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1607 Capital Partners, LLC

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13F filer, CIK 1436866, Richmond, VA

1607 Capital Partners, LLC reported $1,327,115,166 across 121 holdings for the quarter ended 2025-09-30, in a 13F-HR filed 2025-11-14. Its ten largest share positions make up 47.31% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001172661-25-005029

Period
2025-09-30
Reported value
$1.33B
Holdings
121
Top 10 weight
47.31%
New
9
Sold out
8

Largest buys vs the previous quarter

SecurityShares changeApprox. value
EUFNadded+2,397,747$82.3M
FEZadded+779,675$48.4M
GOVTadded+636,835$14.7M
USAnew+628,404$3.98M
XEFRXnew+332,089$3.8M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
ABRDN JAPAN EQUITY FUND INCreduced-1,700,186-$13.4M
XEXGXreduced-1,143,591-$10.4M
KIOexited-575,652-$7.23M
XBGYXreduced-1,184,043-$6.81M
EZUreduced-100,635-$6.23M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2025

Share positions as resolved from 13F-HR 0001172661-25-005029, largest first. % of portfolio is the value over $1,327,115,166, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
EUFNISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 485,884 shares; 2025Q3: 2,883,631 shares 2,883,631$99M7.46%+2,397,747Timeline
BKLNINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 720,500 shares; 2024Q4: 3,338,600 shares; 2025Q1: 4,138,600 shares; 2025Q2: 4,228,700 shares; 2025Q3: 4,363,200 shares 4,363,200$91.3M6.88%+134,500Timeline
GOVTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 903,792 shares; 2024Q4: 2,558,892 shares; 2025Q1: 2,908,892 shares; 2025Q2: 3,054,687 shares; 2025Q3: 3,691,522 shares 3,691,522$85.3M6.43%+636,835Timeline
USHYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 11,000 shares; 2024Q4: 1,668,600 shares; 2025Q1: 2,090,600 shares; 2025Q2: 2,021,200 shares; 2025Q3: 1,979,500 shares 1,979,500$74.8M5.64%-41,700Timeline
FEZSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 72,723 shares; 2025Q3: 852,398 shares 852,398$53M3.99%+779,675Timeline
BBJPJ P MORGAN EXCHANGE TRADED FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 726,050 shares; 2024Q4: 692,000 shares; 2025Q1: 699,390 shares; 2025Q2: 668,270 shares; 2025Q3: 713,645 shares 713,645$47.3M3.57%+45,375Timeline
EWJISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,496,106 shares; 2024Q4: 1,209,283 shares; 2025Q1: 996,332 shares; 2025Q2: 625,262 shares; 2025Q3: 573,377 shares 573,377$46M3.47%-51,885Timeline
AGGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 483,125 shares; 2025Q1: 583,255 shares; 2025Q2: 457,945 shares; 2025Q3: 457,945 shares 457,945$45.9M3.46%0Timeline
JOFJAPAN SMALLER CAPITALIZATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,160,129 shares; 2024Q4: 4,886,335 shares; 2025Q1: 4,568,762 shares; 2025Q2: 4,248,790 shares; 2025Q3: 4,151,303 shares 4,151,303$43.8M3.3%-97,487Timeline
EZUISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 632,941 shares; 2024Q4: 570,741 shares; 2025Q1: 806,641 shares; 2025Q2: 770,581 shares; 2025Q3: 669,946 shares 669,946$41.5M3.13%-100,635Timeline
EWLISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 859,494 shares; 2024Q4: 801,914 shares; 2025Q1: 747,314 shares; 2025Q2: 690,889 shares; 2025Q3: 633,799 shares 633,799$35M2.64%-57,090Timeline
SDHYPGIM SHORT DUR HIG YLD OPP FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 910,524 shares; 2024Q4: 1,954,798 shares; 2025Q1: 1,950,698 shares; 2025Q2: 2,017,823 shares; 2025Q3: 1,962,923 shares 1,962,923$32.8M2.47%-54,900Timeline
IEFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 250,746 shares; 2024Q4: 370,611 shares; 2025Q1: 370,611 shares; 2025Q2: 331,161 shares; 2025Q3: 288,661 shares 288,661$27.8M2.1%-42,500Timeline
VMBSVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 229,530 shares; 2024Q4: 415,055 shares; 2025Q1: 508,455 shares; 2025Q2: 490,655 shares; 2025Q3: 468,155 shares 468,155$22M1.66%-22,500Timeline
NUVNUVEEN MUN VALUE FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,128,320 shares; 2024Q4: 2,655,203 shares; 2025Q1: 2,718,221 shares; 2025Q2: 2,551,754 shares; 2025Q3: 2,365,170 shares 2,365,170$21.2M1.6%-186,584Timeline
MINABERDEEN INTER INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,551,193 shares; 2024Q4: 7,575,555 shares; 2025Q1: 7,370,555 shares; 2025Q2: 7,651,184 shares; 2025Q3: 7,404,923 shares 7,404,923$19.8M1.5%-246,261Timeline
XEVTXEATON VANCE TAX ADVT DIV INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 527,210 shares; 2024Q4: 587,126 shares; 2025Q1: 551,772 shares; 2025Q2: 750,342 shares; 2025Q3: 797,020 shares 797,020$19.5M1.47%+46,678Timeline
EEAEUROPEAN EQUITY FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,871,094 shares; 2024Q4: 1,816,430 shares; 2025Q1: 1,781,798 shares; 2025Q2: 1,735,202 shares; 2025Q3: 1,689,931 shares 1,689,931$18.3M1.38%-45,271Timeline
GAMGENERAL AMERN INVS CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 560,390 shares; 2024Q4: 419,306 shares; 2025Q1: 324,542 shares; 2025Q2: 305,228 shares; 2025Q3: 285,993 shares 285,993$17.8M1.34%-19,235Timeline
NUWNUVEEN AMT-FREE MUN VALUE FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 979,971 shares; 2024Q4: 1,254,393 shares; 2025Q1: 1,303,138 shares; 2025Q2: 1,278,060 shares; 2025Q3: 1,216,729 shares 1,216,729$17.3M1.3%-61,331Timeline
MMUWESTERN ASSET MANAGED MUNS FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 966,793 shares; 2024Q4: 1,695,366 shares; 2025Q1: 1,743,089 shares; 2025Q2: 1,712,606 shares; 2025Q3: 1,593,022 shares 1,593,022$16.5M1.24%-119,584Timeline
GFNEW GERMANY FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,696,060 shares; 2024Q4: 1,596,923 shares; 2025Q1: 1,523,705 shares; 2025Q2: 1,432,911 shares; 2025Q3: 1,338,662 shares 1,338,662$15.5M1.17%-94,249Timeline
JHSHANCOCK JOHN INCOME SECS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 773,503 shares; 2024Q4: 1,112,680 shares; 2025Q1: 1,269,180 shares; 2025Q2: 1,265,449 shares; 2025Q3: 1,294,219 shares 1,294,219$15.1M1.14%+28,770Timeline
ADXADAMS DIVERSIFIED EQUITY FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 591,566 shares; 2024Q4: 746,861 shares; 2025Q1: 653,135 shares; 2025Q2: 672,672 shares; 2025Q3: 652,672 shares 652,672$14.6M1.1%-20,000Timeline
STEWSRH TOTAL RETURN FUND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 787,766 shares; 2024Q4: 788,578 shares; 2025Q1: 785,460 shares; 2025Q2: 773,575 shares; 2025Q3: 800,865 shares 800,865$14.5M1.1%+27,290Timeline
QQQXNUVEEN NASDAQ 100 DYNAMIC OVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 472,855 shares; 2024Q4: 644,987 shares; 2025Q1: 516,931 shares; 2025Q2: 522,323 shares; 2025Q3: 524,120 shares 524,120$14.4M1.08%+1,797Timeline
LQDISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 120,350 shares; 2025Q1: 127,800 shares; 2025Q2: 132,510 shares; 2025Q3: 119,860 shares 119,860$13.4M1.01%-12,650Timeline
BSTBLACKROCK SCIENCE & TECHNOLOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 203,662 shares; 2024Q4: 382,122 shares; 2025Q1: 311,561 shares; 2025Q2: 284,950 shares; 2025Q3: 322,616 shares 322,616$13.3M1.01%+37,666Timeline
WIWWESTERN AST INFL LKD OPP & IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,060,460 shares; 2024Q4: 2,112,328 shares; 2025Q1: 1,927,128 shares; 2025Q2: 1,957,890 shares; 2025Q3: 1,448,290 shares 1,448,290$12.9M0.97%-509,600Timeline
KTFDWS MUN INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,337,384 shares; 2024Q4: 1,409,479 shares; 2025Q1: 1,476,480 shares; 2025Q2: 1,424,156 shares; 2025Q3: 1,341,483 shares 1,341,483$12.3M0.93%-82,673Timeline
EMFTEMPLETON EMERGING MKTS FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,040,993 shares; 2024Q4: 979,172 shares; 2025Q1: 813,154 shares; 2025Q2: 765,062 shares; 2025Q3: 704,218 shares 704,218$11.8M0.89%-60,844Timeline
TSITCW STRATEGIC INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,840,276 shares; 2024Q4: 2,202,483 shares; 2025Q1: 2,670,304 shares; 2025Q2: 2,585,334 shares; 2025Q3: 2,377,434 shares 2,377,434$11.7M0.88%-207,900Timeline
XCAFXMORGAN STANLEY CHINA A SH FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 974,727 shares; 2024Q4: 940,097 shares; 2025Q1: 744,800 shares; 2025Q2: 712,020 shares; 2025Q3: 671,897 shares 671,897$11.2M0.84%-40,123Timeline
NBHNEUBERGER MUN FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 784,518 shares; 2024Q4: 1,086,362 shares; 2025Q1: 1,153,319 shares; 2025Q2: 1,133,750 shares; 2025Q3: 1,083,929 shares 1,083,929$11.2M0.84%-49,821Timeline
AEFABRDN EMERGING MARKETS EX CHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,461,298 shares; 2024Q4: 3,295,495 shares; 2025Q1: 1,936,636 shares; 2025Q2: 1,752,692 shares; 2025Q3: 1,628,388 shares 1,628,388$10.6M0.8%-124,304Timeline
CETCENTRAL SECS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 219,742 shares; 2024Q4: 177,482 shares; 2025Q1: 145,018 shares; 2025Q2: 193,918 shares; 2025Q3: 188,713 shares 188,713$9.69M0.73%-5,205Timeline
EOTEATON VANCE NATL MUN OPPORTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 601,045 shares; 2024Q4: 580,520 shares; 2025Q1: 595,920 shares; 2025Q2: 585,781 shares; 2025Q3: 556,445 shares 556,445$9.26M0.7%-29,336Timeline
ABERDEENABERDEENQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,276,813 shares; 2024Q4: 2,301,525 shares; 2025Q1: 2,283,372 shares; 2025Q2: 2,083,515 shares; 2025Q3: 1,943,036 shares 1,943,036$8.92M0.67%-140,479
NIMNUVEEN SELECT MAT MUN FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 791,593 shares; 2024Q4: 1,021,532 shares; 2025Q1: 1,029,818 shares; 2025Q2: 1,004,530 shares; 2025Q3: 916,277 shares 916,277$8.48M0.64%-88,253Timeline
PAIWESTERN ASSET INVESTMENT GRAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 494,312 shares; 2024Q4: 662,505 shares; 2025Q1: 666,405 shares; 2025Q2: 678,355 shares; 2025Q3: 649,155 shares 649,155$8.32M0.63%-29,200Timeline
JHIHANCOCK JOHN INVS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 382,371 shares; 2024Q4: 536,545 shares; 2025Q1: 552,045 shares; 2025Q2: 603,795 shares; 2025Q3: 569,695 shares 569,695$7.97M0.6%-34,100Timeline
PPTFRANKLIN PREMIER INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,010,994 shares; 2024Q4: 1,961,373 shares; 2025Q1: 2,190,650 shares; 2025Q2: 2,150,697 shares; 2025Q3: 2,053,544 shares 2,053,544$7.58M0.57%-97,153Timeline
BTTBLACKROCK MUN TARGET TERM TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 157,235 shares; 2024Q4: 315,019 shares; 2025Q1: 327,919 shares; 2025Q2: 327,479 shares; 2025Q3: 315,129 shares 315,129$7.08M0.53%-12,350Timeline
MGFABERDEEN GOVT MARKETS INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,349,621 shares; 2024Q4: 2,296,908 shares; 2025Q1: 2,298,108 shares; 2025Q2: 2,253,781 shares; 2025Q3: 2,253,781 shares 2,253,781$7.03M0.53%0Timeline
ABRDN JAPAN EQUITY FUND INCABRDN JAPAN EQUITY FUND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,103,712 shares; 2024Q4: 2,909,956 shares; 2025Q1: 2,685,181 shares; 2025Q2: 2,566,226 shares; 2025Q3: 866,040 shares 866,040$6.82M0.51%-1,700,186
XBOEXBLACKROCK ENHANCED GLOBALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,732,728 shares; 2024Q4: 1,446,729 shares; 2025Q1: 1,236,314 shares; 2025Q2: 965,103 shares; 2025Q3: 586,008 shares 586,008$6.78M0.51%-379,095Timeline
SRLNSSGA ACTIVE ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 130,958 shares; 2025Q1: 130,958 shares; 2025Q2: 130,958 shares; 2025Q3: 162,658 shares 162,658$6.76M0.51%+31,700Timeline
TWNTAIWAN FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 322,089 shares; 2024Q4: 269,820 shares; 2025Q1: 171,697 shares; 2025Q2: 144,505 shares; 2025Q3: 120,032 shares 120,032$6.5M0.49%-24,473Timeline
ERCALLSPRING MULTI SECTOR INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 337,100 shares; 2024Q4: 783,438 shares; 2025Q1: 758,838 shares; 2025Q2: 783,634 shares; 2025Q3: 665,934 shares 665,934$6.38M0.48%-117,700Timeline
XFFCXFLAHERTY & CRUMRIN PFD & INMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 80,966 shares; 2024Q4: 310,250 shares; 2025Q1: 366,550 shares; 2025Q2: 375,350 shares; 2025Q3: 375,350 shares 375,350$6.34M0.48%0Timeline
RABROOKFIELD REAL ASSETS INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 163,400 shares; 2024Q4: 415,520 shares; 2025Q1: 460,320 shares; 2025Q2: 489,570 shares; 2025Q3: 462,170 shares 462,170$6.17M0.47%-27,400Timeline
ETOEATON VANCE TAX-ADVANTAGED GQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 245,990 shares; 2024Q4: 248,949 shares; 2025Q1: 255,176 shares; 2025Q2: 254,765 shares; 2025Q3: 220,578 shares 220,578$6.08M0.46%-34,187Timeline
ASGLIBERTY ALL-STAR GROWTH FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 404,493 shares; 2024Q4: 732,060 shares; 2025Q1: 884,228 shares; 2025Q2: 852,090 shares; 2025Q3: 1,088,599 shares 1,088,599$6.04M0.46%+236,509Timeline
KFKOREA FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 336,063 shares; 2024Q4: 326,923 shares; 2025Q1: 249,345 shares; 2025Q2: 235,075 shares; 2025Q3: 196,850 shares 196,850$6.02M0.45%-38,225Timeline
XBMEXBLACKROCK HEALTH SCIENCES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 265,314 shares; 2024Q4: 176,012 shares; 2025Q1: 141,109 shares; 2025Q2: 153,502 shares; 2025Q3: 153,302 shares 153,302$5.71M0.43%-200Timeline
NNYNUVEEN N Y MUN VALUE FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 663,627 shares; 2024Q4: 705,978 shares; 2025Q1: 730,465 shares; 2025Q2: 716,944 shares; 2025Q3: 682,206 shares 682,206$5.64M0.42%-34,738Timeline
IGIWESTERN ASSET INVT GRADE OPPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 570,855 shares; 2024Q4: 92,900 shares; 2025Q1: 137,000 shares; 2025Q2: 202,100 shares; 2025Q3: 325,361 shares 325,361$5.43M0.41%+123,261Timeline
ETBEATON VANCE TAX MNGED BUY WRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 667,943 shares; 2024Q4: 401,835 shares; 2025Q1: 311,777 shares; 2025Q2: 301,388 shares; 2025Q3: 300,874 shares 300,874$4.51M0.34%-514Timeline
ERHALLSPRING UTILITIES AND HIGHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 379,837 shares; 2024Q4: 360,064 shares; 2025Q1: 366,634 shares; 2025Q2: 367,888 shares; 2025Q3: 361,344 shares 361,344$4.47M0.34%-6,544Timeline
SBIWESTERN ASSET INTER MUNIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 628,157 shares; 2024Q4: 627,499 shares; 2025Q1: 609,573 shares; 2025Q2: 594,301 shares; 2025Q3: 519,897 shares 519,897$4.11M0.31%-74,404Timeline
USALIBERTY ALL STAR EQUITY FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 628,404 shares 628,404$3.98M0.3%newTimeline
MMTABERDEEN MULTI-MARKET INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 198,227 shares; 2024Q4: 366,188 shares; 2025Q1: 609,455 shares; 2025Q2: 860,538 shares; 2025Q3: 817,038 shares 817,038$3.91M0.29%-43,500Timeline
BBNBLACKROCK TAX MUNICPAL BD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 144,100 shares; 2025Q1: 151,900 shares; 2025Q2: 242,000 shares; 2025Q3: 231,600 shares 231,600$3.84M0.29%-10,400Timeline
XEFRXEATON VANCE SR FLTNG RTE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 332,089 shares 332,089$3.8M0.29%newTimeline
ETWEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 610,009 shares; 2024Q4: 608,109 shares; 2025Q1: 551,759 shares; 2025Q2: 462,934 shares; 2025Q3: 401,034 shares 401,034$3.63M0.27%-61,900Timeline
PMOFRANKLIN MUN OPPORTUNITIES TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 235,381 shares; 2024Q4: 362,681 shares; 2025Q1: 382,761 shares; 2025Q2: 377,411 shares; 2025Q3: 350,361 shares 350,361$3.62M0.27%-27,050Timeline
WEAWESTERN ASSET PREMIER BD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 340,815 shares; 2024Q4: 333,247 shares; 2025Q1: 337,147 shares; 2025Q2: 334,079 shares; 2025Q3: 306,736 shares 306,736$3.44M0.26%-27,343Timeline
CHINA FD INCCHINA FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 287,265 shares; 2024Q4: 276,146 shares; 2025Q1: 167,701 shares; 2025Q2: 160,714 shares; 2025Q3: 181,814 shares 181,814$3.36M0.25%+21,100
MXFMEXICO FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 200,841 shares; 2024Q4: 246,686 shares; 2025Q1: 179,286 shares; 2025Q2: 161,706 shares; 2025Q3: 150,129 shares 150,129$2.96M0.22%-11,577Timeline
XLPSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 35,090 shares; 2025Q2: 58,690 shares; 2025Q3: 36,590 shares 36,590$2.87M0.22%-22,100Timeline
XMVFXBLACKROCK MUNIVEST FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 394,248 shares; 2024Q4: 551,113 shares; 2025Q1: 511,845 shares; 2025Q2: 476,461 shares; 2025Q3: 387,203 shares 387,203$2.66M0.2%-89,258Timeline
NUVEEN N Y SELECT TAX FREE INUVEEN N Y SELECT TAX FREE IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 220,727 shares; 2024Q4: 273,085 shares; 2025Q1: 257,153 shares; 2025Q2: 242,473 shares; 2025Q3: 214,012 shares 214,012$2.57M0.19%-28,461
XGDVXGABELLI DIVID & INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 469,341 shares; 2024Q4: 355,605 shares; 2025Q1: 126,627 shares; 2025Q2: 117,327 shares; 2025Q3: 92,047 shares 92,047$2.5M0.19%-25,280Timeline
XGLQXCLOUGH GLOBAL EQUITY FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 154,833 shares; 2024Q4: 466,061 shares; 2025Q1: 376,090 shares; 2025Q2: 345,501 shares; 2025Q3: 326,701 shares 326,701$2.49M0.19%-18,800Timeline
BLACKROCK MUNI INC TR IIBLACKROCK MUNI INC TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 212,930 shares; 2025Q1: 247,793 shares; 2025Q2: 243,543 shares; 2025Q3: 233,793 shares 233,793$2.44M0.18%-9,750
XEXGXEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,799,572 shares; 2024Q4: 2,650,494 shares; 2025Q1: 2,207,936 shares; 2025Q2: 1,398,097 shares; 2025Q3: 254,506 shares 254,506$2.32M0.17%-1,143,591Timeline
JMMNUVEEN MULTI-MKT INCOME FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 516,082 shares; 2024Q4: 524,932 shares; 2025Q1: 524,932 shares; 2025Q2: 449,170 shares; 2025Q3: 366,851 shares 366,851$2.31M0.17%-82,319Timeline
DHFBNY MELLON HIGH YIELD STRATEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 386,352 shares; 2024Q4: 713,713 shares; 2025Q1: 877,462 shares; 2025Q2: 879,614 shares; 2025Q3: 879,614 shares 879,614$2.28M0.17%0Timeline
NCANUVEEN CALIFORNIA MUNI VLU FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 304,786 shares; 2024Q4: 364,971 shares; 2025Q1: 379,495 shares; 2025Q2: 335,648 shares; 2025Q3: 255,520 shares 255,520$2.27M0.17%-80,128Timeline
DIAXNUVEEN DOW 30SM DYNAMIC OVERWRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 410,462 shares; 2024Q4: 289,771 shares; 2025Q1: 178,306 shares; 2025Q2: 159,611 shares; 2025Q3: 151,311 shares 151,311$2.25M0.17%-8,300Timeline
ACPABRDN INCOME CREDIT STRATEGIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 337,051 shares; 2025Q1: 337,051 shares; 2025Q2: 388,151 shares; 2025Q3: 388,151 shares 388,151$2.25M0.17%0Timeline
IHDVOYA EMERGING MKTS HIGH DIVIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,371,538 shares; 2024Q4: 1,279,435 shares; 2025Q1: 937,757 shares; 2025Q2: 403,389 shares; 2025Q3: 356,370 shares 356,370$2.23M0.17%-47,019Timeline
FTHYFIRST TR HIGH YIELD OPPRT 20Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 96,095 shares; 2024Q4: 58,182 shares; 2025Q1: 58,182 shares; 2025Q2: 152,682 shares; 2025Q3: 152,682 shares 152,682$2.21M0.17%0Timeline
PFOFLAHERTY & CRUMRINE PFD INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 198,610 shares 198,610$1.94M0.15%newTimeline
HQLABRDN LIFE SCIENCES INVESTORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 349,501 shares; 2024Q4: 247,147 shares; 2025Q1: 180,971 shares; 2025Q2: 161,971 shares; 2025Q3: 122,170 shares 122,170$1.89M0.14%-39,801Timeline
EODALLSPRING GLOBAL DIVIDEND OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 503,847 shares; 2024Q4: 562,546 shares; 2025Q1: 587,546 shares; 2025Q2: 481,869 shares; 2025Q3: 305,177 shares 305,177$1.74M0.13%-176,692Timeline
DFPFLAHERTY & CRUMRINE DYNAMICQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 79,500 shares 79,500$1.72M0.13%newTimeline
BKTBLACKROCK INCOME TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 188,072 shares; 2025Q2: 188,490 shares; 2025Q3: 142,110 shares 142,110$1.6M0.12%-46,380Timeline
CHWCALAMOS GBL DYN INCOME FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 79,769 shares; 2025Q1: 136,451 shares; 2025Q2: 166,351 shares; 2025Q3: 197,687 shares 197,687$1.49M0.11%+31,336Timeline
PIMFRANKLIN MASTER INTER INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 579,516 shares; 2024Q4: 1,065,778 shares; 2025Q1: 1,029,067 shares; 2025Q2: 1,022,467 shares; 2025Q3: 418,152 shares 418,152$1.44M0.11%-604,315Timeline
EVFEATON VANCE SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 250,140 shares 250,140$1.37M0.1%newTimeline
VGIVIRTUS GLOBAL MULTI-SECTOR IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 277,582 shares; 2024Q4: 462,083 shares; 2025Q1: 449,983 shares; 2025Q2: 448,445 shares; 2025Q3: 169,244 shares 169,244$1.34M0.1%-279,201Timeline
DTFDTF TAX-FREE INCOME 2028 TERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 317,701 shares; 2024Q4: 210,636 shares; 2025Q1: 127,136 shares; 2025Q2: 123,629 shares; 2025Q3: 115,629 shares 115,629$1.32M0.1%-8,000Timeline
HEQJOHN HANCOCK DIVERSIFIED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 72,807 shares; 2024Q4: 100,502 shares; 2025Q1: 143,675 shares; 2025Q2: 135,375 shares; 2025Q3: 122,340 shares 122,340$1.3M0.1%-13,035Timeline
LEOBNY MELLON STRATEGIC MUNS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 237,074 shares; 2024Q4: 206,145 shares; 2025Q1: 206,145 shares; 2025Q2: 206,145 shares; 2025Q3: 206,145 shares 206,145$1.29M0.1%0Timeline
TDFTEMPLETON DRAGON FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 90,596 shares; 2024Q4: 90,596 shares; 2025Q1: 51,138 shares; 2025Q2: 51,285 shares; 2025Q3: 108,318 shares 108,318$1.26M0.1%+57,033Timeline
ETVEATON VANCE TAX-MANAGED BUY-Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 83,593 shares 83,593$1.19M0.09%newTimeline
XLISELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 18,000 shares; 2025Q1: 16,010 shares; 2025Q2: 14,285 shares; 2025Q3: 7,485 shares 7,485$1.15M0.09%-6,800Timeline
FUNDSPROTT FOCUS TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 257,483 shares; 2024Q4: 310,073 shares; 2025Q1: 164,668 shares; 2025Q2: 147,268 shares; 2025Q3: 137,368 shares 137,368$1.14M0.09%-9,900Timeline
GDOWSTRN AST GLBL CORP OPP FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 28,400 shares; 2025Q1: 78,000 shares; 2025Q2: 99,550 shares; 2025Q3: 95,050 shares 95,050$1.13M0.09%-4,500Timeline
DSMBNY MELLON STRATEGIC MUN BDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 195,021 shares; 2024Q4: 184,401 shares; 2025Q1: 184,401 shares; 2025Q2: 184,401 shares; 2025Q3: 159,401 shares 159,401$944K0.07%-25,000Timeline
FMYFIRST TR MTG INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 92,519 shares; 2024Q4: 92,352 shares; 2025Q1: 90,952 shares; 2025Q2: 92,637 shares; 2025Q3: 75,027 shares 75,027$919K0.07%-17,610Timeline
EFTEATON VANCE FLOATING RATE INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 73,100 shares 73,100$860K0.06%newTimeline
VBFINVESCO BD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 10,300 shares; 2025Q2: 50,750 shares; 2025Q3: 51,150 shares 51,150$807K0.06%+400Timeline
DMBBNY MELLON MUN BD INFRASTRUCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 87,064 shares; 2024Q4: 76,177 shares; 2025Q1: 76,177 shares; 2025Q2: 76,177 shares; 2025Q3: 73,129 shares 73,129$782K0.06%-3,048Timeline
EATON VANCE CALIFORNIA MUNI…EATON VANCE CALIFORNIA MUNI BOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 147,514 shares; 2024Q4: 78,950 shares; 2025Q1: 78,950 shares; 2025Q2: 71,153 shares; 2025Q3: 60,420 shares 60,420$573K0.04%-10,733
AFBALLIANCEBERNSTEIN NATL MUN IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 66,310 shares; 2024Q4: 73,010 shares; 2025Q1: 65,210 shares; 2025Q2: 60,752 shares; 2025Q3: 50,902 shares 50,902$552K0.04%-9,850Timeline
PDXPIMCO DYNAMIC INCOME STRATEGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 12,922 shares; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 21,512 shares; 2025Q3: 21,512 shares 21,512$536K0.04%0Timeline
FCTFIRST TR SR FLTG RATE INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 301,413 shares; 2024Q4: 201,208 shares; 2025Q1: 157,708 shares; 2025Q2: 157,961 shares; 2025Q3: 53,461 shares 53,461$535K0.04%-104,500Timeline
RMTROYCE MICRO-CAP TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 166,285 shares; 2024Q4: 149,985 shares; 2025Q1: 57,127 shares; 2025Q2: 52,527 shares; 2025Q3: 49,327 shares 49,327$513K0.04%-3,200Timeline
FMNFEDERATED HERMES PREM MUNI IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 317,397 shares; 2024Q4: 76,060 shares; 2025Q1: 76,060 shares; 2025Q2: 76,060 shares; 2025Q3: 43,510 shares 43,510$480K0.04%-32,550Timeline
PFDFLAHERTY & CRUMRINE PFD INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 36,200 shares 36,200$435K0.03%newTimeline
XAODXABRDN TOTAL DYNAMIC DIVIDENDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 73,062 shares; 2024Q4: 69,762 shares; 2025Q1: 61,842 shares; 2025Q2: 49,367 shares; 2025Q3: 40,692 shares 40,692$385K0.03%-8,675Timeline
IIFMORGAN STANLEY INDIA INVT FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 110,850 shares; 2024Q4: 44,771 shares; 2025Q1: 34,236 shares; 2025Q2: 14,186 shares; 2025Q3: 11,706 shares 11,706$308K0.02%-2,480Timeline
XBGYXBLACKROCK ENHANCED INTL DIVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,043,791 shares; 2024Q4: 1,754,366 shares; 2025Q1: 1,514,043 shares; 2025Q2: 1,235,587 shares; 2025Q3: 51,544 shares 51,544$296K0.02%-1,184,043Timeline
HTDHANCOCK JOHN TAX-ADVANTAGEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 39,929 shares; 2024Q4: 39,929 shares; 2025Q1: 28,731 shares; 2025Q2: 24,431 shares; 2025Q3: 11,765 shares 11,765$292K0.02%-12,666Timeline
OPPRIVERNORTH DOUBLELINE STRATEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 114,550 shares; 2024Q4: 174,450 shares; 2025Q1: 242,181 shares; 2025Q2: 271,084 shares; 2025Q3: 32,184 shares 32,184$275K0.02%-238,900Timeline
GNTGAMCO NAT RES GOLD & INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 351,216 shares; 2024Q4: 291,402 shares; 2025Q1: 167,063 shares; 2025Q2: 73,545 shares; 2025Q3: 37,263 shares 37,263$262K0.02%-36,282Timeline
XSSPXNUVEEN S&P 500 DYNAMIC OVERWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 273,882 shares; 2024Q4: 208,686 shares; 2025Q1: 78,436 shares; 2025Q2: 34,530 shares; 2025Q3: 14,331 shares 14,331$251K0.02%-20,199Timeline
GLOCLOUGH GLOBAL OPPORTUNITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 75,957 shares; 2024Q4: 104,131 shares; 2025Q1: 37,802 shares; 2025Q2: 28,852 shares; 2025Q3: 23,802 shares 23,802$136K0.01%-5,050Timeline
BLACKROCK INCOME TR INCBLACKROCK INCOME TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 142,110 shares 142,110$8.38K<0.01%new

Sold out in Q3 2025

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
KIOKKR INCOME OPPORTUNITIES FD575,652$7.23Mshares
BSTZBLACKROCK SCIENCE & TECHNOLO112,055$2.33Mshares
SPYSTATE STR SPDR S&P 500 ETF T3,520$2.17Mshares
BTXBLACKROCK TECH AND PRIVATE E248,540$1.82Mshares
CIIBLACKROCK ENHANCED LARGE CAP73,059$1.56Mshares
ETGEATON VANCE TX ADV GLBL DIV41,506$869Kshares
HYIWESTERN ASSET HIGH YIELD OPP70,828$849Kshares
NFJVIRTUS DIVIDEND INTEREST & P22,146$275Kshares

How Q3 2025 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001172661-25-005029 base2025-11-14acceptance time not in the bulk data set