | $9K | new |
| PDL BIOPHARMA INCPDL BIOPHARMA INC NOTE 2.750%12/0 | principal | 8 | $9K | new |
| PRICELINE GRP INCPRICELINE GRP INC NOTE 0.350% 6/1 | principal | 6 | $8K | 0 |
| EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 1.000% 1/1 | principal | 5 | $7K | 0 |
| STANDARD BIOTOOLS INCSTANDARD BIOTOOLS INC NOTE 2.750% 2/0 | principal | 8 | $7K | new |
| ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0 | principal | 7 | $7K | 0 |
| VERINT SYS INCVERINT SYS INC NOTE 1.500% 6/0 | principal | 6 | $7K | new |
| GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC CNV | principal | 7 | $7K | 0 |
| LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 2.500 5/1 | principal | 4 | $7K | 0 |
| THERAVANCE INCTHERAVANCE INC CORPORATE OBLIG | principal | 6 | $6K | 0 |
| HERCULES CAPITAL INCHERCULES CAPITAL INC DBCV 4.375% 2/0 | principal | 6 | $6K | 0 |
| SYNAPTICS INCSYNAPTICS INC NOTE 0.500% 6/1 | principal | 6 | $6K | 0 |
| COLONY FINL INCCOLONY FINL INC NOTE 5.000% 4/1 | principal | 6 | $6K | new |
| ROYAL GOLD INCROYAL GOLD INC NOTE | principal | 6 | $6K | 0 |
| SM ENERGY COSM ENERGY CO NOTE 1.500% 7/0 | principal | 6 | $6K | 0 |
| TRANSOCEAN INCTRANSOCEAN INC DEB 0.500% 1/3 | principal | 5 | $6K | new |
| REALPAGE INCREALPAGE INC NOTE | principal | 4 | $6K | new |
| OSI SYSTEMS INCOSI SYSTEMS INC NOTE 1.250% 9/0 | principal | 6 | $6K | new |
| QUOTIENT TECHNOLOGY INCQUOTIENT TECHNOLOGY INC NOTE 1.750%12/0 | principal | 6 | $6K | 0 |
| MACQUARIE INFRASTRUCTURE CORMACQUARIE INFRASTRUCTURE COR NOTE 2.875% 7/1 | principal | 6 | $6K | 0 |
| LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 3.750% 2/1 | principal | 7 | $5K | 0 |
| FIREEYE INCFIREEYE INC NOTE 1.000% 6/0 | principal | 5 | $5K | 0 |
| SUNPOWER CORPSUNPOWER CORP DBCV 4.000% 1/1 | principal | 6 | $4K | 0 |
| EVOLENT HEALTH INCEVOLENT HEALTH INC NOTE 2.000%12/0 | principal | 4 | $4K | 0 |
| EURONET WORLDWIDE INCEURONET WORLDWIDE INC NOTE 1.50010/0 | principal | 2 | $4K | 0 |
| PROSPECT CAP CORPPROSPECT CAP CORP NOTE 4.950% 7/1 | principal | 3 | $3K | new |
| DEXCOM INCDEXCOM INC NOTE 0.750% 5/1 | principal | 2 | $3K | new |
| RYLAND GROUP 0.250RYLAND GROUP 0.250 NOTE 0.250% 6/0 | principal | 3 | $3K | 0 |
| ECHO GLOBAL LOGISTICS INCECHO GLOBAL LOGISTICS INC NOTE | principal | 3 | $3K | -6 |
| SOLARCITY CORPSOLARCITY CORP NOTE 1.625%11/0 | principal | 3 | $3K | 0 |
| STARWOOD WAYPOINT RESIDENTLSTARWOOD WAYPOINT RESIDENTL NOTE 3.000% 7/0 | principal | 2 | $3K | -7 |
| SILVER STD RES INCSILVER STD RES INC NOTE 2.875% 2/0 | principal | 3 | $3K | 0 |
| INPHI CORPINPHI CORP NOTE 1.125%12/0 | principal | 3 | $3K | 0 |
| NAVISTAR INTL CORP NEWNAVISTAR INTL CORP NEW NOTE 4.750 4/1 | principal | 3 | $3K | 0 |
| LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 4.000%11/1 | principal | 3 | $2K | 0 |
| ALZA CORP 7/2ALZA CORP 7/2 SDCV | principal | 1 | $2K | 0 |
| CLOVIS ONCOLOGY INCCLOVIS ONCOLOGY INC NOTE 2.500% 9/1 | principal | 2 | $2K | 0 |
| HERBALIFE LTDHERBALIFE LTD NOTE 2.000% 8/1 | principal | 2 | $2K | 0 |
| INSULET CORPINSULET CORP NOTE 1.250% 9/1 | principal | 1 | $2K | 0 |
| OASIS PETE INC NEWOASIS PETE INC NEW NOTE | principal | 2 | $2K | 0 |
| WEATHERFORD INTL LTDWEATHERFORD INTL LTD NOTE 5.875% 7/0 | principal | 3 | $2K | 0 |
| TERADYNE INCTERADYNE INC NOTE | principal | 1 | $1K | 0 |
| AEROJET ROCKETDYNE HLDGS INCAEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1 | principal | 1 | $1K | 0 |
| ENSCO JERSEY FIN LTDENSCO JERSEY FIN LTD NOTE 3.000% 1/3 | principal | 1 | $1K | 0 |
Sold out in Q1 2019
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| STERIS LTDSTERIS LTD | 21,043 | $2.25M | shares |
| MICHAEL KORS HLDGS LTDMICHAEL KORS HLDGS LTD | 38,602 | $1.46M | shares |
| SHYLDBX ETF TR | 29,891 | $1.41M | shares |
| TWENTY FIRST CENTY FOX INCTWENTY FIRST CENTY FOX INC | 23,670 | $1.14M | shares |
| MB FINANCIAL INCMB FINANCIAL INC | 14,663 | $581K | shares |
| SELECT INCOME REITSELECT INCOME REIT | 75,462 | $555K | shares |
| FQF TRFQF TR | 24,874 | $550K | shares |
| GROUPE CGI INCGROUPE CGI INC | 8,633 | $529K | shares |
| FOX CORP CLASS BFOX CORP CLASS B | 10,122 | $483K | shares |
| PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION | 466 | $467K | principal |
| VECTREN CORPVECTREN CORP | 6,453 | $465K | shares |
| ECLIPSE RES CORPECLIPSE RES CORP | 409,600 | $430K | shares |
| SCANA CORP NEWSCANA CORP NEW | 7,813 | $373K | shares |
| SENDGRID INCSENDGRID INC | 8,499 | $367K | shares |
| INTERCONTINENTAL HOTELS GROUINTERCONTINENTAL HOTELS GROU | 6,141 | $336K | shares |
| UNLUNITED STS 12 MONTH NAT GAS | 24,545 | $253K | shares |
| PROSHARES TRPROSHARES TR | 7,323 | $252K | shares |
| NAVIOS MARITIME HOLDINGS INCNAVIOS MARITIME HOLDINGS INC | 815,750 | $223K | shares |
| RANDGOLD RES LTDRANDGOLD RES LTD | 2,387 | $195K | shares |
| APARTMENT INVT & MGMT COAPARTMENT INVT & MGMT CO | 4,171 | $183K | shares |
| SHIRE PLCSHIRE PLC | 951 | $165K | shares |
| QATISHARES TR | 8,210 | $152K | shares |
| GOVERNMENT PPTYS INCOME TRGOVERNMENT PPTYS INCOME TR | 19,152 | $132K | shares |
| IPATH DJ-UBS COCOA SUBINDEXIPATH DJ-UBS COCOA SUBINDEX | 4,658 | $131K | shares |
| BARCLAYS BK PLCBARCLAYS BK PLC | 2,785 | $131K | shares |
| NEWFIELD EXPL CONEWFIELD EXPL CO | 6,900 | $100K | shares |
| ORBOTECH LTDORBOTECH LTD | 1,699 | $96K | shares |
| OFGOFG BANCORP | 5,110 | $84K | shares |
| AMRCAMERESCO INC | 5,354 | $75K | shares |
| TRUETT-HURST INC THSTTRUETT-HURST INC THST | 38,600 | $74K | shares |
| FCBCFIRST CMNTY BANKSHARES INC V | 2,262 | $71K | shares |
| LOXO ONCOLOGY INCLOXO ONCOLOGY INC | 505 | $71K | shares |
| DUN & BRADSTREET CORP DEL NEDUN & BRADSTREET CORP DEL NE | 473 | $68K | shares |
| ANTERO MIDSTREAM GP LPANTERO MIDSTREAM GP LP | 5,807 | $65K | shares |
| ATHENAHEALTH INCATHENAHEALTH INC | 448 | $60K | shares |
| INDEPENDENCE HLDG COINDEPENDENCE HLDG CO | 1,711 | $60K | shares |
| ELLINGTON FINANCIAL LLCELLINGTON FINANCIAL LLC | 3,980 | $60K | shares |
| COLLCOLLEGIUM PHARMACEUTICAL INC | 3,400 | $58K | shares |
| NUTRI SYS INC NEWNUTRI SYS INC NEW | 1,283 | $56K | shares |
| WESTERN GAS PARTNERS LPWESTERN GAS PARTNERS LP | 1,234 | $52K | shares |
| AMAZON COM INCAMAZON COM INC | 1 | $50K | call |
| BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORP | 50 | $49K | principal |
| KB HOME 1.375KB HOME 1.375 | 40 | $40K | principal |
| ESTERLINE TECHNOLOGIES CORPESTERLINE TECHNOLOGIES CORP | 311 | $38K | shares |
| NEW YORK MTG TRUSTNEW YORK MTG TRUST | 39 | $38K | principal |
| FI ENHANCED GLBL HIGH YLD B…FI ENHANCED GLBL HIGH YLD BCSB | 418 | $35K | shares |
| ACCESS NATIONAL CORPACCESS NATIONAL CORP | 1,516 | $33K | shares |
| WILDHORSE RESOURCE DEV CORPWILDHORSE RESOURCE DEV CORP | 2,311 | $32K | shares |
| EXCHANGE LISTED FDS TREXCHANGE LISTED FDS TR | 1,091 | $32K | shares |
| DOMINION ENERGY MIDSTRM PRTNDOMINION ENERGY MIDSTRM PRTN | 1,717 | $31K | shares |
| PROSHARES TRPROSHARES TR | 575 | $29K | shares |
| SAFETY INCOME & GROWTH INCSAFETY INCOME & GROWTH INC | 1,550 | $29K | shares |
| WOORI BKWOORI BK | 675 | $28K | shares |
| SHOPIFY INCSHOPIFY INC | 8 | $26K | call |
| BHVBLACKROCK VA MUN BD TR | 1,609 | $25K | shares |
| PORTFOLIOPLUS S&P 500 ETFPORTFOLIOPLUS S&P 500 ETF | 769 | $25K | shares |
| HORTONWORKS INCHORTONWORKS INC | 1,483 | $22K | shares |
| DIREXION DAILY ENERGY BUL 3XDIREXION DAILY ENERGY BUL 3X | 1,433 | $22K | shares |
| ELECTRO SCIENTIFIC INDSELECTRO SCIENTIFIC INDS | 697 | $21K | shares |
| NORDIC AMERN OFFSHORE LTDNORDIC AMERN OFFSHORE LTD | 50,157 | $21K | shares |
| Western Midstream PartnersWestern Midstream Partners | 747 | $20K | shares |
| MINDBODY INCMINDBODY INC | 500 | $19K | shares |
| SPARK THERAPEUTICS INCSPARK THERAPEUTICS INC | 450 | $18K | shares |
| BARCLAYS BANK PLCBARCLAYS BANK PLC | 237 | $18K | shares |
| CSBRCHAMPIONS ONCOLOGY INC | 2,180 | $17K | shares |
| WISDOMTREE TRWISDOMTREE TR | 750 | $17K | shares |
| CITRIX SYS INCCITRIX SYS INC | 11 | $16K | principal |
| IPASS INCIPASS INC | 8,480 | $16K | shares |
| INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR | 573 | $16K | shares |
| INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR | 1,112 | $16K | shares |
| INVESCO EXCHANGE TRADED FD TINVESCO EXCHANGE TRADED FD T | 567 | $16K | shares |
| OFIXORTHOFIX MED INC | 285 | $15K | shares |
| CM FIN INC COMCM FIN INC COM | 2,464 | $15K | shares |
| APPTIO INCAPPTIO INC | 386 | $15K | shares |
| CPSCOOPER-STANDARD HOLDINGS INC | 230 | $14K | shares |
| INVESCO QQQ TRINVESCO QQQ TR | 10 | $14K | call |
| RED HAT INCRED HAT INC | 6 | $14K | principal |
| Engility Holdings IncEngility Holdings Inc | 444 | $13K | shares |
| ARES CAP CORPARES CAP CORP | 13 | $13K | principal |
| STATE STR SPDR DOW JONES INDSTATE STR SPDR DOW JONES IND | 3 | $12K | call |
| FCB Financial Holdings Inc …FCB Financial Holdings Inc Cla | 357 | $12K | shares |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC | 12 | $12K | principal |
| JBSSSANFILIPPO JOHN B & SON INC | 196 | $11K | shares |
| ANTERO MIDSTREAM LPANTERO MIDSTREAM LP | 485 | $11K | shares |
| PROSHARES TRPROSHARES TR | 309 | $11K | shares |
| SIMGRUPO SIMEC SAB DE C V | 1,000 | $10K | shares |
| STATE BANK FINL CORP COMSTATE BANK FINL CORP COM | 474 | $10K | shares |
| LHC GROUP INCLHC GROUP INC | 18 | $10K | call |
| NNINELNET INC | 178 | $9K | shares |
| ENLINK MIDSTREAM PARTNERS LPENLINK MIDSTREAM PARTNERS LP | 827 | $9K | shares |
| INVESCO EXCHANGE TRADED FD TINVESCO EXCHANGE TRADED FD T | 221 | $9K | shares |
| CVUCPI AEROSTRUCTURES INC | 1,183 | $8K | shares |
| CUTERA INCCUTERA INC | 491 | $8K | shares |
| XITKSPDR SERIES TRUST | 100 | $8K | shares |
| TRIVAGO N V SPON ADS A SHS NTRIVAGO N V SPON ADS A SHS N | 1,500 | $8K | shares |
| BARCLAYS BK PLCBARCLAYS BK PLC | 310 | $8K | shares |
| IMPERVA INCIMPERVA INC | 154 | $8K | shares |
| HCI GROUP INCHCI GROUP INC | 8 | $8K | principal |
| RSPDINVESCO EXCHANGE TRADED FD T | 75 | $7K | shares |
| ELEMENTS ROGERS INTL CMDTY …ELEMENTS ROGERS INTL CMDTY AGRI T… | 1,200 | $7K | shares |
| ATENTO S AATENTO S A | 1,861 | $7K | shares |
| PANDORA MEDIA INCPANDORA MEDIA INC | 815 | $7K | shares |
| CAPITAL PRODUCT PARTNERS L PCAPITAL PRODUCT PARTNERS L P | 3,452 | $7K | shares |
| BENEFICIAL BANCORP INCBENEFICIAL BANCORP INC | 493 | $7K | shares |
| URGNUROGEN PHARMA LTD | 133 | $6K | shares |
| HNDLSTRATEGY SHS | 274 | $6K | shares |
| CTRIP COM INTL LTDCTRIP COM INTL LTD | 6 | $6K | principal |
| CVR REFINING LP COM UNIT RE…CVR REFINING LP COM UNIT REPSTG L… | 600 | $6K | shares |
| EQT GP HLDGS LPEQT GP HLDGS LP | 323 | $6K | shares |
| JP MORGAN EXCHANGE TRADED FDJP MORGAN EXCHANGE TRADED FD | 262 | $6K | shares |
| INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR | 1,091 | $6K | shares |
| GENZVANECK ETF TRUST | 155 | $5K | shares |
| PEXPROSHARES TR | 181 | $5K | shares |
| AUTODESK INCAUTODESK INC | 11 | $5K | call |
| AEGLEA BIOTHERAPEUTICS INCAEGLEA BIOTHERAPEUTICS INC | 706 | $5K | shares |
| SYSTEMAX INCSYSTEMAX INC | 200 | $5K | shares |
| PHI INCPHI INC | 2,135 | $5K | shares |
| MAXAR TECHNOLOGIES LTDMAXAR TECHNOLOGIES LTD | 417 | $5K | shares |
| VALERO ENERGY PARTNERS LPVALERO ENERGY PARTNERS LP | 118 | $5K | shares |
| HESS CORPHESS CORP | 105 | $5K | shares |
| VFMVVANGUARD WELLINGTON FD | 50 | $4K | shares |
| HEWJISHARES TR | 150 | $4K | shares |
| SJBPROSHARES TR | 175 | $4K | shares |
| EATON VANCE NJ MUNI INCOME TEATON VANCE NJ MUNI INCOME T | 355 | $4K | shares |
| FONRFONAR CORP | 200 | $4K | shares |
| INTEVAC INCINTEVAC INC | 708 | $4K | shares |
| SGYPQSYNERGY PHARMACEUTICALS DEL | 34,514 | $4K | shares |
| INDEXIQ ETF TRINDEXIQ ETF TR | 161 | $4K | shares |
| MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC | 4 | $4K | principal |
| INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR | 90 | $4K | shares |
| MAGNEGAS APPLIED TECHNLGY SOMAGNEGAS APPLIED TECHNLGY SO | 14,290 | $4K | shares |
| INVESCO ACTIVELY MANAGD ETFINVESCO ACTIVELY MANAGD ETF | 177 | $4K | shares |
| GRANITESHARES ETF TRGRANITESHARES ETF TR | 200 | $4K | shares |
| VFMOVANGUARD WELLINGTON FD | 50 | $3K | shares |
| PFBCPREFERRED BK LOS ANGELES CA | 75 | $3K | shares |
| NXSTAGE MEDICAL INCNXSTAGE MEDICAL INC | 100 | $3K | shares |
| SANCHEZ ENERGY CORPSANCHEZ ENERGY CORP | 11,015 | $3K | shares |
| SCORPIO TANKERS INCSCORPIO TANKERS INC | 1,537 | $3K | shares |
| ASSEMBLY BIOSCIENCES INCASSEMBLY BIOSCIENCES INC | 125 | $3K | shares |
| GLOBAL BRASS & COPPR HLDGS IGLOBAL BRASS & COPPR HLDGS I | 111 | $3K | shares |
| WISDOMTREE TRUSTWISDOMTREE TRUST | 183 | $3K | shares |
| IMPRIMIS PHARMA IMMYIMPRIMIS PHARMA IMMY | 500 | $3K | shares |
| CORMEDIX INCCORMEDIX INC | 2,000 | $3K | shares |
| PLATFORM SPECIALTY PRODS CORPLATFORM SPECIALTY PRODS COR | 300 | $3K | shares |
| TESLA INCTESLA INC | 3 | $3K | principal |
| LEMBISHARES INC | 46 | $2K | shares |
| FLNFIRST TR EXCH TRD ALPHDX FD | 100 | $2K | shares |
| TITNTITAN MACHY INC | 165 | $2K | shares |
| PGJINVESCO EXCHANGE TRADED FD T | 51 | $2K | shares |
| TBXPROSHARES TR | 83 | $2K | shares |
| WINDSTREAM HLDGS INCWINDSTREAM HLDGS INC | 908 | $2K | shares |
| ADTRAN INCADTRAN INC | 200 | $2K | shares |
| FIBRIA CELULOSEFIBRIA CELULOSE | 122 | $2K | shares |
| DASEKE INCDASEKE INC | 500 | $2K | shares |
| ORBCOMM INCORBCOMM INC | 224 | $2K | shares |
| Castle Brands IncCastle Brands Inc | 2,000 | $2K | shares |
| INVESCO EXCHANGE TRADED FD TINVESCO EXCHANGE TRADED FD T | 70 | $2K | shares |
| HC2 HLDGS INCHC2 HLDGS INC | 800 | $2K | shares |
| ESSENDANT INCESSENDANT INC | 146 | $2K | shares |
| PRESIDIO INCPRESIDIO INC | 153 | $2K | shares |
| RESOLUTE ENERGY CORPRESOLUTE ENERGY CORP | 70 | $2K | shares |
| VIPSHOP HLDGS LTDVIPSHOP HLDGS LTD | 2 | $2K | principal |
| CRKCOMSTOCK RES INC | 200 | $1K | shares |
| OSGOCTAVE SPECIALTY GROUP INC | 75 | $1K | shares |
| PCFHIGH INCOME SECS FD | 64 | $1K | shares |
| RDVTRED VIOLET INC | 133 | $1K | shares |
| CGENCOMPUGEN LTD | 540 | $1K | shares |
| CITIGROUP INCCITIGROUP INC | 3 | $1K | call |
| SEEDORIGIN AGRITECH LIMITED | 100 | $1K | shares |
| VOCVOC ENERGY TR | 212 | $1K | shares |
| ALPHABET INCALPHABET INC | 12 | $1K | call |
| CRISPR THERAPEUTICS AGCRISPR THERAPEUTICS AG | 10 | $1K | call |
| BAUSCH HEALTH COS INCBAUSCH HEALTH COS INC | 2 | $1K | call |
| TAHOE RES INCTAHOE RES INC | 360 | $1K | shares |
| TESARO INCTESARO INC | 18 | $1K | shares |
| HOVNANIAN ENTPR INCHOVNANIAN ENTPR INC | 1,615 | $1K | shares |
| AZREFAZURE PWR GLOBAL LTD SHS (MUS) | 73 | $1K | shares |
| SUPERIOR INDS INTL INCSUPERIOR INDS INTL INC | 175 | $1K | shares |
| ALTISOURCE PORTFOLIO SOLNS SALTISOURCE PORTFOLIO SOLNS S | 41 | $1K | shares |
| TRONOX LTDTRONOX LTD | 152 | $1K | shares |
| ENDOLOGIX INCENDOLOGIX INC | 1,000 | $1K | shares |
| CELLDEX THERAPEUTICS INC NEWCELLDEX THERAPEUTICS INC NEW | 4,409 | $1K | shares |
| SPARTAN MTRS INCSPARTAN MTRS INC | 120 | $1K | shares |
| ISRAMCO INCISRAMCO INC | 9 | $1K | shares |
| IROBOT CORP COMMON STOCKIROBOT CORP COMMON STOCK | 5 | $1K | call |
| VENATOR MATERIALS PLCVENATOR MATERIALS PLC | 270 | $1K | shares |
| IMMUNE DESIGN CORP.IMMUNE DESIGN CORP. | 500 | $1K | shares |
| OCEAN PWR TECHNOLOGIES INCOCEAN PWR TECHNOLOGIES INC | 2,885 | $1K | shares |
| RESONANT INCRESONANT INC | 1,343 | $1K | shares |
| NEXEO SOLUTIONS INCNEXEO SOLUTIONS INC | 125 | $1K | shares |
| CAPRICOR THERAPEUTICS INCCAPRICOR THERAPEUTICS INC | 3,000 | $1K | shares |
| DPW HLDGS INCDPW HLDGS INC | 11,985 | $1K | shares |
| BRF SABRF SA | 78 | $0 | shares |
| GPREGREEN PLAINS INC | 24 | $0 | shares |
| CALXCALIX INC | 24 | $0 | shares |
| CEPUCENTRAL PUERTO S A | 10 | $0 | shares |
| BANK OF AMER CORPBANK OF AMER CORP | 13 | $0 | call |
| NVIDIA CORPORATIONNVIDIA CORPORATION | 30 | $0 | call |
| MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC | 30 | $0 | call |
| NHTCNATURAL HEALTH TRENDS CORP | 9 | $0 | shares |
| GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC | 20 | $0 | call |
| FREEPORT MCMORAN INCFREEPORT MCMORAN INC | 12 | $0 | call |
| AEROVIRONMENT INCAEROVIRONMENT INC | 5 | $0 | call |
| SELECT SECTOR SPDR TRSELECT SECTOR SPDR TR | 2 | $0 | call |
| MACYS INCMACYS INC | 50 | $0 | call |
| TEVA PHARMACEUTICAL INDS LTDTEVA PHARMACEUTICAL INDS LTD | 5 | $0 | call |
| ALIGN TECHNOLOGY INCALIGN TECHNOLOGY INC | 6 | $0 | call |
| iShares MSCI Russia ETF Spe…iShares MSCI Russia ETF Special | 6 | $0 | shares |
| OWENS RLTY MTG INCOWENS RLTY MTG INC | 7 | $0 | shares |
| VITAL ENERGY INCVITAL ENERGY INC | 35 | $0 | shares |
| LIGAND PHARMACEUTICALS INCLIGAND PHARMACEUTICALS INC | 4 | $0 | call |
| Helios and Matheson Analyti…Helios and Matheson Analytics Inc | 8 | $0 | shares |
| MMA Capital Management LLCMMA Capital Management LLC | 12 | $0 | shares |
| QUANTUM CORPQUANTUM CORP | 187 | $0 | shares |
| PARTY CITY HOLDCO INCPARTY CITY HOLDCO INC | 11 | $0 | shares |
| ICONIX BRAND GROUP INCICONIX BRAND GROUP INC | 600 | $0 | shares |
| INNERWORKINGS INCINNERWORKINGS INC | 77 | $0 | shares |
| CLOUD PEAK ENERGY INCCLOUD PEAK ENERGY INC | 685 | $0 | shares |
| UTSTARCOM HOLDINGS CORPUTSTARCOM HOLDINGS CORP | 66 | $0 | shares |
| MORGAN STANLEY EMER MKTS FDMORGAN STANLEY EMER MKTS FD | 3 | $0 | shares |
| CERNER CORPCERNER CORP | 60 | $0 | put |
| OPTIBASE LTDOPTIBASE LTD | 20 | $0 | shares |
| ACELRX PHARMACEUTICALS INCACELRX PHARMACEUTICALS INC | 10 | $0 | call |
| TILRAY BRANDS INCTILRAY BRANDS INC | 10 | $0 | call |
| ADVAXIS INCADVAXIS INC | 300 | $0 | shares |
| ENSYNC INC.ENSYNC INC. | 300 | $0 | shares |
| APRICUS BIOSCIENCES INCAPRICUS BIOSCIENCES INC | 588 | $0 | shares |
| ARADIGM CORPARADIGM CORP | 1,100 | $0 | shares |
| COMMUNITY HEALTH SYS INC NEWCOMMUNITY HEALTH SYS INC NEW | 20 | $0 | shares |
| PERNIX THERAPEUTICS HLDGS INPERNIX THERAPEUTICS HLDGS IN | 177 | $0 | shares |
| BELLATRIX EXPLORATION LTDBELLATRIX EXPLORATION LTD | 1,000 | $0 | shares |
| COVIA HLDGS CORPCOVIA HLDGS CORP | 141 | $0 | shares |
| CASI PHARMACEUTICALS INCCASI PHARMACEUTICALS INC | 90 | $0 | shares |
| MELINTA THERAPEUTICS INCMELINTA THERAPEUTICS INC | 270 | $0 | shares |
| TITAN PHARMACEUTICALS INC DETITAN PHARMACEUTICALS INC DE | 2,100 | $0 | shares |
| ASTERIAS BIOTHERAPEUTICS INCASTERIAS BIOTHERAPEUTICS INC | 53 | $0 | shares |
| PROSHARES TRPROSHARES TR | 1 | $0 | shares |
| TROVAGENE INC COM PARTROVAGENE INC COM PAR | 118 | $0 | shares |
| PAIN THERAPEUTICS INCPAIN THERAPEUTICS INC | 37 | $0 | shares |
| PROSHARES TRPROSHARES TR | 1 | $0 | shares |
| OHA INVT CORPOHA INVT CORP | 300 | $0 | shares |
| HANWHA Q CELL CO LTDHANWHA Q CELL CO LTD | 16 | $0 | shares |
How Q1 2019 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001681115-19-000003 | base | 2019-05-09 | acceptance time not in the bulk data set |