13F-HR filed by Golden State Wealth Management, LLC
Golden State Wealth Management, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-23, with 1,117 holding rows worth $303,095,000.
- Accession
- 0001776033-19-000004
- Filer
- CIK 1776033
- Filed
- 2019-10-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 1,117 entries on the cover page, a total value of $303,095,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $303,095,000 with VALUE read as thousands by filing date, 13F file number 028-19519. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 650 | $2,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 147 | $2,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 9 | $1,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 55 | $1,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 17 | $1,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 10 | $1,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 8 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 6 | $1,000 | thousands by filing date | call |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 16 | $1,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 34 | $1,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 15 | $1,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 53 | $1,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 11 | $1,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 9 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 13 | $1,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 31 | $1,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 88 | $1,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 10 | $1,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 8 | $1,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 23 | $1,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 38 | $1,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2 | $1,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 19 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 18 | $1,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 2 | $1,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 14 | $1,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 80 | $1,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 24 | $1,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 43 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 19 | $1,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 100 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 13 | $1,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 41 | $1,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 4 | $1,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 50 | $1,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 200 | $1,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 28 | $1,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 6 | $1,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 30 | $1,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 10 | $1,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 51 | $1,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 100 | $1,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 110 | $1,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,000 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 20 | $1,000 | thousands by filing date | |
| BX 280121C00160000 | 09260d907 | CALL | 8 | $1,000 | thousands by filing date | call |
| INTERNATIONAL BUSINESS MACHS | 459200901 | CALL | 3 | $1,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W902 | CALL | 4 | $1,000 | thousands by filing date | call |
| SLB LIMITED | 806857908 | CALL | 9 | $1,000 | thousands by filing date | call |
| BOEING CO | 097023905 | CALL | 1 | $1,000 | thousands by filing date | call |
| UNION PAC CORP | 907818908 | CALL | 2 | $1,000 | thousands by filing date | call |
| VERIZON COMMUNICATIONS INC | 92343V904 | COM | 7 | $1,000 | thousands by filing date | call |
| CONOCOPHILLIPS | 20825C904 | COM | 12 | $1,000 | thousands by filing date | call |
| VERSUM MATLS INC | 92532W103 | COM | 12 | $1,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 9 | $1,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 76 | $1,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 316 | $1,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 175 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 17 | $1,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 800 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 24 | $1,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 118 | $1,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 50 | $1,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641737 | CMCI FOOD ETN | 50 | $1,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 300 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 66 | $1,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 1,000 | $1,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDINAL HEALTH INC | 14149Y108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQT CORP COM | 26884L109 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOX CORP CL A COM | 35137L105 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 208 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADIENT PLC | G0084W101 | ORD SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MADDEN STEVEN LTD | 556269108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTSMAN CORP | 447011107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARRICK GOLD CORP | 067901108 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Concho Resources Inc. | 20605P101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIVO CORP | 88870P106 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGC PHARMA INC | 45408X308 | COM NEW | 225 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMAN SACHS GROUP INC | 38141G904 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OCCIDENTAL PETE CORP | 674599905 | CALL | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LYFT INC | 55087P904 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHICOS FAS INC | 168615102 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPRINT CORP | 85207U105 | COM SER 1 | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fte Networks Inc | 30283R402 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENCANA CORP | 292505104 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIT CORP | 909218109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WALGREENS BOOTS ALLIANCE INC | 931427908 | CALL | 7 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NXT-ID INC | 67091J206 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUCKIN COFFEE INC | 54951L909 | CALL | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001776033-19-000004 | this filing | 2019-10-23 | acceptance time not in the bulk data set |