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1607 Capital Partners, LLC

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13F filer, CIK 1436866, Richmond, VA

1607 Capital Partners, LLC reported $1,241,506,245 across 121 holdings for the quarter ended 2025-03-31, in a 13F-HR filed 2025-05-15. Its ten largest share positions make up 44.31% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001172661-25-002385

Period
2025-03-31
Reported value
$1.24B
Holdings
121
Top 10 weight
44.31%
New
4
Sold out
14

Largest buys vs the previous quarter

SecurityShares changeApprox. value
BKLNadded+800,000$16.6M
USHYadded+422,000$15.5M
EZUadded+235,900$12.6M
AGGadded+100,130$9.9M
KIOnew+729,483$8.97M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
EWJreduced-212,951-$14.6M
INSIGHT SELECT INCOME FDexited-631,939-$11M
AEFreduced-1,358,859-$6.74M
XGDVXreduced-228,978-$5.53M
GAMreduced-94,764-$4.77M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2025

Share positions as resolved from 13F-HR 0001172661-25-002385, largest first. % of portfolio is the value over $1,241,506,245, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
BKLNINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 720,500 shares; 2024Q4: 3,338,600 shares; 2025Q1: 4,138,600 shares 4,138,600$85.7M6.9%+800,000Timeline
USHYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 11,000 shares; 2024Q4: 1,668,600 shares; 2025Q1: 2,090,600 shares 2,090,600$77M6.2%+422,000Timeline
EWJISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,496,106 shares; 2024Q4: 1,209,283 shares; 2025Q1: 996,332 shares 996,332$68.3M5.5%-212,951Timeline
GOVTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 903,792 shares; 2024Q4: 2,558,892 shares; 2025Q1: 2,908,892 shares 2,908,892$66.9M5.39%+350,000Timeline
AGGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 483,125 shares; 2025Q1: 583,255 shares 583,255$57.7M4.65%+100,130Timeline
EZUISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 632,941 shares; 2024Q4: 570,741 shares; 2025Q1: 806,641 shares 806,641$43M3.46%+235,900Timeline
BBJPJ P MORGAN EXCHANGE TRADED FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 726,050 shares; 2024Q4: 692,000 shares; 2025Q1: 699,390 shares 699,390$39.3M3.16%+7,390Timeline
EWLISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 859,494 shares; 2024Q4: 801,914 shares; 2025Q1: 747,314 shares 747,314$38.7M3.12%-54,600Timeline
JOFJAPAN SMALLER CAPITALIZATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,160,129 shares; 2024Q4: 4,886,335 shares; 2025Q1: 4,568,762 shares 4,568,762$38.3M3.09%-317,573Timeline
IEFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 250,746 shares; 2024Q4: 370,611 shares; 2025Q1: 370,611 shares 370,611$35.3M2.85%0Timeline
SDHYPGIM SHORT DUR HIG YLD OPP FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 910,524 shares; 2024Q4: 1,954,798 shares; 2025Q1: 1,950,698 shares 1,950,698$32.1M2.59%-4,100Timeline
NUVNUVEEN MUN VALUE FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,128,320 shares; 2024Q4: 2,655,203 shares; 2025Q1: 2,718,221 shares 2,718,221$23.8M1.92%+63,018Timeline
VMBSVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 229,530 shares; 2024Q4: 415,055 shares; 2025Q1: 508,455 shares 508,455$23.5M1.9%+93,400Timeline
MINABERDEEN INTER INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,551,193 shares; 2024Q4: 7,575,555 shares; 2025Q1: 7,370,555 shares 7,370,555$19.8M1.6%-205,000Timeline
XEXGXEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,799,572 shares; 2024Q4: 2,650,494 shares; 2025Q1: 2,207,936 shares 2,207,936$18M1.45%-442,558Timeline
MMUWESTERN ASSET MANAGED MUNS FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 966,793 shares; 2024Q4: 1,695,366 shares; 2025Q1: 1,743,089 shares 1,743,089$17.9M1.44%+47,723Timeline
NUWNUVEEN AMT-FREE MUN VALUE FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 979,971 shares; 2024Q4: 1,254,393 shares; 2025Q1: 1,303,138 shares 1,303,138$17.9M1.44%+48,745Timeline
ABRDN JAPAN EQUITY FUND INCABRDN JAPAN EQUITY FUND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,103,712 shares; 2024Q4: 2,909,956 shares; 2025Q1: 2,685,181 shares 2,685,181$17.5M1.41%-224,775
WIWWESTERN AST INFL LKD OPP & IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,060,460 shares; 2024Q4: 2,112,328 shares; 2025Q1: 1,927,128 shares 1,927,128$16.9M1.36%-185,200Timeline
GAMGENERAL AMERN INVS CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 560,390 shares; 2024Q4: 419,306 shares; 2025Q1: 324,542 shares 324,542$16.3M1.32%-94,764Timeline
EEAEUROPEAN EQUITY FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,871,094 shares; 2024Q4: 1,816,430 shares; 2025Q1: 1,781,798 shares 1,781,798$16.2M1.31%-34,632Timeline
GFNEW GERMANY FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,696,060 shares; 2024Q4: 1,596,923 shares; 2025Q1: 1,523,705 shares 1,523,705$14.9M1.2%-73,218Timeline
JHSHANCOCK JOHN INCOME SECS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 773,503 shares; 2024Q4: 1,112,680 shares; 2025Q1: 1,269,180 shares 1,269,180$14.4M1.16%+156,500Timeline
LQDISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 120,350 shares; 2025Q1: 127,800 shares 127,800$13.9M1.12%+7,450Timeline
KTFDWS MUN INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,337,384 shares; 2024Q4: 1,409,479 shares; 2025Q1: 1,476,480 shares 1,476,480$13.8M1.12%+67,001Timeline
STEWSRH TOTAL RETURN FUND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 787,766 shares; 2024Q4: 788,578 shares; 2025Q1: 785,460 shares 785,460$13.5M1.09%-3,118Timeline
XBOEXBLACKROCK ENHANCED GLOBALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,732,728 shares; 2024Q4: 1,446,729 shares; 2025Q1: 1,236,314 shares 1,236,314$13.4M1.08%-210,415Timeline
TSITCW STRATEGIC INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,840,276 shares; 2024Q4: 2,202,483 shares; 2025Q1: 2,670,304 shares 2,670,304$13M1.05%+467,821Timeline
XEVTXEATON VANCE TAX ADVT DIV INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 527,210 shares; 2024Q4: 587,126 shares; 2025Q1: 551,772 shares 551,772$12.8M1.03%-35,354Timeline
ADXADAMS DIVERSIFIED EQUITY FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 591,566 shares; 2024Q4: 746,861 shares; 2025Q1: 653,135 shares 653,135$12.4M1%-93,726Timeline
QQQXNUVEEN NASDAQ 100 DYNAMIC OVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 472,855 shares; 2024Q4: 644,987 shares; 2025Q1: 516,931 shares 516,931$12.3M0.99%-128,056Timeline
NBHNEUBERGER MUN FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 784,518 shares; 2024Q4: 1,086,362 shares; 2025Q1: 1,153,319 shares 1,153,319$12M0.97%+66,957Timeline
BMEZBLACKROCK HEALTH SCIENCES TEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,037,858 shares; 2024Q4: 802,679 shares; 2025Q1: 759,827 shares 759,827$11.3M0.91%-42,852Timeline
EMFTEMPLETON EMERGING MKTS FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,040,993 shares; 2024Q4: 979,172 shares; 2025Q1: 813,154 shares 813,154$10.4M0.84%-166,018Timeline
BSTBLACKROCK SCIENCE & TECHNOLOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 203,662 shares; 2024Q4: 382,122 shares; 2025Q1: 311,561 shares 311,561$10.3M0.83%-70,561Timeline
EOTEATON VANCE NATL MUN OPPORTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 601,045 shares; 2024Q4: 580,520 shares; 2025Q1: 595,920 shares 595,920$9.92M0.8%+15,400Timeline
XCAFXMORGAN STANLEY CHINA A SH FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 974,727 shares; 2024Q4: 940,097 shares; 2025Q1: 744,800 shares 744,800$9.74M0.78%-195,297Timeline
AEFABRDN EMERGING MARKETS EX CHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,461,298 shares; 2024Q4: 3,295,495 shares; 2025Q1: 1,936,636 shares 1,936,636$9.61M0.77%-1,358,859Timeline
NIMNUVEEN SELECT MAT MUN FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 791,593 shares; 2024Q4: 1,021,532 shares; 2025Q1: 1,029,818 shares 1,029,818$9.6M0.77%+8,286Timeline
ABERDEENABERDEENQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,276,813 shares; 2024Q4: 2,301,525 shares; 2025Q1: 2,283,372 shares 2,283,372$9.2M0.74%-18,153
KIOKKR INCOME OPPORTUNITIES FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 729,483 shares 729,483$8.97M0.72%newTimeline
PAIWESTERN ASSET INVESTMENT GRAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 494,312 shares; 2024Q4: 662,505 shares; 2025Q1: 666,405 shares 666,405$8.56M0.69%+3,900Timeline
XBGYXBLACKROCK ENHANCED INTL DIVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,043,791 shares; 2024Q4: 1,754,366 shares; 2025Q1: 1,514,043 shares 1,514,043$8.49M0.68%-240,323Timeline
PPTFRANKLIN PREMIER INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,010,994 shares; 2024Q4: 1,961,373 shares; 2025Q1: 2,190,650 shares 2,190,650$7.91M0.64%+229,277Timeline
JHIHANCOCK JOHN INVS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 382,371 shares; 2024Q4: 536,545 shares; 2025Q1: 552,045 shares 552,045$7.49M0.6%+15,500Timeline
MGFABERDEEN GOVT MARKETS INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,349,621 shares; 2024Q4: 2,296,908 shares; 2025Q1: 2,298,108 shares 2,298,108$7.29M0.59%+1,200Timeline
ERCALLSPRING MULTI SECTOR INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 337,100 shares; 2024Q4: 783,438 shares; 2025Q1: 758,838 shares 758,838$7M0.56%-24,600Timeline
BTTBLACKROCK MUN TARGET TERM TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 157,235 shares; 2024Q4: 315,019 shares; 2025Q1: 327,919 shares 327,919$6.96M0.56%+12,900Timeline
CETCENTRAL SECS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 219,742 shares; 2024Q4: 177,482 shares; 2025Q1: 145,018 shares 145,018$6.52M0.53%-32,464Timeline
ETOEATON VANCE TAX-ADVANTAGED GQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 245,990 shares; 2024Q4: 248,949 shares; 2025Q1: 255,176 shares 255,176$6.27M0.51%+6,227Timeline
RABROOKFIELD REAL ASSETS INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 163,400 shares; 2024Q4: 415,520 shares; 2025Q1: 460,320 shares 460,320$6.06M0.49%+44,800Timeline
NNYNUVEEN N Y MUN VALUE FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 663,627 shares; 2024Q4: 705,978 shares; 2025Q1: 730,465 shares 730,465$6.03M0.49%+24,487Timeline
XFFCXFLAHERTY & CRUMRIN PFD & INMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 80,966 shares; 2024Q4: 310,250 shares; 2025Q1: 366,550 shares 366,550$5.84M0.47%+56,300Timeline
TWNTAIWAN FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 322,089 shares; 2024Q4: 269,820 shares; 2025Q1: 171,697 shares 171,697$5.7M0.46%-98,123Timeline
XBMEXBLACKROCK HEALTH SCIENCES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 265,314 shares; 2024Q4: 176,012 shares; 2025Q1: 141,109 shares 141,109$5.45M0.44%-34,903Timeline
SRLNSSGA ACTIVE ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 130,958 shares; 2025Q1: 130,958 shares 130,958$5.39M0.43%0Timeline
IHDVOYA EMERGING MKTS HIGH DIVIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,371,538 shares; 2024Q4: 1,279,435 shares; 2025Q1: 937,757 shares 937,757$5.01M0.4%-341,678Timeline
KFKOREA FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 336,063 shares; 2024Q4: 326,923 shares; 2025Q1: 249,345 shares 249,345$4.98M0.4%-77,578Timeline
SBIWESTERN ASSET INTER MUNIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 628,157 shares; 2024Q4: 627,499 shares; 2025Q1: 609,573 shares 609,573$4.75M0.38%-17,926Timeline
ETWEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 610,009 shares; 2024Q4: 608,109 shares; 2025Q1: 551,759 shares 551,759$4.55M0.37%-56,350Timeline
ASGLIBERTY ALL-STAR GROWTH FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 404,493 shares; 2024Q4: 732,060 shares; 2025Q1: 884,228 shares 884,228$4.32M0.35%+152,168Timeline
ETBEATON VANCE TAX MNGED BUY WRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 667,943 shares; 2024Q4: 401,835 shares; 2025Q1: 311,777 shares 311,777$4.26M0.34%-90,058Timeline
ERHALLSPRING UTILITIES AND HIGHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 379,837 shares; 2024Q4: 360,064 shares; 2025Q1: 366,634 shares 366,634$4.04M0.33%+6,570Timeline
PMOFRANKLIN MUN OPPORTUNITIES TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 235,381 shares; 2024Q4: 362,681 shares; 2025Q1: 382,761 shares 382,761$3.9M0.31%+20,080Timeline
WEAWESTERN ASSET PREMIER BD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 340,815 shares; 2024Q4: 333,247 shares; 2025Q1: 337,147 shares 337,147$3.78M0.3%+3,900Timeline
XMVFXBLACKROCK MUNIVEST FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 394,248 shares; 2024Q4: 551,113 shares; 2025Q1: 511,845 shares 511,845$3.59M0.29%-39,268Timeline
VGIVIRTUS GLOBAL MULTI-SECTOR IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 277,582 shares; 2024Q4: 462,083 shares; 2025Q1: 449,983 shares 449,983$3.48M0.28%-12,100Timeline
PIMFRANKLIN MASTER INTER INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 579,516 shares; 2024Q4: 1,065,778 shares; 2025Q1: 1,029,067 shares 1,029,067$3.42M0.28%-36,711Timeline
NCANUVEEN CALIFORNIA MUNI VLU FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 304,786 shares; 2024Q4: 364,971 shares; 2025Q1: 379,495 shares 379,495$3.28M0.26%+14,524Timeline
JMMNUVEEN MULTI-MKT INCOME FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 516,082 shares; 2024Q4: 524,932 shares; 2025Q1: 524,932 shares 524,932$3.27M0.26%0Timeline
XGDVXGABELLI DIVID & INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 469,341 shares; 2024Q4: 355,605 shares; 2025Q1: 126,627 shares 126,627$3.06M0.25%-228,978Timeline
NUVEEN N Y SELECT TAX FREE INUVEEN N Y SELECT TAX FREE IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 220,727 shares; 2024Q4: 273,085 shares; 2025Q1: 257,153 shares 257,153$3.04M0.24%-15,932
EODALLSPRING GLOBAL DIVIDEND OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 503,847 shares; 2024Q4: 562,546 shares; 2025Q1: 587,546 shares 587,546$2.91M0.23%+25,000Timeline
XLPSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 35,090 shares 35,090$2.87M0.23%newTimeline
MMTABERDEEN MULTI-MARKET INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 198,227 shares; 2024Q4: 366,188 shares; 2025Q1: 609,455 shares 609,455$2.83M0.23%+243,267Timeline
DIAXNUVEEN DOW 30SM DYNAMIC OVERWRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 410,462 shares; 2024Q4: 289,771 shares; 2025Q1: 178,306 shares 178,306$2.58M0.21%-111,465Timeline
BLACKROCK MUNI INC TR IIBLACKROCK MUNI INC TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 212,930 shares; 2025Q1: 247,793 shares 247,793$2.57M0.21%+34,863
BSTZBLACKROCK SCIENCE & TECHNOLOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 613,022 shares; 2024Q4: 160,857 shares; 2025Q1: 145,059 shares 145,059$2.57M0.21%-15,798Timeline
MXFMEXICO FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 200,841 shares; 2024Q4: 246,686 shares; 2025Q1: 179,286 shares 179,286$2.55M0.21%-67,400Timeline
BBNBLACKROCK TAX MUNICPAL BD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 144,100 shares; 2025Q1: 151,900 shares 151,900$2.53M0.2%+7,800Timeline
XGLQXCLOUGH GLOBAL EQUITY FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 154,833 shares; 2024Q4: 466,061 shares; 2025Q1: 376,090 shares 376,090$2.37M0.19%-89,971Timeline
HQLABRDN LIFE SCIENCES INVESTORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 349,501 shares; 2024Q4: 247,147 shares; 2025Q1: 180,971 shares 180,971$2.3M0.18%-66,176Timeline
IGIWESTERN ASSET INVT GRADE OPPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 570,855 shares; 2024Q4: 92,900 shares; 2025Q1: 137,000 shares 137,000$2.27M0.18%+44,100Timeline
DHFBNY MELLON HIGH YIELD STRATEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 386,352 shares; 2024Q4: 713,713 shares; 2025Q1: 877,462 shares 877,462$2.24M0.18%+163,749Timeline
BKTBLACKROCK INCOME TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 188,072 shares 188,072$2.23M0.18%newTimeline
CHINA FD INCCHINA FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 287,265 shares; 2024Q4: 276,146 shares; 2025Q1: 167,701 shares 167,701$2.15M0.17%-108,445
XLISELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 18,000 shares; 2025Q1: 16,010 shares 16,010$2.1M0.17%-1,990Timeline
OPPRIVERNORTH DOUBLELINE STRATEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 114,550 shares; 2024Q4: 174,450 shares; 2025Q1: 242,181 shares 242,181$2.08M0.17%+67,731Timeline
ACPABRDN INCOME CREDIT STRATEGIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 337,051 shares; 2025Q1: 337,051 shares 337,051$1.99M0.16%0Timeline
CIIBLACKROCK ENHANCED LARGE CAPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 61,631 shares; 2024Q4: 73,452 shares; 2025Q1: 103,866 shares 103,866$1.92M0.15%+30,414Timeline
ETGEATON VANCE TX ADV GLBL DIVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 642,099 shares; 2024Q4: 342,801 shares; 2025Q1: 99,439 shares 99,439$1.81M0.15%-243,362Timeline
BTXBLACKROCK TECH AND PRIVATE EQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 484,745 shares; 2024Q4: 265,940 shares; 2025Q1: 270,040 shares 270,040$1.69M0.14%+4,100Timeline
FCTFIRST TR SR FLTG RATE INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 301,413 shares; 2024Q4: 201,208 shares; 2025Q1: 157,708 shares 157,708$1.6M0.13%-43,500Timeline
HEQJOHN HANCOCK DIVERSIFIED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 72,807 shares; 2024Q4: 100,502 shares; 2025Q1: 143,675 shares 143,675$1.49M0.12%+43,173Timeline
DTFDTF TAX-FREE INCOME 2028 TERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 317,701 shares; 2024Q4: 210,636 shares; 2025Q1: 127,136 shares 127,136$1.43M0.11%-83,500Timeline
XSSPXNUVEEN S&P 500 DYNAMIC OVERWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 273,882 shares; 2024Q4: 208,686 shares; 2025Q1: 78,436 shares 78,436$1.33M0.11%-130,250Timeline
LEOBNY MELLON STRATEGIC MUNS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 237,074 shares; 2024Q4: 206,145 shares; 2025Q1: 206,145 shares 206,145$1.26M0.1%0Timeline
FUNDSPROTT FOCUS TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 257,483 shares; 2024Q4: 310,073 shares; 2025Q1: 164,668 shares 164,668$1.22M0.1%-145,405Timeline
FMYFIRST TR MTG INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 92,519 shares; 2024Q4: 92,352 shares; 2025Q1: 90,952 shares 90,952$1.11M0.09%-1,400Timeline
DSMBNY MELLON STRATEGIC MUN BDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 195,021 shares; 2024Q4: 184,401 shares; 2025Q1: 184,401 shares 184,401$1.06M0.09%0Timeline
BNY MELLON MUN INCOME INCBNY MELLON MUN INCOME INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 327,598 shares; 2024Q4: 147,316 shares; 2025Q1: 147,316 shares 147,316$1.06M0.09%0
NMINUVEEN MUN INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 240,461 shares; 2024Q4: 288,375 shares; 2025Q1: 104,147 shares 104,147$1.02M0.08%-184,228Timeline
GNTGAMCO NAT RES GOLD & INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 351,216 shares; 2024Q4: 291,402 shares; 2025Q1: 167,063 shares 167,063$1.02M0.08%-124,339Timeline
NFJVIRTUS DIVIDEND INTEREST & PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 662,772 shares; 2024Q4: 281,178 shares; 2025Q1: 83,821 shares 83,821$1.02M0.08%-197,357Timeline
GDOWSTRN AST GLBL CORP OPP FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 28,400 shares; 2025Q1: 78,000 shares 78,000$903K0.07%+49,600Timeline
CHWCALAMOS GBL DYN INCOME FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 79,769 shares; 2025Q1: 136,451 shares 136,451$872K0.07%+56,682Timeline
FTHYFIRST TR HIGH YIELD OPPRT 20Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 96,095 shares; 2024Q4: 58,182 shares; 2025Q1: 58,182 shares 58,182$841K0.07%0Timeline
HYIWESTERN ASSET HIGH YIELD OPPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 93,584 shares; 2024Q4: 70,828 shares; 2025Q1: 70,828 shares 70,828$839K0.07%0Timeline
IIFMORGAN STANLEY INDIA INVT FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 110,850 shares; 2024Q4: 44,771 shares; 2025Q1: 34,236 shares 34,236$835K0.07%-10,535Timeline
FMNFEDERATED HERMES PREM MUNI IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 317,397 shares; 2024Q4: 76,060 shares; 2025Q1: 76,060 shares 76,060$826K0.07%0Timeline
DMBBNY MELLON MUN BD INFRASTRUCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 87,064 shares; 2024Q4: 76,177 shares; 2025Q1: 76,177 shares 76,177$805K0.06%0Timeline
EATON VANCE CALIFORNIA MUNI…EATON VANCE CALIFORNIA MUNI BOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 147,514 shares; 2024Q4: 78,950 shares; 2025Q1: 78,950 shares 78,950$732K0.06%0
AFBALLIANCEBERNSTEIN NATL MUN IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 66,310 shares; 2024Q4: 73,010 shares; 2025Q1: 65,210 shares 65,210$708K0.06%-7,800Timeline
HTDHANCOCK JOHN TAX-ADVANTAGEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 39,929 shares; 2024Q4: 39,929 shares; 2025Q1: 28,731 shares 28,731$688K0.06%-11,198Timeline
FTFFRANKLIN LTD DURATION INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 275,567 shares; 2024Q4: 192,438 shares; 2025Q1: 86,338 shares 86,338$558K0.04%-106,100Timeline
XAODXABRDN TOTAL DYNAMIC DIVIDENDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 73,062 shares; 2024Q4: 69,762 shares; 2025Q1: 61,842 shares 61,842$519K0.04%-7,920Timeline
TDFTEMPLETON DRAGON FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 90,596 shares; 2024Q4: 90,596 shares; 2025Q1: 51,138 shares 51,138$496K0.04%-39,458Timeline
RMTROYCE MICRO-CAP TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 166,285 shares; 2024Q4: 149,985 shares; 2025Q1: 57,127 shares 57,127$482K0.04%-92,858Timeline
SWZTOTAL RETURN SECURITIES FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 407,364 shares; 2024Q4: 459,592 shares; 2025Q1: 39,979 shares 39,979$369K0.03%-419,613Timeline
GLOCLOUGH GLOBAL OPPORTUNITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 75,957 shares; 2024Q4: 104,131 shares; 2025Q1: 37,802 shares 37,802$185K0.01%-66,329Timeline
VBFINVESCO BD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 10,300 shares 10,300$159K0.01%newTimeline

Sold out in Q1 2025

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
INSIGHT SELECT INCOME FDINSIGHT SELECT INCOME FD631,939$11Mshares
SPYSTATE STR SPDR S&P 500 ETF T7,265$4.26Mshares
BLACKROCK ENHANCED GOVT FD …BLACKROCK ENHANCED GOVT FD (EGF)220,343$2.14Mshares
TPZTORTOISE CAPITAL SERIES TRUS75,319$1.51Mshares
PEOADAM NAT RES FD INC61,634$1.34Mshares
NEW AMERICA HIGH INCOME FUN…NEW AMERICA HIGH INCOME FUND I127,850$1.04Mshares
XLGIXLAZARD GLOBAL TOTAL RETURN &46,640$745Kshares
EOSEATON VANCE ENHANCED EQUITY28,410$680Kshares
NBXGNEUBERGER NEXT GENERATION39,288$501Kshares
EATON VANCE NEW YORK MUN BDEATON VANCE NEW YORK MUN BD44,081$420Kshares
RVTROYCE SMALL CAP TRUST INC24,006$379Kshares
TBLDTHORNBURG INCM BUILDER OPP T21,404$348Kshares
IFNABERDEEN INDIA FD INC20,000$315Kshares
MHFWESTERN ASSET MUN HIGH INCOM24,976$170Kshares

How Q1 2025 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001172661-25-002385 base2025-05-15acceptance time not in the bulk data set